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VOYA

Voya Financial, Inc.

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Tapewire entity
3571
SEC CIK
0001535929
Parsed reports
897

Last 12 months

Inside the activity.

0 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202501
Jan 202600
Feb 202602
Mar 202601
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202602
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 21, 2024 Filed Feb 23, 2024 16:32 UTC
Grubka Robert L.See Remarks
GrantPerformance Stock Unit · Derivative 16,614 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-006666 · form4.xml · derivative · entry 3

Grubka Robert L. · CIK 0001852036 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,404

Underlying: Common Stock · 16,614 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units will vest based on their respective award agreements.

F3 · derivative.exercise_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 16, 2027) can range from 0% to 150% of the number presented above.

F3 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 16, 2027) can range from 0% to 150% of the number presented above.

Read SEC document
February 21, 2024 Filed Feb 23, 2024 16:32 UTC
Grubka Robert L.See Remarks
GrantRestricted Stock Units · Derivative 13,355 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-006666 · form4.xml · derivative · entry 2

Grubka Robert L. · CIK 0001852036 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,341

Underlying: Common Stock · 13,355 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units will vest based on their respective award agreements.

F2 · derivative.exercise_date: 1/3 of the restricted stock units will vest on February 18, 2025, 1/3 on February 17, 2026 and 1/3 on February 16, 2027.

F2 · derivative.expiration_date: 1/3 of the restricted stock units will vest on February 18, 2025, 1/3 on February 17, 2026 and 1/3 on February 16, 2027.

Read SEC document
February 21, 2024 Filed Feb 23, 2024 16:25 UTC
MARTIN RODNEY O JRDirector · See Remarks
Exercise / conversionRestricted Stock Units · Derivative 1,871 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-006636 · form4.xml · derivative · entry 6

MARTIN RODNEY O JR · CIK 0001236604 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,477

Underlying: Common Stock · 1,871 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The stock units will vest based on their respective award agreements.

F6 · derivative.exercise_date: The restricted stock units were awarded as compensation and will convert to common stock on a 1 to 1 basis upon the vesting date.

F6 · derivative.expiration_date: The restricted stock units were awarded as compensation and will convert to common stock on a 1 to 1 basis upon the vesting date.

Read SEC document
February 21, 2024 Filed Feb 23, 2024 16:25 UTC
MARTIN RODNEY O JRDirector · See Remarks
GrantRestricted Stock Units · Derivative 50,143 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-006636 · form4.xml · derivative · entry 5

MARTIN RODNEY O JR · CIK 0001236604 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,348

Underlying: Common Stock · 50,143 shares

Expires not disclosed

F3 · derivative.exercise_price: The stock units will vest based on their respective award agreements.

F5 · derivative.exercise_date: 1/3 of the restricted stock units will vest on February 18, 2025, 1/3 on February 17, 2026 and 1/3 on February 16, 2027.

F5 · derivative.expiration_date: 1/3 of the restricted stock units will vest on February 18, 2025, 1/3 on February 17, 2026 and 1/3 on February 16, 2027.

Read SEC document
February 21, 2024 Filed Feb 23, 2024 16:25 UTC
MARTIN RODNEY O JRDirector · See Remarks
GrantPerformance Stock Unit · Derivative 62,380 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-006636 · form4.xml · derivative · entry 4

MARTIN RODNEY O JR · CIK 0001236604 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 249,856

Underlying: Common Stock · 62,380 shares

Expires not disclosed

F3 · derivative.exercise_price: The stock units will vest based on their respective award agreements.

F4 · derivative.exercise_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 16, 2027) can range from 0% to 150% of the number presented above.

F4 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 16, 2027) can range from 0% to 150% of the number presented above.

Read SEC document
February 21, 2024 Filed Feb 23, 2024 16:25 UTC
MARTIN RODNEY O JRDirector · See Remarks
Tax withholdingCommon Stock 1,871 $68.99 $129,080.29
Disclosure

SEC source: 0001127602-24-006636 · form4.xml · nonDerivative · entry 2

MARTIN RODNEY O JR · CIK 0001236604 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,965

F1 · shares: FICA tax withholding on the grant of restricted stock units.

