Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| VIVMARK RESIDENTIALEQR · Entity 499 | Executive Vice President | November 07, 2018 | November 09, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
VIVMARK RESIDENTIAL
Report date November 07, 2018 · Filed November 09, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares Of Beneficial InterestSEC Table I · non-derivative | Direct | 25,782 |
Reported balance
After 2018-11-07 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-11-07 · Sale · Disposed 12,499 · Balance 25,782 F1: The price represents the weighted average price of the shares sold. The shares were sold within a range of $67.21 to $67.28. The reporting person will provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price. F2: Direct total includes restricted shares of Equity Residential scheduled to vest in the future. |
| Common Shares Of Beneficial InterestSEC Table I · non-derivative | IndirectSERP Account | 650 |
Reported balance
Holding disclosure · report date 2018-11-07 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 650 F3: Represents shares owned by Principal Trust Company, as Trustee of the Equity Residential Supplemental Executive Retirement Plan ("SERP"), for the benefit of the reporting person. Also includes restricted shares that the reporting person deferred to the SERP. |
Filing footnotes · ownership attribution and instrument terms
F1: The price represents the weighted average price of the shares sold. The shares were sold within a range of $67.21 to $67.28. The reporting person will provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.
F2: Direct total includes restricted shares of Equity Residential scheduled to vest in the future.
F3: Represents shares owned by Principal Trust Company, as Trustee of the Equity Residential Supplemental Executive Retirement Plan ("SERP"), for the benefit of the reporting person. Also includes restricted shares that the reporting person deferred to the SERP.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 07, 2018 Filed Nov 9, 2018 21:23 UTC | VIVMARK RESIDENTIAL EQR · Entity 499 | SaleCommon Shares Of Beneficial Interest | 12,499 | $67.25 | $840,595.25 |
DisclosureSEC source: 0001127602-18-032652 · form4.xml · nonDerivative · entry 1 Santee David S · CIK 0001383436 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,782 F1 · price: The price represents the weighted average price of the shares sold. The shares were sold within a range of $67.21 to $67.28. The reporting person will provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price. F2 · balance_after: Direct total includes restricted shares of Equity Residential scheduled to vest in the future. Read SEC document |
| May 23, 2018 Filed May 24, 2018 20:20 UTC | VIVMARK RESIDENTIAL EQR · Entity 499 | SaleCommon Shares Of Beneficial Interest | 1,928 | $61.55 | $118,675.92 |
DisclosureSEC source: 0001127602-18-018742 · form4.xml · nonDerivative · entry 1 Santee David S · CIK 0001383436 · Executive Vice President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,281 F1 · price: The price represents the weighted average price of the shares sold. The shares were sold within a range of $61.5520 to $61.5610. The reporting person will provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price. F2 · balance_after: Direct total includes restricted shares of Equity Residential scheduled to vest in the future. Read SEC document |
| February 07, 2018 Filed Feb 8, 2018 21:59 UTC | VIVMARK RESIDENTIAL EQR · Entity 499 | SaleCommon Shares Of Beneficial Interest | 5,589 | $58.18 | $325,179.20 |
DisclosureSEC source: 0001127602-18-004631 · form4.xml · nonDerivative · entry 1 Santee David S · CIK 0001383436 · Executive Vice President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,859 F1 · shares: Represents the sale of shares for the payment of tax liability incurred upon the vesting of restricted shares. F2 · balance_after: Direct total includes restricted shares of Equity Residential scheduled to vest in the future. Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 21:21 UTC | VIVMARK RESIDENTIAL EQR · Entity 499 | GrantCommon Shares Of Beneficial Interest | 14,549 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-003984 · form4.xml · nonDerivative · entry 1 Santee David S · CIK 0001383436 · Executive Vice President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,448 F1 · shares: Represents restricted shares scheduled to vest on February 1, 2021. F2 · balance_after: Direct total includes restricted shares of Equity Residential (the "Company") scheduled to vest in the future. Read SEC document |
| January 17, 2018 Filed Jan 18, 2018 21:13 UTC | VIVMARK RESIDENTIAL EQR · Entity 499 | GrantRestricted Units · Derivative | 1,945 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-002068 · form4.xml · derivative · entry 2 Santee David S · CIK 0001383436 · Executive Vice President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,945 Underlying: Common Shares Of Beneficial Interest · 1,945 shares Expires 2025-02-05 F3 · security: Represents restricted limited partnership interests ("Restricted Units") in ERP Operating Limited Partnership (the "Operating Partnership"), the operating partnership of the Company, retained in connection with the settlement of an award under the 2015 LTI Plan. Restricted Units are a class of partnership interest that automatically convert into an equal number of limited partnership interests of the Operating Partnership ("OP Units") when the capital account related to the Restricted Units reaches a specified target for federal income tax purposes (provided such target is reached within ten years of issuance). Subject to the vesting requirements of the grant and certain other restrictions, OP Units are exchangeable by the holder for common shares of the Company on a one-for-one basis or the cash value of such shares, at the Company's option. The Restricted Units reflected in this report also include any OP Units into which