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Brackenridge Alexander

Disclosed activity across 1 company

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83492
SEC CIK
0001633662

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
VIVMARK RESIDENTIALEQR · Entity 499Executive Vice President & CIOFebruary 05, 2025February 07, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

VIVMARK RESIDENTIAL

Report date February 05, 2025 · Filed February 07, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Shares Of Beneficial InterestSEC Table I · non-derivativeDirect82,509 Last balance in matching sequence After 2025-02-06 transaction · row 3 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rows

Row 1 · 2025-02-05 · Grant · Acquired 20,971 · Balance 94,968

F1: Represents restricted shares scheduled to vest on February 5, 2028.

F2: Direct total includes restricted shares of Equity Residential scheduled to vest in the future.

Row 2 · 2025-02-06 · Sale · Disposed 5,689 · Balance 89,279

F3: Represents the sale of shares for the payment of tax liability incurred upon the vesting of restricted shares.

F2: Direct total includes restricted shares of Equity Residential scheduled to vest in the future.

Row 3 · 2025-02-06 · Sale · Disposed 6,770 · Balance 82,509

F3: Represents the sale of shares for the payment of tax liability incurred upon the vesting of restricted shares.

F2: Direct total includes restricted shares of Equity Residential scheduled to vest in the future.

Common Shares Of Beneficial InterestSEC Table I · non-derivativeIndirect401(k) Plan3,487 Reported balance Holding disclosure · report date 2025-02-05 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 3,487

F4: Represents shares acquired through profit sharing contributions and dividend reinvestment activity in the reporting person's account with the Equity Residential Advantage 401(k) Retirement Savings Plan, a plan qualified under Section 401(k) of the Internal Revenue Code of 1986, as amended. Such shares represent acquisitions through January 17, 2025.

Filing footnotes · ownership attribution and instrument terms

F1: Represents restricted shares scheduled to vest on February 5, 2028.

F2: Direct total includes restricted shares of Equity Residential scheduled to vest in the future.

F3: Represents the sale of shares for the payment of tax liability incurred upon the vesting of restricted shares.

F4: Represents shares acquired through profit sharing contributions and dividend reinvestment activity in the reporting person's account with the Equity Residential Advantage 401(k) Retirement Savings Plan, a plan qualified under Section 401(k) of the Internal Revenue Code of 1986, as amended. Such shares represent acquisitions through January 17, 2025.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 06, 2025 Filed Feb 7, 2025 21:12 UTC VIVMARK RESIDENTIAL EQR · Entity 499 SaleCommon Shares Of Beneficial Interest 6,770 $72.06 $487,846.20
Disclosure

SEC source: 0001127602-25-003562 · form4.xml · nonDerivative · entry 3

Brackenridge Alexander · CIK 0001633662 · Executive Vice President & CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,509

F3 · shares: Represents the sale of shares for the payment of tax liability incurred upon the vesting of restricted shares.

F2 · balance_after: Direct total includes restricted shares of Equity Residential scheduled to vest in the future.

Read SEC document
February 06, 2025 Filed Feb 7, 2025 21:12 UTC VIVMARK RESIDENTIAL EQR · Entity 499 SaleCommon Shares Of Beneficial Interest 5,689 $72.06 $409,949.34
Disclosure

SEC source: 0001127602-25-003562 · form4.xml · nonDerivative · entry 2

Brackenridge Alexander · CIK 0001633662 · Executive Vice President & CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,279

F3 · shares: Represents the sale of shares for the payment of tax liability incurred upon the vesting of restricted shares.

F2 · balance_after: Direct total includes restricted shares of Equity Residential scheduled to vest in the future.

Read SEC document
February 05, 2025 Filed Feb 7, 2025 21:12 UTC VIVMARK RESIDENTIAL EQR · Entity 499 GrantCommon Shares Of Beneficial Interest 20,971 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-003562 · form4.xml · nonDerivative · entry 1

Brackenridge Alexander · CIK 0001633662 · Executive Vice President & CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,968

F1 · shares: Represents restricted shares scheduled to vest on February 5, 2028.

F2 · balance_after: Direct total includes restricted shares of Equity Residential scheduled to vest in the future.

Read SEC document
January 17, 2025 Filed Jan 22, 2025 21:07 UTC VIVMARK RESIDENTIAL EQR · Entity 499 GrantCommon Shares Of Beneficial Interest 15,308 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-001719 · form4.xml · nonDerivative · entry 1

Brackenridge Alexander · CIK 0001633662 · Executive Vice President & CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,997

F1 · shares: Represents restricted shares of Equity Residential (the "Company") issued in connection with the settlement of an award under the Company's 2022 Long-Term Incentive Plan which are scheduled to vest on February 5, 2025.

F2 · balance_after: Direct total includes restricted shares of Equity Residential scheduled to vest in the future.

Read SEC document
August 22, 2024 Filed Aug 23, 2024 20:16 UTC VIVMARK RESIDENTIAL EQR · Entity 499 SaleCommon Shares Of Beneficial Interest 11,212 $72.52 $813,094.24
Disclosure

SEC source: 0001127602-24-022842 · form4.xml · nonDerivative · entry 1

Brackenridge Alexander · CIK 0001633662 · Executive Vice President & CIO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 58,689

F1 · price: The price represents the weighted average price of the shares sold. The shares were sold within a range of $72.50 to $72.62. The reporting person will provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.

