Last 12 months
Inside the activity.
12 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 6 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 6 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 18, 2026 Filed Aug 18, 2026 21:00 UTC | PurchaseCommon Stock | 2,030 | $4.92 | $9,987.60 |
DisclosureSEC source: 0001579649-26-000005 · form4-08182026_050809.xml · nonDerivative · entry 2 Rosenberg Noah L. · CIK 0001579649 · CMO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,587 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.90 to $4.95 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
|
| August 18, 2026 Filed Aug 18, 2026 21:00 UTC |
Kirby John J.Interim CFO
|
PurchaseCommon Stock | 5,000 | $4.93 | $24,650.00 |
DisclosureSEC source: 0001556327-26-000003 · form4-08182026_050806.xml · nonDerivative · entry 1 Kirby John J. · CIK 0001556327 · Interim CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,962 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.85 to $4.99 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| August 17, 2026 Filed Aug 18, 2026 21:00 UTC |
Zawitz DavidChief Operating Officer
|
PurchaseCommon Stock | 6,000 | $4.98 | $29,880.00 |
DisclosureSEC source: 0002046750-26-000004 · form4-08182026_050804.xml · nonDerivative · entry 1 Zawitz David · CIK 0002046750 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,000 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.90 to $5.00 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| August 17, 2026 Filed Aug 18, 2026 21:00 UTC |
Rieger JaysonDirector · CEO and President
|
PurchaseCommon Stock | 5,000 | $4.91 | $24,550.00 |
DisclosureSEC source: 0002043558-26-000005 · form4-08182026_050802.xml · nonDerivative · entry 2 Rieger Jayson · CIK 0002043558 · Director · CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 207,593 Read SEC document |
| August 17, 2026 Filed Aug 18, 2026 21:00 UTC | PurchaseCommon Stock | 4,200 | $4.91 | $20,622.00 |
DisclosureSEC source: 0001579649-26-000005 · form4-08182026_050809.xml · nonDerivative · entry 1 Rosenberg Noah L. · CIK 0001579649 · CMO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,557 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.90 to $4.95 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
|
| August 14, 2026 Filed Aug 18, 2026 21:00 UTC |
Rieger JaysonDirector · CEO and President
|
PurchaseCommon Stock | 20,000 | $5.06 | $101,200.00 |
DisclosureSEC source: 0002043558-26-000005 · form4-08182026_050802.xml · nonDerivative · entry 1 Rieger Jayson · CIK 0002043558 · Director · CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 202,593 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.04 to $5.088 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| June 05, 2026 Filed Jun 9, 2026 20:15 UTC |
Zawitz DavidChief Operating Officer
|
GrantEmployee Stock Option (right to buy) · Derivative | 171,340 | $0.00 Strike: $8.21 | $0.00 |
DisclosureSEC source: 0002046750-26-000002 · form4-06092026_040612.xml · derivative · entry 1 Zawitz David · CIK 0002046750 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 171,340 Underlying: Common Stock · 171,340 shares Expires 2035-12-23 F1 · date: The option grant was approved by a committee of the Issuer's board of directors on December 23, 2025, subject to shareholder approval of an amendment to the Issuer's 2018 Equity Incentive Plan under which the option was granted. The Issuer's shareholders approved the amendment on June 5, 2026. F2 · derivative.exercise_date: 50% of the total shares subject to the option shall vest on the date that the closing sales price per share of the Issuer's Common Stock as reported on The Nasdaq Capital Market equals at least $15.00, and 50% of the total shares subject to the option shall vest on the date that the closing sales price per share of the Issuer's Common Stock as reported on The Nasdaq Capital Market equals at least $25.00, subject to the Reporting Person's continuous service through each such vesting date. Read SEC document |
| June 05, 2026 Filed Jun 9, 2026 20:15 UTC |
Rieger JaysonDirector · CEO and President
|
GrantEmployee Stock Option (right to buy) · Derivative | 512,269 | $0.00 Strike: $8.21 | $0.00 |
DisclosureSEC source: 0002043558-26-000002 · form4-06092026_040610.xml · derivative · entry 1 Rieger Jayson · CIK 0002043558 · Director · CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 512,269 Underlying: Common Stock · 512,269 shares Expires 2035-12-23 F1 · date: The option grant was approved by a committee of the Issuer's board of directors on December 23, 2025, subject to shareholder approval of an amendment to the Issuer's 2018 Equity Incentive Plan under which the option was granted. The Issuer's shareholders approved the amendment on June 5, 2026. F2 · derivative.exercise_date: 50% of the total shares subject to the option shall vest on the date that the closing sales price per share of the Issuer's Common Stock as reported on The Nasdaq Capital Market equals at least $15.00, and 50% of the total shares subject to the option shall vest on the date that the closing sales price per share of the Issuer's Common Stock as reported on The Nasdaq Capital Market equals at least $25.00, subject to the Reporting Person's continuous service through each such vesting date. Read SEC document |
