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VOYA

Voya Financial, Inc.

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Tapewire entity
3571
SEC CIK
0001535929
Parsed reports
897

Last 12 months

Inside the activity.

0 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202501
Jan 202600
Feb 202602
Mar 202601
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202602
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 22, 2023 Filed Feb 24, 2023 02:03 UTC Tax withholdingCommon Stock 1,323 $73.34 $97,028.82
Disclosure

SEC source: 0001127602-23-006908 · form4.xml · nonDerivative · entry 8

Lavallee Heather H. · CIK 0001851836 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,064

Read SEC document
February 22, 2023 Filed Feb 24, 2023 02:03 UTC Exercise / conversionCommon Stock 2,854 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-006908 · form4.xml · nonDerivative · entry 7

Lavallee Heather H. · CIK 0001851836 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,387

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock and performance stock units that were awarded as compensation.

Read SEC document
February 22, 2023 Filed Feb 23, 2023 19:14 UTC
Ferrara NancySee Remarks
GrantPerformance Stock Unit · Derivative 4,898 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-006880 · form4.xml · derivative · entry 17

Ferrara Nancy · CIK 0001685164 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,337

Underlying: Common Stock · 4,898 shares

Expires not disclosed

F7 · derivative.exercise_price: The stock units will vest based on their respective award agreements.

F8 · derivative.exercise_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 17, 2026) can range from 0% to 150% of the number presented above.

F8 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 17, 2026) can range from 0% to 150% of the number presented above.

Read SEC document
February 22, 2023 Filed Feb 23, 2023 19:14 UTC
Ferrara NancySee Remarks
Exercise / conversionRestricted Stock Units · Derivative 150 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-006880 · form4.xml · derivative · entry 16

Ferrara Nancy · CIK 0001685164 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,783

Underlying: Common Stock · 150 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: 1/3 of the restricted stock units will vest on February 20, 2024, 1/3 on February 18, 2025 and 1/3 on February 17, 2026.

F2 · shares: FICA tax withholding on the grant of restricted stock units.

F7 · derivative.exercise_date: The stock units will vest based on their respective award agreements.

F7 · derivative.expiration_date: The stock units will vest based on their respective award agreements.

Read SEC document
February 22, 2023 Filed Feb 23, 2023 19:14 UTC
Ferrara NancySee Remarks
GrantRestricted Stock Units · Derivative 4,009 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-006880 · form4.xml · derivative · entry 15

Ferrara Nancy · CIK 0001685164 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,933

Underlying: Common Stock · 4,009 shares

Expires not disclosed

F5 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F6 · derivative.exercise_date: 1/3 of the restricted stock units will vest on February 20, 2024, 1/3 on February 18, 2025 and 1/3 on February 17, 2026.

F6 · derivative.expiration_date: 1/3 of the restricted stock units will vest on February 20, 2024, 1/3 on February 18, 2025 and 1/3 on February 17, 2026.

Read SEC document
February 22, 2023 Filed Feb 23, 2023 19:14 UTC
Ferrara NancySee Remarks
Exercise / conversionRestricted Stock Units · Derivative 1,398 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-006880 · form4.xml · derivative · entry 14

Ferrara Nancy · CIK 0001685164 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,924

Underlying: Common Stock · 1,398 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F4 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F4 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

Read SEC document
February 22, 2023 Filed Feb 23, 2023 19:14 UTC
Ferrara NancySee Remarks
Tax withholdingCommon Stock 150 $73.34 $11,001.00
Disclosure

SEC source: 0001127602-23-006880 · form4.xml · nonDerivative · entry 10

Ferrara Nancy · CIK 0001685164 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,340

F2 · shares: FICA tax withholding on the grant of restricted stock units.

Read SEC document
February 22, 2023 Filed Feb 23, 2023 19:14 UTC
Ferrara NancySee Remarks
Exercise / conversionCommon Stock 150 $73.34 $11,001.00
Disclosure

SEC source: 0001127602-23-006880 · form4.xml · nonDerivative · entry 9

Ferrara Nancy · CIK 0001685164 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,490

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: FICA tax withholding on the grant of restricted stock units.