F2 · balance_after: Direct total includes restricted shares of Equity Residential scheduled to vest in the future.

Read SEC document
April 24, 2024 Filed Apr 30, 2024 20:14 UTC VIVMARK RESIDENTIAL EQR · Entity 499 SaleCommon Shares Of Beneficial Interest 4,027 $65.01 $261,795.27
Disclosure

SEC source: 0001127602-24-013628 · form4.xml · nonDerivative · entry 1

Brackenridge Alexander · CIK 0001633662 · Executive Vice President & CIO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 69,901

F1 · price: The price represents the weighted average price of the shares sold. The shares were sold within a range of $65.00 to $65.05. The reporting person will provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.

F2 · balance_after: Direct total includes restricted shares of Equity Residential scheduled to vest in the future.

Read SEC document
February 01, 2024 Filed Feb 5, 2024 21:05 UTC VIVMARK RESIDENTIAL EQR · Entity 499 GrantCommon Shares Of Beneficial Interest 20,524 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-003357 · form4.xml · nonDerivative · entry 1

Brackenridge Alexander · CIK 0001633662 · Executive Vice President & CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,928

F1 · shares: Represents restricted shares scheduled to vest on February 1, 2027.

F2 · balance_after: Direct total includes restricted shares of Equity Residential scheduled to vest in the future.

Read SEC document
January 19, 2024 Filed Jan 23, 2024 21:14 UTC VIVMARK RESIDENTIAL EQR · Entity 499 GrantRestricted Units · Derivative 14,377 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-001904 · form4.xml · derivative · entry 1

Brackenridge Alexander · CIK 0001633662 · Executive Vice President & CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,377

Underlying: Common Shares Of Beneficial Interest · 14,377 shares

Expires 2031-01-01

F1 · security: Represents restricted limited partnership interests ("RUs") in ERP Operating Limited Partnership (the "Operating Partnership"), the operating partnership of Equity Residential (the "Company"), retained in connection with the settlement of an award under the Company's 2021 Long-Term Incentive Plan.

F2 · derivative.exercise_price: RUs are a class of partnership interest that automatically convert into an equal number of limited partnership interests of the Operating Partnership ("OP Units") when the capital account related to the RUs reaches a specified target for federal income tax purposes (provided such target is reached within ten years of issuance). Such target has been reached and these RUs have converted to OP Units. Subject to the vesting requirements of the grant and certain other conditions, OP Units are exchangeable by the holder for common shares of the Company on a one-for-one basis or cash value of such shares, at the Company's option.

F3 · derivative.exercise_date: The RUs are scheduled to vest on February 1, 2024.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:18 UTC VIVMARK RESIDENTIAL EQR · Entity 499 GrantCommon Shares Of Beneficial Interest 20,273 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-005839 · form4.xml · nonDerivative · entry 1

Brackenridge Alexander · CIK 0001633662 · Executive Vice President & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,404

F1 · shares: Represents restricted shares scheduled to vest on February 15, 2026.

F2 · balance_after: Direct total includes restricted shares of Equity Residential scheduled to vest in the future.

Read SEC document
February 14, 2023 Filed Feb 16, 2023 21:16 UTC VIVMARK RESIDENTIAL EQR · Entity 499 SaleCommon Shares Of Beneficial Interest 3,325 $66.28 $220,381.00
Disclosure

SEC source: 0001127602-23-005524 · form4.xml · nonDerivative · entry 1

Brackenridge Alexander · CIK 0001633662 · Executive Vice President & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,131

F1 · shares: Represents the sale of shares for the payment of tax liability incurred upon the vesting of restricted shares.

F2 · balance_after: Direct total includes restricted shares of Equity Residential scheduled to vest in the future.

Read SEC document
January 23, 2023 Filed Jan 25, 2023 21:22 UTC VIVMARK RESIDENTIAL EQR · Entity 499 GrantRestricted Units · Derivative 2,558 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-002183 · form4.xml · derivative · entry 1

Brackenridge Alexander · CIK 0001633662 · Executive Vice President & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,558

Underlying: Common Shares Of Beneficial Interest · 2,558 shares

Expires 2030-01-01

F1 · derivative.exercise_price: Represents restricted limited partnership interests ("Restricted Units") in ERP Operating Limited Partnership (the "Operating Partnership"), the operating partnership of Equity Residential (the "Company"), retained in connection with the settlement of an award under the Company's 2020 Long-Term Incentive Plan. Restricted Units are a class of partnership interest that automatically convert into an equal number of limited partnership interests of the Operating Partnership ("OP Units") when the capital account related to the Restricted Units reaches a specified target for federal income tax purposes (provided such target is reached within ten years of issuance). Such target has been reached and these Restricted Units have converted to OP Units. Subject to the vesting requirements of the grant and certain other conditions, OP Units are exchangeable by the holder for common shares of the Company on a one-for-one basis or cash value of such shares, at the Company's option.

F2 · derivative.exercise_date: The Restricted Units are scheduled to vest on February 13, 2023.

