Last 12 months
Inside the activity.
0 purchase rows · 14 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 6 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 7 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 02, 2017 Filed Feb 6, 2017 21:39 UTC |
GEORGE ALAN WExecutive Vice President & CIO
|
GrantNon-qualified Stock Option (Right to Buy) · Derivative | 89,078 | $0.00 Strike: $60.76 | $0.00 |
DisclosureSEC source: 0001127602-17-004071 · form4.xml · derivative · entry 1 GEORGE ALAN W · CIK 0001219715 · Executive Vice President & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,078 Underlying: Common Shares Of Beneficial Interest · 89,078 shares Expires 2027-02-02 F1 · derivative.exercise_date: Represents share options scheduled to vest in approximately three equal installments on February 2, 2018, February 2, 2019 and February 2, 2020. Read SEC document |
| February 02, 2017 Filed Feb 6, 2017 21:37 UTC |
STROHM BRUCE CEVP & General Counsel
|
GrantNon-qualified Stock Option (Right to Buy) · Derivative | 74,232 | $0.00 Strike: $60.76 | $0.00 |
DisclosureSEC source: 0001127602-17-004069 · form4.xml · derivative · entry 1 STROHM BRUCE C · CIK 0001219718 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,232 Underlying: Common Shares Of Beneficial Interest · 74,232 shares Expires 2027-02-02 F1 · derivative.exercise_date: Represents share options scheduled to vest in three equal installments on February 2, 2018, February 2, 2019 and February 2, 2020. Read SEC document |
| January 19, 2017 Filed Feb 6, 2017 21:47 UTC |
NEITHERCUT DAVID JDirector · President & CEO
|
GiftOperating Partnership Units · Derivative | 200 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-004078 · form4.xml · derivative · entry 4 NEITHERCUT DAVID J · CIK 0001219726 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 256,599 Underlying: Common Shares Of Beneficial Interest · 200 shares Expires not disclosed F1 · derivative.exercise_date: The OP Units reflected in this report are previously reported Restricted Units which have automatically converted to OP Units per their terms. The OP Units do not expire and are fully vested, transferable and can be exchanged by the holder for common shares of Equity Residential (the "Company") on a one-for-one basis or, at the Company's option, for the cash value of such shares. F1 · derivative.expiration_date: The OP Units reflected in this report are previously reported Restricted Units which have automatically converted to OP Units per their terms. The OP Units do not expire and are fully vested, transferable and can be exchanged by the holder for common shares of Equity Residential (the "Company") on a one-for-one basis or, at the Company's option, for the cash value of such shares. Read SEC document |
| January 19, 2017 Filed Feb 6, 2017 21:47 UTC |
NEITHERCUT DAVID JDirector · President & CEO
|
GiftOperating Partnership Units · Derivative | 200 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-004078 · form4.xml · derivative · entry 3 NEITHERCUT DAVID J · CIK 0001219726 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Grantor Trusts E Disclosed balance after: 31,948 Underlying: Common Shares Of Beneficial Interest · 200 shares Expires not disclosed F1 · derivative.exercise_date: The OP Units reflected in this report are previously reported Restricted Units which have automatically converted to OP Units per their terms. The OP Units do not expire and are fully vested, transferable and can be exchanged by the holder for common shares of Equity Residential (the "Company") on a one-for-one basis or, at the Company's option, for the cash value of such shares. F1 · derivative.expiration_date: The OP Units reflected in this report are previously reported Restricted Units which have automatically converted to OP Units per their terms. The OP Units do not expire and are fully vested, transferable and can be exchanged by the holder for common shares of Equity Residential (the "Company") on a one-for-one basis or, at the Company's option, for the cash value of such shares. F3 · balance_after: Represents OP Units beneficially owned by grantor retained annuity trusts for the benefit of the reporting person's daughter. The inclusion of these OP Units in this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| January 19, 2017 Filed Feb 6, 2017 21:47 UTC |
NEITHERCUT DAVID JDirector · President & CEO
|
GiftOperating Partnership Units · Derivative | 200 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-004078 · form4.xml · derivative · entry 2 NEITHERCUT DAVID J · CIK 0001219726 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 256,399 Underlying: Common Shares Of Beneficial Interest · 200 shares Expires not disclosed F1 · derivative.exercise_date: The OP Units reflected in this report are previously reported Restricted Units which have automatically converted to OP Units per their terms. The OP Units do not expire and are fully vested, transferable and can be exchanged by the holder for common shares of Equity Residential (the "Company") on a one-for-one basis or, at the Company's option, for the cash value of such shares. F1 · derivative.expiration_date: The OP Units reflected in this report are previously reported Restricted Units which have automatically converted to OP Units per their terms. The OP Units do not expire and are fully vested, transferable and can be exchanged by the holder for common shares of Equity Residential (the "Company") on a one-for-one basis or, at the Company's option, for the cash value of such shares. Read SEC document |
| January 19, 2017 Filed Feb 6, 2017 21:47 UTC |
NEITHERCUT DAVID JDirector · President & CEO
|
GiftOperating Partnership Units · Derivative | 200 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-004078 · form4.xml · derivative · entry 1 NEITHERCUT DAVID J · CIK 0001219726 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Grantor Trusts B Disclosed balance after: 31,948 Underlying: Common Shares Of Beneficial Interest · 200 shares Expires not disclosed F1 · derivative.exercise_date: The OP Units reflected in this report are previously reported Restricted Units which have automatically converted to OP Units per their terms. The OP Units do not expire and are fully vested, transferable and can be exchanged by the holder for common shares of Equity Residential (the "Company") on a one-for-one basis or, at the Company's option, for the cash value of such shares. F1 · derivative.expiration_date: The OP Units reflected in this report are previously reported Restricted Units which have automatically converted to OP Units per their terms. The OP Units do not expire and are fully vested, transferable and can be exchanged by the holder for common shares of Equity Residential (the "Company") on a one-for-one basis or, at the Company's option, for the cash value of such shares. F2 · balance_after: Represents OP Units beneficially owned by grantor retained annuity trusts for the benefit of the reporting person's son. The inclusion of these OP Units in this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| December 28, 2016 Filed Dec 29, 2016 21:13 UTC |
Santee David SExecutive Vice President & COO
|
SaleCommon Shares Of Beneficial Interest | 3,000 | $62.75 | $188,256.00 |