Read SEC document
February 21, 2024 Filed Feb 23, 2024 16:25 UTC
MARTIN RODNEY O JRDirector · See Remarks
Exercise / conversionCommon Stock 1,871 $68.99 $129,080.29
Disclosure

SEC source: 0001127602-24-006636 · form4.xml · nonDerivative · entry 1

MARTIN RODNEY O JR · CIK 0001236604 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,836

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: FICA tax withholding on the grant of restricted stock units.

Read SEC document
February 21, 2024 Filed Feb 23, 2024 16:29 UTC GrantPerformance Stock Unit · Derivative 24,343 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-006658 · form4.xml · derivative · entry 3

Templin Donald C. · CIK 0001521739 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,834

Underlying: Common Stock · 24,343 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units will vest based on their respective award agreements.

F3 · derivative.exercise_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of common stock delivered upon the vesting date (February 16, 2027), can range from 0% to 150% of the number presented above.

F3 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of common stock delivered upon the vesting date (February 16, 2027), can range from 0% to 150% of the number presented above.

Read SEC document
February 21, 2024 Filed Feb 23, 2024 16:29 UTC GrantRestricted Stock Units · Derivative 19,568 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-006658 · form4.xml · derivative · entry 2

Templin Donald C. · CIK 0001521739 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,840

Underlying: Common Stock · 19,568 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units will vest based on their respective award agreements.

F2 · derivative.exercise_date: 1/3 of the restricted stock units will vest on February 18, 2025, 1/3 on February 17, 2026 and 1/3 on February 16, 2027.

F2 · derivative.expiration_date: 1/3 of the restricted stock units will vest on February 18, 2025, 1/3 on February 17, 2026 and 1/3 on February 16, 2027.

Read SEC document
February 21, 2024 Filed Feb 23, 2024 21:43 UTC
To My ChiSee Remarks
GrantPerformance Stock Unit · Derivative 10,954 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-006686 · form4.xml · derivative · entry 3

To My Chi · CIK 0001947475 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,075

Underlying: Common Stock · 10,954 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units will vest based on their respective award agreements.

F3 · derivative.exercise_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of common stock delivered upon the vesting date (February 16, 2027), can range from 0% to 150% of the number presented above.

F3 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of common stock delivered upon the vesting date (February 16, 2027), can range from 0% to 150% of the number presented above.

Read SEC document
February 21, 2024 Filed Feb 23, 2024 21:43 UTC
To My ChiSee Remarks
GrantRestricted Stock Units · Derivative 8,805 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-006686 · form4.xml · derivative · entry 2

To My Chi · CIK 0001947475 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,964

Underlying: Common Stock · 8,805 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units will vest based on their respective award agreements.

F2 · derivative.exercise_date: 1/3 of the restricted stock units will vest on February 18, 2025, 1/3 on February 17, 2026 and 1/3 on February 16, 2027.

F2 · derivative.expiration_date: 1/3 of the restricted stock units will vest on February 18, 2025, 1/3 on February 17, 2026 and 1/3 on February 16, 2027.

Read SEC document
February 21, 2024 Filed Feb 23, 2024 21:37 UTC
Oh Tony DSee Remarks
GrantPerformance Stock Unit · Derivative 4,232 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-006674 · form4.xml · derivative · entry 3

Oh Tony D · CIK 0001947534 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,187

Underlying: Common Stock · 4,232 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units will vest based on their respective award agreement.

F3 · derivative.exercise_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of common stock delivered upon the vesting date (February 16, 2027), can range from 0% to 150% of the number presented above.

F3 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of common stock delivered upon the vesting date (February 16, 2027), can range from 0% to 150% of the number presented above.

Read SEC document
February 21, 2024 Filed Feb 23, 2024 21:37 UTC
Oh Tony DSee Remarks
GrantRestricted Stock Units · Derivative 5,082 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-006674 · form4.xml · derivative · entry 2

Oh Tony D · CIK 0001947534 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,712

Underlying: Common Stock · 5,082 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units will vest based on their respective award agreement.

