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Nasdaq · USD

VRCA

Verrica Pharmaceuticals Inc.

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6823
SEC CIK
0001660334
Parsed reports
253

Last 12 months

Inside the activity.

12 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202560
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202660
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 18, 2026 Filed Aug 18, 2026 21:00 UTC PurchaseCommon Stock 2,030 $4.92 $9,987.60
Disclosure

SEC source: 0001579649-26-000005 · form4-08182026_050809.xml · nonDerivative · entry 2

Rosenberg Noah L. · CIK 0001579649 · CMO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,587

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.90 to $4.95 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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August 18, 2026 Filed Aug 18, 2026 21:00 UTC
Kirby John J.Interim CFO
PurchaseCommon Stock 5,000 $4.93 $24,650.00
Disclosure

SEC source: 0001556327-26-000003 · form4-08182026_050806.xml · nonDerivative · entry 1

Kirby John J. · CIK 0001556327 · Interim CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,962

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.85 to $4.99 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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August 17, 2026 Filed Aug 18, 2026 21:00 UTC
Zawitz DavidChief Operating Officer
PurchaseCommon Stock 6,000 $4.98 $29,880.00
Disclosure

SEC source: 0002046750-26-000004 · form4-08182026_050804.xml · nonDerivative · entry 1

Zawitz David · CIK 0002046750 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,000

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.90 to $5.00 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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August 17, 2026 Filed Aug 18, 2026 21:00 UTC
Rieger JaysonDirector · CEO and President
PurchaseCommon Stock 5,000 $4.91 $24,550.00
Disclosure

SEC source: 0002043558-26-000005 · form4-08182026_050802.xml · nonDerivative · entry 2

Rieger Jayson · CIK 0002043558 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 207,593

Read SEC document
August 17, 2026 Filed Aug 18, 2026 21:00 UTC PurchaseCommon Stock 4,200 $4.91 $20,622.00
Disclosure

SEC source: 0001579649-26-000005 · form4-08182026_050809.xml · nonDerivative · entry 1

Rosenberg Noah L. · CIK 0001579649 · CMO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,557

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.90 to $4.95 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
August 14, 2026 Filed Aug 18, 2026 21:00 UTC
Rieger JaysonDirector · CEO and President
PurchaseCommon Stock 20,000 $5.06 $101,200.00
Disclosure

SEC source: 0002043558-26-000005 · form4-08182026_050802.xml · nonDerivative · entry 1

Rieger Jayson · CIK 0002043558 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 202,593

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.04 to $5.088 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
June 05, 2026 Filed Jun 9, 2026 20:15 UTC
Zawitz DavidChief Operating Officer
GrantEmployee Stock Option (right to buy) · Derivative 171,340 $0.00 Strike: $8.21 $0.00
Disclosure

SEC source: 0002046750-26-000002 · form4-06092026_040612.xml · derivative · entry 1

Zawitz David · CIK 0002046750 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 171,340

Underlying: Common Stock · 171,340 shares

Expires 2035-12-23

F1 · date: The option grant was approved by a committee of the Issuer's board of directors on December 23, 2025, subject to shareholder approval of an amendment to the Issuer's 2018 Equity Incentive Plan under which the option was granted. The Issuer's shareholders approved the amendment on June 5, 2026.

F2 · derivative.exercise_date: 50% of the total shares subject to the option shall vest on the date that the closing sales price per share of the Issuer's Common Stock as reported on The Nasdaq Capital Market equals at least $15.00, and 50% of the total shares subject to the option shall vest on the date that the closing sales price per share of the Issuer's Common Stock as reported on The Nasdaq Capital Market equals at least $25.00, subject to the Reporting Person's continuous service through each such vesting date.

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June 05, 2026 Filed Jun 9, 2026 20:15 UTC
Rieger JaysonDirector · CEO and President
GrantEmployee Stock Option (right to buy) · Derivative 512,269 $0.00 Strike: $8.21 $0.00
Disclosure

SEC source: 0002043558-26-000002 · form4-06092026_040610.xml · derivative · entry 1

Rieger Jayson · CIK 0002043558 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 512,269

Underlying: Common Stock · 512,269 shares

Expires 2035-12-23

F1 · date: The option grant was approved by a committee of the Issuer's board of directors on December 23, 2025, subject to shareholder approval of an amendment to the Issuer's 2018 Equity Incentive Plan under which the option was granted. The Issuer's shareholders approved the amendment on June 5, 2026.

F2 · derivative.exercise_date: 50% of the total shares subject to the option shall vest on the date that the closing sales price per share of the Issuer's Common Stock as reported on The Nasdaq Capital Market equals at least $15.00, and 50% of the total shares subject to the option shall vest on the date that the closing sales price per share of the Issuer's Common Stock as reported on The Nasdaq Capital Market equals at least $25.00, subject to the Reporting Person's continuous service through each such vesting date.