DisclosureSEC source: 0001127602-16-071016 · form4.xml · nonDerivative · entry 1 Santee David S · CIK 0001383436 · Executive Vice President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,617 F1 · balance_after: Direct total includes restricted shares of the Company scheduled to vest in the future. Read SEC document |
| December 16, 2016 Filed Dec 19, 2016 21:24 UTC |
GEORGE ALAN WExecutive Vice President & CIO
|
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $45.78 | $0.00 |
DisclosureSEC source: 0001127602-16-070427 · form4.xml · derivative · entry 4 GEORGE ALAN W · CIK 0001219715 · Executive Vice President & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,157 Underlying: Common Shares Of Beneficial Interest · 25,000 shares Expires 2021-02-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Represents options which vested in three equal installments on February 7, 2012, February 7, 2013 and February 7, 2014 Read SEC document |
| December 16, 2016 Filed Dec 19, 2016 21:24 UTC |
GEORGE ALAN WExecutive Vice President & CIO
|
SaleCommon Shares Of Beneficial Interest | 25,000 | $64.00 | $1,600,000.00 |
DisclosureSEC source: 0001127602-16-070427 · form4.xml · nonDerivative · entry 2 GEORGE ALAN W · CIK 0001219715 · Executive Vice President & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,436 F1 · balance_after: Direct total includes restricted shares of the Company scheduled to vest in the future. Read SEC document |
| December 16, 2016 Filed Dec 19, 2016 21:24 UTC |
GEORGE ALAN WExecutive Vice President & CIO
|
Exercise / conversionCommon Shares Of Beneficial Interest | 25,000 | $45.78 | $1,144,500.00 |
DisclosureSEC source: 0001127602-16-070427 · form4.xml · nonDerivative · entry 1 GEORGE ALAN W · CIK 0001219715 · Executive Vice President & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,436 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Direct total includes restricted shares of the Company scheduled to vest in the future. Read SEC document |
| December 14, 2016 Filed Dec 15, 2016 21:19 UTC |
ZELL SAMUELDirector · Chairman of the Board
|
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 152,338 | $0.00 Strike: $45.59 | $0.00 |
DisclosureSEC source: 0001127602-16-070125 · form4.xml · derivative · entry 11 ZELL SAMUEL · CIK 0001024193 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares Of Beneficial Interest · 152,338 shares Expires 2017-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_date: Represents share options which vested in three equal installments on February 8, 2008, February 8, 2009 and February 8, 2010. Read SEC document |
| December 14, 2016 Filed Dec 15, 2016 21:19 UTC |
ZELL SAMUELDirector · Chairman of the Board
|
SaleCommon Shares Of Beneficial Interest | 110,542 | $62.85 | $6,947,011.99 |
DisclosureSEC source: 0001127602-16-070125 · form4.xml · nonDerivative · entry 2 ZELL SAMUEL · CIK 0001024193 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,271,809 F2 · price: The price represents the weighted average price of the shares sold. The shares were sold within a range of $62.67 to $63.14. The reporting person will provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price. F1 · balance_after: Direct total includes restricted shares of the Company scheduled to vest in the future. Read SEC document |
| December 14, 2016 Filed Dec 15, 2016 21:19 UTC |
ZELL SAMUELDirector · Chairman of the Board
|
Exercise / conversionCommon Shares Of Beneficial Interest | 152,338 | $45.59 | $6,945,089.42 |
DisclosureSEC source: 0001127602-16-070125 · form4.xml · nonDerivative · entry 1 ZELL SAMUEL · CIK 0001024193 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,382,351 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Direct total includes restricted shares of the Company scheduled to vest in the future. Read SEC document |
| December 07, 2016 Filed Dec 8, 2016 22:21 UTC |
Santee David SExecutive Vice President & COO
|
SaleCommon Shares Of Beneficial Interest | 17 | $62.63 | $1,064.71 |
DisclosureSEC source: 0001127602-16-069520 · form4.xml · nonDerivative · entry 1 Santee David S · CIK 0001383436 · Executive Vice President & COO 10b5-1 filing: Not disclosed Ownership: Indirect · 401(k) Plan Disclosed balance after: 0 Read SEC document |
| November 14, 2016 Filed Nov 15, 2016 21:27 UTC |
Santee David SExecutive Vice President & COO
|
GrantCommon Shares Of Beneficial Interest | 1,928 | $51.85 | $99,966.80 |
DisclosureSEC source: 0001127602-16-067207 · form4.xml · nonDerivative · entry 1 Santee David S · CIK 0001383436 · Executive Vice President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,617 F1 · shares: Represents shares acquired through Equity Residential's Employee Share Purchase Plan. F2 · balance_after: Direct total includes restricted shares of the Company scheduled to vest in the future. Read SEC document |
| November 14, 2016 Filed Nov 15, 2016 21:12 UTC |
Kaufman IanChief Accounting Officer
|
GrantCommon Shares Of Beneficial Interest | 25 | $51.85 | $1,296.25 |
DisclosureSEC source: 0001127602-16-067189 · form4.xml · nonDerivative · entry 1 Kaufman Ian · CIK 0001381170 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,815 F1 · shares: Represents shares acquired through Equity Residential's Employee Share Purchase Plan. F2 · balance_after: Direct total includes restricted shares of the Company scheduled to vest in the future. Read SEC document |
| November 14, 2016 Filed Nov 15, 2016 21:17 UTC |
Altshuler BarryExecutive Vice President
|
GrantCommon Shares Of Beneficial Interest | 1,928 | $51.85 | $99,966.80 |
DisclosureSEC source: 0001127602-16-067194 · form4.xml · nonDerivative · entry 1 Altshuler Barry · CIK 0001633670 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,131 F1 · shares: Represents shares acquired through Equity Residential's Employee Share Purchase Plan. F2 · balance_after: Direct total includes restricted shares of the Company scheduled to vest in the future. Read SEC document |
| October 14, 2016 Filed Apr 25, 2018 20:25 UTC |
Brackenridge AlexanderExecutive Vice President
|
PurchaseCommon Shares Of Beneficial Interest | 188 | $61.50 | $11,562.73 |
DisclosureSEC source: 0001127602-18-015244 · form5.xml · nonDerivative · entry 14 Brackenridge Alexander · CIK 0001633662 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,971 F1 · kind: All or a portion of the shares reported in these transactions may have been matchable to other transactions that occurred within a six-month period under Section 16(b) of the Securities Exchange Act of 1934. The reporting person has disgorged $8,282.91 to the issuer, the maximum amount of the profit realized in connection with any short-swing transactions, notwithstanding whether such disgorgement would actually be required by law. F2 · kind: The shares reported in these transactions are held jointly with the reporting person's spouse in a separately managed account with a third-party investment advisory firm of which the reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein. The transactions occurred in the sole discretion of the third-party investment advisor without direction from the reporting person or his spouse. F3 · balance_after: Includes 132 shares held jointly with the reporting person's spouse in a separately managed account with a third-party investment advisory firm of which the reporting person disclaims ownership except to the extent of his pecuniary interest therein. Read SEC document |
