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VIVMARK RESIDENTIAL

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499
SEC CIK
0000906107
Parsed reports
591

Last 12 months

Inside the activity.

0 purchase rows · 14 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202606
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202607
Sep 202601
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 02, 2017 Filed Feb 6, 2017 21:39 UTC
GEORGE ALAN WExecutive Vice President & CIO
GrantNon-qualified Stock Option (Right to Buy) · Derivative 89,078 $0.00 Strike: $60.76 $0.00
Disclosure

SEC source: 0001127602-17-004071 · form4.xml · derivative · entry 1

GEORGE ALAN W · CIK 0001219715 · Executive Vice President & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,078

Underlying: Common Shares Of Beneficial Interest · 89,078 shares

Expires 2027-02-02

F1 · derivative.exercise_date: Represents share options scheduled to vest in approximately three equal installments on February 2, 2018, February 2, 2019 and February 2, 2020.

Read SEC document
February 02, 2017 Filed Feb 6, 2017 21:37 UTC
STROHM BRUCE CEVP & General Counsel
GrantNon-qualified Stock Option (Right to Buy) · Derivative 74,232 $0.00 Strike: $60.76 $0.00
Disclosure

SEC source: 0001127602-17-004069 · form4.xml · derivative · entry 1

STROHM BRUCE C · CIK 0001219718 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,232

Underlying: Common Shares Of Beneficial Interest · 74,232 shares

Expires 2027-02-02

F1 · derivative.exercise_date: Represents share options scheduled to vest in three equal installments on February 2, 2018, February 2, 2019 and February 2, 2020.

Read SEC document
January 19, 2017 Filed Feb 6, 2017 21:47 UTC
NEITHERCUT DAVID JDirector · President & CEO
GiftOperating Partnership Units · Derivative 200 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-17-004078 · form4.xml · derivative · entry 4

NEITHERCUT DAVID J · CIK 0001219726 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,599

Underlying: Common Shares Of Beneficial Interest · 200 shares

Expires not disclosed

F1 · derivative.exercise_date: The OP Units reflected in this report are previously reported Restricted Units which have automatically converted to OP Units per their terms. The OP Units do not expire and are fully vested, transferable and can be exchanged by the holder for common shares of Equity Residential (the "Company") on a one-for-one basis or, at the Company's option, for the cash value of such shares.

F1 · derivative.expiration_date: The OP Units reflected in this report are previously reported Restricted Units which have automatically converted to OP Units per their terms. The OP Units do not expire and are fully vested, transferable and can be exchanged by the holder for common shares of Equity Residential (the "Company") on a one-for-one basis or, at the Company's option, for the cash value of such shares.

Read SEC document
January 19, 2017 Filed Feb 6, 2017 21:47 UTC
NEITHERCUT DAVID JDirector · President & CEO
GiftOperating Partnership Units · Derivative 200 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-17-004078 · form4.xml · derivative · entry 3

NEITHERCUT DAVID J · CIK 0001219726 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Grantor Trusts E

Disclosed balance after: 31,948

Underlying: Common Shares Of Beneficial Interest · 200 shares

Expires not disclosed

F1 · derivative.exercise_date: The OP Units reflected in this report are previously reported Restricted Units which have automatically converted to OP Units per their terms. The OP Units do not expire and are fully vested, transferable and can be exchanged by the holder for common shares of Equity Residential (the "Company") on a one-for-one basis or, at the Company's option, for the cash value of such shares.

F1 · derivative.expiration_date: The OP Units reflected in this report are previously reported Restricted Units which have automatically converted to OP Units per their terms. The OP Units do not expire and are fully vested, transferable and can be exchanged by the holder for common shares of Equity Residential (the "Company") on a one-for-one basis or, at the Company's option, for the cash value of such shares.

F3 · balance_after: Represents OP Units beneficially owned by grantor retained annuity trusts for the benefit of the reporting person's daughter. The inclusion of these OP Units in this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
January 19, 2017 Filed Feb 6, 2017 21:47 UTC
NEITHERCUT DAVID JDirector · President & CEO
GiftOperating Partnership Units · Derivative 200 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-17-004078 · form4.xml · derivative · entry 2

NEITHERCUT DAVID J · CIK 0001219726 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,399

Underlying: Common Shares Of Beneficial Interest · 200 shares

Expires not disclosed

F1 · derivative.exercise_date: The OP Units reflected in this report are previously reported Restricted Units which have automatically converted to OP Units per their terms. The OP Units do not expire and are fully vested, transferable and can be exchanged by the holder for common shares of Equity Residential (the "Company") on a one-for-one basis or, at the Company's option, for the cash value of such shares.

F1 · derivative.expiration_date: The OP Units reflected in this report are previously reported Restricted Units which have automatically converted to OP Units per their terms. The OP Units do not expire and are fully vested, transferable and can be exchanged by the holder for common shares of Equity Residential (the "Company") on a one-for-one basis or, at the Company's option, for the cash value of such shares.

Read SEC document
January 19, 2017 Filed Feb 6, 2017 21:47 UTC
NEITHERCUT DAVID JDirector · President & CEO
GiftOperating Partnership Units · Derivative 200 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-17-004078 · form4.xml · derivative · entry 1

NEITHERCUT DAVID J · CIK 0001219726 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Grantor Trusts B

Disclosed balance after: 31,948

Underlying: Common Shares Of Beneficial Interest · 200 shares

Expires not disclosed

F1 · derivative.exercise_date: The OP Units reflected in this report are previously reported Restricted Units which have automatically converted to OP Units per their terms. The OP Units do not expire and are fully vested, transferable and can be exchanged by the holder for common shares of Equity Residential (the "Company") on a one-for-one basis or, at the Company's option, for the cash value of such shares.

F1 · derivative.expiration_date: The OP Units reflected in this report are previously reported Restricted Units which have automatically converted to OP Units per their terms. The OP Units do not expire and are fully vested, transferable and can be exchanged by the holder for common shares of Equity Residential (the "Company") on a one-for-one basis or, at the Company's option, for the cash value of such shares.