Read SEC document
February 22, 2023 Filed Feb 23, 2023 19:14 UTC
Ferrara NancySee Remarks
Tax withholdingCommon Stock 518 $73.34 $37,990.12
Disclosure

SEC source: 0001127602-23-006880 · form4.xml · nonDerivative · entry 8

Ferrara Nancy · CIK 0001685164 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,340

Read SEC document
February 22, 2023 Filed Feb 23, 2023 19:14 UTC
Ferrara NancySee Remarks
Exercise / conversionCommon Stock 1,398 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-006880 · form4.xml · nonDerivative · entry 7

Ferrara Nancy · CIK 0001685164 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,858

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation.

Read SEC document
February 22, 2023 Filed Feb 24, 2023 01:36 UTC Exercise / conversionRestricted Stock Units · Derivative 650 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-006894 · form4.xml · derivative · entry 19

Hurtsellers Christine · CIK 0001481859 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,468

Underlying: Common Stock · 650 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: The stock units will vest based on their respective award agreements.

F4 · shares: FICA tax withholding on the grant of restricted stock units.

F7 · derivative.exercise_date: The stock units will vest based on their respective award agreements.

F7 · derivative.expiration_date: The stock units will vest based on their respective award agreements.

Read SEC document
February 22, 2023 Filed Feb 24, 2023 01:36 UTC GrantRestricted Stock Units · Derivative 15,818 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-006894 · form4.xml · derivative · entry 18

Hurtsellers Christine · CIK 0001481859 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,118

Underlying: Common Stock · 15,818 shares

Expires not disclosed

F7 · derivative.exercise_price: The stock units will vest based on their respective award agreements.

F9 · derivative.exercise_date: 1/3 of the restricted stock units will vest on February 20, 2024, 1/3 on February 18, 2025 and 1/3 on February 17, 2026.

F9 · derivative.expiration_date: 1/3 of the restricted stock units will vest on February 20, 2024, 1/3 on February 18, 2025 and 1/3 on February 17, 2026.

Read SEC document
February 22, 2023 Filed Feb 24, 2023 01:36 UTC GrantPerformance Stock Unit · Derivative 19,328 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-006894 · form4.xml · derivative · entry 17

Hurtsellers Christine · CIK 0001481859 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,092

Underlying: Common Stock · 19,328 shares

Expires not disclosed

F7 · derivative.exercise_price: The stock units will vest based on their respective award agreements.

F8 · derivative.exercise_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 17, 2026) can range from 0% to 150% of the number presented above.

F8 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 17, 2026) can range from 0% to 150% of the number presented above.

Read SEC document
February 22, 2023 Filed Feb 24, 2023 01:36 UTC Exercise / conversionRestricted Stock Units · Derivative 5,427 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-006894 · form4.xml · derivative · entry 16

Hurtsellers Christine · CIK 0001481859 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,300

Underlying: Common Stock · 5,427 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F6 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F6 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

Read SEC document
February 22, 2023 Filed Feb 24, 2023 01:36 UTC Tax withholdingCommon Stock 650 $73.34 $47,671.00
Disclosure

SEC source: 0001127602-23-006894 · form4.xml · nonDerivative · entry 11

Hurtsellers Christine · CIK 0001481859 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,771

F4 · shares: FICA tax withholding on the grant of restricted stock units.

Read SEC document
February 22, 2023 Filed Feb 24, 2023 01:36 UTC Exercise / conversionCommon Stock 650 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-006894 · form4.xml · nonDerivative · entry 10

Hurtsellers Christine · CIK 0001481859 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,421

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: FICA tax withholding on the grant of restricted stock units.

Read SEC document
February 22, 2023 Filed Feb 24, 2023 01:36 UTC SaleCommon Stock 25,000 $73.64 $1,840,942.50
Disclosure

SEC source: 0001127602-23-006894 · form4.xml · nonDerivative · entry 9

Hurtsellers Christine · CIK 0001481859 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,771

F2 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 9, 2021.

F3 · price: The transaction was executed in multiple trades at prices ranging from $73.20 to $74.56 to $74.34. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or security holder of the issuer, full information regarding the shares sold at each separate price.