| September 27, 2016 Filed Feb 6, 2017 21:50 UTC |
NEITHERCUT DAVID JDirector · President & CEO
|
GiftOperating Partnership Units · Derivative | 9,943 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-004084 · form5.xml · derivative · entry 21 NEITHERCUT DAVID J · CIK 0001219726 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Grantor Trusts E Disclosed balance after: 32,148 Underlying: Common Shares Of Beneficial Interest · 9,943 shares Expires not disclosed F16 · shares: In accordance with the substitution provisions thereunder, the reporting person elected to substitute OP Units on a one-for-one basis for shares of equivalent value in grantor retained annuity trusts for the benefit of his daughter resulting in an increase in OP Units held indirectly by such trusts and a corresponding decrease in OP Units held directly by the reporting person. See also footnote 5 to Table I of this report. F9 · derivative.exercise_date: The OP Units reflected in this report are previously reported Restricted Units which have automatically converted to OP Units per their terms. The OP Units do not expire and are fully vested, transferable and can be exchanged by the holder for common shares of Equity Residential (the "Company") on a one-for-one basis or, at the Company's option, for the cash value of such shares. F9 · derivative.expiration_date: The OP Units reflected in this report are previously reported Restricted Units which have automatically converted to OP Units per their terms. The OP Units do not expire and are fully vested, transferable and can be exchanged by the holder for common shares of Equity Residential (the "Company") on a one-for-one basis or, at the Company's option, for the cash value of such shares. F14 · balance_after: Represents OP Units beneficially owned by grantor retained annuity trusts for the benefit of the reporting person's daughter. The inclusion of these OP Units in this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| September 27, 2016 Filed Feb 6, 2017 21:50 UTC |
NEITHERCUT DAVID JDirector · President & CEO
|
GiftOperating Partnership Units · Derivative | 9,943 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-004084 · form5.xml · derivative · entry 20 NEITHERCUT DAVID J · CIK 0001219726 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 256,199 Underlying: Common Shares Of Beneficial Interest · 9,943 shares Expires not disclosed F16 · shares: In accordance with the substitution provisions thereunder, the reporting person elected to substitute OP Units on a one-for-one basis for shares of equivalent value in grantor retained annuity trusts for the benefit of his daughter resulting in an increase in OP Units held indirectly by such trusts and a corresponding decrease in OP Units held directly by the reporting person. See also footnote 5 to Table I of this report. F9 · derivative.exercise_date: The OP Units reflected in this report are previously reported Restricted Units which have automatically converted to OP Units per their terms. The OP Units do not expire and are fully vested, transferable and can be exchanged by the holder for common shares of Equity Residential (the "Company") on a one-for-one basis or, at the Company's option, for the cash value of such shares. F9 · derivative.expiration_date: The OP Units reflected in this report are previously reported Restricted Units which have automatically converted to OP Units per their terms. The OP Units do not expire and are fully vested, transferable and can be exchanged by the holder for common shares of Equity Residential (the "Company") on a one-for-one basis or, at the Company's option, for the cash value of such shares. Read SEC document |
| September 27, 2016 Filed Feb 6, 2017 21:50 UTC |
NEITHERCUT DAVID JDirector · President & CEO
|
GiftOperating Partnership Units · Derivative | 9,943 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-004084 · form5.xml · derivative · entry 19 NEITHERCUT DAVID J · CIK 0001219726 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 256,199 Underlying: Common Shares Of Beneficial Interest · 9,943 shares Expires not disclosed F15 · shares: In accordance with the substitution provisions thereunder, the reporting person elected to substitute OP Units on a one-for-one basis for shares of equivalent value in grantor retained annuity trusts for the benefit of his son resulting in an increase in OP Units held indirectly by such trusts and a corresponding decrease in OP Units held directly by the reporting person. See also footnote 4 to Table I of this report. F9 · derivative.exercise_date: The OP Units reflected in this report are previously reported Restricted Units which have automatically converted to OP Units per their terms. The OP Units do not expire and are fully vested, transferable and can be exchanged by the holder for common shares of Equity Residential (the "Company") on a one-for-one basis or, at the Company's option, for the cash value of such shares. F9 · derivative.expiration_date: The OP Units reflected in this report are previously reported Restricted Units which have automatically converted to OP Units per their terms. The OP Units do not expire and are fully vested, transferable and can be exchanged by the holder for common shares of Equity Residential (the "Company") on a one-for-one basis or, at the Company's option, for the cash value of such shares. Read SEC document |
| September 27, 2016 Filed Feb 6, 2017 21:50 UTC |
NEITHERCUT DAVID JDirector · President & CEO
|
GiftOperating Partnership Units · Derivative | 9,943 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-004084 · form5.xml · derivative · entry 18 NEITHERCUT DAVID J · CIK 0001219726 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Grantor Trusts B Disclosed balance after: 32,148 Underlying: Common Shares Of Beneficial Interest · 9,943 shares Expires not disclosed F15 · shares: In accordance with the substitution provisions thereunder, the reporting person elected to substitute OP Units on a one-for-one basis for shares of equivalent value in grantor retained annuity trusts for the benefit of his son resulting in an increase in OP Units held indirectly by such trusts and a corresponding decrease in OP Units held directly by the reporting person. See also footnote 4 to Table I of this report. F9 · derivative.exercise_date: The OP Units reflected in this report are previously reported Restricted Units which have automatically converted to OP Units per their terms. The OP Units do not expire and are fully vested, transferable and can be exchanged by the holder for common shares of Equity Residential (the "Company") on a one-for-one basis or, at the Company's option, for the cash value of such shares. F9 · derivative.expiration_date: The OP Units reflected in this report are previously reported Restricted Units which have automatically converted to OP Units per their terms. The OP Units do not expire and are fully vested, transferable and can be exchanged by the holder for common shares of Equity Residential (the "Company") on a one-for-one basis or, at the Company's option, for the cash value of such shares. F12 · balance_after: Represents OP Units beneficially owned by grantor retained annuity trusts for the benefit of the reporting person's son. The inclusion of these OP Units in this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| September 27, 2016 Filed Feb 6, 2017 21:50 UTC |