F2 · balance_after: Represents OP Units beneficially owned by grantor retained annuity trusts for the benefit of the reporting person's son. The inclusion of these OP Units in this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
December 28, 2016 Filed Dec 29, 2016 21:13 UTC
Santee David SExecutive Vice President & COO
SaleCommon Shares Of Beneficial Interest 3,000 $62.75 $188,256.00
Disclosure

SEC source: 0001127602-16-071016 · form4.xml · nonDerivative · entry 1

Santee David S · CIK 0001383436 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,617

F1 · balance_after: Direct total includes restricted shares of the Company scheduled to vest in the future.

Read SEC document
December 16, 2016 Filed Dec 19, 2016 21:24 UTC
GEORGE ALAN WExecutive Vice President & CIO
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 25,000 $0.00 Strike: $45.78 $0.00
Disclosure

SEC source: 0001127602-16-070427 · form4.xml · derivative · entry 4

GEORGE ALAN W · CIK 0001219715 · Executive Vice President & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,157

Underlying: Common Shares Of Beneficial Interest · 25,000 shares

Expires 2021-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Represents options which vested in three equal installments on February 7, 2012, February 7, 2013 and February 7, 2014

Read SEC document
December 16, 2016 Filed Dec 19, 2016 21:24 UTC
GEORGE ALAN WExecutive Vice President & CIO
SaleCommon Shares Of Beneficial Interest 25,000 $64.00 $1,600,000.00
Disclosure

SEC source: 0001127602-16-070427 · form4.xml · nonDerivative · entry 2

GEORGE ALAN W · CIK 0001219715 · Executive Vice President & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,436

F1 · balance_after: Direct total includes restricted shares of the Company scheduled to vest in the future.

Read SEC document
December 16, 2016 Filed Dec 19, 2016 21:24 UTC
GEORGE ALAN WExecutive Vice President & CIO
Exercise / conversionCommon Shares Of Beneficial Interest 25,000 $45.78 $1,144,500.00
Disclosure

SEC source: 0001127602-16-070427 · form4.xml · nonDerivative · entry 1

GEORGE ALAN W · CIK 0001219715 · Executive Vice President & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,436

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Direct total includes restricted shares of the Company scheduled to vest in the future.

Read SEC document
December 14, 2016 Filed Dec 15, 2016 21:19 UTC
ZELL SAMUELDirector · Chairman of the Board
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 152,338 $0.00 Strike: $45.59 $0.00
Disclosure

SEC source: 0001127602-16-070125 · form4.xml · derivative · entry 11

ZELL SAMUEL · CIK 0001024193 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares Of Beneficial Interest · 152,338 shares

Expires 2017-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_date: Represents share options which vested in three equal installments on February 8, 2008, February 8, 2009 and February 8, 2010.

Read SEC document
December 14, 2016 Filed Dec 15, 2016 21:19 UTC
ZELL SAMUELDirector · Chairman of the Board
SaleCommon Shares Of Beneficial Interest 110,542 $62.85 $6,947,011.99
Disclosure

SEC source: 0001127602-16-070125 · form4.xml · nonDerivative · entry 2

ZELL SAMUEL · CIK 0001024193 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,271,809

F2 · price: The price represents the weighted average price of the shares sold. The shares were sold within a range of $62.67 to $63.14. The reporting person will provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.

F1 · balance_after: Direct total includes restricted shares of the Company scheduled to vest in the future.

Read SEC document
December 14, 2016 Filed Dec 15, 2016 21:19 UTC
ZELL SAMUELDirector · Chairman of the Board
Exercise / conversionCommon Shares Of Beneficial Interest 152,338 $45.59 $6,945,089.42
Disclosure

SEC source: 0001127602-16-070125 · form4.xml · nonDerivative · entry 1

ZELL SAMUEL · CIK 0001024193 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,382,351

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Direct total includes restricted shares of the Company scheduled to vest in the future.

Read SEC document
December 07, 2016 Filed Dec 8, 2016 22:21 UTC
Santee David SExecutive Vice President & COO
SaleCommon Shares Of Beneficial Interest 17 $62.63 $1,064.71
Disclosure

SEC source: 0001127602-16-069520 · form4.xml · nonDerivative · entry 1

Santee David S · CIK 0001383436 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Indirect · 401(k) Plan

Disclosed balance after: 0

Read SEC document
November 14, 2016 Filed Nov 15, 2016 21:27 UTC
Santee David SExecutive Vice President & COO
GrantCommon Shares Of Beneficial Interest 1,928 $51.85 $99,966.80
Disclosure

SEC source: 0001127602-16-067207 · form4.xml · nonDerivative · entry 1

Santee David S · CIK 0001383436 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,617

F1 · shares: Represents shares acquired through Equity Residential's Employee Share Purchase Plan.

F2 · balance_after: Direct total includes restricted shares of the Company scheduled to vest in the future.

Read SEC document
November 14, 2016 Filed Nov 15, 2016 21:12 UTC
Kaufman IanChief Accounting Officer
GrantCommon Shares Of Beneficial Interest 25 $51.85 $1,296.25
Disclosure

SEC source: 0001127602-16-067189 · form4.xml · nonDerivative · entry 1

Kaufman Ian · CIK 0001381170 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,815

F1 · shares: Represents shares acquired through Equity Residential's Employee Share Purchase Plan.

F2 · balance_after: Direct total includes restricted shares of the Company scheduled to vest in the future.

Read SEC document
November 14, 2016 Filed Nov 15, 2016 21:17 UTC
Altshuler BarryExecutive Vice President
GrantCommon Shares Of Beneficial Interest 1,928 $51.85 $99,966.80
Disclosure

SEC source: 0001127602-16-067194 · form4.xml · nonDerivative · entry 1

Altshuler Barry · CIK 0001633670 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,131

F1 · shares: Represents shares acquired through Equity Residential's Employee Share Purchase Plan.

F2 · balance_after: Direct total includes restricted shares of the Company scheduled to vest in the future.