F2 · derivative.exercise_date: 1/3 of the restricted stock units will vest on February 18, 2025, 1/3 on February 17, 2026 and 1/3 on February 16, 2027.

F2 · derivative.expiration_date: 1/3 of the restricted stock units will vest on February 18, 2025, 1/3 on February 17, 2026 and 1/3 on February 16, 2027.

Read SEC document
February 21, 2024 Filed Feb 23, 2024 21:34 UTC GrantPerformance Stock Unit · Derivative 7,810 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-006670 · form4.xml · derivative · entry 3

Thompson Brannigan C · CIK 0001991339 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,773

Underlying: Common Stock · 7,810 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units will vest based on their respective award agreements.

F3 · derivative.exercise_date: The number of shares of common stock that will be delivered for each performance unit depends on the achievement of certain performance factors. Depending on actual performance, the number of common stock delivered upon the vesting date (February 16, 2027) can range from 0% to 150% of the number presented above.

F3 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance unit depends on the achievement of certain performance factors. Depending on actual performance, the number of common stock delivered upon the vesting date (February 16, 2027) can range from 0% to 150% of the number presented above.

Read SEC document
February 21, 2024 Filed Feb 23, 2024 21:34 UTC GrantRestricted Stock Units · Derivative 6,278 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-006670 · form4.xml · derivative · entry 2

Thompson Brannigan C · CIK 0001991339 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,965

Underlying: Common Stock · 6,278 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units will vest based on their respective award agreements.

F2 · derivative.exercise_date: 1/3 of the restricted stock units will vest on February 18, 2025, 1/3 on February 17, 2026 and 1/3 on February 16, 2027.

F2 · derivative.expiration_date: 1/3 of the restricted stock units will vest on February 18, 2025, 1/3 on February 17, 2026 and 1/3 on February 16, 2027.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 16:49 UTC
Toms MatthewSee Remarks
Exercise / conversionPerformance Stock Unit · Derivative 5,924 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-006336 · form4.xml · derivative · entry 5

Toms Matthew · CIK 0002008373 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,416

Underlying: Common Stock · 5,924 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

F3 · derivative.exercise_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

F3 · derivative.expiration_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 16:49 UTC
Toms MatthewSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 8,087 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-006336 · form4.xml · derivative · entry 4

Toms Matthew · CIK 0002008373 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,415

Underlying: Common Stock · 8,087 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F2 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F2 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 16:49 UTC
Toms MatthewSee Remarks
Tax withholdingCommon Stock 4,231 $70.14 $296,762.34
Disclosure

SEC source: 0001127602-24-006336 · form4.xml · nonDerivative · entry 3

Toms Matthew · CIK 0002008373 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,163

Read SEC document
February 20, 2024 Filed Feb 22, 2024 16:49 UTC
Toms MatthewSee Remarks
Exercise / conversionCommon Stock 5,924 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-006336 · form4.xml · nonDerivative · entry 2

Toms Matthew · CIK 0002008373 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,394

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 16:49 UTC
Toms MatthewSee Remarks
Exercise / conversionCommon Stock 8,087 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-006336 · form4.xml · nonDerivative · entry 1

Toms Matthew · CIK 0002008373 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,470

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 21:33 UTC
Ogle TrevorSee Remarks
Exercise / conversionPerformance Stock Unit · Derivative 5,458 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-006313 · form4.xml · derivative · entry 7

Ogle Trevor · CIK 0001947110 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 35,041

Underlying: Common Stock · 5,458 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: The performance stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors.

F5 · derivative.exercise_date: The performance stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors.