NEITHERCUT DAVID JDirector · President & CEO
|
GiftOperating Partnership Units · Derivative | 22,205 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-004084 · form5.xml · derivative · entry 17 NEITHERCUT DAVID J · CIK 0001219726 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Grantor Trusts E Disclosed balance after: 32,148 Underlying: Common Shares Of Beneficial Interest · 22,205 shares Expires not disclosed F13 · shares: In accordance with the substitution provisions thereunder, the reporting person, as Grantor, elected to substitute OP Units on a one-for-one basis for shares of equivalent value in grantor retained annuity trusts for the benefit of his daughter resulting in an increase in OP Units held indirectly by such trusts and a corresponding decrease in OP Units held directly by the reporting person. See also footnote 3 to Table I of this report. F9 · derivative.exercise_date: The OP Units reflected in this report are previously reported Restricted Units which have automatically converted to OP Units per their terms. The OP Units do not expire and are fully vested, transferable and can be exchanged by the holder for common shares of Equity Residential (the "Company") on a one-for-one basis or, at the Company's option, for the cash value of such shares. F9 · derivative.expiration_date: The OP Units reflected in this report are previously reported Restricted Units which have automatically converted to OP Units per their terms. The OP Units do not expire and are fully vested, transferable and can be exchanged by the holder for common shares of Equity Residential (the "Company") on a one-for-one basis or, at the Company's option, for the cash value of such shares. F14 · balance_after: Represents OP Units beneficially owned by grantor retained annuity trusts for the benefit of the reporting person's daughter. The inclusion of these OP Units in this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| September 27, 2016 Filed Feb 6, 2017 21:50 UTC |
NEITHERCUT DAVID JDirector · President & CEO
|
GiftOperating Partnership Units · Derivative | 22,205 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-004084 · form5.xml · derivative · entry 16 NEITHERCUT DAVID J · CIK 0001219726 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 256,199 Underlying: Common Shares Of Beneficial Interest · 22,205 shares Expires not disclosed F13 · shares: In accordance with the substitution provisions thereunder, the reporting person, as Grantor, elected to substitute OP Units on a one-for-one basis for shares of equivalent value in grantor retained annuity trusts for the benefit of his daughter resulting in an increase in OP Units held indirectly by such trusts and a corresponding decrease in OP Units held directly by the reporting person. See also footnote 3 to Table I of this report. F9 · derivative.exercise_date: The OP Units reflected in this report are previously reported Restricted Units which have automatically converted to OP Units per their terms. The OP Units do not expire and are fully vested, transferable and can be exchanged by the holder for common shares of Equity Residential (the "Company") on a one-for-one basis or, at the Company's option, for the cash value of such shares. F9 · derivative.expiration_date: The OP Units reflected in this report are previously reported Restricted Units which have automatically converted to OP Units per their terms. The OP Units do not expire and are fully vested, transferable and can be exchanged by the holder for common shares of Equity Residential (the "Company") on a one-for-one basis or, at the Company's option, for the cash value of such shares. Read SEC document |
| September 27, 2016 Filed Feb 6, 2017 21:50 UTC |
NEITHERCUT DAVID JDirector · President & CEO
|
GiftOperating Partnership Units · Derivative | 22,205 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-004084 · form5.xml · derivative · entry 15 NEITHERCUT DAVID J · CIK 0001219726 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Grantor Trusts B Disclosed balance after: 32,148 Underlying: Common Shares Of Beneficial Interest · 22,205 shares Expires not disclosed F11 · shares: In accordance with the substitution provisions thereunder, the reporting person, as Grantor, elected to substitute OP Units on a one-for-one basis for shares of equivalent value in grantor retained annuity trusts for the benefit of his son resulting in an increase in OP Units held indirectly by such trusts and a corresponding decrease in OP Units held directly by the reporting person. See also footnote 1 to Table I of this report. F9 · derivative.exercise_date: The OP Units reflected in this report are previously reported Restricted Units which have automatically converted to OP Units per their terms. The OP Units do not expire and are fully vested, transferable and can be exchanged by the holder for common shares of Equity Residential (the "Company") on a one-for-one basis or, at the Company's option, for the cash value of such shares. F9 · derivative.expiration_date: The OP Units reflected in this report are previously reported Restricted Units which have automatically converted to OP Units per their terms. The OP Units do not expire and are fully vested, transferable and can be exchanged by the holder for common shares of Equity Residential (the "Company") on a one-for-one basis or, at the Company's option, for the cash value of such shares. F12 · balance_after: Represents OP Units beneficially owned by grantor retained annuity trusts for the benefit of the reporting person's son. The inclusion of these OP Units in this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| September 27, 2016 Filed Feb 6, 2017 21:50 UTC |
NEITHERCUT DAVID JDirector · President & CEO
|
GiftOperating Partnership Units · Derivative | 22,205 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-004084 · form5.xml · derivative · entry 14 NEITHERCUT DAVID J · CIK 0001219726 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 256,199 Underlying: Common Shares Of Beneficial Interest · 22,205 shares Expires not disclosed F11 · shares: In accordance with the substitution provisions thereunder, the reporting person, as Grantor, elected to substitute OP Units on a one-for-one basis for shares of equivalent value in grantor retained annuity trusts for the benefit of his son resulting in an increase in OP Units held indirectly by such trusts and a corresponding decrease in OP Units held directly by the reporting person. See also footnote 1 to Table I of this report. F9 · derivative.exercise_date: The OP Units reflected in this report are previously reported Restricted Units which have automatically converted to OP Units per their terms. The OP Units do not expire and are fully vested, transferable and can be exchanged by the holder for common shares of Equity Residential (the "Company") on a one-for-one basis or, at the Company's option, for the cash value of such shares. F9 · derivative.expiration_date: The OP Units reflected in this report are previously reported Restricted Units which have automatically converted to OP Units per their terms. The OP Units do not expire and are fully vested, transferable and can be exchanged by the holder for common shares of Equity Residential (the "Company") on a one-for-one basis or, at the Company's option, for the cash value of such shares. Read SEC document |