Read SEC document
June 05, 2026 Filed Jun 9, 2026 20:15 UTC
Nguyen DiemDirector
GrantStock Option (right to buy) · Derivative 16,000 $0.00 Strike: $6.04 $0.00
Disclosure

SEC source: 0001814338-26-000002 · form4-06092026_040603.xml · derivative · entry 1

Nguyen Diem · CIK 0001814338 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,000

Underlying: Common Stock · 16,000 shares

Expires 2036-06-04

F1 · derivative.exercise_date: The shares underlying this option shall vest and become exercisable in 12 equal monthly installments beginning on July 5, 2026 and, in any event, will be fully vested on the date of the next annual meeting of stockholders, subject to continued service as a director through the applicable vesting date.

Read SEC document
June 05, 2026 Filed Jun 9, 2026 20:15 UTC GrantEmployee Stock Option (right to buy) · Derivative 233,840 $0.00 Strike: $8.21 $0.00
Disclosure

SEC source: 0001579649-26-000002 · form4-06092026_040614.xml · derivative · entry 1

Rosenberg Noah L. · CIK 0001579649 · CMO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 233,840

Underlying: Common Stock · 233,840 shares

Expires 2035-12-23

F1 · date: The option grant was approved by a committee of the Issuer's board of directors on December 23, 2025, subject to shareholder approval of an amendment to the Issuer's 2018 Equity Incentive Plan under which the option was granted. The Issuer's shareholders approved the amendment on June 5, 2026.

F2 · derivative.exercise_date: 50% of the total shares subject to the option shall vest on the date that the closing sales price per share of the Issuer's Common Stock as reported on The Nasdaq Capital Market equals at least $15.00, and 50% of the total shares subject to the option shall vest on the date that the closing sales price per share of the Issuer's Common Stock as reported on The Nasdaq Capital Market equals at least $25.00, subject to the Reporting Person's continuous service through each such vesting date.

Read SEC document
June 05, 2026 Filed Jun 9, 2026 20:15 UTC GrantStock Option (right to buy) · Derivative 16,000 $0.00 Strike: $6.04 $0.00
Disclosure

SEC source: 0001814892-26-000002 · form4-06092026_040606.xml · derivative · entry 1

Eichenfield Lawrence · CIK 0001814892 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,000

Underlying: Common Stock · 16,000 shares

Expires 2036-06-04

F1 · derivative.exercise_date: The shares underlying this option shall vest and become exercisable in 12 equal monthly installments beginning on July 5, 2026 and, in any event, will be fully vested on the date of the next annual meeting of stockholders, subject to continued service as a director through the applicable vesting date.

Read SEC document
June 05, 2026 Filed Jun 9, 2026 20:15 UTC GrantStock Option (right to buy) · Derivative 16,000 $0.00 Strike: $6.04 $0.00
Disclosure

SEC source: 0001257544-26-000002 · form4-06092026_040601.xml · derivative · entry 1

PRYGOCKI MARK A SR · CIK 0001257544 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,000

Underlying: Common Stock · 16,000 shares

Expires 2036-06-04

F1 · derivative.exercise_date: The shares underlying this option shall vest and become exercisable in 12 equal monthly installments beginning on July 5, 2026 and, in any event, will be fully vested on the date of the next annual meeting of stockholders, subject to continued service as a director through the applicable vesting date.

Read SEC document
June 05, 2026 Filed Jun 9, 2026 20:15 UTC GrantStock Option (right to buy) · Derivative 16,000 $0.00 Strike: $6.04 $0.00
Disclosure

SEC source: 0001745995-26-000002 · form4-06092026_040608.xml · derivative · entry 1

Corcoran Gavin · CIK 0001745995 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,000

Underlying: Common Stock · 16,000 shares

Expires 2036-06-04

F1 · derivative.exercise_date: The shares underlying this option shall vest and become exercisable in 12 equal monthly installments beginning on July 5, 2026 and, in any event, will be fully vested on the date of the next annual meeting of stockholders, subject to continued service as a director through the applicable vesting date.

Read SEC document
December 23, 2025 Filed Dec 30, 2025 13:00 UTC
Kirby John J.Interim CFO
GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001556327-25-000006 · form4-12302025_081201.xml · nonDerivative · entry 1

Kirby John J. · CIK 0001556327 · Interim CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,962

F1 · shares: Represents a fully vested restricted stock unit award.