Read SEC document
February 22, 2023 Filed Feb 24, 2023 01:36 UTC Tax withholdingCommon Stock 2,342 $73.34 $171,762.28
Disclosure

SEC source: 0001127602-23-006894 · form4.xml · nonDerivative · entry 8

Hurtsellers Christine · CIK 0001481859 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,771

Read SEC document
February 22, 2023 Filed Feb 24, 2023 01:36 UTC Exercise / conversionCommon Stock 5,427 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-006894 · form4.xml · nonDerivative · entry 7

Hurtsellers Christine · CIK 0001481859 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,113

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation.

Read SEC document
February 22, 2023 Filed Feb 23, 2023 21:09 UTC
SILVA KEVIN DSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 395 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-006917 · form4.xml · derivative · entry 17

SILVA KEVIN D · CIK 0001237581 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,789

Underlying: Common Stock · 395 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: The stock units will vest based on their respective award agreements.

F2 · shares: FICA tax withholding on the grant of restricted stock units.

F5 · derivative.exercise_date: The stock units will vest based on their respective award agreements.

F5 · derivative.expiration_date: The stock units will vest based on their respective award agreements.

Read SEC document
February 22, 2023 Filed Feb 23, 2023 21:09 UTC
SILVA KEVIN DSee Remarks
GrantRestricted Stock Units · Derivative 8,601 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-006917 · form4.xml · derivative · entry 16

SILVA KEVIN D · CIK 0001237581 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,184

Underlying: Common Stock · 8,601 shares

Expires not disclosed

F5 · derivative.exercise_price: The stock units will vest based on their respective award agreements.

F7 · derivative.exercise_date: 1/3 of the restricted stock units will vest on February 20, 2024 on February 18, 2025 and 1/3 on February 17, 2026.

F7 · derivative.expiration_date: 1/3 of the restricted stock units will vest on February 20, 2024 on February 18, 2025 and 1/3 on February 17, 2026.

Read SEC document
February 22, 2023 Filed Feb 23, 2023 21:09 UTC
SILVA KEVIN DSee Remarks
GrantPerformance Stock Unit · Derivative 10,509 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-006917 · form4.xml · derivative · entry 15

SILVA KEVIN D · CIK 0001237581 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,077

Underlying: Common Stock · 10,509 shares

Expires not disclosed

F5 · derivative.exercise_price: The stock units will vest based on their respective award agreements.

F6 · derivative.exercise_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 17, 2026) can range from 0% to 150% of the number presented above.

F6 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 17, 2026) can range from 0% to 150% of the number presented above.

Read SEC document
February 22, 2023 Filed Feb 23, 2023 21:09 UTC
SILVA KEVIN DSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 3,181 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-006917 · form4.xml · derivative · entry 14

SILVA KEVIN D · CIK 0001237581 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,583

Underlying: Common Stock · 3,181 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F4 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F4 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

Read SEC document
February 22, 2023 Filed Feb 23, 2023 21:09 UTC
SILVA KEVIN DSee Remarks
Tax withholdingCommon Stock 395 $73.34 $28,969.30
Disclosure

SEC source: 0001127602-23-006917 · form4.xml · nonDerivative · entry 10

SILVA KEVIN D · CIK 0001237581 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,630

F2 · shares: FICA tax withholding on the grant of restricted stock units.

Read SEC document
February 22, 2023 Filed Feb 23, 2023 21:09 UTC
SILVA KEVIN DSee Remarks
Exercise / conversionCommon Stock 395 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-006917 · form4.xml · nonDerivative · entry 9

SILVA KEVIN D · CIK 0001237581 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,025

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: FICA tax withholding on the grant of restricted stock units.

Read SEC document
February 22, 2023 Filed Feb 23, 2023 21:09 UTC
SILVA KEVIN DSee Remarks
Tax withholdingCommon Stock 1,550 $73.34 $113,677.00
Disclosure

SEC source: 0001127602-23-006917 · form4.xml · nonDerivative · entry 8

SILVA KEVIN D · CIK 0001237581 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,630

Read SEC document
February 22, 2023 Filed Feb 23, 2023 21:09 UTC
SILVA KEVIN DSee Remarks
Exercise / conversionCommon Stock 3,181 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-006917 · form4.xml · nonDerivative · entry 7

SILVA KEVIN D · CIK 0001237581 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,180

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation.