| September 27, 2016 Filed Feb 6, 2017 21:50 UTC |
NEITHERCUT DAVID JDirector · President & CEO
|
GiftCommon Shares Of Beneficial Interest | 9,943 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-004084 · form5.xml · nonDerivative · entry 8 NEITHERCUT DAVID J · CIK 0001219726 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Grantor Trusts E Disclosed balance after: 0 F5 · shares: In accordance with the substitution provisions thereunder, the reporting person's wife, as Grantor, elected to substitute shares in grantor retained annuity trusts for the benefit of her daughter in on a one-for-one basis for OP Units of equivalent value resulting in a reduction of shares held indirectly by such trusts and a corresponding increase in shares held indirectly by Trust II. See also footnote 16 to Table II of this report. Read SEC document |
| September 27, 2016 Filed Feb 6, 2017 21:50 UTC |
NEITHERCUT DAVID JDirector · President & CEO
|
GiftCommon Shares Of Beneficial Interest | 9,943 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-004084 · form5.xml · nonDerivative · entry 7 NEITHERCUT DAVID J · CIK 0001219726 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Trust II Disclosed balance after: 0 F5 · shares: In accordance with the substitution provisions thereunder, the reporting person's wife, as Grantor, elected to substitute shares in grantor retained annuity trusts for the benefit of her daughter in on a one-for-one basis for OP Units of equivalent value resulting in a reduction of shares held indirectly by such trusts and a corresponding increase in shares held indirectly by Trust II. See also footnote 16 to Table II of this report. Read SEC document |
| September 27, 2016 Filed Feb 6, 2017 21:50 UTC |
NEITHERCUT DAVID JDirector · President & CEO
|
GiftCommon Shares Of Beneficial Interest | 9,943 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-004084 · form5.xml · nonDerivative · entry 6 NEITHERCUT DAVID J · CIK 0001219726 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Grantor Trusts B Disclosed balance after: 0 F4 · shares: In accordance with the substitution provisions thereunder, the reporting person's wife, as Grantor, elected to substitute shares in grantor retained annuity trusts for the benefit of her son in on a one-for-one basis for OP Units of equivalent value resulting in a reduction of shares held indirectly by such trusts and a corresponding increase in shares held indirectly by Trust II. See also footnote 15 to Table II of this report. Read SEC document |
| September 27, 2016 Filed Feb 6, 2017 21:50 UTC |
NEITHERCUT DAVID JDirector · President & CEO
|
GiftCommon Shares Of Beneficial Interest | 9,943 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-004084 · form5.xml · nonDerivative · entry 5 NEITHERCUT DAVID J · CIK 0001219726 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Trust II Disclosed balance after: 0 F4 · shares: In accordance with the substitution provisions thereunder, the reporting person's wife, as Grantor, elected to substitute shares in grantor retained annuity trusts for the benefit of her son in on a one-for-one basis for OP Units of equivalent value resulting in a reduction of shares held indirectly by such trusts and a corresponding increase in shares held indirectly by Trust II. See also footnote 15 to Table II of this report. Read SEC document |
| September 27, 2016 Filed Feb 6, 2017 21:50 UTC |
NEITHERCUT DAVID JDirector · President & CEO
|
GiftCommon Shares Of Beneficial Interest | 22,205 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-004084 · form5.xml · nonDerivative · entry 4 NEITHERCUT DAVID J · CIK 0001219726 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Trust I Disclosed balance after: 105,102 F3 · shares: In accordance with the substitution provisions thereunder, the reporting person, as Grantor, elected to substitute shares in grantor retained annuity trusts for the benefit of his daughter on a one-for-one basis for OP Units of equivalent value resulting in a reduction of shares held indirectly by such trusts and a corresponding increase in shares held indirectly by Trust I. See also footnote 13 to Table II of this report. Read SEC document |
| September 27, 2016 Filed Feb 6, 2017 21:50 UTC |
NEITHERCUT DAVID JDirector · President & CEO
|
GiftCommon Shares Of Beneficial Interest | 22,205 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-004084 · form5.xml · nonDerivative · entry 3 NEITHERCUT DAVID J · CIK 0001219726 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Grantor Trusts E Disclosed balance after: 0 F3 · shares: In accordance with the substitution provisions thereunder, the reporting person, as Grantor, elected to substitute shares in grantor retained annuity trusts for the benefit of his daughter on a one-for-one basis for OP Units of equivalent value resulting in a reduction of shares held indirectly by such trusts and a corresponding increase in shares held indirectly by Trust I. See also footnote 13 to Table II of this report. Read SEC document |
| September 27, 2016 Filed Feb 6, 2017 21:50 UTC |
NEITHERCUT DAVID JDirector · President & CEO
|
GiftCommon Shares Of Beneficial Interest | 22,205 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-004084 · form5.xml · nonDerivative · entry 2 NEITHERCUT DAVID J · CIK 0001219726 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Grantor Trusts B Disclosed balance after: 0 F1 · shares: In accordance with the substitution provisions thereunder, the reporting person, as Grantor, elected to substitute shares in grantor retained annuity trusts for the benefit of his son on a one-for-one basis for OP Units of equivalent value resulting in a reduction of shares held indirectly by such trusts and a corresponding increase in shares held indirectly by Trust I. See also footnote 11 to Table II of this report. Read SEC document |
| September 27, 2016 Filed Feb 6, 2017 21:50 UTC |
NEITHERCUT DAVID JDirector · President & CEO
|
GiftCommon Shares Of Beneficial Interest | 22,205 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-004084 · form5.xml · nonDerivative · entry 1 NEITHERCUT DAVID J · CIK 0001219726 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Trust I Disclosed balance after: 105,102 F1 · shares: In accordance with the substitution provisions thereunder, the reporting person, as Grantor, elected to substitute shares in grantor retained annuity trusts for the benefit of his son on a one-for-one basis for OP Units of equivalent value resulting in a reduction of shares held indirectly by such trusts and a corresponding increase in shares held indirectly by Trust I. See also footnote 11 to Table II of this report. F2 · balance_after: Represents shares beneficially owned by Trust I, a trust for the benefit of the reporting person's wife. The reporting person is the sole trustee of Trust I, and, as such, may be deemed to be the beneficial owner of these shares. Read SEC document |