Read SEC document
November 25, 2025 Filed Nov 26, 2025 00:00 UTC
Zawitz DavidChief Operating Officer
PurchaseSeries C Warrant (right to buy) · Derivative 2,500 Not disclosed Strike: $6.32 Not disclosed
Disclosure

SEC source: 0002046750-25-000004 · form4-11252025_071109.xml · derivative · entry 2

Zawitz David · CIK 0002046750 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires 2030-11-25

F3 · price: The reported securities are included within 10,000 investment units purchased by the Reporting Person for $4.2425 per investment unit. Each investment unit consists of one share of Common Stock and a Series C warrant for one fourth of a share of common stock. The Reporting Person will not be entitled to exercise any portion of a Series C Warrant that, upon giving effect to such exercise, would cause the aggregate number of shares beneficially owned by the Reporting Person to exceed 9.99% of the number of shares of the Issuer's common stock outstanding immediately after giving effect to the exercise.

F2 · derivative.exercise_date: Immediately exercisable.

Read SEC document
November 25, 2025 Filed Nov 26, 2025 00:00 UTC
Zawitz DavidChief Operating Officer
PurchaseCommon Stock 10,000 $4.24 $42,425.00
Disclosure

SEC source: 0002046750-25-000004 · form4-11252025_071109.xml · nonDerivative · entry 1

Zawitz David · CIK 0002046750 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,000

F1 · balance_after: Effective July 24, 2025, the Issuer effected a 1-for-10 reverse stock split of the Issuer's common stock. The number of securities reported herein have been adjusted to reflect the reverse stock split.

Read SEC document
November 25, 2025 Filed Nov 26, 2025 00:00 UTC
Rieger JaysonDirector · CEO and President
PurchaseSeries C Warrant (right to buy) · Derivative 23,577 Not disclosed Strike: $6.32 Not disclosed
Disclosure

SEC source: 0002043558-25-000003 · form4-11252025_071107.xml · derivative · entry 6

Rieger Jayson · CIK 0002043558 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,577

Underlying: Common Stock · 23,577 shares

Expires 2030-11-25

F4 · price: The reported securities are included within 94,311 investment units purchased by the Reporting Person for $4.2425 per investment unit. Each investment unit consists of one share of Common Stock and a Series C warrant for one fourth of a share of common stock. The Reporting Person will not be entitled to exercise any portion of a Series C Warrant that, upon giving effect to such exercise, would cause the aggregate number of shares beneficially owned by the Reporting Person to exceed 9.99% of the number of shares of the Issuer's common stock outstanding immediately after giving effect to the exercise.

F3 · derivative.exercise_date: Immediately exercisable.

Read SEC document
November 25, 2025 Filed Nov 26, 2025 00:00 UTC
Rieger JaysonDirector · CEO and President
PurchaseCommon Stock 94,311 $4.24 $400,114.42
Disclosure

SEC source: 0002043558-25-000003 · form4-11252025_071107.xml · nonDerivative · entry 1

Rieger Jayson · CIK 0002043558 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 182,593

F1 · balance_after: Effective July 24, 2025, the Issuer effected a 1-for-10 reverse stock split of the Issuer's common stock. The number of securities reported herein have been adjusted to reflect the reverse stock split.

Read SEC document
November 25, 2025 Filed Nov 26, 2025 00:00 UTC PurchaseSeries C Warrant (right to buy) · Derivative 589 Not disclosed Strike: $6.32 Not disclosed
Disclosure

SEC source: 0001579649-25-000004 · form4-11252025_071113.xml · derivative · entry 2

Rosenberg Noah L. · CIK 0001579649 · CMO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 589

Underlying: Common Stock · 589 shares

Expires 2030-11-25

F2 · price: The reported securities are included within 2,357 investment units purchased by the Reporting Person for $4.2425 per investment unit. Each investment unit consists of one share of Common Stock and a Series C warrant for one fourth of a share of common stock. The Reporting Person will not be entitled to exercise any portion of a Series C Warrant that, upon giving effect to such exercise, would cause the aggregate number of shares beneficially owned by the Reporting Person to exceed 9.99% of the number of shares of the Issuer's common stock outstanding immediately after giving effect to the exercise.

F1 · derivative.exercise_date: Immediately exercisable.