Read SEC document
February 22, 2023 Filed Feb 24, 2023 02:56 UTC
Nelson Charles PSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 5,719 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-006951 · form4.xml · derivative · entry 12

Nelson Charles P · CIK 0001641449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,211

Underlying: Common Stock · 5,719 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F3 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F3 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

Read SEC document
February 22, 2023 Filed Feb 24, 2023 02:56 UTC
Nelson Charles PSee Remarks
Tax withholdingCommon Stock 2,117 $73.34 $155,260.78
Disclosure

SEC source: 0001127602-23-006951 · form4.xml · nonDerivative · entry 8

Nelson Charles P · CIK 0001641449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,024

Read SEC document
February 22, 2023 Filed Feb 24, 2023 02:56 UTC
Nelson Charles PSee Remarks
Exercise / conversionCommon Stock 5,719 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-006951 · form4.xml · nonDerivative · entry 7

Nelson Charles P · CIK 0001641449 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,141

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation.

Read SEC document
February 22, 2023 Filed Feb 24, 2023 13:36 UTC
Ogle TrevorSee Remarks
GrantRestricted Stock Units · Derivative 9,940 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-006955 · form4.xml · derivative · entry 17

Ogle Trevor · CIK 0001947110 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,148

Underlying: Common Stock · 9,940 shares

Expires not disclosed

F8 · derivative.exercise_price: The stock units will vest based on their respective award agreements.

F10 · derivative.exercise_date: 1/3 of the restricted stock units will vest on February 20, 2024, 1/3 on February 18, 2025 and 1/3 on February 17, 2026.

F10 · derivative.expiration_date: 1/3 of the restricted stock units will vest on February 20, 2024, 1/3 on February 18, 2025 and 1/3 on February 17, 2026.

Read SEC document
February 22, 2023 Filed Feb 24, 2023 13:36 UTC
Ogle TrevorSee Remarks
GrantPerformance Stock Unit · Derivative 12,145 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-006955 · form4.xml · derivative · entry 16

Ogle Trevor · CIK 0001947110 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,499

Underlying: Common Stock · 12,145 shares

Expires not disclosed

F8 · derivative.exercise_price: The stock units will vest based on their respective award agreements.

F9 · derivative.exercise_date: The number of common stock that will be delivered for each performance unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 17, 2026) can range from 0% to 150% of the number presented above.

F9 · derivative.expiration_date: The number of common stock that will be delivered for each performance unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 17, 2026) can range from 0% to 150% of the number presented above.

Read SEC document
February 22, 2023 Filed Feb 24, 2023 13:36 UTC
Ogle TrevorSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 2,039 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-006955 · form4.xml · derivative · entry 15

Ogle Trevor · CIK 0001947110 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,208

Underlying: Common Stock · 2,039 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: The restricted stock units were awarded as compensation and convert to common stock on a 1 to 1 basis upon the vesting date.

F7 · derivative.exercise_date: The restricted stock units were awarded as compensation and convert to common stock on a 1 to 1 basis upon the vesting date.

F7 · derivative.expiration_date: The restricted stock units were awarded as compensation and convert to common stock on a 1 to 1 basis upon the vesting date.

Read SEC document
February 22, 2023 Filed Feb 24, 2023 13:36 UTC
Ogle TrevorSee Remarks
SaleCommon Stock 4,901 $74.05 $362,904.35
Disclosure

SEC source: 0001127602-23-006955 · form4.xml · nonDerivative · entry 9

Ogle Trevor · CIK 0001947110 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,470

F2 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 9, 2022.

F3 · price: This transaction was executed in multiple trades at prices ranging from $73.65 to $74.45. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the company, or a security holder of the company, full information regarding the shares sold at each separate price.