Read SEC document
February 04, 2022 Filed Feb 7, 2022 21:26 UTC VIVMARK RESIDENTIAL EQR · Entity 499 SaleCommon Shares Of Beneficial Interest 1,600 $90.13 $144,208.00
Disclosure

SEC source: 0001127602-22-003535 · form4.xml · nonDerivative · entry 2

Brackenridge Alexander · CIK 0001633662 · Executive Vice President & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,456

F3 · shares: Represents the sale of shares for the payment of tax liability incurred upon the vesting of restricted shares.

F2 · balance_after: Direct total includes restricted shares of Equity Residential scheduled to vest in the future.

Read SEC document
February 03, 2022 Filed Feb 7, 2022 21:26 UTC VIVMARK RESIDENTIAL EQR · Entity 499 GrantCommon Shares Of Beneficial Interest 12,866 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-003535 · form4.xml · nonDerivative · entry 1

Brackenridge Alexander · CIK 0001633662 · Executive Vice President & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,056

F1 · shares: Represents restricted shares scheduled to vest on February 3, 2025.

F2 · balance_after: Direct total includes restricted shares of Equity Residential scheduled to vest in the future.

Read SEC document
February 16, 2021 Filed Feb 17, 2021 21:17 UTC VIVMARK RESIDENTIAL EQR · Entity 499 SaleCommon Shares Of Beneficial Interest 2,473 $67.11 $165,963.03
Disclosure

SEC source: 0001127602-21-006159 · form4.xml · nonDerivative · entry 1

Brackenridge Alexander · CIK 0001633662 · Executive Vice President & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,190

F1 · shares: Represents the sale of shares for the payment of tax liability incurred upon the vesting of restricted shares.

F2 · balance_after: Direct total includes restricted shares of Equity Residential scheduled to vest in the future.

Read SEC document
February 12, 2021 Filed Feb 17, 2021 21:17 UTC VIVMARK RESIDENTIAL EQR · Entity 499 GrantRestricted Units · Derivative 7,714 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-006159 · form4.xml · derivative · entry 3

Brackenridge Alexander · CIK 0001633662 · Executive Vice President & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,714

Underlying: Common Shares Of Beneficial Interest · 7,714 shares

Expires 2031-02-12

F4 · security: On February 12, 2021, the reporting person received a grant of Series 2021B restricted limited partnership interests ("Restricted Units") in ERP Operating Limited Partnership (the "Operating Partnership"), the operating partnership of Equity Residential (the "Company"), in lieu of restricted shares of the Company as part of the Company's annual grant of long-term compensation. Restricted Units are a class of partnership interest that automatically convert into an equal number of limited partnership interests of the Operating Partnership ("OP Units") when the capital account related to the Restricted Units reaches a specified target for federal income tax purposes (provided such target is reached within ten years of issuance). Subject to the vesting requirements of the grant and certain other restrictions, OP Units are exchangeable by the holder for common shares of the Company on a one-for-one basis or the cash value of such shares, at the Company's option. The Restricted Units reflected in this report also include any OP Units into which such Restricted Units automatically convert.

F4 · derivative.exercise_price: On February 12, 2021, the reporting person received a grant of Series 2021B restricted limited partnership interests ("Restricted Units") in ERP Operating Limited Partnership (the "Operating Partnership"), the operating partnership of Equity Residential (the "Company"), in lieu of restricted shares of the Company as part of the Company's annual grant of long-term compensation. Restricted Units are a class of partnership interest that automatically convert into an equal number of limited partnership interests of the Operating Partnership ("OP Units") when the capital account related to the Restricted Units reaches a specified target for federal income tax purposes (provided such target is reached within ten years of issuance). Subject to the vesting requirements of the grant and certain other restrictions, OP Units are exchangeable by the holder for common shares of the Company on a one-for-one basis or the cash value of such shares, at the Company's option. The Restricted Units reflected in this report also include any OP Units into which such Restricted Units automatically convert.

F5 · derivative.exercise_date: The Restricted Units are scheduled to vest on February 12, 2024.

Read SEC document
December 28, 2020 Filed Dec 29, 2020 21:29 UTC VIVMARK RESIDENTIAL EQR · Entity 499 Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 8,271 $0.00 Strike: $45.78 $0.00
Disclosure

SEC source: 0001127602-20-032476 · form4.xml · derivative · entry 4

Brackenridge Alexander · CIK 0001633662 · Executive Vice President & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares Of Beneficial Interest · 8,271 shares

Expires 2021-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Represents options which vested in approximately three equal installments on February 7, 2012, February 7, 2013 and February 7, 2014.

Read SEC document
December 28, 2020 Filed Dec 29, 2020 21:29 UTC VIVMARK RESIDENTIAL EQR · Entity 499 SaleCommon Shares Of Beneficial Interest 7,244 $58.95 $427,033.80
Disclosure

SEC source: 0001127602-20-032476 · form4.xml · nonDerivative · entry 2

Brackenridge Alexander · CIK 0001633662 · Executive Vice President & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,663

F2 · price: The price represents the weighted average price of the shares sold. The shares were sold within a range of $58.95 to $58.96. The reporting person will provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.