Read SEC document
October 14, 2016 Filed Apr 25, 2018 20:25 UTC
Brackenridge AlexanderExecutive Vice President
PurchaseCommon Shares Of Beneficial Interest 188 $61.50 $11,562.73
Disclosure

SEC source: 0001127602-18-015244 · form5.xml · nonDerivative · entry 14

Brackenridge Alexander · CIK 0001633662 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,971

F1 · kind: All or a portion of the shares reported in these transactions may have been matchable to other transactions that occurred within a six-month period under Section 16(b) of the Securities Exchange Act of 1934. The reporting person has disgorged $8,282.91 to the issuer, the maximum amount of the profit realized in connection with any short-swing transactions, notwithstanding whether such disgorgement would actually be required by law.

F2 · kind: The shares reported in these transactions are held jointly with the reporting person's spouse in a separately managed account with a third-party investment advisory firm of which the reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein. The transactions occurred in the sole discretion of the third-party investment advisor without direction from the reporting person or his spouse.

F3 · balance_after: Includes 132 shares held jointly with the reporting person's spouse in a separately managed account with a third-party investment advisory firm of which the reporting person disclaims ownership except to the extent of his pecuniary interest therein.

Read SEC document
September 27, 2016 Filed Feb 6, 2017 21:50 UTC
NEITHERCUT DAVID JDirector · President & CEO
GiftOperating Partnership Units · Derivative 9,943 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-17-004084 · form5.xml · derivative · entry 21

NEITHERCUT DAVID J · CIK 0001219726 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Grantor Trusts E

Disclosed balance after: 32,148

Underlying: Common Shares Of Beneficial Interest · 9,943 shares

Expires not disclosed

F16 · shares: In accordance with the substitution provisions thereunder, the reporting person elected to substitute OP Units on a one-for-one basis for shares of equivalent value in grantor retained annuity trusts for the benefit of his daughter resulting in an increase in OP Units held indirectly by such trusts and a corresponding decrease in OP Units held directly by the reporting person. See also footnote 5 to Table I of this report.

F9 · derivative.exercise_date: The OP Units reflected in this report are previously reported Restricted Units which have automatically converted to OP Units per their terms. The OP Units do not expire and are fully vested, transferable and can be exchanged by the holder for common shares of Equity Residential (the "Company") on a one-for-one basis or, at the Company's option, for the cash value of such shares.

F9 · derivative.expiration_date: The OP Units reflected in this report are previously reported Restricted Units which have automatically converted to OP Units per their terms. The OP Units do not expire and are fully vested, transferable and can be exchanged by the holder for common shares of Equity Residential (the "Company") on a one-for-one basis or, at the Company's option, for the cash value of such shares.

F14 · balance_after: Represents OP Units beneficially owned by grantor retained annuity trusts for the benefit of the reporting person's daughter. The inclusion of these OP Units in this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
September 27, 2016 Filed Feb 6, 2017 21:50 UTC
NEITHERCUT DAVID JDirector · President & CEO
GiftOperating Partnership Units · Derivative 9,943 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-17-004084 · form5.xml · derivative · entry 20

NEITHERCUT DAVID J · CIK 0001219726 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,199

Underlying: Common Shares Of Beneficial Interest · 9,943 shares

Expires not disclosed

F16 · shares: In accordance with the substitution provisions thereunder, the reporting person elected to substitute OP Units on a one-for-one basis for shares of equivalent value in grantor retained annuity trusts for the benefit of his daughter resulting in an increase in OP Units held indirectly by such trusts and a corresponding decrease in OP Units held directly by the reporting person. See also footnote 5 to Table I of this report.

F9 · derivative.exercise_date: The OP Units reflected in this report are previously reported Restricted Units which have automatically converted to OP Units per their terms. The OP Units do not expire and are fully vested, transferable and can be exchanged by the holder for common shares of Equity Residential (the "Company") on a one-for-one basis or, at the Company's option, for the cash value of such shares.

F9 · derivative.expiration_date: The OP Units reflected in this report are previously reported Restricted Units which have automatically converted to OP Units per their terms. The OP Units do not expire and are fully vested, transferable and can be exchanged by the holder for common shares of Equity Residential (the "Company") on a one-for-one basis or, at the Company's option, for the cash value of such shares.

Read SEC document
September 27, 2016 Filed Feb 6, 2017 21:50 UTC
NEITHERCUT DAVID JDirector · President & CEO
GiftOperating Partnership Units · Derivative 9,943 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-17-004084 · form5.xml · derivative · entry 19

NEITHERCUT DAVID J · CIK 0001219726 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,199

Underlying: Common Shares Of Beneficial Interest · 9,943 shares

Expires not disclosed

F15 · shares: In accordance with the substitution provisions thereunder, the reporting person elected to substitute OP Units on a one-for-one basis for shares of equivalent value in grantor retained annuity trusts for the benefit of his son resulting in an increase in OP Units held indirectly by such trusts and a corresponding decrease in OP Units held directly by the reporting person. See also footnote 4 to Table I of this report.

F9 · derivative.exercise_date: The OP Units reflected in this report are previously reported Restricted Units which have automatically converted to OP Units per their terms. The OP Units do not expire and are fully vested, transferable and can be exchanged by the holder for common shares of Equity Residential (the "Company") on a one-for-one basis or, at the Company's option, for the cash value of such shares.

F9 · derivative.expiration_date: The OP Units reflected in this report are previously reported Restricted Units which have automatically converted to OP Units per their terms. The OP Units do not expire and are fully vested, transferable and can be exchanged by the holder for common shares of Equity Residential (the "Company") on a one-for-one basis or, at the Company's option, for the cash value of such shares.

Read SEC document
September 27, 2016 Filed Feb 6, 2017 21:50 UTC
NEITHERCUT DAVID JDirector · President & CEO
GiftOperating Partnership Units · Derivative 9,943 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-17-004084 · form5.xml · derivative · entry 18

NEITHERCUT DAVID J · CIK 0001219726 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Grantor Trusts B

Disclosed balance after: 32,148

Underlying: Common Shares Of Beneficial Interest · 9,943 shares

Expires not disclosed

F15 · shares: In accordance with the substitution provisions thereunder, the reporting person elected to substitute OP Units on a one-for-one basis for shares of equivalent value in grantor retained annuity trusts for the benefit of his son resulting in an increase in OP Units held indirectly by such trusts and a corresponding decrease in OP Units held directly by the reporting person. See also footnote 4 to Table I of this report.