| July 28, 2016 Filed Apr 25, 2018 20:25 UTC |
Brackenridge AlexanderExecutive Vice President
|
SaleCommon Shares Of Beneficial Interest | 406 | $66.79 | $27,115.77 |
DisclosureSEC source: 0001127602-18-015244 · form5.xml · nonDerivative · entry 13 Brackenridge Alexander · CIK 0001633662 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,971 F1 · kind: All or a portion of the shares reported in these transactions may have been matchable to other transactions that occurred within a six-month period under Section 16(b) of the Securities Exchange Act of 1934. The reporting person has disgorged $8,282.91 to the issuer, the maximum amount of the profit realized in connection with any short-swing transactions, notwithstanding whether such disgorgement would actually be required by law. F2 · kind: The shares reported in these transactions are held jointly with the reporting person's spouse in a separately managed account with a third-party investment advisory firm of which the reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein. The transactions occurred in the sole discretion of the third-party investment advisor without direction from the reporting person or his spouse. F3 · balance_after: Includes 132 shares held jointly with the reporting person's spouse in a separately managed account with a third-party investment advisory firm of which the reporting person disclaims ownership except to the extent of his pecuniary interest therein. Read SEC document |
| July 25, 2016 Filed Apr 25, 2018 20:25 UTC |
Brackenridge AlexanderExecutive Vice President
|
PurchaseCommon Shares Of Beneficial Interest | 61 | $70.24 | $4,284.85 |
DisclosureSEC source: 0001127602-18-015244 · form5.xml · nonDerivative · entry 12 Brackenridge Alexander · CIK 0001633662 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,971 F1 · kind: All or a portion of the shares reported in these transactions may have been matchable to other transactions that occurred within a six-month period under Section 16(b) of the Securities Exchange Act of 1934. The reporting person has disgorged $8,282.91 to the issuer, the maximum amount of the profit realized in connection with any short-swing transactions, notwithstanding whether such disgorgement would actually be required by law. F2 · kind: The shares reported in these transactions are held jointly with the reporting person's spouse in a separately managed account with a third-party investment advisory firm of which the reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein. The transactions occurred in the sole discretion of the third-party investment advisor without direction from the reporting person or his spouse. F3 · balance_after: Includes 132 shares held jointly with the reporting person's spouse in a separately managed account with a third-party investment advisory firm of which the reporting person disclaims ownership except to the extent of his pecuniary interest therein. Read SEC document |
| June 14, 2016 Filed Apr 25, 2018 20:25 UTC |
Brackenridge AlexanderExecutive Vice President
|
PurchaseCommon Shares Of Beneficial Interest | 46 | $64.52 | $2,968.03 |
DisclosureSEC source: 0001127602-18-015244 · form5.xml · nonDerivative · entry 11 Brackenridge Alexander · CIK 0001633662 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,971 F1 · kind: All or a portion of the shares reported in these transactions may have been matchable to other transactions that occurred within a six-month period under Section 16(b) of the Securities Exchange Act of 1934. The reporting person has disgorged $8,282.91 to the issuer, the maximum amount of the profit realized in connection with any short-swing transactions, notwithstanding whether such disgorgement would actually be required by law. F2 · kind: The shares reported in these transactions are held jointly with the reporting person's spouse in a separately managed account with a third-party investment advisory firm of which the reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein. The transactions occurred in the sole discretion of the third-party investment advisor without direction from the reporting person or his spouse. F3 · balance_after: Includes 132 shares held jointly with the reporting person's spouse in a separately managed account with a third-party investment advisory firm of which the reporting person disclaims ownership except to the extent of his pecuniary interest therein. Read SEC document |
| May 26, 2016 Filed Apr 25, 2018 20:25 UTC |
Brackenridge AlexanderExecutive Vice President
|
PurchaseCommon Shares Of Beneficial Interest | 185 | $68.69 | $12,708.37 |
DisclosureSEC source: 0001127602-18-015244 · form5.xml · nonDerivative · entry 10 Brackenridge Alexander · CIK 0001633662 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,971 F1 · kind: All or a portion of the shares reported in these transactions may have been matchable to other transactions that occurred within a six-month period under Section 16(b) of the Securities Exchange Act of 1934. The reporting person has disgorged $8,282.91 to the issuer, the maximum amount of the profit realized in connection with any short-swing transactions, notwithstanding whether such disgorgement would actually be required by law. F2 · kind: The shares reported in these transactions are held jointly with the reporting person's spouse in a separately managed account with a third-party investment advisory firm of which the reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein. The transactions occurred in the sole discretion of the third-party investment advisor without direction from the reporting person or his spouse. F3 · balance_after: Includes 132 shares held jointly with the reporting person's spouse in a separately managed account with a third-party investment advisory firm of which the reporting person disclaims ownership except to the extent of his pecuniary interest therein. Read SEC document |
| April 22, 2016 Filed Apr 25, 2018 20:25 UTC |
Brackenridge AlexanderExecutive Vice President
|
SaleCommon Shares Of Beneficial Interest | 112 | $71.78 | $8,039.48 |
DisclosureSEC source: 0001127602-18-015244 · form5.xml · nonDerivative · entry 9 Brackenridge Alexander · CIK 0001633662 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,971 F1 · kind: All or a portion of the shares reported in these transactions may have been matchable to other transactions that occurred within a six-month period under Section 16(b) of the Securities Exchange Act of 1934. The reporting person has disgorged $8,282.91 to the issuer, the maximum amount of the profit realized in connection with any short-swing transactions, notwithstanding whether such disgorgement would actually be required by law. F2 · kind: The shares reported in these transactions are held jointly with the reporting person's spouse in a separately managed account with a third-party investment advisory firm of which the reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein. The transactions occurred in the sole discretion of the third-party investment advisor without direction from the reporting person or his spouse. F3 · balance_after: Includes 132 shares held jointly with the reporting person's spouse in a separately managed account with a third-party investment advisory firm of which the reporting person disclaims ownership except to the extent of his pecuniary interest therein. Read SEC document |