Read SEC document
November 25, 2025 Filed Nov 26, 2025 00:00 UTC PurchaseCommon Stock 2,357 $4.24 $9,999.57
Disclosure

SEC source: 0001579649-25-000004 · form4-11252025_071113.xml · nonDerivative · entry 1

Rosenberg Noah L. · CIK 0001579649 · CMO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,357

Read SEC document
November 25, 2025 Filed Nov 26, 2025 00:00 UTC
Kirby John J.Interim CFO
PurchaseSeries C Warrant (right to buy) · Derivative 884 Not disclosed Strike: $6.32 Not disclosed
Disclosure

SEC source: 0001556327-25-000004 · form4-11252025_071111.xml · derivative · entry 2

Kirby John J. · CIK 0001556327 · Interim CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 884

Underlying: Common Stock · 884 shares

Expires 2030-11-25

F3 · price: The reported securities are included within 3,536 investment units purchased by the Reporting Person for $4.2425 per investment unit. Each investment unit consists of one share of Common Stock and a Series C warrant for one fourth of a share of common stock. The Reporting Person will not be entitled to exercise any portion of a Series C Warrant that, upon giving effect to such exercise, would cause the aggregate number of shares beneficially owned by the Reporting Person to exceed 9.99% of the number of shares of the Issuer's common stock outstanding immediately after giving effect to the exercise.

F2 · derivative.exercise_date: Immediately exercisable.

Read SEC document
November 25, 2025 Filed Nov 26, 2025 00:00 UTC
Kirby John J.Interim CFO
PurchaseCommon Stock 3,536 $4.24 $15,001.48
Disclosure

SEC source: 0001556327-25-000004 · form4-11252025_071111.xml · nonDerivative · entry 1

Kirby John J. · CIK 0001556327 · Interim CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,962

F1 · balance_after: Effective July 24, 2025, the Issuer effected a 1-for-10 reverse stock split of the Issuer's common stock. The number of securities reported herein have been adjusted to reflect the reverse stock split.

Read SEC document
November 25, 2025 Filed Nov 26, 2025 00:00 UTC
Manning Paul BDirector · 10% owner
PurchaseSeries C Warrant (right to buy) · Derivative 687,690 Not disclosed Strike: $6.32 Not disclosed
Disclosure

SEC source: 0001494695-25-000004 · form4-11252025_071105.xml · derivative · entry 9

Manning Paul B · CIK 0001494695 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 687,690

Underlying: Common Stock · 687,690 shares

Expires 2030-11-25

F9 · price: The reported securities are included within 2,750,762 investment units purchased by the Reporting Person for $4.2425 per investment unit. Each investment unit consists of one share of Common Stock and a Series C warrant for one fourth of a share of common stock. The Reporting Person will not be entitled to exercise any portion of a Series C Warrant that, upon giving effect to such exercise, would cause the aggregate number of shares beneficially owned by the Reporting Person to exceed 49.99% of the number of shares of the Issuer's common stock outstanding immediately after giving effect to the exercise.

F7 · derivative.exercise_date: Immediately exercisable.

F3 · ownership.nature: The shares are held directly by BKB Growth Investments, LLC ("BKB"). The Reporting Person is a co-manager of the manager of BKB and has shared voting and investment power with respect to the shares held by BKB.

Read SEC document
November 25, 2025 Filed Nov 26, 2025 00:00 UTC
Manning Paul BDirector · 10% owner
PurchaseSeries C Warrant (right to buy) · Derivative 343,845 Not disclosed Strike: $6.32 Not disclosed
Disclosure

SEC source: 0001494695-25-000004 · form4-11252025_071105.xml · derivative · entry 8

Manning Paul B · CIK 0001494695 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 343,845

Underlying: Common Stock · 343,845 shares

Expires 2030-11-25

F8 · price: The reported securities are included within 1,375,380 investment units purchased by the Reporting Person for $4.2425 per investment unit. Each investment unit consists of one share of Common Stock and a Series C warrant for one fourth of a share of common stock. The Reporting Person will not be entitled to exercise any portion of a Series C Warrant that, upon giving effect to such exercise, would cause the aggregate number of shares beneficially owned by the Reporting Person to exceed 49.99% of the number of shares of the Issuer's common stock outstanding immediately after giving effect to the exercise.

F7 · derivative.exercise_date: Immediately exercisable.

F2 · ownership.direct: The shares are held by Mr. Manning jointly with his spouse.

Read SEC document
November 25, 2025 Filed Nov 26, 2025 00:00 UTC
Manning Paul BDirector · 10% owner
PurchaseCommon Stock 2,750,762 $4.24 $11,670,107.79
Disclosure

SEC source: 0001494695-25-000004 · form4-11252025_071105.xml · nonDerivative · entry 2

Manning Paul B · CIK 0001494695 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 3,348,372

F1 · balance_after: Effective July 24, 2025, the Issuer effected a 1-for-10 reverse stock split of the Issuer's common stock. The number of securities reported herein have been adjusted to reflect the reverse stock split.

F3 · ownership.nature: The shares are held directly by BKB Growth Investments, LLC ("BKB"). The Reporting Person is a co-manager of the manager of BKB and has shared voting and investment power with respect to the shares held by BKB.