| June 05, 2026 Filed Jun 9, 2026 20:15 UTC |
Nguyen DiemDirector
|
GrantStock Option (right to buy) · Derivative | 16,000 | $0.00 Strike: $6.04 | $0.00 |
DisclosureSEC source: 0001814338-26-000002 · form4-06092026_040603.xml · derivative · entry 1 Nguyen Diem · CIK 0001814338 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,000 Underlying: Common Stock · 16,000 shares Expires 2036-06-04 F1 · derivative.exercise_date: The shares underlying this option shall vest and become exercisable in 12 equal monthly installments beginning on July 5, 2026 and, in any event, will be fully vested on the date of the next annual meeting of stockholders, subject to continued service as a director through the applicable vesting date. Read SEC document |
| June 05, 2026 Filed Jun 9, 2026 20:15 UTC | GrantEmployee Stock Option (right to buy) · Derivative | 233,840 | $0.00 Strike: $8.21 | $0.00 |
DisclosureSEC source: 0001579649-26-000002 · form4-06092026_040614.xml · derivative · entry 1 Rosenberg Noah L. · CIK 0001579649 · CMO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 233,840 Underlying: Common Stock · 233,840 shares Expires 2035-12-23 F1 · date: The option grant was approved by a committee of the Issuer's board of directors on December 23, 2025, subject to shareholder approval of an amendment to the Issuer's 2018 Equity Incentive Plan under which the option was granted. The Issuer's shareholders approved the amendment on June 5, 2026. F2 · derivative.exercise_date: 50% of the total shares subject to the option shall vest on the date that the closing sales price per share of the Issuer's Common Stock as reported on The Nasdaq Capital Market equals at least $15.00, and 50% of the total shares subject to the option shall vest on the date that the closing sales price per share of the Issuer's Common Stock as reported on The Nasdaq Capital Market equals at least $25.00, subject to the Reporting Person's continuous service through each such vesting date. Read SEC document |
|
| June 05, 2026 Filed Jun 9, 2026 20:15 UTC |
Eichenfield LawrenceDirector
|
GrantStock Option (right to buy) · Derivative | 16,000 | $0.00 Strike: $6.04 | $0.00 |
DisclosureSEC source: 0001814892-26-000002 · form4-06092026_040606.xml · derivative · entry 1 Eichenfield Lawrence · CIK 0001814892 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,000 Underlying: Common Stock · 16,000 shares Expires 2036-06-04 F1 · derivative.exercise_date: The shares underlying this option shall vest and become exercisable in 12 equal monthly installments beginning on July 5, 2026 and, in any event, will be fully vested on the date of the next annual meeting of stockholders, subject to continued service as a director through the applicable vesting date. Read SEC document |
| June 05, 2026 Filed Jun 9, 2026 20:15 UTC |
PRYGOCKI MARK A SRDirector
|
GrantStock Option (right to buy) · Derivative | 16,000 | $0.00 Strike: $6.04 | $0.00 |
DisclosureSEC source: 0001257544-26-000002 · form4-06092026_040601.xml · derivative · entry 1 PRYGOCKI MARK A SR · CIK 0001257544 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,000 Underlying: Common Stock · 16,000 shares Expires 2036-06-04 F1 · derivative.exercise_date: The shares underlying this option shall vest and become exercisable in 12 equal monthly installments beginning on July 5, 2026 and, in any event, will be fully vested on the date of the next annual meeting of stockholders, subject to continued service as a director through the applicable vesting date. Read SEC document |
| June 05, 2026 Filed Jun 9, 2026 20:15 UTC |
Corcoran GavinDirector
|
GrantStock Option (right to buy) · Derivative | 16,000 | $0.00 Strike: $6.04 | $0.00 |
DisclosureSEC source: 0001745995-26-000002 · form4-06092026_040608.xml · derivative · entry 1 Corcoran Gavin · CIK 0001745995 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,000 Underlying: Common Stock · 16,000 shares Expires 2036-06-04 F1 · derivative.exercise_date: The shares underlying this option shall vest and become exercisable in 12 equal monthly installments beginning on July 5, 2026 and, in any event, will be fully vested on the date of the next annual meeting of stockholders, subject to continued service as a director through the applicable vesting date. Read SEC document |
| December 23, 2025 Filed Dec 30, 2025 13:00 UTC |
Kirby John J.Interim CFO
|
GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001556327-25-000006 · form4-12302025_081201.xml · nonDerivative · entry 1 Kirby John J. · CIK 0001556327 · Interim CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,962 F1 · shares: Represents a fully vested restricted stock unit award. Read SEC document |
| November 25, 2025 Filed Nov 26, 2025 00:00 UTC |
Zawitz DavidChief Operating Officer
|
PurchaseSeries C Warrant (right to buy) · Derivative | 2,500 | Not disclosed Strike: $6.32 | Not disclosed |