| April 15, 2016 Filed Feb 6, 2017 21:50 UTC |
NEITHERCUT DAVID JDirector · President & CEO
|
GiftOperating Partnership Units · Derivative | 100,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-004084 · form5.xml · derivative · entry 13 NEITHERCUT DAVID J · CIK 0001219726 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · LLC Disclosed balance after: 100,000 Underlying: Common Shares Of Beneficial Interest · 100,000 shares Expires not disclosed F9 · derivative.exercise_date: The OP Units reflected in this report are previously reported Restricted Units which have automatically converted to OP Units per their terms. The OP Units do not expire and are fully vested, transferable and can be exchanged by the holder for common shares of Equity Residential (the "Company") on a one-for-one basis or, at the Company's option, for the cash value of such shares. F9 · derivative.expiration_date: The OP Units reflected in this report are previously reported Restricted Units which have automatically converted to OP Units per their terms. The OP Units do not expire and are fully vested, transferable and can be exchanged by the holder for common shares of Equity Residential (the "Company") on a one-for-one basis or, at the Company's option, for the cash value of such shares. F10 · balance_after: Represents OP Units beneficially owned by a limited liability company of which the reporting person is the sole member. Read SEC document |
| April 15, 2016 Filed Feb 6, 2017 21:50 UTC |
NEITHERCUT DAVID JDirector · President & CEO
|
GiftOperating Partnership Units · Derivative | 100,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-004084 · form5.xml · derivative · entry 12 NEITHERCUT DAVID J · CIK 0001219726 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 256,199 Underlying: Common Shares Of Beneficial Interest · 100,000 shares Expires not disclosed F9 · derivative.exercise_date: The OP Units reflected in this report are previously reported Restricted Units which have automatically converted to OP Units per their terms. The OP Units do not expire and are fully vested, transferable and can be exchanged by the holder for common shares of Equity Residential (the "Company") on a one-for-one basis or, at the Company's option, for the cash value of such shares. F9 · derivative.expiration_date: The OP Units reflected in this report are previously reported Restricted Units which have automatically converted to OP Units per their terms. The OP Units do not expire and are fully vested, transferable and can be exchanged by the holder for common shares of Equity Residential (the "Company") on a one-for-one basis or, at the Company's option, for the cash value of such shares. Read SEC document |
| March 18, 2016 Filed Apr 25, 2018 20:25 UTC |
Brackenridge AlexanderExecutive Vice President
|
SaleCommon Shares Of Beneficial Interest | 2,179 | $73.88 | $160,984.52 |
DisclosureSEC source: 0001127602-18-015244 · form5.xml · nonDerivative · entry 8 Brackenridge Alexander · CIK 0001633662 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,971 F1 · kind: All or a portion of the shares reported in these transactions may have been matchable to other transactions that occurred within a six-month period under Section 16(b) of the Securities Exchange Act of 1934. The reporting person has disgorged $8,282.91 to the issuer, the maximum amount of the profit realized in connection with any short-swing transactions, notwithstanding whether such disgorgement would actually be required by law. F3 · balance_after: Includes 132 shares held jointly with the reporting person's spouse in a separately managed account with a third-party investment advisory firm of which the reporting person disclaims ownership except to the extent of his pecuniary interest therein. Read SEC document |
| February 08, 2016 Filed Apr 25, 2018 20:25 UTC |
Brackenridge AlexanderExecutive Vice President
|
PurchaseCommon Shares Of Beneficial Interest | 249 | $71.79 | $17,874.74 |
DisclosureSEC source: 0001127602-18-015244 · form5.xml · nonDerivative · entry 7 Brackenridge Alexander · CIK 0001633662 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,971 F1 · kind: All or a portion of the shares reported in these transactions may have been matchable to other transactions that occurred within a six-month period under Section 16(b) of the Securities Exchange Act of 1934. The reporting person has disgorged $8,282.91 to the issuer, the maximum amount of the profit realized in connection with any short-swing transactions, notwithstanding whether such disgorgement would actually be required by law. F2 · kind: The shares reported in these transactions are held jointly with the reporting person's spouse in a separately managed account with a third-party investment advisory firm of which the reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein. The transactions occurred in the sole discretion of the third-party investment advisor without direction from the reporting person or his spouse. F3 · balance_after: Includes 132 shares held jointly with the reporting person's spouse in a separately managed account with a third-party investment advisory firm of which the reporting person disclaims ownership except to the extent of his pecuniary interest therein. Read SEC document |
| August 19, 2015 Filed Apr 25, 2018 20:25 UTC |
Brackenridge AlexanderExecutive Vice President
|
SaleCommon Shares Of Beneficial Interest | 93 | $76.43 | $7,107.64 |
DisclosureSEC source: 0001127602-18-015244 · form5.xml · nonDerivative · entry 6 Brackenridge Alexander · CIK 0001633662 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,971 F1 · kind: All or a portion of the shares reported in these transactions may have been matchable to other transactions that occurred within a six-month period under Section 16(b) of the Securities Exchange Act of 1934. The reporting person has disgorged $8,282.91 to the issuer, the maximum amount of the profit realized in connection with any short-swing transactions, notwithstanding whether such disgorgement would actually be required by law. F2 · kind: The shares reported in these transactions are held jointly with the reporting person's spouse in a separately managed account with a third-party investment advisory firm of which the reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein. The transactions occurred in the sole discretion of the third-party investment advisor without direction from the reporting person or his spouse. F3 · balance_after: Includes 132 shares held jointly with the reporting person's spouse in a separately managed account with a third-party investment advisory firm of which the reporting person disclaims ownership except to the extent of his pecuniary interest therein. Read SEC document |
| July 27, 2015 Filed Apr 25, 2018 20:25 UTC |
Brackenridge AlexanderExecutive Vice President
|
PurchaseCommon Shares Of Beneficial Interest | 50 | $75.14 | $3,756.82 |