F1 · balance_after: Direct total includes restricted shares of Equity Residential scheduled to vest in the future.

Read SEC document
December 28, 2020 Filed Dec 29, 2020 21:29 UTC VIVMARK RESIDENTIAL EQR · Entity 499 Exercise / conversionCommon Shares Of Beneficial Interest 8,271 $45.78 $378,646.38
Disclosure

SEC source: 0001127602-20-032476 · form4.xml · nonDerivative · entry 1

Brackenridge Alexander · CIK 0001633662 · Executive Vice President & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,907

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Direct total includes restricted shares of Equity Residential scheduled to vest in the future.

Read SEC document
February 04, 2020 Filed Feb 6, 2020 21:44 UTC VIVMARK RESIDENTIAL EQR · Entity 499 SaleCommon Shares Of Beneficial Interest 2,328 $83.40 $194,155.20
Disclosure

SEC source: 0001127602-20-004011 · form4.xml · nonDerivative · entry 1

Brackenridge Alexander · CIK 0001633662 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,636

F1 · shares: Represents the sale of shares for the payment of tax liability incurred upon the vesting of restricted shares.

F2 · balance_after: Direct total includes restricted shares of Equity Residential scheduled to vest in the future.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 21:24 UTC VIVMARK RESIDENTIAL EQR · Entity 499 GrantCommon Shares Of Beneficial Interest 7,522 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-003513 · form4.xml · nonDerivative · entry 1

Brackenridge Alexander · CIK 0001633662 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,964

F1 · shares: Represents restricted shares scheduled to vest on January 31, 2023.

F2 · balance_after: Direct total includes restricted shares of Equity Residential scheduled to vest in the future.

Read SEC document
August 02, 2019 Filed Aug 6, 2019 20:33 UTC VIVMARK RESIDENTIAL EQR · Entity 499 SaleCommon Shares Of Beneficial Interest 11,612 $79.89 $927,682.68
Disclosure

SEC source: 0001127602-19-026174 · form4.xml · nonDerivative · entry 1

Brackenridge Alexander · CIK 0001633662 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,442

F1 · price: The price represents the weighted average price of the shares sold. The shares were sold within a range of $79.79 to $80.00. The reporting person will provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.

F2 · balance_after: Direct total includes restricted shares of Equity Residential scheduled to vest in the future.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 21:40 UTC VIVMARK RESIDENTIAL EQR · Entity 499 Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 11,281 $0.00 Strike: $46.72 $0.00
Disclosure

SEC source: 0001127602-19-007538 · form4.xml · derivative · entry 9

Brackenridge Alexander · CIK 0001633662 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares Of Beneficial Interest · 11,281 shares

Expires 2023-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Represents options which vested in approximately three equal installments on February 7, 2014, February 7, 2015 and February 7, 2016.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 21:40 UTC VIVMARK RESIDENTIAL EQR · Entity 499 Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 6,421 $0.00 Strike: $51.34 $0.00
Disclosure

SEC source: 0001127602-19-007538 · form4.xml · derivative · entry 8

Brackenridge Alexander · CIK 0001633662 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares Of Beneficial Interest · 6,421 shares

Expires 2022-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Represents options which vested in three equal installments on February 3, 2013, February 3, 2014 and February 3, 2015.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 21:40 UTC VIVMARK RESIDENTIAL EQR · Entity 499 Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 2,412 $0.00 Strike: $41.44 $0.00
Disclosure

SEC source: 0001127602-19-007538 · form4.xml · derivative · entry 7

Brackenridge Alexander · CIK 0001633662 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares Of Beneficial Interest · 2,412 shares

Expires 2020-10-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 21:40 UTC VIVMARK RESIDENTIAL EQR · Entity 499 SaleCommon Shares Of Beneficial Interest 11,281 $73.24 $826,220.44
Disclosure

SEC source: 0001127602-19-007538 · form4.xml · nonDerivative · entry 5

Brackenridge Alexander · CIK 0001633662 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,054

F3 · price: The price represents the weighted average price of the shares sold. The shares were sold within a range of $73.21 to $73.27. The reporting person will provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.

F1 · balance_after: Direct total includes restricted shares of Equity Residential scheduled to vest in the future.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 21:40 UTC VIVMARK RESIDENTIAL EQR · Entity 499 Exercise / conversionCommon Shares Of Beneficial Interest 11,281 $46.72 $527,048.32
Disclosure

SEC source: 0001127602-19-007538 · form4.xml · nonDerivative · entry 4

Brackenridge Alexander · CIK 0001633662 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,335

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Direct total includes restricted shares of Equity Residential scheduled to vest in the future.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 21:40 UTC VIVMARK RESIDENTIAL EQR · Entity 499 SaleCommon Shares Of Beneficial Interest 6,421 $73.27 $470,466.67
Disclosure

SEC source: 0001127602-19-007538 · form4.xml · nonDerivative · entry 3

Brackenridge Alexander · CIK 0001633662 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,054

F2 · price: The price represents the weighted average price of the shares sold. The shares were sold within a range of $73.26 to $73.30. The reporting person will provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.

