Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Vuzix CorpVUZI · Entity 6298 | Director · CFO | April 29, 2026 | April 30, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Vuzix Corp
Report date April 29, 2026 · Filed April 30, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 193,258 |
Reported balance
After 2026-04-29 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-04-29 · Grant · Acquired 193,258 · Balance 193,258 F1: Each Restricted Stock Unit ("RSU"s), both time-based vesting and performance-based vesting, represents the contingent right to receive one share of common stock. F2: 50% (96,629) of the RSUs will vest as follows: 1/3 each on December 15, 2026, 1/3 December 15, 2027, and 1/3 December 15, 2028. The remaining 50% (96,629) will vest solely upon certain performance achievements, up and until December 31, 2028, and not simply the passage of time. This latter 50% may increase up to 150% of such amount (144,943 RSUs) subject to certain bonus achievements. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Restricted Stock Unit ("RSU"s), both time-based vesting and performance-based vesting, represents the contingent right to receive one share of common stock.
F2: 50% (96,629) of the RSUs will vest as follows: 1/3 each on December 15, 2026, 1/3 December 15, 2027, and 1/3 December 15, 2028. The remaining 50% (96,629) will vest solely upon certain performance achievements, up and until December 31, 2028, and not simply the passage of time. This latter 50% may increase up to 150% of such amount (144,943 RSUs) subject to certain bonus achievements.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 29, 2026 Filed Apr 30, 2026 18:48 UTC | Vuzix Corp VUZI · Entity 6298 | GrantRestricted Stock Unit · Derivative | 193,258 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-26-053240 · tm2613277-2_4seq1.xml · derivative · entry 1 Russell Grant · CIK 0001475058 · Director · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 193,258 Underlying: Common Stock · 193,258 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU"s), both time-based vesting and performance-based vesting, represents the contingent right to receive one share of common stock. F2 · derivative.exercise_date: 50% (96,629) of the RSUs will vest as follows: 1/3 each on December 15, 2026, 1/3 December 15, 2027, and 1/3 December 15, 2028. The remaining 50% (96,629) will vest solely upon certain performance achievements, up and until December 31, 2028, and not simply the passage of time. This latter 50% may increase up to 150% of such amount (144,943 RSUs) subject to certain bonus achievements. F2 · derivative.expiration_date: 50% (96,629) of the RSUs will vest as follows: 1/3 each on December 15, 2026, 1/3 December 15, 2027, and 1/3 December 15, 2028. The remaining 50% (96,629) will vest solely upon certain performance achievements, up and until December 31, 2028, and not simply the passage of time. This latter 50% may increase up to 150% of such amount (144,943 RSUs) subject to certain bonus achievements. Read SEC document |
| January 02, 2025 Filed Jan 6, 2025 16:21 UTC | Vuzix Corp VUZI · Entity 6298 | OtherOptions (Right to Buy) · Derivative | 1,750,000 | $0.00 Strike: $19.00 | $0.00 |
DisclosureSEC source: 0001104659-25-001329 · tm252089-2_4seq1.xml · derivative · entry 2 Russell Grant · CIK 0001475058 · Director · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,750,000 shares Expires 2033-03-17 F2 · kind: The RSUs and cancellation of the options are subject to shareholder approval to be obtained at the Company's 2025 shareholder meeting. Upon and subject to such shareholder approval, the grant of the RSUs will be effective and the options issued to the Reporting Person on March 17, 2021 will simultaneously terminate. Subject to the foregoing, 50% (59,105) of the RSUs will vest in 3 years from the date of grant, and the remaining 50% (59,105) will vest solely upon achievement of certain performance results goals and not simply the passage of time. This remaining 50% may increase to up to 125% of such amount (73,881 RSUs) subject to achievement of certain results. F3 · derivative.exercise_date: 125,000 options vested immediately, and the remainder were to vest solely upon achievement of certain market capitalization and operating results goals and not simply the passage of time. As set forth in footnote (2) above, the options will terminate subject to and upon shareholder approval. F3 · derivative.expiration_date: 125,000 options vested immediately, and the remainder were to vest solely upon achievement of certain market capitalization and operating results goals and not simply the passage of time. As set forth in footnote (2) above, the options will terminate subject to and upon shareholder approval. Read SEC document |