F9 · derivative.exercise_date: The OP Units reflected in this report are previously reported Restricted Units which have automatically converted to OP Units per their terms. The OP Units do not expire and are fully vested, transferable and can be exchanged by the holder for common shares of Equity Residential (the "Company") on a one-for-one basis or, at the Company's option, for the cash value of such shares.

F9 · derivative.expiration_date: The OP Units reflected in this report are previously reported Restricted Units which have automatically converted to OP Units per their terms. The OP Units do not expire and are fully vested, transferable and can be exchanged by the holder for common shares of Equity Residential (the "Company") on a one-for-one basis or, at the Company's option, for the cash value of such shares.

F12 · balance_after: Represents OP Units beneficially owned by grantor retained annuity trusts for the benefit of the reporting person's son. The inclusion of these OP Units in this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
September 27, 2016 Filed Feb 6, 2017 21:50 UTC
NEITHERCUT DAVID JDirector · President & CEO
GiftOperating Partnership Units · Derivative 22,205 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-17-004084 · form5.xml · derivative · entry 17

NEITHERCUT DAVID J · CIK 0001219726 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Grantor Trusts E

Disclosed balance after: 32,148

Underlying: Common Shares Of Beneficial Interest · 22,205 shares

Expires not disclosed

F13 · shares: In accordance with the substitution provisions thereunder, the reporting person, as Grantor, elected to substitute OP Units on a one-for-one basis for shares of equivalent value in grantor retained annuity trusts for the benefit of his daughter resulting in an increase in OP Units held indirectly by such trusts and a corresponding decrease in OP Units held directly by the reporting person. See also footnote 3 to Table I of this report.

F9 · derivative.exercise_date: The OP Units reflected in this report are previously reported Restricted Units which have automatically converted to OP Units per their terms. The OP Units do not expire and are fully vested, transferable and can be exchanged by the holder for common shares of Equity Residential (the "Company") on a one-for-one basis or, at the Company's option, for the cash value of such shares.

F9 · derivative.expiration_date: The OP Units reflected in this report are previously reported Restricted Units which have automatically converted to OP Units per their terms. The OP Units do not expire and are fully vested, transferable and can be exchanged by the holder for common shares of Equity Residential (the "Company") on a one-for-one basis or, at the Company's option, for the cash value of such shares.

F14 · balance_after: Represents OP Units beneficially owned by grantor retained annuity trusts for the benefit of the reporting person's daughter. The inclusion of these OP Units in this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
September 27, 2016 Filed Feb 6, 2017 21:50 UTC
NEITHERCUT DAVID JDirector · President & CEO
GiftOperating Partnership Units · Derivative 22,205 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-17-004084 · form5.xml · derivative · entry 16

NEITHERCUT DAVID J · CIK 0001219726 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,199

Underlying: Common Shares Of Beneficial Interest · 22,205 shares

Expires not disclosed

F13 · shares: In accordance with the substitution provisions thereunder, the reporting person, as Grantor, elected to substitute OP Units on a one-for-one basis for shares of equivalent value in grantor retained annuity trusts for the benefit of his daughter resulting in an increase in OP Units held indirectly by such trusts and a corresponding decrease in OP Units held directly by the reporting person. See also footnote 3 to Table I of this report.

F9 · derivative.exercise_date: The OP Units reflected in this report are previously reported Restricted Units which have automatically converted to OP Units per their terms. The OP Units do not expire and are fully vested, transferable and can be exchanged by the holder for common shares of Equity Residential (the "Company") on a one-for-one basis or, at the Company's option, for the cash value of such shares.

F9 · derivative.expiration_date: The OP Units reflected in this report are previously reported Restricted Units which have automatically converted to OP Units per their terms. The OP Units do not expire and are fully vested, transferable and can be exchanged by the holder for common shares of Equity Residential (the "Company") on a one-for-one basis or, at the Company's option, for the cash value of such shares.

Read SEC document
September 27, 2016 Filed Feb 6, 2017 21:50 UTC
NEITHERCUT DAVID JDirector · President & CEO
GiftOperating Partnership Units · Derivative 22,205 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-17-004084 · form5.xml · derivative · entry 15

NEITHERCUT DAVID J · CIK 0001219726 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Grantor Trusts B

Disclosed balance after: 32,148

Underlying: Common Shares Of Beneficial Interest · 22,205 shares

Expires not disclosed

F11 · shares: In accordance with the substitution provisions thereunder, the reporting person, as Grantor, elected to substitute OP Units on a one-for-one basis for shares of equivalent value in grantor retained annuity trusts for the benefit of his son resulting in an increase in OP Units held indirectly by such trusts and a corresponding decrease in OP Units held directly by the reporting person. See also footnote 1 to Table I of this report.

F9 · derivative.exercise_date: The OP Units reflected in this report are previously reported Restricted Units which have automatically converted to OP Units per their terms. The OP Units do not expire and are fully vested, transferable and can be exchanged by the holder for common shares of Equity Residential (the "Company") on a one-for-one basis or, at the Company's option, for the cash value of such shares.

F9 · derivative.expiration_date: The OP Units reflected in this report are previously reported Restricted Units which have automatically converted to OP Units per their terms. The OP Units do not expire and are fully vested, transferable and can be exchanged by the holder for common shares of Equity Residential (the "Company") on a one-for-one basis or, at the Company's option, for the cash value of such shares.

F12 · balance_after: Represents OP Units beneficially owned by grantor retained annuity trusts for the benefit of the reporting person's son. The inclusion of these OP Units in this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
September 27, 2016 Filed Feb 6, 2017 21:50 UTC
NEITHERCUT DAVID JDirector · President & CEO
GiftOperating Partnership Units · Derivative 22,205 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-17-004084 · form5.xml · derivative · entry 14

NEITHERCUT DAVID J · CIK 0001219726 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,199

Underlying: Common Shares Of Beneficial Interest · 22,205 shares

Expires not disclosed

F11 · shares: In accordance with the substitution provisions thereunder, the reporting person, as Grantor, elected to substitute OP Units on a one-for-one basis for shares of equivalent value in grantor retained annuity trusts for the benefit of his son resulting in an increase in OP Units held indirectly by such trusts and a corresponding decrease in OP Units held directly by the reporting person. See also footnote 1 to Table I of this report.