Read SEC document
November 25, 2025 Filed Nov 26, 2025 00:00 UTC
Manning Paul BDirector · 10% owner
PurchaseCommon Stock 1,375,380 $4.24 $5,835,049.65
Disclosure

SEC source: 0001494695-25-000004 · form4-11252025_071105.xml · nonDerivative · entry 1

Manning Paul B · CIK 0001494695 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,958,189

F1 · balance_after: Effective July 24, 2025, the Issuer effected a 1-for-10 reverse stock split of the Issuer's common stock. The number of securities reported herein have been adjusted to reflect the reverse stock split.

F2 · ownership.direct: The shares are held by Mr. Manning jointly with his spouse.

Read SEC document
June 05, 2025 Filed Jun 9, 2025 20:45 UTC
Nguyen DiemDirector
GrantStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $0.58 $0.00
Disclosure

SEC source: 0001415889-25-016288 · form4-06092025_040603.xml · derivative · entry 1

Nguyen Diem · CIK 0001814338 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2035-06-04

F1 · derivative.exercise_date: The shares underlying this option shall vest and become exercisable in 12 equal monthly installments beginning on July 5, 2025 and, in any event, will be fully vested on the date of the next annual meeting of stockholders, subject to continued service as a director through the applicable vesting date.

Read SEC document
June 05, 2025 Filed Jun 9, 2025 20:45 UTC GrantStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $0.58 $0.00
Disclosure

SEC source: 0001415889-25-016290 · form4-06092025_040607.xml · derivative · entry 1

Corcoran Gavin · CIK 0001745995 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2035-06-04

F1 · derivative.exercise_date: The shares underlying this option shall vest and become exercisable in 12 equal monthly installments beginning on July 5, 2025 and, in any event, will be fully vested on the date of the next annual meeting of stockholders, subject to continued service as a director through the applicable vesting date.

Read SEC document
June 05, 2025 Filed Jun 9, 2025 20:45 UTC GrantStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $0.58 $0.00
Disclosure

SEC source: 0001415889-25-016287 · form4-06092025_040601.xml · derivative · entry 1

Eichenfield Lawrence · CIK 0001814892 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2035-06-04

F1 · derivative.exercise_date: The shares underlying this option shall vest and become exercisable in 12 equal monthly installments beginning on July 5, 2025 and, in any event, will be fully vested on the date of the next annual meeting of stockholders, subject to continued service as a director through the applicable vesting date.

Read SEC document
June 05, 2025 Filed Jun 9, 2025 20:45 UTC GrantStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $0.58 $0.00
Disclosure

SEC source: 0001415889-25-016289 · form4-06092025_040605.xml · derivative · entry 1

PRYGOCKI MARK A SR · CIK 0001257544 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2035-06-04

F1 · derivative.exercise_date: The shares underlying this option shall vest and become exercisable in 12 equal monthly installments beginning on July 5, 2025 and, in any event, will be fully vested on the date of the next annual meeting of stockholders, subject to continued service as a director through the applicable vesting date.

Read SEC document
March 31, 2025 Filed Apr 2, 2025 20:32 UTC GrantStock Option (right to buy) · Derivative 17,502 $0.00 Strike: $0.44 $0.00
Disclosure

SEC source: 0001415889-25-009654 · form4-04022025_080448.xml · derivative · entry 1

Corcoran Gavin · CIK 0001745995 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,502

Underlying: Common Stock · 17,502 shares

Expires 2035-03-31

F1 · derivative.exercise_date: 1/3rd of the total shares subject to the option shall vest on March 31, 2026, and 1/36th of the total shares subject to the option shall vest in 24 monthly installments thereafter, subject to the Reporting Person's continuous service through such vesting date.

Read SEC document
March 24, 2025 Filed Mar 26, 2025 11:10 UTC GrantEmployee Stock Option (right to buy) · Derivative 325,000 $0.00 Strike: $0.52 $0.00
Disclosure

SEC source: 0001415889-25-008999 · form4-03262025_110341.xml · derivative · entry 1

Rosenberg Noah L. · CIK 0001579649 · CMO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 325,000

Underlying: Common Stock · 325,000 shares

Expires 2035-03-24

F1 · derivative.exercise_date: 1/8th of the total shares subject to the option shall vest on September 24, 2025, and 1/48th of the total shares subject to the option shall vest each month thereafter on the same day of the month, subject to the Reporting Person's continuous service through such vesting date.