| January 02, 2025 Filed Jan 6, 2025 16:21 UTC | Vuzix Corp VUZI · Entity 6298 | GrantRestricted Stock Unit · Derivative | 118,211 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-25-001329 · tm252089-2_4seq1.xml · derivative · entry 1 Russell Grant · CIK 0001475058 · Director · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 118,211 Underlying: Common Stock · 118,211 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU"s) represents the contingent right to receive one share of common stock. F2 · derivative.exercise_date: The RSUs and cancellation of the options are subject to shareholder approval to be obtained at the Company's 2025 shareholder meeting. Upon and subject to such shareholder approval, the grant of the RSUs will be effective and the options issued to the Reporting Person on March 17, 2021 will simultaneously terminate. Subject to the foregoing, 50% (59,105) of the RSUs will vest in 3 years from the date of grant, and the remaining 50% (59,105) will vest solely upon achievement of certain performance results goals and not simply the passage of time. This remaining 50% may increase to up to 125% of such amount (73,881 RSUs) subject to achievement of certain results. F2 · derivative.expiration_date: The RSUs and cancellation of the options are subject to shareholder approval to be obtained at the Company's 2025 shareholder meeting. Upon and subject to such shareholder approval, the grant of the RSUs will be effective and the options issued to the Reporting Person on March 17, 2021 will simultaneously terminate. Subject to the foregoing, 50% (59,105) of the RSUs will vest in 3 years from the date of grant, and the remaining 50% (59,105) will vest solely upon achievement of certain performance results goals and not simply the passage of time. This remaining 50% may increase to up to 125% of such amount (73,881 RSUs) subject to achievement of certain results. Read SEC document |
| January 02, 2025 Filed Jan 8, 2025 16:34 UTC Amendment | Vuzix Corp VUZI · Entity 6298 | OtherOptions (Right to Buy) · Derivative | 1,625,000 | $0.00 Strike: $19.00 | $0.00 |
DisclosureSEC source: 0001104659-25-002060 · tm252669-2_4aseq1.xml · derivative · entry 2 Russell Grant · CIK 0001475058 · Director · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 125,000 Underlying: Common Stock · 1,750,000 shares Expires 2033-03-17 F2 · kind: The RSUs and cancellation of the unvested options are subject to shareholder approval to be obtained at the Company's 2025 shareholder meeting. Upon and subject to such shareholder approval, the grant of the RSUs will be effective and the unvested options issued to the Reporting Person on March 17, 2021 will simultaneously terminate. Subject to the foregoing, 50% (59,105) of the RSUs will vest in 3 years from the date of grant, and the remaining 50% (59,105) will vest solely upon achievement of certain performance results goals and not simply the passage of time. This remaining 50% may increase to up to 125% of such amount (73,881 RSUs) subject to achievement of certain results. F3 · derivative.exercise_date: 125,000 options vested immediately, and the remaining 1,625,000 options were to vest solely upon achievement of certain market capitalization and operating results goals and not simply the passage of time. As set forth in footnote (2) above, the unvested options will terminate subject to and upon shareholder approval. F3 · derivative.expiration_date: 125,000 options vested immediately, and the remaining 1,625,000 options were to vest solely upon achievement of certain market capitalization and operating results goals and not simply the passage of time. As set forth in footnote (2) above, the unvested options will terminate subject to and upon shareholder approval. Read SEC document |