F9 · derivative.exercise_date: The OP Units reflected in this report are previously reported Restricted Units which have automatically converted to OP Units per their terms. The OP Units do not expire and are fully vested, transferable and can be exchanged by the holder for common shares of Equity Residential (the "Company") on a one-for-one basis or, at the Company's option, for the cash value of such shares.

F9 · derivative.expiration_date: The OP Units reflected in this report are previously reported Restricted Units which have automatically converted to OP Units per their terms. The OP Units do not expire and are fully vested, transferable and can be exchanged by the holder for common shares of Equity Residential (the "Company") on a one-for-one basis or, at the Company's option, for the cash value of such shares.

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September 27, 2016 Filed Feb 6, 2017 21:50 UTC
NEITHERCUT DAVID JDirector · President & CEO
GiftCommon Shares Of Beneficial Interest 9,943 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-004084 · form5.xml · nonDerivative · entry 8

NEITHERCUT DAVID J · CIK 0001219726 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Grantor Trusts E

Disclosed balance after: 0

F5 · shares: In accordance with the substitution provisions thereunder, the reporting person's wife, as Grantor, elected to substitute shares in grantor retained annuity trusts for the benefit of her daughter in on a one-for-one basis for OP Units of equivalent value resulting in a reduction of shares held indirectly by such trusts and a corresponding increase in shares held indirectly by Trust II. See also footnote 16 to Table II of this report.

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September 27, 2016 Filed Feb 6, 2017 21:50 UTC
NEITHERCUT DAVID JDirector · President & CEO
GiftCommon Shares Of Beneficial Interest 9,943 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-004084 · form5.xml · nonDerivative · entry 7

NEITHERCUT DAVID J · CIK 0001219726 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust II

Disclosed balance after: 0

F5 · shares: In accordance with the substitution provisions thereunder, the reporting person's wife, as Grantor, elected to substitute shares in grantor retained annuity trusts for the benefit of her daughter in on a one-for-one basis for OP Units of equivalent value resulting in a reduction of shares held indirectly by such trusts and a corresponding increase in shares held indirectly by Trust II. See also footnote 16 to Table II of this report.

Read SEC document
September 27, 2016 Filed Feb 6, 2017 21:50 UTC
NEITHERCUT DAVID JDirector · President & CEO
GiftCommon Shares Of Beneficial Interest 9,943 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-004084 · form5.xml · nonDerivative · entry 6

NEITHERCUT DAVID J · CIK 0001219726 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Grantor Trusts B

Disclosed balance after: 0

F4 · shares: In accordance with the substitution provisions thereunder, the reporting person's wife, as Grantor, elected to substitute shares in grantor retained annuity trusts for the benefit of her son in on a one-for-one basis for OP Units of equivalent value resulting in a reduction of shares held indirectly by such trusts and a corresponding increase in shares held indirectly by Trust II. See also footnote 15 to Table II of this report.

Read SEC document
September 27, 2016 Filed Feb 6, 2017 21:50 UTC
NEITHERCUT DAVID JDirector · President & CEO
GiftCommon Shares Of Beneficial Interest 9,943 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-004084 · form5.xml · nonDerivative · entry 5

NEITHERCUT DAVID J · CIK 0001219726 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust II

Disclosed balance after: 0

F4 · shares: In accordance with the substitution provisions thereunder, the reporting person's wife, as Grantor, elected to substitute shares in grantor retained annuity trusts for the benefit of her son in on a one-for-one basis for OP Units of equivalent value resulting in a reduction of shares held indirectly by such trusts and a corresponding increase in shares held indirectly by Trust II. See also footnote 15 to Table II of this report.

Read SEC document
September 27, 2016 Filed Feb 6, 2017 21:50 UTC
NEITHERCUT DAVID JDirector · President & CEO
GiftCommon Shares Of Beneficial Interest 22,205 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-004084 · form5.xml · nonDerivative · entry 4

NEITHERCUT DAVID J · CIK 0001219726 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust I

Disclosed balance after: 105,102

F3 · shares: In accordance with the substitution provisions thereunder, the reporting person, as Grantor, elected to substitute shares in grantor retained annuity trusts for the benefit of his daughter on a one-for-one basis for OP Units of equivalent value resulting in a reduction of shares held indirectly by such trusts and a corresponding increase in shares held indirectly by Trust I. See also footnote 13 to Table II of this report.

Read SEC document
September 27, 2016 Filed Feb 6, 2017 21:50 UTC
NEITHERCUT DAVID JDirector · President & CEO
GiftCommon Shares Of Beneficial Interest 22,205 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-004084 · form5.xml · nonDerivative · entry 3

NEITHERCUT DAVID J · CIK 0001219726 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Grantor Trusts E

Disclosed balance after: 0

F3 · shares: In accordance with the substitution provisions thereunder, the reporting person, as Grantor, elected to substitute shares in grantor retained annuity trusts for the benefit of his daughter on a one-for-one basis for OP Units of equivalent value resulting in a reduction of shares held indirectly by such trusts and a corresponding increase in shares held indirectly by Trust I. See also footnote 13 to Table II of this report.

Read SEC document
September 27, 2016 Filed Feb 6, 2017 21:50 UTC
NEITHERCUT DAVID JDirector · President & CEO
GiftCommon Shares Of Beneficial Interest 22,205 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-004084 · form5.xml · nonDerivative · entry 2

NEITHERCUT DAVID J · CIK 0001219726 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Grantor Trusts B

Disclosed balance after: 0

F1 · shares: In accordance with the substitution provisions thereunder, the reporting person, as Grantor, elected to substitute shares in grantor retained annuity trusts for the benefit of his son on a one-for-one basis for OP Units of equivalent value resulting in a reduction of shares held indirectly by such trusts and a corresponding increase in shares held indirectly by Trust I. See also footnote 11 to Table II of this report.