DisclosureSEC source: 0002046750-25-000004 · form4-11252025_071109.xml · derivative · entry 2 Zawitz David · CIK 0002046750 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,500 Underlying: Common Stock · 2,500 shares Expires 2030-11-25 F3 · price: The reported securities are included within 10,000 investment units purchased by the Reporting Person for $4.2425 per investment unit. Each investment unit consists of one share of Common Stock and a Series C warrant for one fourth of a share of common stock. The Reporting Person will not be entitled to exercise any portion of a Series C Warrant that, upon giving effect to such exercise, would cause the aggregate number of shares beneficially owned by the Reporting Person to exceed 9.99% of the number of shares of the Issuer's common stock outstanding immediately after giving effect to the exercise. F2 · derivative.exercise_date: Immediately exercisable. Read SEC document |
| November 25, 2025 Filed Nov 26, 2025 00:00 UTC |
Zawitz DavidChief Operating Officer
|
PurchaseCommon Stock | 10,000 | $4.24 | $42,425.00 |
DisclosureSEC source: 0002046750-25-000004 · form4-11252025_071109.xml · nonDerivative · entry 1 Zawitz David · CIK 0002046750 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,000 F1 · balance_after: Effective July 24, 2025, the Issuer effected a 1-for-10 reverse stock split of the Issuer's common stock. The number of securities reported herein have been adjusted to reflect the reverse stock split. Read SEC document |
| November 25, 2025 Filed Nov 26, 2025 00:00 UTC |
Rieger JaysonDirector · CEO and President
|
PurchaseSeries C Warrant (right to buy) · Derivative | 23,577 | Not disclosed Strike: $6.32 | Not disclosed |
DisclosureSEC source: 0002043558-25-000003 · form4-11252025_071107.xml · derivative · entry 6 Rieger Jayson · CIK 0002043558 · Director · CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,577 Underlying: Common Stock · 23,577 shares Expires 2030-11-25 F4 · price: The reported securities are included within 94,311 investment units purchased by the Reporting Person for $4.2425 per investment unit. Each investment unit consists of one share of Common Stock and a Series C warrant for one fourth of a share of common stock. The Reporting Person will not be entitled to exercise any portion of a Series C Warrant that, upon giving effect to such exercise, would cause the aggregate number of shares beneficially owned by the Reporting Person to exceed 9.99% of the number of shares of the Issuer's common stock outstanding immediately after giving effect to the exercise. F3 · derivative.exercise_date: Immediately exercisable. Read SEC document |
| November 25, 2025 Filed Nov 26, 2025 00:00 UTC |
Rieger JaysonDirector · CEO and President
|
PurchaseCommon Stock | 94,311 | $4.24 | $400,114.42 |
DisclosureSEC source: 0002043558-25-000003 · form4-11252025_071107.xml · nonDerivative · entry 1 Rieger Jayson · CIK 0002043558 · Director · CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 182,593 F1 · balance_after: Effective July 24, 2025, the Issuer effected a 1-for-10 reverse stock split of the Issuer's common stock. The number of securities reported herein have been adjusted to reflect the reverse stock split. Read SEC document |
| November 25, 2025 Filed Nov 26, 2025 00:00 UTC | PurchaseSeries C Warrant (right to buy) · Derivative | 589 | Not disclosed Strike: $6.32 | Not disclosed |
DisclosureSEC source: 0001579649-25-000004 · form4-11252025_071113.xml · derivative · entry 2 Rosenberg Noah L. · CIK 0001579649 · CMO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 589 Underlying: Common Stock · 589 shares Expires 2030-11-25 F2 · price: The reported securities are included within 2,357 investment units purchased by the Reporting Person for $4.2425 per investment unit. Each investment unit consists of one share of Common Stock and a Series C warrant for one fourth of a share of common stock. The Reporting Person will not be entitled to exercise any portion of a Series C Warrant that, upon giving effect to such exercise, would cause the aggregate number of shares beneficially owned by the Reporting Person to exceed 9.99% of the number of shares of the Issuer's common stock outstanding immediately after giving effect to the exercise. F1 · derivative.exercise_date: Immediately exercisable. Read SEC document |
|
| November 25, 2025 Filed Nov 26, 2025 00:00 UTC | PurchaseCommon Stock | 2,357 | $4.24 | $9,999.57 |
DisclosureSEC source: 0001579649-25-000004 · form4-11252025_071113.xml · nonDerivative · entry 1 Rosenberg Noah L. · CIK 0001579649 · CMO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,357 Read SEC document |
|
| November 25, 2025 Filed Nov 26, 2025 00:00 UTC |
Kirby John J.Interim CFO
|
PurchaseSeries C Warrant (right to buy) · Derivative | 884 | Not disclosed Strike: $6.32 | Not disclosed |