F1 · balance_after: Direct total includes restricted shares of Equity Residential scheduled to vest in the future.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 21:40 UTC VIVMARK RESIDENTIAL EQR · Entity 499 Exercise / conversionCommon Shares Of Beneficial Interest 6,421 $51.34 $329,654.14
Disclosure

SEC source: 0001127602-19-007538 · form4.xml · nonDerivative · entry 2

Brackenridge Alexander · CIK 0001633662 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,475

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Direct total includes restricted shares of Equity Residential scheduled to vest in the future.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 21:40 UTC VIVMARK RESIDENTIAL EQR · Entity 499 Exercise / conversionCommon Shares Of Beneficial Interest 2,412 $41.44 $99,953.28
Disclosure

SEC source: 0001127602-19-007538 · form4.xml · nonDerivative · entry 1

Brackenridge Alexander · CIK 0001633662 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,054

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Direct total includes restricted shares of Equity Residential scheduled to vest in the future.

Read SEC document
February 05, 2019 Filed Feb 7, 2019 21:29 UTC VIVMARK RESIDENTIAL EQR · Entity 499 SaleCommon Shares Of Beneficial Interest 2,003 $72.21 $144,641.04
Disclosure

SEC source: 0001127602-19-004550 · form4.xml · nonDerivative · entry 1

Brackenridge Alexander · CIK 0001633662 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,642

F1 · shares: Represents the sale of shares for the payment of tax liability incurred upon the vesting of restricted shares.

F2 · balance_after: Direct total includes restricted shares of Equity Residential scheduled to vest in the future.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 21:20 UTC VIVMARK RESIDENTIAL EQR · Entity 499 GrantNon-qualified Stock Option (Right to Buy) · Derivative 15,516 $0.00 Strike: $72.02 $0.00
Disclosure

SEC source: 0001127602-19-004065 · form4.xml · derivative · entry 3

Brackenridge Alexander · CIK 0001633662 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,516

Underlying: Common Shares Of Beneficial Interest · 15,516 shares

Expires 2029-02-01

F4 · derivative.exercise_date: Represents share options scheduled to vest in three equal installments on February 1, 2020, February 1, 2021 and February 1, 2022.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 21:20 UTC VIVMARK RESIDENTIAL EQR · Entity 499 GrantCommon Shares Of Beneficial Interest 5,206 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-004065 · form4.xml · nonDerivative · entry 1

Brackenridge Alexander · CIK 0001633662 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,645

F1 · shares: Represents restricted shares scheduled to vest on February 1, 2022.

F2 · balance_after: Direct total includes restricted shares of Equity Residential scheduled to vest in the future.

Read SEC document
February 07, 2018 Filed Feb 8, 2018 21:24 UTC VIVMARK RESIDENTIAL EQR · Entity 499 SaleCommon Shares Of Beneficial Interest 819 $58.18 $47,651.06
Disclosure

SEC source: 0001127602-18-004605 · form4.xml · nonDerivative · entry 1

Brackenridge Alexander · CIK 0001633662 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,738

F1 · shares: Represents the sale of shares for the payment of tax liability incurred upon the vesting of restricted shares.

F2 · balance_after: Direct total includes restricted shares of Equity Residential scheduled to vest in the future.

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February 01, 2018 Filed Feb 5, 2018 21:26 UTC VIVMARK RESIDENTIAL EQR · Entity 499 GrantCommon Shares Of Beneficial Interest 8,287 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-003992 · form4.xml · nonDerivative · entry 1

Brackenridge Alexander · CIK 0001633662 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,557

F1 · shares: Represents restricted shares scheduled to vest on February 1, 2021.

F2 · balance_after: Direct total includes restricted shares of Equity Residential (the "Company") scheduled to vest in the future.

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November 24, 2017 Filed Apr 25, 2018 20:25 UTC VIVMARK RESIDENTIAL EQR · Entity 499 PurchaseCommon Shares Of Beneficial Interest 20 $68.26 $1,365.20
Disclosure

SEC source: 0001127602-18-015244 · form5.xml · nonDerivative · entry 17

Brackenridge Alexander · CIK 0001633662 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,971

F1 · kind: All or a portion of the shares reported in these transactions may have been matchable to other transactions that occurred within a six-month period under Section 16(b) of the Securities Exchange Act of 1934. The reporting person has disgorged $8,282.91 to the issuer, the maximum amount of the profit realized in connection with any short-swing transactions, notwithstanding whether such disgorgement would actually be required by law.

F2 · kind: The shares reported in these transactions are held jointly with the reporting person's spouse in a separately managed account with a third-party investment advisory firm of which the reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein. The transactions occurred in the sole discretion of the third-party investment advisor without direction from the reporting person or his spouse.

F3 · balance_after: Includes 132 shares held jointly with the reporting person's spouse in a separately managed account with a third-party investment advisory firm of which the reporting person disclaims ownership except to the extent of his pecuniary interest therein.

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November 10, 2017 Filed Nov 14, 2017 21:33 UTC VIVMARK RESIDENTIAL EQR · Entity 499 SaleCommon Shares Of Beneficial Interest 6,497 $69.41 $450,969.76
Disclosure

SEC source: 0001127602-17-032047 · form4.xml · nonDerivative · entry 1

Brackenridge Alexander · CIK 0001633662 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,270

F1 · price: The price represents the weighted average price of the shares sold. The shares were sold within a range of $69.40 to $69.42. The reporting person will provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.