Read SEC document
September 27, 2016 Filed Feb 6, 2017 21:50 UTC
NEITHERCUT DAVID JDirector · President & CEO
GiftCommon Shares Of Beneficial Interest 22,205 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-004084 · form5.xml · nonDerivative · entry 1

NEITHERCUT DAVID J · CIK 0001219726 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust I

Disclosed balance after: 105,102

F1 · shares: In accordance with the substitution provisions thereunder, the reporting person, as Grantor, elected to substitute shares in grantor retained annuity trusts for the benefit of his son on a one-for-one basis for OP Units of equivalent value resulting in a reduction of shares held indirectly by such trusts and a corresponding increase in shares held indirectly by Trust I. See also footnote 11 to Table II of this report.

F2 · balance_after: Represents shares beneficially owned by Trust I, a trust for the benefit of the reporting person's wife. The reporting person is the sole trustee of Trust I, and, as such, may be deemed to be the beneficial owner of these shares.

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July 28, 2016 Filed Apr 25, 2018 20:25 UTC
Brackenridge AlexanderExecutive Vice President
SaleCommon Shares Of Beneficial Interest 406 $66.79 $27,115.77
Disclosure

SEC source: 0001127602-18-015244 · form5.xml · nonDerivative · entry 13

Brackenridge Alexander · CIK 0001633662 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,971

F1 · kind: All or a portion of the shares reported in these transactions may have been matchable to other transactions that occurred within a six-month period under Section 16(b) of the Securities Exchange Act of 1934. The reporting person has disgorged $8,282.91 to the issuer, the maximum amount of the profit realized in connection with any short-swing transactions, notwithstanding whether such disgorgement would actually be required by law.

F2 · kind: The shares reported in these transactions are held jointly with the reporting person's spouse in a separately managed account with a third-party investment advisory firm of which the reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein. The transactions occurred in the sole discretion of the third-party investment advisor without direction from the reporting person or his spouse.

F3 · balance_after: Includes 132 shares held jointly with the reporting person's spouse in a separately managed account with a third-party investment advisory firm of which the reporting person disclaims ownership except to the extent of his pecuniary interest therein.

Read SEC document
July 25, 2016 Filed Apr 25, 2018 20:25 UTC
Brackenridge AlexanderExecutive Vice President
PurchaseCommon Shares Of Beneficial Interest 61 $70.24 $4,284.85
Disclosure

SEC source: 0001127602-18-015244 · form5.xml · nonDerivative · entry 12

Brackenridge Alexander · CIK 0001633662 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,971

F1 · kind: All or a portion of the shares reported in these transactions may have been matchable to other transactions that occurred within a six-month period under Section 16(b) of the Securities Exchange Act of 1934. The reporting person has disgorged $8,282.91 to the issuer, the maximum amount of the profit realized in connection with any short-swing transactions, notwithstanding whether such disgorgement would actually be required by law.

F2 · kind: The shares reported in these transactions are held jointly with the reporting person's spouse in a separately managed account with a third-party investment advisory firm of which the reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein. The transactions occurred in the sole discretion of the third-party investment advisor without direction from the reporting person or his spouse.

F3 · balance_after: Includes 132 shares held jointly with the reporting person's spouse in a separately managed account with a third-party investment advisory firm of which the reporting person disclaims ownership except to the extent of his pecuniary interest therein.

Read SEC document
June 14, 2016 Filed Apr 25, 2018 20:25 UTC
Brackenridge AlexanderExecutive Vice President
PurchaseCommon Shares Of Beneficial Interest 46 $64.52 $2,968.03
Disclosure

SEC source: 0001127602-18-015244 · form5.xml · nonDerivative · entry 11

Brackenridge Alexander · CIK 0001633662 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,971

F1 · kind: All or a portion of the shares reported in these transactions may have been matchable to other transactions that occurred within a six-month period under Section 16(b) of the Securities Exchange Act of 1934. The reporting person has disgorged $8,282.91 to the issuer, the maximum amount of the profit realized in connection with any short-swing transactions, notwithstanding whether such disgorgement would actually be required by law.

F2 · kind: The shares reported in these transactions are held jointly with the reporting person's spouse in a separately managed account with a third-party investment advisory firm of which the reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein. The transactions occurred in the sole discretion of the third-party investment advisor without direction from the reporting person or his spouse.

F3 · balance_after: Includes 132 shares held jointly with the reporting person's spouse in a separately managed account with a third-party investment advisory firm of which the reporting person disclaims ownership except to the extent of his pecuniary interest therein.

Read SEC document
May 26, 2016 Filed Apr 25, 2018 20:25 UTC
Brackenridge AlexanderExecutive Vice President
PurchaseCommon Shares Of Beneficial Interest 185 $68.69 $12,708.37
Disclosure

SEC source: 0001127602-18-015244 · form5.xml · nonDerivative · entry 10

Brackenridge Alexander · CIK 0001633662 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,971

F1 · kind: All or a portion of the shares reported in these transactions may have been matchable to other transactions that occurred within a six-month period under Section 16(b) of the Securities Exchange Act of 1934. The reporting person has disgorged $8,282.91 to the issuer, the maximum amount of the profit realized in connection with any short-swing transactions, notwithstanding whether such disgorgement would actually be required by law.

F2 · kind: The shares reported in these transactions are held jointly with the reporting person's spouse in a separately managed account with a third-party investment advisory firm of which the reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein. The transactions occurred in the sole discretion of the third-party investment advisor without direction from the reporting person or his spouse.

F3 · balance_after: Includes 132 shares held jointly with the reporting person's spouse in a separately managed account with a third-party investment advisory firm of which the reporting person disclaims ownership except to the extent of his pecuniary interest therein.

Read SEC document
April 22, 2016 Filed Apr 25, 2018 20:25 UTC
Brackenridge AlexanderExecutive Vice President
SaleCommon Shares Of Beneficial Interest 112 $71.78 $8,039.48
Disclosure

SEC source: 0001127602-18-015244 · form5.xml · nonDerivative · entry 9

Brackenridge Alexander · CIK 0001633662 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,971

F1 · kind: All or a portion of the shares reported in these transactions may have been matchable to other transactions that occurred within a six-month period under Section 16(b) of the Securities Exchange Act of 1934. The reporting person has disgorged $8,282.91 to the issuer, the maximum amount of the profit realized in connection with any short-swing transactions, notwithstanding whether such disgorgement would actually be required by law.