DisclosureSEC source: 0001556327-25-000004 · form4-11252025_071111.xml · derivative · entry 2 Kirby John J. · CIK 0001556327 · Interim CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 884 Underlying: Common Stock · 884 shares Expires 2030-11-25 F3 · price: The reported securities are included within 3,536 investment units purchased by the Reporting Person for $4.2425 per investment unit. Each investment unit consists of one share of Common Stock and a Series C warrant for one fourth of a share of common stock. The Reporting Person will not be entitled to exercise any portion of a Series C Warrant that, upon giving effect to such exercise, would cause the aggregate number of shares beneficially owned by the Reporting Person to exceed 9.99% of the number of shares of the Issuer's common stock outstanding immediately after giving effect to the exercise. F2 · derivative.exercise_date: Immediately exercisable. Read SEC document |
| November 25, 2025 Filed Nov 26, 2025 00:00 UTC |
Kirby John J.Interim CFO
|
PurchaseCommon Stock | 3,536 | $4.24 | $15,001.48 |
DisclosureSEC source: 0001556327-25-000004 · form4-11252025_071111.xml · nonDerivative · entry 1 Kirby John J. · CIK 0001556327 · Interim CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,962 F1 · balance_after: Effective July 24, 2025, the Issuer effected a 1-for-10 reverse stock split of the Issuer's common stock. The number of securities reported herein have been adjusted to reflect the reverse stock split. Read SEC document |
| November 25, 2025 Filed Nov 26, 2025 00:00 UTC |
Manning Paul BDirector · 10% owner
|
PurchaseSeries C Warrant (right to buy) · Derivative | 687,690 | Not disclosed Strike: $6.32 | Not disclosed |
DisclosureSEC source: 0001494695-25-000004 · form4-11252025_071105.xml · derivative · entry 9 Manning Paul B · CIK 0001494695 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 687,690 Underlying: Common Stock · 687,690 shares Expires 2030-11-25 F9 · price: The reported securities are included within 2,750,762 investment units purchased by the Reporting Person for $4.2425 per investment unit. Each investment unit consists of one share of Common Stock and a Series C warrant for one fourth of a share of common stock. The Reporting Person will not be entitled to exercise any portion of a Series C Warrant that, upon giving effect to such exercise, would cause the aggregate number of shares beneficially owned by the Reporting Person to exceed 49.99% of the number of shares of the Issuer's common stock outstanding immediately after giving effect to the exercise. F7 · derivative.exercise_date: Immediately exercisable. F3 · ownership.nature: The shares are held directly by BKB Growth Investments, LLC ("BKB"). The Reporting Person is a co-manager of the manager of BKB and has shared voting and investment power with respect to the shares held by BKB. Read SEC document |
| November 25, 2025 Filed Nov 26, 2025 00:00 UTC |
Manning Paul BDirector · 10% owner
|
PurchaseSeries C Warrant (right to buy) · Derivative | 343,845 | Not disclosed Strike: $6.32 | Not disclosed |
DisclosureSEC source: 0001494695-25-000004 · form4-11252025_071105.xml · derivative · entry 8 Manning Paul B · CIK 0001494695 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 343,845 Underlying: Common Stock · 343,845 shares Expires 2030-11-25 F8 · price: The reported securities are included within 1,375,380 investment units purchased by the Reporting Person for $4.2425 per investment unit. Each investment unit consists of one share of Common Stock and a Series C warrant for one fourth of a share of common stock. The Reporting Person will not be entitled to exercise any portion of a Series C Warrant that, upon giving effect to such exercise, would cause the aggregate number of shares beneficially owned by the Reporting Person to exceed 49.99% of the number of shares of the Issuer's common stock outstanding immediately after giving effect to the exercise. F7 · derivative.exercise_date: Immediately exercisable. F2 · ownership.direct: The shares are held by Mr. Manning jointly with his spouse. Read SEC document |
| November 25, 2025 Filed Nov 26, 2025 00:00 UTC |
Manning Paul BDirector · 10% owner
|
PurchaseCommon Stock | 2,750,762 | $4.24 | $11,670,107.79 |
DisclosureSEC source: 0001494695-25-000004 · form4-11252025_071105.xml · nonDerivative · entry 2 Manning Paul B · CIK 0001494695 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 3,348,372 F1 · balance_after: Effective July 24, 2025, the Issuer effected a 1-for-10 reverse stock split of the Issuer's common stock. The number of securities reported herein have been adjusted to reflect the reverse stock split. F3 · ownership.nature: The shares are held directly by BKB Growth Investments, LLC ("BKB"). The Reporting Person is a co-manager of the manager of BKB and has shared voting and investment power with respect to the shares held by BKB. Read SEC document |
| November 25, 2025 Filed Nov 26, 2025 00:00 UTC |
Manning Paul BDirector · 10% owner
|
PurchaseCommon Stock | 1,375,380 | $4.24 | $5,835,049.65 |
DisclosureSEC source: 0001494695-25-000004 · form4-11252025_071105.xml · nonDerivative · entry 1 Manning Paul B · CIK 0001494695 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,958,189 F1 · balance_after: Effective July 24, 2025, the Issuer effected a 1-for-10 reverse stock split of the Issuer's common stock. The number of securities reported herein have been adjusted to reflect the reverse stock split. F2 · ownership.direct: The shares are held by Mr. Manning jointly with his spouse. Read SEC document |