F5 · derivative.expiration_date: The performance stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 21:33 UTC
Ogle TrevorSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 7,814 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-006313 · form4.xml · derivative · entry 6

Ogle Trevor · CIK 0001947110 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 11,779

Underlying: Common Stock · 7,814 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F4 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F4 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 21:33 UTC
Ogle TrevorSee Remarks
Tax withholdingCommon Stock 4,837 $70.14 $339,267.18
Disclosure

SEC source: 0001127602-24-006313 · form4.xml · nonDerivative · entry 4

Ogle Trevor · CIK 0001947110 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 10,157

Read SEC document
February 20, 2024 Filed Feb 22, 2024 21:33 UTC
Ogle TrevorSee Remarks
Exercise / conversionCommon Stock 5,458 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-006313 · form4.xml · nonDerivative · entry 3

Ogle Trevor · CIK 0001947110 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 14,994

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Delivery of the shares of the Company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 21:33 UTC
Ogle TrevorSee Remarks
Exercise / conversionCommon Stock 7,814 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-006313 · form4.xml · nonDerivative · entry 2

Ogle Trevor · CIK 0001947110 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 9,536

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Delivery of the shares of the Company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 16:12 UTC Exercise / conversionPerformance Stock Unit · Derivative 8,470 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-006283 · form4.xml · derivative · entry 5

Katz Michael Robert · CIK 0001853487 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,873

Underlying: Common Stock · 8,470 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

F3 · derivative.exercise_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

F3 · derivative.expiration_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 16:12 UTC Exercise / conversionRestricted Stock Units · Derivative 6,943 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-006283 · form4.xml · derivative · entry 4

Katz Michael Robert · CIK 0001853487 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,355

Underlying: Common Stock · 6,943 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F2 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F2 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 16:12 UTC Tax withholdingCommon Stock 6,602 $70.14 $463,064.28
Disclosure

SEC source: 0001127602-24-006283 · form4.xml · nonDerivative · entry 3

Katz Michael Robert · CIK 0001853487 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,586

Read SEC document
February 20, 2024 Filed Feb 22, 2024 16:12 UTC Exercise / conversionCommon Stock 8,470 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-006283 · form4.xml · nonDerivative · entry 2

Katz Michael Robert · CIK 0001853487 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,188

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Delivery of shares of the Company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 16:12 UTC Exercise / conversionCommon Stock 6,943 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-006283 · form4.xml · nonDerivative · entry 1

Katz Michael Robert · CIK 0001853487 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,718

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Delivery of shares of the Company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 21:15 UTC Exercise / conversionPerformance Stock Unit · Derivative 8,382 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-006289 · form4.xml · derivative · entry 5

Keshavan Santhosh · CIK 0001852193 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,098

Underlying: Common Stock · 8,382 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

F3 · derivative.exercise_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

F3 · derivative.expiration_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 21:15 UTC Exercise / conversionRestricted Stock Units · Derivative 8,353 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-006289 · form4.xml · derivative · entry 4

Keshavan Santhosh · CIK 0001852193 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,862

Underlying: Common Stock · 8,353 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F2 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F2 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

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February 20, 2024 Filed Feb 22, 2024 21:15 UTC Tax withholdingCommon Stock 7,834 $70.14 $549,476.76
Disclosure

SEC source: 0001127602-24-006289 · form4.xml · nonDerivative · entry 3

Keshavan Santhosh · CIK 0001852193 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,744

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February 20, 2024 Filed Feb 22, 2024 21:15 UTC Exercise / conversionCommon Stock 8,382 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-006289 · form4.xml · nonDerivative · entry 2

Keshavan Santhosh · CIK 0001852193 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,578

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of ay consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.

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February 20, 2024 Filed Feb 22, 2024 21:15 UTC Exercise / conversionCommon Stock 8,353 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-006289 · form4.xml · nonDerivative · entry 1

Keshavan Santhosh · CIK 0001852193 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,196

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of ay consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 21:18 UTC Exercise / conversionPerformance Stock Unit · Derivative 11,761 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-006300 · form4.xml · derivative · entry 5

Lavallee Heather H. · CIK 0001851836 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 123,616

Underlying: Common Stock · 11,761 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

F3 · derivative.exercise_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

F3 · derivative.expiration_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

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February 20, 2024 Filed Feb 22, 2024 21:18 UTC Exercise / conversionRestricted Stock Units · Derivative 18,189 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-006300 · form4.xml · derivative · entry 4