DisclosureSEC source: 0001127602-18-015244 · form5.xml · nonDerivative · entry 5 Brackenridge Alexander · CIK 0001633662 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,971 F1 · kind: All or a portion of the shares reported in these transactions may have been matchable to other transactions that occurred within a six-month period under Section 16(b) of the Securities Exchange Act of 1934. The reporting person has disgorged $8,282.91 to the issuer, the maximum amount of the profit realized in connection with any short-swing transactions, notwithstanding whether such disgorgement would actually be required by law. F2 · kind: The shares reported in these transactions are held jointly with the reporting person's spouse in a separately managed account with a third-party investment advisory firm of which the reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein. The transactions occurred in the sole discretion of the third-party investment advisor without direction from the reporting person or his spouse. F3 · balance_after: Includes 132 shares held jointly with the reporting person's spouse in a separately managed account with a third-party investment advisory firm of which the reporting person disclaims ownership except to the extent of his pecuniary interest therein. Read SEC document |
| June 09, 2015 Filed Apr 25, 2018 20:25 UTC |
Brackenridge AlexanderExecutive Vice President
|
PurchaseCommon Shares Of Beneficial Interest | 128 | $70.97 | $9,084.30 |
DisclosureSEC source: 0001127602-18-015244 · form5.xml · nonDerivative · entry 4 Brackenridge Alexander · CIK 0001633662 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,971 F1 · kind: All or a portion of the shares reported in these transactions may have been matchable to other transactions that occurred within a six-month period under Section 16(b) of the Securities Exchange Act of 1934. The reporting person has disgorged $8,282.91 to the issuer, the maximum amount of the profit realized in connection with any short-swing transactions, notwithstanding whether such disgorgement would actually be required by law. F2 · kind: The shares reported in these transactions are held jointly with the reporting person's spouse in a separately managed account with a third-party investment advisory firm of which the reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein. The transactions occurred in the sole discretion of the third-party investment advisor without direction from the reporting person or his spouse. F3 · balance_after: Includes 132 shares held jointly with the reporting person's spouse in a separately managed account with a third-party investment advisory firm of which the reporting person disclaims ownership except to the extent of his pecuniary interest therein. Read SEC document |
| March 27, 2015 Filed Apr 25, 2018 20:25 UTC |
Brackenridge AlexanderExecutive Vice President
|
SaleCommon Shares Of Beneficial Interest | 151 | $78.41 | $11,839.91 |
DisclosureSEC source: 0001127602-18-015244 · form5.xml · nonDerivative · entry 3 Brackenridge Alexander · CIK 0001633662 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,971 F1 · kind: All or a portion of the shares reported in these transactions may have been matchable to other transactions that occurred within a six-month period under Section 16(b) of the Securities Exchange Act of 1934. The reporting person has disgorged $8,282.91 to the issuer, the maximum amount of the profit realized in connection with any short-swing transactions, notwithstanding whether such disgorgement would actually be required by law. F2 · kind: The shares reported in these transactions are held jointly with the reporting person's spouse in a separately managed account with a third-party investment advisory firm of which the reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein. The transactions occurred in the sole discretion of the third-party investment advisor without direction from the reporting person or his spouse. F3 · balance_after: Includes 132 shares held jointly with the reporting person's spouse in a separately managed account with a third-party investment advisory firm of which the reporting person disclaims ownership except to the extent of his pecuniary interest therein. Read SEC document |
| March 18, 2015 Filed Apr 25, 2018 20:25 UTC |
Brackenridge AlexanderExecutive Vice President
|
PurchaseCommon Shares Of Beneficial Interest | 42 | $80.18 | $3,367.56 |
DisclosureSEC source: 0001127602-18-015244 · form5.xml · nonDerivative · entry 2 Brackenridge Alexander · CIK 0001633662 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,971 F1 · kind: All or a portion of the shares reported in these transactions may have been matchable to other transactions that occurred within a six-month period under Section 16(b) of the Securities Exchange Act of 1934. The reporting person has disgorged $8,282.91 to the issuer, the maximum amount of the profit realized in connection with any short-swing transactions, notwithstanding whether such disgorgement would actually be required by law. F2 · kind: The shares reported in these transactions are held jointly with the reporting person's spouse in a separately managed account with a third-party investment advisory firm of which the reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein. The transactions occurred in the sole discretion of the third-party investment advisor without direction from the reporting person or his spouse. F3 · balance_after: Includes 132 shares held jointly with the reporting person's spouse in a separately managed account with a third-party investment advisory firm of which the reporting person disclaims ownership except to the extent of his pecuniary interest therein. Read SEC document |
| February 20, 2015 Filed Apr 25, 2018 20:25 UTC |
Brackenridge AlexanderExecutive Vice President
|
SaleCommon Shares Of Beneficial Interest | 143 | $78.42 | $11,214.10 |
DisclosureSEC source: 0001127602-18-015244 · form5.xml · nonDerivative · entry 1 Brackenridge Alexander · CIK 0001633662 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,971 F1 · kind: All or a portion of the shares reported in these transactions may have been matchable to other transactions that occurred within a six-month period under Section 16(b) of the Securities Exchange Act of 1934. The reporting person has disgorged $8,282.91 to the issuer, the maximum amount of the profit realized in connection with any short-swing transactions, notwithstanding whether such disgorgement would actually be required by law. F2 · kind: The shares reported in these transactions are held jointly with the reporting person's spouse in a separately managed account with a third-party investment advisory firm of which the reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein. The transactions occurred in the sole discretion of the third-party investment advisor without direction from the reporting person or his spouse. F3 · balance_after: Includes 132 shares held jointly with the reporting person's spouse in a separately managed account with a third-party investment advisory firm of which the reporting person disclaims ownership except to the extent of his pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.