F2 · balance_after: Direct total includes restricted shares of the Company scheduled to vest in the future.

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October 12, 2017 Filed Apr 25, 2018 20:25 UTC VIVMARK RESIDENTIAL EQR · Entity 499 SaleCommon Shares Of Beneficial Interest 104 $67.16 $6,985.10
Disclosure

SEC source: 0001127602-18-015244 · form5.xml · nonDerivative · entry 16

Brackenridge Alexander · CIK 0001633662 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,971

F1 · kind: All or a portion of the shares reported in these transactions may have been matchable to other transactions that occurred within a six-month period under Section 16(b) of the Securities Exchange Act of 1934. The reporting person has disgorged $8,282.91 to the issuer, the maximum amount of the profit realized in connection with any short-swing transactions, notwithstanding whether such disgorgement would actually be required by law.

F2 · kind: The shares reported in these transactions are held jointly with the reporting person's spouse in a separately managed account with a third-party investment advisory firm of which the reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein. The transactions occurred in the sole discretion of the third-party investment advisor without direction from the reporting person or his spouse.

F3 · balance_after: Includes 132 shares held jointly with the reporting person's spouse in a separately managed account with a third-party investment advisory firm of which the reporting person disclaims ownership except to the extent of his pecuniary interest therein.

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March 02, 2017 Filed Apr 25, 2018 20:25 UTC VIVMARK RESIDENTIAL EQR · Entity 499 SaleCommon Shares Of Beneficial Interest 80 $63.39 $5,070.80
Disclosure

SEC source: 0001127602-18-015244 · form5.xml · nonDerivative · entry 15

Brackenridge Alexander · CIK 0001633662 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,971

F1 · kind: All or a portion of the shares reported in these transactions may have been matchable to other transactions that occurred within a six-month period under Section 16(b) of the Securities Exchange Act of 1934. The reporting person has disgorged $8,282.91 to the issuer, the maximum amount of the profit realized in connection with any short-swing transactions, notwithstanding whether such disgorgement would actually be required by law.

F2 · kind: The shares reported in these transactions are held jointly with the reporting person's spouse in a separately managed account with a third-party investment advisory firm of which the reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein. The transactions occurred in the sole discretion of the third-party investment advisor without direction from the reporting person or his spouse.

F3 · balance_after: Includes 132 shares held jointly with the reporting person's spouse in a separately managed account with a third-party investment advisory firm of which the reporting person disclaims ownership except to the extent of his pecuniary interest therein.

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February 07, 2017 Filed Feb 8, 2017 21:29 UTC VIVMARK RESIDENTIAL EQR · Entity 499 SaleCommon Shares Of Beneficial Interest 1,480 $60.46 $89,481.10
Disclosure

SEC source: 0001127602-17-004611 · form4.xml · nonDerivative · entry 1

Brackenridge Alexander · CIK 0001633662 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,767

F1 · shares: Represents the sale of shares for the payment of tax liability incurred upon the vesting of restricted shares.

F2 · balance_after: Direct total includes restricted shares of the Company scheduled to vest in the future.

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February 02, 2017 Filed Feb 6, 2017 21:52 UTC VIVMARK RESIDENTIAL EQR · Entity 499 GrantCommon Shares Of Beneficial Interest 7,817 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-004087 · form4.xml · nonDerivative · entry 1

Brackenridge Alexander · CIK 0001633662 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,247

F1 · shares: Represents restricted shares scheduled to vest on February 2, 2020.

F2 · balance_after: Direct total includes restricted shares of the Company scheduled to vest in the future.

Read SEC document
October 14, 2016 Filed Apr 25, 2018 20:25 UTC VIVMARK RESIDENTIAL EQR · Entity 499 PurchaseCommon Shares Of Beneficial Interest 188 $61.50 $11,562.73
Disclosure

SEC source: 0001127602-18-015244 · form5.xml · nonDerivative · entry 14

Brackenridge Alexander · CIK 0001633662 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,971

F1 · kind: All or a portion of the shares reported in these transactions may have been matchable to other transactions that occurred within a six-month period under Section 16(b) of the Securities Exchange Act of 1934. The reporting person has disgorged $8,282.91 to the issuer, the maximum amount of the profit realized in connection with any short-swing transactions, notwithstanding whether such disgorgement would actually be required by law.

F2 · kind: The shares reported in these transactions are held jointly with the reporting person's spouse in a separately managed account with a third-party investment advisory firm of which the reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein. The transactions occurred in the sole discretion of the third-party investment advisor without direction from the reporting person or his spouse.

F3 · balance_after: Includes 132 shares held jointly with the reporting person's spouse in a separately managed account with a third-party investment advisory firm of which the reporting person disclaims ownership except to the extent of his pecuniary interest therein.