| June 05, 2025 Filed Jun 9, 2025 20:45 UTC |
Nguyen DiemDirector
|
GrantStock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $0.58 | $0.00 |
DisclosureSEC source: 0001415889-25-016288 · form4-06092025_040603.xml · derivative · entry 1 Nguyen Diem · CIK 0001814338 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2035-06-04 F1 · derivative.exercise_date: The shares underlying this option shall vest and become exercisable in 12 equal monthly installments beginning on July 5, 2025 and, in any event, will be fully vested on the date of the next annual meeting of stockholders, subject to continued service as a director through the applicable vesting date. Read SEC document |
| June 05, 2025 Filed Jun 9, 2025 20:45 UTC |
Corcoran GavinDirector
|
GrantStock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $0.58 | $0.00 |
DisclosureSEC source: 0001415889-25-016290 · form4-06092025_040607.xml · derivative · entry 1 Corcoran Gavin · CIK 0001745995 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2035-06-04 F1 · derivative.exercise_date: The shares underlying this option shall vest and become exercisable in 12 equal monthly installments beginning on July 5, 2025 and, in any event, will be fully vested on the date of the next annual meeting of stockholders, subject to continued service as a director through the applicable vesting date. Read SEC document |
| June 05, 2025 Filed Jun 9, 2025 20:45 UTC |
Eichenfield LawrenceDirector
|
GrantStock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $0.58 | $0.00 |
DisclosureSEC source: 0001415889-25-016287 · form4-06092025_040601.xml · derivative · entry 1 Eichenfield Lawrence · CIK 0001814892 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2035-06-04 F1 · derivative.exercise_date: The shares underlying this option shall vest and become exercisable in 12 equal monthly installments beginning on July 5, 2025 and, in any event, will be fully vested on the date of the next annual meeting of stockholders, subject to continued service as a director through the applicable vesting date. Read SEC document |
| June 05, 2025 Filed Jun 9, 2025 20:45 UTC |
PRYGOCKI MARK A SRDirector
|
GrantStock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $0.58 | $0.00 |
DisclosureSEC source: 0001415889-25-016289 · form4-06092025_040605.xml · derivative · entry 1 PRYGOCKI MARK A SR · CIK 0001257544 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2035-06-04 F1 · derivative.exercise_date: The shares underlying this option shall vest and become exercisable in 12 equal monthly installments beginning on July 5, 2025 and, in any event, will be fully vested on the date of the next annual meeting of stockholders, subject to continued service as a director through the applicable vesting date. Read SEC document |
| March 31, 2025 Filed Apr 2, 2025 20:32 UTC |
Corcoran GavinDirector
|
GrantStock Option (right to buy) · Derivative | 17,502 | $0.00 Strike: $0.44 | $0.00 |
DisclosureSEC source: 0001415889-25-009654 · form4-04022025_080448.xml · derivative · entry 1 Corcoran Gavin · CIK 0001745995 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,502 Underlying: Common Stock · 17,502 shares Expires 2035-03-31 F1 · derivative.exercise_date: 1/3rd of the total shares subject to the option shall vest on March 31, 2026, and 1/36th of the total shares subject to the option shall vest in 24 monthly installments thereafter, subject to the Reporting Person's continuous service through such vesting date. Read SEC document |
| March 24, 2025 Filed Mar 26, 2025 11:10 UTC | GrantEmployee Stock Option (right to buy) · Derivative | 325,000 | $0.00 Strike: $0.52 | $0.00 |
DisclosureSEC source: 0001415889-25-008999 · form4-03262025_110341.xml · derivative · entry 1 Rosenberg Noah L. · CIK 0001579649 · CMO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 325,000 Underlying: Common Stock · 325,000 shares Expires 2035-03-24 F1 · derivative.exercise_date: 1/8th of the total shares subject to the option shall vest on September 24, 2025, and 1/48th of the total shares subject to the option shall vest each month thereafter on the same day of the month, subject to the Reporting Person's continuous service through such vesting date. Read SEC document |
|
| March 17, 2025 Filed Mar 18, 2025 18:45 UTC |
Hayes Christopher G.CHIEF LEGAL OFFICER
|
SaleCommon Stock | 4,315 | $0.65 | $2,804.75 |
DisclosureSEC source: 0001415889-25-008505 · form4-03182025_060301.xml · nonDerivative · entry 1 Hayes Christopher G. · CIK 0001805359 · CHIEF LEGAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 176,458 F1 · kind: Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the settlement of the restricted stock units. This sale was mandated by the Issuer's election under its 2018 equity incentive plan to require the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.6378 to $0.6605 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| March 14, 2025 Filed Mar 18, 2025 22:45 UTC |
Rieger JaysonDirector · CEO and President