| January 02, 2025 Filed Jan 8, 2025 16:34 UTC Amendment | Vuzix Corp VUZI · Entity 6298 | GrantRestricted Stock Unit · Derivative | 118,211 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-25-002060 · tm252669-2_4aseq1.xml · derivative · entry 1 Russell Grant · CIK 0001475058 · Director · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 118,211 Underlying: Common Stock · 118,211 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU"s) represents the contingent right to receive one share of common stock. F2 · derivative.exercise_date: The RSUs and cancellation of the unvested options are subject to shareholder approval to be obtained at the Company's 2025 shareholder meeting. Upon and subject to such shareholder approval, the grant of the RSUs will be effective and the unvested options issued to the Reporting Person on March 17, 2021 will simultaneously terminate. Subject to the foregoing, 50% (59,105) of the RSUs will vest in 3 years from the date of grant, and the remaining 50% (59,105) will vest solely upon achievement of certain performance results goals and not simply the passage of time. This remaining 50% may increase to up to 125% of such amount (73,881 RSUs) subject to achievement of certain results. F2 · derivative.expiration_date: The RSUs and cancellation of the unvested options are subject to shareholder approval to be obtained at the Company's 2025 shareholder meeting. Upon and subject to such shareholder approval, the grant of the RSUs will be effective and the unvested options issued to the Reporting Person on March 17, 2021 will simultaneously terminate. Subject to the foregoing, 50% (59,105) of the RSUs will vest in 3 years from the date of grant, and the remaining 50% (59,105) will vest solely upon achievement of certain performance results goals and not simply the passage of time. This remaining 50% may increase to up to 125% of such amount (73,881 RSUs) subject to achievement of certain results. Read SEC document |
| July 01, 2024 Filed Jul 2, 2024 16:16 UTC | Vuzix Corp VUZI · Entity 6298 | GrantOption (right to buy) · Derivative | 310,023 | $0.00 Strike: $1.33 | $0.00 |
DisclosureSEC source: 0001104659-24-077355 · tm2418729-4_4seq1.xml · derivative · entry 1 Russell Grant · CIK 0001475058 · Director · CFO and Executive VP 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 310,023 Underlying: Common Stock · 310,023 shares Expires 2034-07-01 F1 · kind: Options were issued pursuant to the issuer's voluntary Company-wide payroll reduction program for a 12-month period. Read SEC document |
| December 01, 2022 Filed Dec 1, 2022 14:11 UTC | Vuzix Corp VUZI · Entity 6298 | PurchaseCommon Stock | 2,500 | $4.19 | $10,471.00 |
DisclosureSEC source: 0001104659-22-123606 · tm2231790-1_4seq1.xml · nonDerivative · entry 2 Russell Grant · CIK 0001475058 · Director · CFO and Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,162,205 F1 · ownership.direct: Includes 7,000 shares held by Mr. Russell's wife and the remainder held directly by Mr. Russell. Read SEC document |
| December 01, 2022 Filed Dec 1, 2022 14:11 UTC | Vuzix Corp VUZI · Entity 6298 | PurchaseCommon Stock | 2,500 | $4.17 | $10,421.00 |
DisclosureSEC source: 0001104659-22-123606 · tm2231790-1_4seq1.xml · nonDerivative · entry 1 Russell Grant · CIK 0001475058 · Director · CFO and Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,159,705 F1 · ownership.direct: Includes 7,000 shares held by Mr. Russell's wife and the remainder held directly by Mr. Russell. Read SEC document |
| March 17, 2021 Filed Mar 19, 2021 17:41 UTC | Vuzix Corp VUZI · Entity 6298 | GrantOptions (right to buy) · Derivative | 1,750,000 | $0.00 Strike: $19.00 | $0.00 |
DisclosureSEC source: 0001104659-21-039241 · tm2110238d2_4.xml · derivative · entry 1 Russell Grant · CIK 0001475058 · Director · CFO and Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,750,000 Underlying: Common Stock · 1,750,000 shares Expires 2031-03-17 F1 · derivative.exercise_date: 125,000 options vest immediately, and the remainder will vest solely upon achievement of certain market capitalization and operating results goals and not simply the passage of time. Read SEC document |
| September 28, 2020 Filed Sep 29, 2020 17:54 UTC | Vuzix Corp VUZI · Entity 6298 | GrantCommon Stock | 22,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-109953 · tm2032063d1_form4.xml · nonDerivative · entry 1 Russell Grant · CIK 0001475058 · Director · CFO and Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,157,205 F1 · kind: Issuance of stock award. F1 · price: Issuance of stock award. F2 · ownership.direct: Includes 7,000 shares held by Mr. Russell's wife and the remainder held directly by Mr. Russell. Read SEC document |