Read SEC document
July 28, 2016 Filed Apr 25, 2018 20:25 UTC VIVMARK RESIDENTIAL EQR · Entity 499 SaleCommon Shares Of Beneficial Interest 406 $66.79 $27,115.77
Disclosure

SEC source: 0001127602-18-015244 · form5.xml · nonDerivative · entry 13

Brackenridge Alexander · CIK 0001633662 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,971

F1 · kind: All or a portion of the shares reported in these transactions may have been matchable to other transactions that occurred within a six-month period under Section 16(b) of the Securities Exchange Act of 1934. The reporting person has disgorged $8,282.91 to the issuer, the maximum amount of the profit realized in connection with any short-swing transactions, notwithstanding whether such disgorgement would actually be required by law.

F2 · kind: The shares reported in these transactions are held jointly with the reporting person's spouse in a separately managed account with a third-party investment advisory firm of which the reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein. The transactions occurred in the sole discretion of the third-party investment advisor without direction from the reporting person or his spouse.

F3 · balance_after: Includes 132 shares held jointly with the reporting person's spouse in a separately managed account with a third-party investment advisory firm of which the reporting person disclaims ownership except to the extent of his pecuniary interest therein.

Read SEC document
July 25, 2016 Filed Apr 25, 2018 20:25 UTC VIVMARK RESIDENTIAL EQR · Entity 499 PurchaseCommon Shares Of Beneficial Interest 61 $70.24 $4,284.85
Disclosure

SEC source: 0001127602-18-015244 · form5.xml · nonDerivative · entry 12

Brackenridge Alexander · CIK 0001633662 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,971

F1 · kind: All or a portion of the shares reported in these transactions may have been matchable to other transactions that occurred within a six-month period under Section 16(b) of the Securities Exchange Act of 1934. The reporting person has disgorged $8,282.91 to the issuer, the maximum amount of the profit realized in connection with any short-swing transactions, notwithstanding whether such disgorgement would actually be required by law.

F2 · kind: The shares reported in these transactions are held jointly with the reporting person's spouse in a separately managed account with a third-party investment advisory firm of which the reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein. The transactions occurred in the sole discretion of the third-party investment advisor without direction from the reporting person or his spouse.

F3 · balance_after: Includes 132 shares held jointly with the reporting person's spouse in a separately managed account with a third-party investment advisory firm of which the reporting person disclaims ownership except to the extent of his pecuniary interest therein.

Read SEC document
June 14, 2016 Filed Apr 25, 2018 20:25 UTC VIVMARK RESIDENTIAL EQR · Entity 499 PurchaseCommon Shares Of Beneficial Interest 46 $64.52 $2,968.03
Disclosure

SEC source: 0001127602-18-015244 · form5.xml · nonDerivative · entry 11

Brackenridge Alexander · CIK 0001633662 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,971

F1 · kind: All or a portion of the shares reported in these transactions may have been matchable to other transactions that occurred within a six-month period under Section 16(b) of the Securities Exchange Act of 1934. The reporting person has disgorged $8,282.91 to the issuer, the maximum amount of the profit realized in connection with any short-swing transactions, notwithstanding whether such disgorgement would actually be required by law.

F2 · kind: The shares reported in these transactions are held jointly with the reporting person's spouse in a separately managed account with a third-party investment advisory firm of which the reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein. The transactions occurred in the sole discretion of the third-party investment advisor without direction from the reporting person or his spouse.

F3 · balance_after: Includes 132 shares held jointly with the reporting person's spouse in a separately managed account with a third-party investment advisory firm of which the reporting person disclaims ownership except to the extent of his pecuniary interest therein.

Read SEC document
May 26, 2016 Filed Apr 25, 2018 20:25 UTC VIVMARK RESIDENTIAL EQR · Entity 499 PurchaseCommon Shares Of Beneficial Interest 185 $68.69 $12,708.37
Disclosure

SEC source: 0001127602-18-015244 · form5.xml · nonDerivative · entry 10

Brackenridge Alexander · CIK 0001633662 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,971

F1 · kind: All or a portion of the shares reported in these transactions may have been matchable to other transactions that occurred within a six-month period under Section 16(b) of the Securities Exchange Act of 1934. The reporting person has disgorged $8,282.91 to the issuer, the maximum amount of the profit realized in connection with any short-swing transactions, notwithstanding whether such disgorgement would actually be required by law.

F2 · kind: The shares reported in these transactions are held jointly with the reporting person's spouse in a separately managed account with a third-party investment advisory firm of which the reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein. The transactions occurred in the sole discretion of the third-party investment advisor without direction from the reporting person or his spouse.

F3 · balance_after: Includes 132 shares held jointly with the reporting person's spouse in a separately managed account with a third-party investment advisory firm of which the reporting person disclaims ownership except to the extent of his pecuniary interest therein.

Read SEC document
April 22, 2016 Filed Apr 25, 2018 20:25 UTC VIVMARK RESIDENTIAL EQR · Entity 499 SaleCommon Shares Of Beneficial Interest 112 $71.78 $8,039.48
Disclosure

SEC source: 0001127602-18-015244 · form5.xml · nonDerivative · entry 9

Brackenridge Alexander · CIK 0001633662 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,971

F1 · kind: All or a portion of the shares reported in these transactions may have been matchable to other transactions that occurred within a six-month period under Section 16(b) of the Securities Exchange Act of 1934. The reporting person has disgorged $8,282.91 to the issuer, the maximum amount of the profit realized in connection with any short-swing transactions, notwithstanding whether such disgorgement would actually be required by law.