Read SEC document
February 22, 2023 Filed Feb 24, 2023 13:36 UTC
Ogle TrevorSee Remarks
Tax withholdingCommon Stock 736 $73.34 $53,978.24
Disclosure

SEC source: 0001127602-23-006955 · form4.xml · nonDerivative · entry 8

Ogle Trevor · CIK 0001947110 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,371

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February 22, 2023 Filed Feb 24, 2023 13:36 UTC
Ogle TrevorSee Remarks
Exercise / conversionCommon Stock 2,039 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-006955 · form4.xml · nonDerivative · entry 7

Ogle Trevor · CIK 0001947110 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,107

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Delivery of the shares of the Company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.

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February 22, 2023 Filed Feb 24, 2023 08:54 UTC
MARTIN RODNEY O JRDirector · See Remarks
Exercise / conversionRestricted Stock Units · Derivative 2,287 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-006957 · form4.xml · derivative · entry 23

MARTIN RODNEY O JR · CIK 0001236604 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,175

Underlying: Common Stock · 2,287 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: The stock units will vest based on their respective award agreements.

F10 · derivative.exercise_date: The stock units will vest based on their respective award agreements.

F10 · derivative.expiration_date: The stock units will vest based on their respective award agreements.

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February 22, 2023 Filed Feb 24, 2023 08:54 UTC
MARTIN RODNEY O JRDirector · See Remarks
GrantRestricted Stock Units · Derivative 61,296 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-006957 · form4.xml · derivative · entry 22

MARTIN RODNEY O JR · CIK 0001236604 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,462

Underlying: Common Stock · 61,296 shares

Expires not disclosed

F12 · derivative.exercise_price: Each stock unit represents a conditional right to receive one share of the company's common stock.

F13 · derivative.exercise_date: 1/3 of the restricted stock units will vest on February 20, 2024, 1/3 on February 18, 2025 and 1/3 on February 17, 2026.

F13 · derivative.expiration_date: 1/3 of the restricted stock units will vest on February 20, 2024, 1/3 on February 18, 2025 and 1/3 on February 17, 2026.

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February 22, 2023 Filed Feb 24, 2023 08:54 UTC
MARTIN RODNEY O JRDirector · See Remarks
GrantPerformance Stock Unit · Derivative 74,897 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-006957 · form4.xml · derivative · entry 21

MARTIN RODNEY O JR · CIK 0001236604 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 277,886

Underlying: Common Stock · 74,897 shares

Expires not disclosed

F10 · derivative.exercise_price: The stock units will vest based on their respective award agreements.

F11 · derivative.exercise_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 17, 2026) can range from 0% to 150% of the number presented above.

F11 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 17, 2026) can range from 0% to 150% of the number presented above.

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February 22, 2023 Filed Feb 24, 2023 08:54 UTC
MARTIN RODNEY O JRDirector · See Remarks
Exercise / conversionRestricted Stock Units · Derivative 22,340 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-006957 · form4.xml · derivative · entry 20

MARTIN RODNEY O JR · CIK 0001236604 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,166

Underlying: Common Stock · 22,340 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F9 · derivative.exercise_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F9 · derivative.expiration_date: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

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February 22, 2023 Filed Feb 24, 2023 08:54 UTC
MARTIN RODNEY O JRDirector · See Remarks
SaleCommon Stock 59,586 $73.53 $4,381,281.12
Disclosure

SEC source: 0001127602-23-006957 · form4.xml · nonDerivative · entry 13

MARTIN RODNEY O JR · CIK 0001236604 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,208

F3 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 6, 2022.

F6 · price: This transaction was executed in multiple trades at prices ranging from $72.97 to $74.45. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.

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February 22, 2023 Filed Feb 24, 2023 08:54 UTC
MARTIN RODNEY O JRDirector · See Remarks
SaleCommon Stock 4,600 $73.52 $338,169.46
Disclosure

SEC source: 0001127602-23-006957 · form4.xml · nonDerivative · entry 12

MARTIN RODNEY O JR · CIK 0001236604 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 294,382

F3 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 6, 2022.

F5 · price: This transaction was executed in multiple trades at prices ranging from $73.02 to $74.45. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the company, or a security holder of the company, full information regarding the shares sold at each separate price.