|
GrantEmployee Stock Option (right to buy) · Derivative | 850,000 | $0.00 Strike: $0.89 | $0.00 |
DisclosureSEC source: 0001415889-25-008506 · form4-03182025_060303.xml · derivative · entry 1 Rieger Jayson · CIK 0002043558 · Director · CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 850,000 Underlying: Common Stock · 850,000 shares Expires 2035-03-14 F1 · derivative.exercise_date: 1/8th of the total shares subject to the option shall vest on September 14, 2025, and 1/48th of the total shares subject to the option shall vest each month thereafter on the same day of the month, subject to the Reporting Person's continuous service through such vesting date. Read SEC document |
| March 14, 2025 Filed Mar 18, 2025 18:45 UTC |
Hayes Christopher G.CHIEF LEGAL OFFICER
|
GrantEmployee Stock Option (right to buy) · Derivative | 250,000 | $0.00 Strike: $0.89 | $0.00 |
DisclosureSEC source: 0001415889-25-008505 · form4-03182025_060301.xml · derivative · entry 2 Hayes Christopher G. · CIK 0001805359 · CHIEF LEGAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 250,000 Underlying: Common Stock · 250,000 shares Expires 2035-03-14 F3 · derivative.exercise_date: 50% of the total shares subject to the option shall vest on each of March 14, 2026 and March 14, 2027, subject to the Reporting Person's continuous service through such vesting date. Read SEC document |
| December 09, 2024 Filed Dec 9, 2024 22:18 UTC |
Zawitz DavidChief Operating Officer
|
GrantEmployee Stock Option (right to buy) · Derivative | 950,000 | $0.00 Strike: $0.95 | $0.00 |
DisclosureSEC source: 0001415889-24-028674 · form4-12092024_101222.xml · derivative · entry 1 Zawitz David · CIK 0002046750 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 950,000 Underlying: Common Stock · 950,000 shares Expires 2034-12-09 F1 · derivative.exercise_date: 1/8th of the total shares subject to the option shall vest on June 9, 2025, and 1/48th of the total shares subject to the option shall vest each month thereafter on the same day of the month, subject to the Reporting Person's continuous service through such vesting date. Read SEC document |
| November 26, 2024 Filed Nov 26, 2024 21:15 UTC |
Rieger JaysonDirector · CEO and President
|
GiftCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-027711 · form4-11262024_041106.xml · nonDerivative · entry 2 Rieger Jayson · CIK 0002043558 · Director · CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 882,826 Read SEC document |
| November 26, 2024 Filed Nov 26, 2024 21:15 UTC |
Stalfort John A IIIDirector
|
GiftCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-027710 · form4-11262024_041104.xml · nonDerivative · entry 2 Stalfort John A III · CIK 0001709418 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,873,800 Read SEC document |
| November 26, 2024 Filed Nov 26, 2024 21:15 UTC |
Manning Paul BDirector · 10% owner
|
GiftCommon Stock | 450,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-027709 · form4-11262024_041101.xml · nonDerivative · entry 3 Manning Paul B · CIK 0001494695 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,828,094 F2 · ownership.direct: The shares are held by Mr. Manning jointly with his spouse. Read SEC document |
| November 22, 2024 Filed Nov 26, 2024 21:15 UTC |
Rieger JaysonDirector · CEO and President
|
PurchaseSeries B Warrants (right to buy) · Derivative | 140,449 | Not disclosed Strike: $1.34 | Not disclosed |
DisclosureSEC source: 0001415889-24-027711 · form4-11262024_041106.xml · derivative · entry 8 Rieger Jayson · CIK 0002043558 · Director · CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 140,449 Underlying: Common Stock · 140,449 shares Expires 2029-11-22 F1 · price: The reported securities are included within 280,898 investment units purchased by the Reporting Person for $0.89 per investment unit. Each investment unit consists of one share of Common Stock, a Series A warrant for one half of a share of common stock and a Series B warrant for one half of a share of common stock. The Reporting Person will not be entitled to exercise any portion of a Series A or Series B Warrant that, upon giving effect to such exercise, would cause the aggregate number of shares beneficially owned by the Reporting Person to exceed 9.99% of the number of shares of the Issuer's common stock outstanding immediately after giving effect to the exercise. Read SEC document |
| November 22, 2024 Filed Nov 26, 2024 21:15 UTC |
Rieger JaysonDirector · CEO and President
|
PurchaseSeries A Warrants (right to buy) · Derivative | 140,449 | Not disclosed Strike: $1.07 | Not disclosed |
DisclosureSEC source: 0001415889-24-027711 · form4-11262024_041106.xml · derivative · entry 7 Rieger Jayson · CIK 0002043558 · Director · CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 140,449 Underlying: Common Stock · 140,449 shares Expires 2025-11-22 F1 · price: The reported securities are included within 280,898 investment units purchased by the Reporting Person for $0.89 per investment unit. Each investment unit consists of one share of Common Stock, a Series A warrant for one half of a share of common stock and a Series B warrant for one half of a share of common stock. The Reporting Person will not be entitled to exercise any portion of a Series A or Series B Warrant that, upon giving effect to such exercise, would cause the aggregate number of shares beneficially owned by the Reporting Person to exceed 9.99% of the number of shares of the Issuer's common stock outstanding immediately after giving effect to the exercise. Read SEC document |