Lavallee Heather H. · CIK 0001851836 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,214

Underlying: Common Stock · 18,189 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F2 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F2 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

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February 20, 2024 Filed Feb 22, 2024 21:18 UTC Tax withholdingCommon Stock 14,096 $70.14 $988,693.44
Disclosure

SEC source: 0001127602-24-006300 · form4.xml · nonDerivative · entry 3

Lavallee Heather H. · CIK 0001851836 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,918

Read SEC document
February 20, 2024 Filed Feb 22, 2024 21:18 UTC Exercise / conversionCommon Stock 11,761 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-006300 · form4.xml · nonDerivative · entry 2

Lavallee Heather H. · CIK 0001851836 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,014

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock and performance stock units that were awarded as compensation.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 21:18 UTC Exercise / conversionCommon Stock 18,189 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-006300 · form4.xml · nonDerivative · entry 1

Lavallee Heather H. · CIK 0001851836 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,253

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock and performance stock units that were awarded as compensation.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 16:08 UTC
Grubka Robert L.See Remarks
Exercise / conversionPerformance Stock Unit · Derivative 10,796 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-006277 · form4.xml · derivative · entry 5

Grubka Robert L. · CIK 0001852036 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,790

Underlying: Common Stock · 10,796 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

F3 · derivative.exercise_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

F3 · derivative.expiration_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 16:08 UTC
Grubka Robert L.See Remarks
Exercise / conversionRestricted Stock Units · Derivative 10,501 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-006277 · form4.xml · derivative · entry 4

Grubka Robert L. · CIK 0001852036 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,986

Underlying: Common Stock · 10,501 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F2 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F2 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 16:08 UTC
Grubka Robert L.See Remarks
Tax withholdingCommon Stock 9,777 $70.14 $685,758.78
Disclosure

SEC source: 0001127602-24-006277 · form4.xml · nonDerivative · entry 3

Grubka Robert L. · CIK 0001852036 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,385

Read SEC document
February 20, 2024 Filed Feb 22, 2024 16:08 UTC
Grubka Robert L.See Remarks
Exercise / conversionCommon Stock 10,796 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-006277 · form4.xml · nonDerivative · entry 2

Grubka Robert L. · CIK 0001852036 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,162

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 16:08 UTC
Grubka Robert L.See Remarks
Exercise / conversionCommon Stock 10,501 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-006277 · form4.xml · nonDerivative · entry 1

Grubka Robert L. · CIK 0001852036 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,366

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 16:05 UTC
Ferrara NancySee Remarks
Exercise / conversionPerformance Stock Unit · Derivative 5,266 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-006271 · form4.xml · derivative · entry 5

Ferrara Nancy · CIK 0001685164 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,071

Underlying: Common Stock · 5,266 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

F3 · derivative.exercise_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

F3 · derivative.expiration_date: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 16:05 UTC
Ferrara NancySee Remarks
Exercise / conversionRestricted Stock Units · Derivative 4,342 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-006271 · form4.xml · derivative · entry 4

Ferrara Nancy · CIK 0001685164 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,762

Underlying: Common Stock · 4,342 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F2 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F2 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 16:05 UTC
Ferrara NancySee Remarks
Tax withholdingCommon Stock 3,781 $70.14 $265,199.34
Disclosure

SEC source: 0001127602-24-006271 · form4.xml · nonDerivative · entry 3

Ferrara Nancy · CIK 0001685164 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,846

Read SEC document
February 20, 2024 Filed Feb 22, 2024 16:05 UTC
Ferrara NancySee Remarks
Exercise / conversionCommon Stock 5,266 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-006271 · form4.xml · nonDerivative · entry 2

Ferrara Nancy · CIK 0001685164 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,627

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 16:05 UTC
Ferrara NancySee Remarks
Exercise / conversionCommon Stock 4,342 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-006271 · form4.xml · nonDerivative · entry 1

Ferrara Nancy · CIK 0001685164 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,361

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.