F2 · kind: The shares reported in these transactions are held jointly with the reporting person's spouse in a separately managed account with a third-party investment advisory firm of which the reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein. The transactions occurred in the sole discretion of the third-party investment advisor without direction from the reporting person or his spouse.

F3 · balance_after: Includes 132 shares held jointly with the reporting person's spouse in a separately managed account with a third-party investment advisory firm of which the reporting person disclaims ownership except to the extent of his pecuniary interest therein.

Read SEC document
April 15, 2016 Filed Feb 6, 2017 21:50 UTC
NEITHERCUT DAVID JDirector · President & CEO
GiftOperating Partnership Units · Derivative 100,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-17-004084 · form5.xml · derivative · entry 13

NEITHERCUT DAVID J · CIK 0001219726 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · LLC

Disclosed balance after: 100,000

Underlying: Common Shares Of Beneficial Interest · 100,000 shares

Expires not disclosed

F9 · derivative.exercise_date: The OP Units reflected in this report are previously reported Restricted Units which have automatically converted to OP Units per their terms. The OP Units do not expire and are fully vested, transferable and can be exchanged by the holder for common shares of Equity Residential (the "Company") on a one-for-one basis or, at the Company's option, for the cash value of such shares.

F9 · derivative.expiration_date: The OP Units reflected in this report are previously reported Restricted Units which have automatically converted to OP Units per their terms. The OP Units do not expire and are fully vested, transferable and can be exchanged by the holder for common shares of Equity Residential (the "Company") on a one-for-one basis or, at the Company's option, for the cash value of such shares.

F10 · balance_after: Represents OP Units beneficially owned by a limited liability company of which the reporting person is the sole member.

Read SEC document
April 15, 2016 Filed Feb 6, 2017 21:50 UTC
NEITHERCUT DAVID JDirector · President & CEO
GiftOperating Partnership Units · Derivative 100,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-17-004084 · form5.xml · derivative · entry 12

NEITHERCUT DAVID J · CIK 0001219726 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,199

Underlying: Common Shares Of Beneficial Interest · 100,000 shares

Expires not disclosed

F9 · derivative.exercise_date: The OP Units reflected in this report are previously reported Restricted Units which have automatically converted to OP Units per their terms. The OP Units do not expire and are fully vested, transferable and can be exchanged by the holder for common shares of Equity Residential (the "Company") on a one-for-one basis or, at the Company's option, for the cash value of such shares.

F9 · derivative.expiration_date: The OP Units reflected in this report are previously reported Restricted Units which have automatically converted to OP Units per their terms. The OP Units do not expire and are fully vested, transferable and can be exchanged by the holder for common shares of Equity Residential (the "Company") on a one-for-one basis or, at the Company's option, for the cash value of such shares.

Read SEC document
March 18, 2016 Filed Apr 25, 2018 20:25 UTC
Brackenridge AlexanderExecutive Vice President
SaleCommon Shares Of Beneficial Interest 2,179 $73.88 $160,984.52
Disclosure

SEC source: 0001127602-18-015244 · form5.xml · nonDerivative · entry 8

Brackenridge Alexander · CIK 0001633662 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,971

F1 · kind: All or a portion of the shares reported in these transactions may have been matchable to other transactions that occurred within a six-month period under Section 16(b) of the Securities Exchange Act of 1934. The reporting person has disgorged $8,282.91 to the issuer, the maximum amount of the profit realized in connection with any short-swing transactions, notwithstanding whether such disgorgement would actually be required by law.

F3 · balance_after: Includes 132 shares held jointly with the reporting person's spouse in a separately managed account with a third-party investment advisory firm of which the reporting person disclaims ownership except to the extent of his pecuniary interest therein.

Read SEC document
February 08, 2016 Filed Apr 25, 2018 20:25 UTC
Brackenridge AlexanderExecutive Vice President
PurchaseCommon Shares Of Beneficial Interest 249 $71.79 $17,874.74
Disclosure

SEC source: 0001127602-18-015244 · form5.xml · nonDerivative · entry 7

Brackenridge Alexander · CIK 0001633662 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,971

F1 · kind: All or a portion of the shares reported in these transactions may have been matchable to other transactions that occurred within a six-month period under Section 16(b) of the Securities Exchange Act of 1934. The reporting person has disgorged $8,282.91 to the issuer, the maximum amount of the profit realized in connection with any short-swing transactions, notwithstanding whether such disgorgement would actually be required by law.

F2 · kind: The shares reported in these transactions are held jointly with the reporting person's spouse in a separately managed account with a third-party investment advisory firm of which the reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein. The transactions occurred in the sole discretion of the third-party investment advisor without direction from the reporting person or his spouse.

F3 · balance_after: Includes 132 shares held jointly with the reporting person's spouse in a separately managed account with a third-party investment advisory firm of which the reporting person disclaims ownership except to the extent of his pecuniary interest therein.

Read SEC document
August 19, 2015 Filed Apr 25, 2018 20:25 UTC
Brackenridge AlexanderExecutive Vice President
SaleCommon Shares Of Beneficial Interest 93 $76.43 $7,107.64
Disclosure

SEC source: 0001127602-18-015244 · form5.xml · nonDerivative · entry 6

Brackenridge Alexander · CIK 0001633662 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,971

F1 · kind: All or a portion of the shares reported in these transactions may have been matchable to other transactions that occurred within a six-month period under Section 16(b) of the Securities Exchange Act of 1934. The reporting person has disgorged $8,282.91 to the issuer, the maximum amount of the profit realized in connection with any short-swing transactions, notwithstanding whether such disgorgement would actually be required by law.

F2 · kind: The shares reported in these transactions are held jointly with the reporting person's spouse in a separately managed account with a third-party investment advisory firm of which the reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein. The transactions occurred in the sole discretion of the third-party investment advisor without direction from the reporting person or his spouse.