Read SEC document
March 17, 2025 Filed Mar 18, 2025 18:45 UTC
Hayes Christopher G.CHIEF LEGAL OFFICER
SaleCommon Stock 4,315 $0.65 $2,804.75
Disclosure

SEC source: 0001415889-25-008505 · form4-03182025_060301.xml · nonDerivative · entry 1

Hayes Christopher G. · CIK 0001805359 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 176,458

F1 · kind: Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the settlement of the restricted stock units. This sale was mandated by the Issuer's election under its 2018 equity incentive plan to require the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.6378 to $0.6605 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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March 14, 2025 Filed Mar 18, 2025 22:45 UTC
Rieger JaysonDirector · CEO and President
GrantEmployee Stock Option (right to buy) · Derivative 850,000 $0.00 Strike: $0.89 $0.00
Disclosure

SEC source: 0001415889-25-008506 · form4-03182025_060303.xml · derivative · entry 1

Rieger Jayson · CIK 0002043558 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 850,000

Underlying: Common Stock · 850,000 shares

Expires 2035-03-14

F1 · derivative.exercise_date: 1/8th of the total shares subject to the option shall vest on September 14, 2025, and 1/48th of the total shares subject to the option shall vest each month thereafter on the same day of the month, subject to the Reporting Person's continuous service through such vesting date.

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March 14, 2025 Filed Mar 18, 2025 18:45 UTC
Hayes Christopher G.CHIEF LEGAL OFFICER
GrantEmployee Stock Option (right to buy) · Derivative 250,000 $0.00 Strike: $0.89 $0.00
Disclosure

SEC source: 0001415889-25-008505 · form4-03182025_060301.xml · derivative · entry 2

Hayes Christopher G. · CIK 0001805359 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 250,000 shares

Expires 2035-03-14

F3 · derivative.exercise_date: 50% of the total shares subject to the option shall vest on each of March 14, 2026 and March 14, 2027, subject to the Reporting Person's continuous service through such vesting date.

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December 09, 2024 Filed Dec 9, 2024 22:18 UTC
Zawitz DavidChief Operating Officer
GrantEmployee Stock Option (right to buy) · Derivative 950,000 $0.00 Strike: $0.95 $0.00
Disclosure

SEC source: 0001415889-24-028674 · form4-12092024_101222.xml · derivative · entry 1

Zawitz David · CIK 0002046750 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 950,000

Underlying: Common Stock · 950,000 shares

Expires 2034-12-09

F1 · derivative.exercise_date: 1/8th of the total shares subject to the option shall vest on June 9, 2025, and 1/48th of the total shares subject to the option shall vest each month thereafter on the same day of the month, subject to the Reporting Person's continuous service through such vesting date.

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November 26, 2024 Filed Nov 26, 2024 21:15 UTC
Rieger JaysonDirector · CEO and President
GiftCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-027711 · form4-11262024_041106.xml · nonDerivative · entry 2

Rieger Jayson · CIK 0002043558 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 882,826

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November 26, 2024 Filed Nov 26, 2024 21:15 UTC GiftCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-027710 · form4-11262024_041104.xml · nonDerivative · entry 2

Stalfort John A III · CIK 0001709418 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,873,800

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November 26, 2024 Filed Nov 26, 2024 21:15 UTC
Manning Paul BDirector · 10% owner
GiftCommon Stock 450,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-027709 · form4-11262024_041101.xml · nonDerivative · entry 3

Manning Paul B · CIK 0001494695 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,828,094

F2 · ownership.direct: The shares are held by Mr. Manning jointly with his spouse.

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November 22, 2024 Filed Nov 26, 2024 21:15 UTC
Rieger JaysonDirector · CEO and President
PurchaseSeries B Warrants (right to buy) · Derivative 140,449 Not disclosed Strike: $1.34 Not disclosed
Disclosure

SEC source: 0001415889-24-027711 · form4-11262024_041106.xml · derivative · entry 8

Rieger Jayson · CIK 0002043558 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 140,449

Underlying: Common Stock · 140,449 shares

Expires 2029-11-22

F1 · price: The reported securities are included within 280,898 investment units purchased by the Reporting Person for $0.89 per investment unit. Each investment unit consists of one share of Common Stock, a Series A warrant for one half of a share of common stock and a Series B warrant for one half of a share of common stock. The Reporting Person will not be entitled to exercise any portion of a Series A or Series B Warrant that, upon giving effect to such exercise, would cause the aggregate number of shares beneficially owned by the Reporting Person to exceed 9.99% of the number of shares of the Issuer's common stock outstanding immediately after giving effect to the exercise.