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February 22, 2023 Filed Feb 24, 2023 08:54 UTC
MARTIN RODNEY O JRDirector · See Remarks
SaleCommon Stock 6,588 $74.17 $488,610.22
Disclosure

SEC source: 0001127602-23-006957 · form4.xml · nonDerivative · entry 11

MARTIN RODNEY O JR · CIK 0001236604 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 287,794

F3 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 6, 2022.

F4 · price: This transaction was executed in multiple trades at prices ranging from $74.00 to $74.45. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the company, or a securityholder of the company, full information regarding the shares sold at each separate price.

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February 22, 2023 Filed Feb 24, 2023 08:54 UTC
MARTIN RODNEY O JRDirector · See Remarks
Tax withholdingCommon Stock 2,287 $73.34 $167,728.58
Disclosure

SEC source: 0001127602-23-006957 · form4.xml · nonDerivative · entry 10

MARTIN RODNEY O JR · CIK 0001236604 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298,982

F2 · shares: FICA tax withholding on the grant of restricted stock units.

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February 22, 2023 Filed Feb 24, 2023 08:54 UTC
MARTIN RODNEY O JRDirector · See Remarks
Exercise / conversionCommon Stock 2,287 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-006957 · form4.xml · nonDerivative · entry 9

MARTIN RODNEY O JR · CIK 0001236604 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 301,269

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: FICA tax withholding on the grant of restricted stock units.

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February 22, 2023 Filed Feb 24, 2023 08:54 UTC
MARTIN RODNEY O JRDirector · See Remarks
Tax withholdingCommon Stock 8,266 $73.34 $606,228.44
Disclosure

SEC source: 0001127602-23-006957 · form4.xml · nonDerivative · entry 8

MARTIN RODNEY O JR · CIK 0001236604 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298,982

Read SEC document
February 22, 2023 Filed Feb 24, 2023 08:54 UTC
MARTIN RODNEY O JRDirector · See Remarks
Exercise / conversionCommon Stock 22,340 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-006957 · form4.xml · nonDerivative · entry 7

MARTIN RODNEY O JR · CIK 0001236604 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 307,248

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation.

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February 22, 2023 Filed Feb 24, 2023 16:08 UTC GrantRestricted Stock Units · Derivative 18,407 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-007029 · form4.xml · derivative · entry 2

Templin Donald C. · CIK 0001521739 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,407

Underlying: Common Stock · 18,407 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units will vest based on their respective award agreements.

F3 · derivative.exercise_date: 1/3 of the restricted stock units will vest on February 20, 2024, 1/3 on February 18, 2025 and 1/3 on February 17, 2026.

F3 · derivative.expiration_date: 1/3 of the restricted stock units will vest on February 20, 2024, 1/3 on February 18, 2025 and 1/3 on February 17, 2026.

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February 22, 2023 Filed Feb 24, 2023 16:08 UTC GrantPerformance Stock Unit · Derivative 22,491 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-007029 · form4.xml · derivative · entry 1

Templin Donald C. · CIK 0001521739 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,491

Underlying: Common Stock · 22,491 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units will vest based on their respective award agreements.

F2 · derivative.exercise_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of common stock delivered upon the vesting date (February 17, 2026), can range from 0% to 150% of the number presented above.

F2 · derivative.expiration_date: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of common stock delivered upon the vesting date (February 17, 2026), can range from 0% to 150% of the number presented above.

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February 22, 2023 Filed Feb 24, 2023 21:11 UTC
To My ChiSee Remarks
GrantRestricted Stock Units · Derivative 8,283 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-007035 · form4.xml · derivative · entry 2

To My Chi · CIK 0001947475 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,738

Underlying: Common Stock · 8,283 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units will vest based on their respective award agreements.

F3 · derivative.exercise_date: 1/3 of the restricted stock units will vest on February 20, 2024, 1/3 on February 18, 2025 and 1/3 on February 17, 2026.

F3 · derivative.expiration_date: 1/3 of the restricted stock units will vest on February 20, 2024, 1/3 on February 18, 2025 and 1/3 on February 17, 2026.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.