| November 22, 2024 Filed Nov 26, 2024 21:15 UTC |
Rieger JaysonDirector · CEO and President
|
PurchaseCommon Stock | 280,898 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-027711 · form4-11262024_041106.xml · nonDerivative · entry 1 Rieger Jayson · CIK 0002043558 · Director · CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 832,826 F1 · price: The reported securities are included within 280,898 investment units purchased by the Reporting Person for $0.89 per investment unit. Each investment unit consists of one share of Common Stock, a Series A warrant for one half of a share of common stock and a Series B warrant for one half of a share of common stock. The Reporting Person will not be entitled to exercise any portion of a Series A or Series B Warrant that, upon giving effect to such exercise, would cause the aggregate number of shares beneficially owned by the Reporting Person to exceed 9.99% of the number of shares of the Issuer's common stock outstanding immediately after giving effect to the exercise. Read SEC document |
| November 22, 2024 Filed Nov 26, 2024 21:15 UTC |
Stalfort John A IIIDirector
|
PurchaseSeries B Warrants (right to buy) · Derivative | 561,797 | Not disclosed Strike: $1.34 | Not disclosed |
DisclosureSEC source: 0001415889-24-027710 · form4-11262024_041104.xml · derivative · entry 4 Stalfort John A III · CIK 0001709418 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 561,797 Underlying: Common Stock · 561,797 shares Expires 2029-11-22 F1 · price: The reported securities are included within 1,123,595 investment units purchased by the Reporting Person for $0.89 per investment unit. Each investment unit consists of one share of Common Stock, a Series A warrant for one half of a share of common stock and a Series B warrant for one half of a share of common stock. The Reporting Person will not be entitled to exercise any portion of a Series A or Series B Warrant that, upon giving effect to such exercise, would cause the aggregate number of shares beneficially owned by the Reporting Person to exceed 9.99% of the number of shares of the Issuer's common stock outstanding immediately after giving effect to the exercise. Read SEC document |
| November 22, 2024 Filed Nov 26, 2024 21:15 UTC |
Stalfort John A IIIDirector
|
PurchaseSeries A Warrants (right to buy) · Derivative | 561,797 | Not disclosed Strike: $1.07 | Not disclosed |
DisclosureSEC source: 0001415889-24-027710 · form4-11262024_041104.xml · derivative · entry 3 Stalfort John A III · CIK 0001709418 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 561,797 Underlying: Common Stock · 561,797 shares Expires 2025-11-22 F1 · price: The reported securities are included within 1,123,595 investment units purchased by the Reporting Person for $0.89 per investment unit. Each investment unit consists of one share of Common Stock, a Series A warrant for one half of a share of common stock and a Series B warrant for one half of a share of common stock. The Reporting Person will not be entitled to exercise any portion of a Series A or Series B Warrant that, upon giving effect to such exercise, would cause the aggregate number of shares beneficially owned by the Reporting Person to exceed 9.99% of the number of shares of the Issuer's common stock outstanding immediately after giving effect to the exercise. Read SEC document |
| November 22, 2024 Filed Nov 26, 2024 21:15 UTC |
Stalfort John A IIIDirector
|
PurchaseCommon Stock | 1,123,595 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-027710 · form4-11262024_041104.xml · nonDerivative · entry 1 Stalfort John A III · CIK 0001709418 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,823,800 F1 · price: The reported securities are included within 1,123,595 investment units purchased by the Reporting Person for $0.89 per investment unit. Each investment unit consists of one share of Common Stock, a Series A warrant for one half of a share of common stock and a Series B warrant for one half of a share of common stock. The Reporting Person will not be entitled to exercise any portion of a Series A or Series B Warrant that, upon giving effect to such exercise, would cause the aggregate number of shares beneficially owned by the Reporting Person to exceed 9.99% of the number of shares of the Issuer's common stock outstanding immediately after giving effect to the exercise. Read SEC document |
| November 22, 2024 Filed Nov 26, 2024 21:15 UTC |
Manning Paul BDirector · 10% owner
|
PurchaseSeries B Warrants (right to buy) · Derivative | 2,247,191 | Not disclosed Strike: $1.34 | Not disclosed |