F3 · balance_after: Includes 132 shares held jointly with the reporting person's spouse in a separately managed account with a third-party investment advisory firm of which the reporting person disclaims ownership except to the extent of his pecuniary interest therein.

Read SEC document
July 27, 2015 Filed Apr 25, 2018 20:25 UTC
Brackenridge AlexanderExecutive Vice President
PurchaseCommon Shares Of Beneficial Interest 50 $75.14 $3,756.82
Disclosure

SEC source: 0001127602-18-015244 · form5.xml · nonDerivative · entry 5

Brackenridge Alexander · CIK 0001633662 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,971

F1 · kind: All or a portion of the shares reported in these transactions may have been matchable to other transactions that occurred within a six-month period under Section 16(b) of the Securities Exchange Act of 1934. The reporting person has disgorged $8,282.91 to the issuer, the maximum amount of the profit realized in connection with any short-swing transactions, notwithstanding whether such disgorgement would actually be required by law.

F2 · kind: The shares reported in these transactions are held jointly with the reporting person's spouse in a separately managed account with a third-party investment advisory firm of which the reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein. The transactions occurred in the sole discretion of the third-party investment advisor without direction from the reporting person or his spouse.

F3 · balance_after: Includes 132 shares held jointly with the reporting person's spouse in a separately managed account with a third-party investment advisory firm of which the reporting person disclaims ownership except to the extent of his pecuniary interest therein.

Read SEC document
June 09, 2015 Filed Apr 25, 2018 20:25 UTC
Brackenridge AlexanderExecutive Vice President
PurchaseCommon Shares Of Beneficial Interest 128 $70.97 $9,084.30
Disclosure

SEC source: 0001127602-18-015244 · form5.xml · nonDerivative · entry 4

Brackenridge Alexander · CIK 0001633662 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,971

F1 · kind: All or a portion of the shares reported in these transactions may have been matchable to other transactions that occurred within a six-month period under Section 16(b) of the Securities Exchange Act of 1934. The reporting person has disgorged $8,282.91 to the issuer, the maximum amount of the profit realized in connection with any short-swing transactions, notwithstanding whether such disgorgement would actually be required by law.

F2 · kind: The shares reported in these transactions are held jointly with the reporting person's spouse in a separately managed account with a third-party investment advisory firm of which the reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein. The transactions occurred in the sole discretion of the third-party investment advisor without direction from the reporting person or his spouse.

F3 · balance_after: Includes 132 shares held jointly with the reporting person's spouse in a separately managed account with a third-party investment advisory firm of which the reporting person disclaims ownership except to the extent of his pecuniary interest therein.

Read SEC document
March 27, 2015 Filed Apr 25, 2018 20:25 UTC
Brackenridge AlexanderExecutive Vice President
SaleCommon Shares Of Beneficial Interest 151 $78.41 $11,839.91
Disclosure

SEC source: 0001127602-18-015244 · form5.xml · nonDerivative · entry 3

Brackenridge Alexander · CIK 0001633662 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,971

F1 · kind: All or a portion of the shares reported in these transactions may have been matchable to other transactions that occurred within a six-month period under Section 16(b) of the Securities Exchange Act of 1934. The reporting person has disgorged $8,282.91 to the issuer, the maximum amount of the profit realized in connection with any short-swing transactions, notwithstanding whether such disgorgement would actually be required by law.

F2 · kind: The shares reported in these transactions are held jointly with the reporting person's spouse in a separately managed account with a third-party investment advisory firm of which the reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein. The transactions occurred in the sole discretion of the third-party investment advisor without direction from the reporting person or his spouse.

F3 · balance_after: Includes 132 shares held jointly with the reporting person's spouse in a separately managed account with a third-party investment advisory firm of which the reporting person disclaims ownership except to the extent of his pecuniary interest therein.

Read SEC document
March 18, 2015 Filed Apr 25, 2018 20:25 UTC
Brackenridge AlexanderExecutive Vice President
PurchaseCommon Shares Of Beneficial Interest 42 $80.18 $3,367.56
Disclosure

SEC source: 0001127602-18-015244 · form5.xml · nonDerivative · entry 2

Brackenridge Alexander · CIK 0001633662 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,971

F1 · kind: All or a portion of the shares reported in these transactions may have been matchable to other transactions that occurred within a six-month period under Section 16(b) of the Securities Exchange Act of 1934. The reporting person has disgorged $8,282.91 to the issuer, the maximum amount of the profit realized in connection with any short-swing transactions, notwithstanding whether such disgorgement would actually be required by law.

F2 · kind: The shares reported in these transactions are held jointly with the reporting person's spouse in a separately managed account with a third-party investment advisory firm of which the reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein. The transactions occurred in the sole discretion of the third-party investment advisor without direction from the reporting person or his spouse.

F3 · balance_after: Includes 132 shares held jointly with the reporting person's spouse in a separately managed account with a third-party investment advisory firm of which the reporting person disclaims ownership except to the extent of his pecuniary interest therein.

Read SEC document
February 20, 2015 Filed Apr 25, 2018 20:25 UTC
Brackenridge AlexanderExecutive Vice President
SaleCommon Shares Of Beneficial Interest 143 $78.42 $11,214.10
Disclosure

SEC source: 0001127602-18-015244 · form5.xml · nonDerivative · entry 1

Brackenridge Alexander · CIK 0001633662 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,971

F1 · kind: All or a portion of the shares reported in these transactions may have been matchable to other transactions that occurred within a six-month period under Section 16(b) of the Securities Exchange Act of 1934. The reporting person has disgorged $8,282.91 to the issuer, the maximum amount of the profit realized in connection with any short-swing transactions, notwithstanding whether such disgorgement would actually be required by law.

F2 · kind: The shares reported in these transactions are held jointly with the reporting person's spouse in a separately managed account with a third-party investment advisory firm of which the reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein. The transactions occurred in the sole discretion of the third-party investment advisor without direction from the reporting person or his spouse.

F3 · balance_after: Includes 132 shares held jointly with the reporting person's spouse in a separately managed account with a third-party investment advisory firm of which the reporting person disclaims ownership except to the extent of his pecuniary interest therein.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.