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November 22, 2024 Filed Nov 26, 2024 21:15 UTC
Rieger JaysonDirector · CEO and President
PurchaseSeries A Warrants (right to buy) · Derivative 140,449 Not disclosed Strike: $1.07 Not disclosed
Disclosure

SEC source: 0001415889-24-027711 · form4-11262024_041106.xml · derivative · entry 7

Rieger Jayson · CIK 0002043558 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 140,449

Underlying: Common Stock · 140,449 shares

Expires 2025-11-22

F1 · price: The reported securities are included within 280,898 investment units purchased by the Reporting Person for $0.89 per investment unit. Each investment unit consists of one share of Common Stock, a Series A warrant for one half of a share of common stock and a Series B warrant for one half of a share of common stock. The Reporting Person will not be entitled to exercise any portion of a Series A or Series B Warrant that, upon giving effect to such exercise, would cause the aggregate number of shares beneficially owned by the Reporting Person to exceed 9.99% of the number of shares of the Issuer's common stock outstanding immediately after giving effect to the exercise.

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November 22, 2024 Filed Nov 26, 2024 21:15 UTC
Rieger JaysonDirector · CEO and President
PurchaseCommon Stock 280,898 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-027711 · form4-11262024_041106.xml · nonDerivative · entry 1

Rieger Jayson · CIK 0002043558 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 832,826

F1 · price: The reported securities are included within 280,898 investment units purchased by the Reporting Person for $0.89 per investment unit. Each investment unit consists of one share of Common Stock, a Series A warrant for one half of a share of common stock and a Series B warrant for one half of a share of common stock. The Reporting Person will not be entitled to exercise any portion of a Series A or Series B Warrant that, upon giving effect to such exercise, would cause the aggregate number of shares beneficially owned by the Reporting Person to exceed 9.99% of the number of shares of the Issuer's common stock outstanding immediately after giving effect to the exercise.

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November 22, 2024 Filed Nov 26, 2024 21:15 UTC PurchaseSeries B Warrants (right to buy) · Derivative 561,797 Not disclosed Strike: $1.34 Not disclosed
Disclosure

SEC source: 0001415889-24-027710 · form4-11262024_041104.xml · derivative · entry 4

Stalfort John A III · CIK 0001709418 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 561,797

Underlying: Common Stock · 561,797 shares

Expires 2029-11-22

F1 · price: The reported securities are included within 1,123,595 investment units purchased by the Reporting Person for $0.89 per investment unit. Each investment unit consists of one share of Common Stock, a Series A warrant for one half of a share of common stock and a Series B warrant for one half of a share of common stock. The Reporting Person will not be entitled to exercise any portion of a Series A or Series B Warrant that, upon giving effect to such exercise, would cause the aggregate number of shares beneficially owned by the Reporting Person to exceed 9.99% of the number of shares of the Issuer's common stock outstanding immediately after giving effect to the exercise.

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November 22, 2024 Filed Nov 26, 2024 21:15 UTC PurchaseSeries A Warrants (right to buy) · Derivative 561,797 Not disclosed Strike: $1.07 Not disclosed
Disclosure

SEC source: 0001415889-24-027710 · form4-11262024_041104.xml · derivative · entry 3

Stalfort John A III · CIK 0001709418 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 561,797

Underlying: Common Stock · 561,797 shares

Expires 2025-11-22

F1 · price: The reported securities are included within 1,123,595 investment units purchased by the Reporting Person for $0.89 per investment unit. Each investment unit consists of one share of Common Stock, a Series A warrant for one half of a share of common stock and a Series B warrant for one half of a share of common stock. The Reporting Person will not be entitled to exercise any portion of a Series A or Series B Warrant that, upon giving effect to such exercise, would cause the aggregate number of shares beneficially owned by the Reporting Person to exceed 9.99% of the number of shares of the Issuer's common stock outstanding immediately after giving effect to the exercise.

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November 22, 2024 Filed Nov 26, 2024 21:15 UTC PurchaseCommon Stock 1,123,595 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-027710 · form4-11262024_041104.xml · nonDerivative · entry 1

Stalfort John A III · CIK 0001709418 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,823,800

F1 · price: The reported securities are included within 1,123,595 investment units purchased by the Reporting Person for $0.89 per investment unit. Each investment unit consists of one share of Common Stock, a Series A warrant for one half of a share of common stock and a Series B warrant for one half of a share of common stock. The Reporting Person will not be entitled to exercise any portion of a Series A or Series B Warrant that, upon giving effect to such exercise, would cause the aggregate number of shares beneficially owned by the Reporting Person to exceed 9.99% of the number of shares of the Issuer's common stock outstanding immediately after giving effect to the exercise.