DisclosureSEC source: 0001415889-24-027709 · form4-11262024_041101.xml · derivative · entry 12 Manning Paul B · CIK 0001494695 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 2,247,191 Underlying: Common Stock · 2,247,191 shares Expires 2029-11-22 F3 · price: The reported securities are included within 4,494,382 investment units purchased by BKB Growth Investments, LLC ("BKB") for $0.89 per investment unit. Each investment unit consists of one share of Common Stock, one Series A warrant and one Series B warrant, each to purchase up to 2,247,191 shares of common stock. F4 · ownership.nature: The shares are held directly by BKB. The Reporting Person is a co-manager of the manager of BKB and has shared voting and investment power with respect to the shares held by BKB. Read SEC document |
| November 22, 2024 Filed Nov 26, 2024 21:15 UTC |
Manning Paul BDirector · 10% owner
|
PurchaseSeries A Warrants (right to buy) · Derivative | 2,247,191 | Not disclosed Strike: $1.07 | Not disclosed |
DisclosureSEC source: 0001415889-24-027709 · form4-11262024_041101.xml · derivative · entry 11 Manning Paul B · CIK 0001494695 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 2,247,191 Underlying: Common Stock · 2,247,191 shares Expires 2025-11-22 F3 · price: The reported securities are included within 4,494,382 investment units purchased by BKB Growth Investments, LLC ("BKB") for $0.89 per investment unit. Each investment unit consists of one share of Common Stock, one Series A warrant and one Series B warrant, each to purchase up to 2,247,191 shares of common stock. F4 · ownership.nature: The shares are held directly by BKB. The Reporting Person is a co-manager of the manager of BKB and has shared voting and investment power with respect to the shares held by BKB. Read SEC document |
| November 22, 2024 Filed Nov 26, 2024 21:15 UTC |
Manning Paul BDirector · 10% owner
|
PurchaseSeries B Warrants (right to buy) · Derivative | 9,213,483 | Not disclosed Strike: $1.34 | Not disclosed |
DisclosureSEC source: 0001415889-24-027709 · form4-11262024_041101.xml · derivative · entry 10 Manning Paul B · CIK 0001494695 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,213,483 Underlying: Common Stock · 9,213,483 shares Expires 2029-11-22 F1 · price: The reported securities are included within 18,426,966 investment units purchased by the Reporting Person for $0.89 per investment unit. Each investment unit consists of one share of Common Stock,a Series A warrant for one half of a share of common stock and a Series B warrant for one half of a share of common stock. The Reporting Person will not be entitled to exercise any portion of a Series A or Series B Warrant that, upon giving effect to such exercise, would cause the aggregate number of shares beneficially owned by the Reporting Person to exceed 49.99% of the number of shares of the Issuer's common stock outstanding immediately after giving effect to the exercise. F2 · ownership.direct: The shares are held by Mr. Manning jointly with his spouse. Read SEC document |
| November 22, 2024 Filed Nov 26, 2024 21:15 UTC |
Manning Paul BDirector · 10% owner
|
PurchaseSeries A Warrants (right to buy) · Derivative | 9,213,483 | Not disclosed Strike: $1.07 | Not disclosed |
DisclosureSEC source: 0001415889-24-027709 · form4-11262024_041101.xml · derivative · entry 9 Manning Paul B · CIK 0001494695 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,213,483 Underlying: Common Stock · 9,213,483 shares Expires 2025-11-22 F1 · price: The reported securities are included within 18,426,966 investment units purchased by the Reporting Person for $0.89 per investment unit. Each investment unit consists of one share of Common Stock,a Series A warrant for one half of a share of common stock and a Series B warrant for one half of a share of common stock. The Reporting Person will not be entitled to exercise any portion of a Series A or Series B Warrant that, upon giving effect to such exercise, would cause the aggregate number of shares beneficially owned by the Reporting Person to exceed 49.99% of the number of shares of the Issuer's common stock outstanding immediately after giving effect to the exercise. F2 · ownership.direct: The shares are held by Mr. Manning jointly with his spouse. Read SEC document |
| November 22, 2024 Filed Nov 26, 2024 21:15 UTC |
Manning Paul BDirector · 10% owner
|
PurchaseCommon Stock | 4,494,382 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-027709 · form4-11262024_041101.xml · nonDerivative · entry 2 Manning Paul B · CIK 0001494695 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 5,976,101 F3 · price: The reported securities are included within 4,494,382 investment units purchased by BKB Growth Investments, LLC ("BKB") for $0.89 per investment unit. Each investment unit consists of one share of Common Stock, one Series A warrant and one Series B warrant, each to purchase up to 2,247,191 shares of common stock. F4 · ownership.nature: The shares are held directly by BKB. The Reporting Person is a co-manager of the manager of BKB and has shared voting and investment power with respect to the shares held by BKB. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.