| May 06, 2020 Filed May 11, 2020 17:28 UTC | Vuzix Corp VUZI · Entity 6298 | GrantOptions (right to buy) · Derivative | 50,000 | $0.00 Strike: $1.70 | $0.00 |
DisclosureSEC source: 0001104659-20-059680 · tm2019339d2_4.xml · derivative · entry 1 Russell Grant · CIK 0001475058 · Director · CFO and Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2030-05-06 F1 · derivative.exercise_date: The options vest in four equal installments over four years. Read SEC document |
| May 04, 2020 Filed May 6, 2020 16:57 UTC | Vuzix Corp VUZI · Entity 6298 | OtherCommon Stock | 138,889 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-057504 · tm2013246d2_4.xml · nonDerivative · entry 1 Russell Grant · CIK 0001475058 · Director · CFO and Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,134,705 F1 · kind: Represents a grant of restricted stock made in conjunction with a 50% reduction in cash monthly pay from May 1 to December 31, 2020. The shares will vest on January 15, 2021, and will be restricted from sale or transfer until July 15, 2021. F1 · price: Represents a grant of restricted stock made in conjunction with a 50% reduction in cash monthly pay from May 1 to December 31, 2020. The shares will vest on January 15, 2021, and will be restricted from sale or transfer until July 15, 2021. F2 · ownership.direct: Includes 7,000 shares held by Mr. Russell's wife and the remainder held directly by Mr. Russell. Read SEC document |
| June 05, 2019 Filed Jun 6, 2019 11:30 UTC | Vuzix Corp VUZI · Entity 6298 | PurchaseCommon Stock | 10,000 | $1.92 | $19,240.00 |
DisclosureSEC source: 0001144204-19-030012 · tv523211_4.xml · nonDerivative · entry 2 Russell Grant · CIK 0001475058 · Director · CFO and Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 995,816 F1 · ownership.direct: Includes 7,000 shares held by Mr. Russell's wife and the remainder held directly by Mr. Russell. Read SEC document |
| June 05, 2019 Filed Jun 6, 2019 11:30 UTC | Vuzix Corp VUZI · Entity 6298 | PurchaseCommon Stock | 2,000 | $1.94 | $3,870.00 |
DisclosureSEC source: 0001144204-19-030012 · tv523211_4.xml · nonDerivative · entry 1 Russell Grant · CIK 0001475058 · Director · CFO and Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 985,816 F1 · ownership.direct: Includes 7,000 shares held by Mr. Russell's wife and the remainder held directly by Mr. Russell. Read SEC document |
| May 04, 2018 Filed May 8, 2018 17:22 UTC | Vuzix Corp VUZI · Entity 6298 | GrantCommon Stock | 35,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-18-026202 · tv493349_4.xml · nonDerivative · entry 1 Russell Grant · CIK 0001475058 · Director · CFO and Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 983,816 F1 · kind: Issuance of stock award - full ownership vests in equal monthly installments over 48 months from the date of award. F2 · ownership.direct: Includes 976,816 shares held directly by Mr. Grant and 7,000 shares held by Mr. Grant's wife. Read SEC document |
| March 22, 2018 Filed Mar 22, 2018 13:51 UTC | Vuzix Corp VUZI · Entity 6298 | PurchaseCommon Stock | 5,000 | $6.10 | $30,495.00 |
DisclosureSEC source: 0001144204-18-016353 · tv489271_form4.xml · nonDerivative · entry 1 Russell Grant · CIK 0001475058 · Director · CFO and Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 941,816 Read SEC document |
| October 13, 2017 Filed Oct 16, 2017 08:38 UTC | Vuzix Corp VUZI · Entity 6298 | PurchaseCommon Stock | 800 | $5.55 | $4,440.00 |
DisclosureSEC source: 0001144204-17-052526 · tv477028_4.xml · nonDerivative · entry 2 Russell Grant · CIK 0001475058 · Director · CFO and Executive VP 10b5-1 filing: Not disclosed Ownership: Indirect · Wife of Mr. Russell Disclosed balance after: 7,000 F1 · ownership.direct: The wife of Mr. Russell purchased 1,200 and 800 shares at $5.525 and $5.55 per share respectively. Read SEC document |
| October 13, 2017 Filed Oct 16, 2017 08:38 UTC | Vuzix Corp VUZI · Entity 6298 | PurchaseCommon Stock | 1,200 | $5.53 | $6,630.00 |
DisclosureSEC source: 0001144204-17-052526 · tv477028_4.xml · nonDerivative · entry 1 Russell Grant · CIK 0001475058 · Director · CFO and Executive VP 10b5-1 filing: Not disclosed Ownership: Indirect · Wife of Mr. Russell Disclosed balance after: 6,200 F1 · ownership.direct: The wife of Mr. Russell purchased 1,200 and 800 shares at $5.525 and $5.55 per share respectively. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.