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November 22, 2024 Filed Nov 26, 2024 21:15 UTC
Manning Paul BDirector · 10% owner
PurchaseSeries B Warrants (right to buy) · Derivative 2,247,191 Not disclosed Strike: $1.34 Not disclosed
Disclosure

SEC source: 0001415889-24-027709 · form4-11262024_041101.xml · derivative · entry 12

Manning Paul B · CIK 0001494695 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 2,247,191

Underlying: Common Stock · 2,247,191 shares

Expires 2029-11-22

F3 · price: The reported securities are included within 4,494,382 investment units purchased by BKB Growth Investments, LLC ("BKB") for $0.89 per investment unit. Each investment unit consists of one share of Common Stock, one Series A warrant and one Series B warrant, each to purchase up to 2,247,191 shares of common stock.

F4 · ownership.nature: The shares are held directly by BKB. The Reporting Person is a co-manager of the manager of BKB and has shared voting and investment power with respect to the shares held by BKB.

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November 22, 2024 Filed Nov 26, 2024 21:15 UTC
Manning Paul BDirector · 10% owner
PurchaseSeries A Warrants (right to buy) · Derivative 2,247,191 Not disclosed Strike: $1.07 Not disclosed
Disclosure

SEC source: 0001415889-24-027709 · form4-11262024_041101.xml · derivative · entry 11

Manning Paul B · CIK 0001494695 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 2,247,191

Underlying: Common Stock · 2,247,191 shares

Expires 2025-11-22

F3 · price: The reported securities are included within 4,494,382 investment units purchased by BKB Growth Investments, LLC ("BKB") for $0.89 per investment unit. Each investment unit consists of one share of Common Stock, one Series A warrant and one Series B warrant, each to purchase up to 2,247,191 shares of common stock.

F4 · ownership.nature: The shares are held directly by BKB. The Reporting Person is a co-manager of the manager of BKB and has shared voting and investment power with respect to the shares held by BKB.

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November 22, 2024 Filed Nov 26, 2024 21:15 UTC
Manning Paul BDirector · 10% owner
PurchaseSeries B Warrants (right to buy) · Derivative 9,213,483 Not disclosed Strike: $1.34 Not disclosed
Disclosure

SEC source: 0001415889-24-027709 · form4-11262024_041101.xml · derivative · entry 10

Manning Paul B · CIK 0001494695 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,213,483

Underlying: Common Stock · 9,213,483 shares

Expires 2029-11-22

F1 · price: The reported securities are included within 18,426,966 investment units purchased by the Reporting Person for $0.89 per investment unit. Each investment unit consists of one share of Common Stock,a Series A warrant for one half of a share of common stock and a Series B warrant for one half of a share of common stock. The Reporting Person will not be entitled to exercise any portion of a Series A or Series B Warrant that, upon giving effect to such exercise, would cause the aggregate number of shares beneficially owned by the Reporting Person to exceed 49.99% of the number of shares of the Issuer's common stock outstanding immediately after giving effect to the exercise.

F2 · ownership.direct: The shares are held by Mr. Manning jointly with his spouse.

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November 22, 2024 Filed Nov 26, 2024 21:15 UTC
Manning Paul BDirector · 10% owner
PurchaseSeries A Warrants (right to buy) · Derivative 9,213,483 Not disclosed Strike: $1.07 Not disclosed
Disclosure

SEC source: 0001415889-24-027709 · form4-11262024_041101.xml · derivative · entry 9

Manning Paul B · CIK 0001494695 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,213,483

Underlying: Common Stock · 9,213,483 shares

Expires 2025-11-22

F1 · price: The reported securities are included within 18,426,966 investment units purchased by the Reporting Person for $0.89 per investment unit. Each investment unit consists of one share of Common Stock,a Series A warrant for one half of a share of common stock and a Series B warrant for one half of a share of common stock. The Reporting Person will not be entitled to exercise any portion of a Series A or Series B Warrant that, upon giving effect to such exercise, would cause the aggregate number of shares beneficially owned by the Reporting Person to exceed 49.99% of the number of shares of the Issuer's common stock outstanding immediately after giving effect to the exercise.

F2 · ownership.direct: The shares are held by Mr. Manning jointly with his spouse.

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November 22, 2024 Filed Nov 26, 2024 21:15 UTC
Manning Paul BDirector · 10% owner
PurchaseCommon Stock 4,494,382 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-027709 · form4-11262024_041101.xml · nonDerivative · entry 2

Manning Paul B · CIK 0001494695 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 5,976,101

F3 · price: The reported securities are included within 4,494,382 investment units purchased by BKB Growth Investments, LLC ("BKB") for $0.89 per investment unit. Each investment unit consists of one share of Common Stock, one Series A warrant and one Series B warrant, each to purchase up to 2,247,191 shares of common stock.

F4 · ownership.nature: The shares are held directly by BKB. The Reporting Person is a co-manager of the manager of BKB and has shared voting and investment power with respect to the shares held by BKB.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.