F2 · kind: The shares reported in these transactions are held jointly with the reporting person's spouse in a separately managed account with a third-party investment advisory firm of which the reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein. The transactions occurred in the sole discretion of the third-party investment advisor without direction from the reporting person or his spouse.

F3 · balance_after: Includes 132 shares held jointly with the reporting person's spouse in a separately managed account with a third-party investment advisory firm of which the reporting person disclaims ownership except to the extent of his pecuniary interest therein.

Read SEC document
March 18, 2016 Filed Apr 25, 2018 20:25 UTC VIVMARK RESIDENTIAL EQR · Entity 499 SaleCommon Shares Of Beneficial Interest 2,179 $73.88 $160,984.52
Disclosure

SEC source: 0001127602-18-015244 · form5.xml · nonDerivative · entry 8

Brackenridge Alexander · CIK 0001633662 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,971

F1 · kind: All or a portion of the shares reported in these transactions may have been matchable to other transactions that occurred within a six-month period under Section 16(b) of the Securities Exchange Act of 1934. The reporting person has disgorged $8,282.91 to the issuer, the maximum amount of the profit realized in connection with any short-swing transactions, notwithstanding whether such disgorgement would actually be required by law.

F3 · balance_after: Includes 132 shares held jointly with the reporting person's spouse in a separately managed account with a third-party investment advisory firm of which the reporting person disclaims ownership except to the extent of his pecuniary interest therein.

Read SEC document
February 08, 2016 Filed Apr 25, 2018 20:25 UTC VIVMARK RESIDENTIAL EQR · Entity 499 PurchaseCommon Shares Of Beneficial Interest 249 $71.79 $17,874.74
Disclosure

SEC source: 0001127602-18-015244 · form5.xml · nonDerivative · entry 7

Brackenridge Alexander · CIK 0001633662 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,971

F1 · kind: All or a portion of the shares reported in these transactions may have been matchable to other transactions that occurred within a six-month period under Section 16(b) of the Securities Exchange Act of 1934. The reporting person has disgorged $8,282.91 to the issuer, the maximum amount of the profit realized in connection with any short-swing transactions, notwithstanding whether such disgorgement would actually be required by law.

F2 · kind: The shares reported in these transactions are held jointly with the reporting person's spouse in a separately managed account with a third-party investment advisory firm of which the reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein. The transactions occurred in the sole discretion of the third-party investment advisor without direction from the reporting person or his spouse.

F3 · balance_after: Includes 132 shares held jointly with the reporting person's spouse in a separately managed account with a third-party investment advisory firm of which the reporting person disclaims ownership except to the extent of his pecuniary interest therein.

Read SEC document
August 19, 2015 Filed Apr 25, 2018 20:25 UTC VIVMARK RESIDENTIAL EQR · Entity 499 SaleCommon Shares Of Beneficial Interest 93 $76.43 $7,107.64
Disclosure

SEC source: 0001127602-18-015244 · form5.xml · nonDerivative · entry 6

Brackenridge Alexander · CIK 0001633662 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,971

F1 · kind: All or a portion of the shares reported in these transactions may have been matchable to other transactions that occurred within a six-month period under Section 16(b) of the Securities Exchange Act of 1934. The reporting person has disgorged $8,282.91 to the issuer, the maximum amount of the profit realized in connection with any short-swing transactions, notwithstanding whether such disgorgement would actually be required by law.

F2 · kind: The shares reported in these transactions are held jointly with the reporting person's spouse in a separately managed account with a third-party investment advisory firm of which the reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein. The transactions occurred in the sole discretion of the third-party investment advisor without direction from the reporting person or his spouse.

F3 · balance_after: Includes 132 shares held jointly with the reporting person's spouse in a separately managed account with a third-party investment advisory firm of which the reporting person disclaims ownership except to the extent of his pecuniary interest therein.

Read SEC document
July 27, 2015 Filed Apr 25, 2018 20:25 UTC VIVMARK RESIDENTIAL EQR · Entity 499 PurchaseCommon Shares Of Beneficial Interest 50 $75.14 $3,756.82
Disclosure

SEC source: 0001127602-18-015244 · form5.xml · nonDerivative · entry 5

Brackenridge Alexander · CIK 0001633662 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,971

F1 · kind: All or a portion of the shares reported in these transactions may have been matchable to other transactions that occurred within a six-month period under Section 16(b) of the Securities Exchange Act of 1934. The reporting person has disgorged $8,282.91 to the issuer, the maximum amount of the profit realized in connection with any short-swing transactions, notwithstanding whether such disgorgement would actually be required by law.

F2 · kind: The shares reported in these transactions are held jointly with the reporting person's spouse in a separately managed account with a third-party investment advisory firm of which the reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein. The transactions occurred in the sole discretion of the third-party investment advisor without direction from the reporting person or his spouse.

F3 · balance_after: Includes 132 shares held jointly with the reporting person's spouse in a separately managed account with a third-party investment advisory firm of which the reporting person disclaims ownership except to the extent of his pecuniary interest therein.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.