such Restricted Units automatically convert. F3 · derivative.exercise_price: Represents restricted limited partnership interests ("Restricted Units") in ERP Operating Limited Partnership (the "Operating Partnership"), the operating partnership of the Company, retained in connection with the settlement of an award under the 2015 LTI Plan. Restricted Units are a class of partnership interest that automatically convert into an equal number of limited partnership interests of the Operating Partnership ("OP Units") when the capital account related to the Restricted Units reaches a specified target for federal income tax purposes (provided such target is reached within ten years of issuance). Subject to the vesting requirements of the grant and certain other restrictions, OP Units are exchangeable by the holder for common shares of the Company on a one-for-one basis or the cash value of such shares, at the Company's option. The Restricted Units reflected in this report also include any OP Units into which such Restricted Units automatically convert. F4 · derivative.exercise_date: The Restricted Units are scheduled to vest on February 5, 2018. Read SEC document |
| January 17, 2018 Filed Jan 18, 2018 21:13 UTC | VIVMARK RESIDENTIAL EQR · Entity 499 | GrantCommon Shares Of Beneficial Interest | 650 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-002068 · form4.xml · nonDerivative · entry 1 Santee David S · CIK 0001383436 · Executive Vice President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,899 F1 · shares: Represents restricted shares of Equity Residential (the "Company") issued in connection with the settlement of an award under the Company's 2015 Long-Term Incentive Plan (the "2015 LTI Plan") which are scheduled to vest on February 5, 2018. F2 · balance_after: Direct total includes restricted shares of the Company scheduled to vest in the future. Read SEC document |
| August 02, 2017 Filed Aug 4, 2017 20:14 UTC | VIVMARK RESIDENTIAL EQR · Entity 499 | SaleCommon Shares Of Beneficial Interest | 10,967 | $67.93 | $744,972.96 |
DisclosureSEC source: 0001127602-17-025004 · form4.xml · nonDerivative · entry 1 Santee David S · CIK 0001383436 · Executive Vice President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,249 F1 · price: The price represents the weighted average price of the shares sold. The shares were sold within a range of $67.83 to $68.00. The reporting person will provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price. F2 · balance_after: Direct total includes restricted shares of the Company scheduled to vest in the future. Read SEC document |
| June 08, 2017 Filed Jun 9, 2017 20:11 UTC | VIVMARK RESIDENTIAL EQR · Entity 499 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 14,028 | $0.00 Strike: $48.13 | $0.00 |
DisclosureSEC source: 0001127602-17-021073 · form4.xml · derivative · entry 4 Santee David S · CIK 0001383436 · Executive Vice President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares Of Beneficial Interest · 14,028 shares Expires 2024-02-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Represents options which are scheduled to vest on February 6, 2015, February 6, 2016 and February 6, 2017. Read SEC document |
| June 08, 2017 Filed Jun 9, 2017 20:11 UTC | VIVMARK RESIDENTIAL EQR · Entity 499 | SaleCommon Shares Of Beneficial Interest | 14,028 | $67.27 | $943,593.42 |
DisclosureSEC source: 0001127602-17-021073 · form4.xml · nonDerivative · entry 3 Santee David S · CIK 0001383436 · Executive Vice President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,216 F2 · price: The price represents the weighted average price of the shares sold. The shares were sold within a range of $67.25 to $67.31. The reporting person will provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price. F1 · balance_after: Direct total includes restricted shares of the Company scheduled to vest in the future. Read SEC document |
| June 08, 2017 Filed Jun 9, 2017 20:11 UTC | VIVMARK RESIDENTIAL EQR · Entity 499 | Exercise / conversionCommon Shares Of Beneficial Interest | 14,028 | $48.13 | $675,167.64 |
DisclosureSEC source: 0001127602-17-021073 · form4.xml · nonDerivative · entry 2 Santee David S · CIK 0001383436 · Executive Vice President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,244 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Direct total includes restricted shares of the Company scheduled to vest in the future. Read SEC document |
| April 27, 2017 Filed Jun 9, 2017 20:11 UTC | VIVMARK RESIDENTIAL EQR · Entity 499 | GiftCommon Shares Of Beneficial Interest | 768 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-021073 · form4.xml · nonDerivative · entry 1 Santee David S · CIK 0001383436 · Executive Vice President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,216 F1 · balance_after: Direct total includes restricted shares of the Company scheduled to vest in the future. Read SEC document |
| February 07, 2017 Filed Feb 8, 2017 21:24 UTC | VIVMARK RESIDENTIAL EQR · Entity 499 | SaleCommon Shares Of Beneficial Interest | 5,633 | $60.46 | $340,572.31 |
DisclosureSEC source: 0001127602-17-004607 · form4.xml · nonDerivative · entry 1 Santee David S · CIK 0001383436 · Executive Vice President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,984 F1 · shares: Represents the sale of shares for the payment of tax liability incurred upon the vesting of restricted shares. F2 · balance_after: Direct total includes restricted shares of the Company scheduled to vest in the future. Read SEC document |
| February 02, 2017 Filed Feb 6, 2017 21:43 UTC | VIVMARK RESIDENTIAL EQR · Entity 499 | GrantRestricted Units · Derivative | 8,856 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-004074 · form4.xml · derivative · entry 1 Santee David S · CIK 0001383436 · Executive Vice President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,856 Underlying: Common Shares Of Beneficial Interest · 8,856 shares Expires 2027-02-02 F1 · derivative.exercise_price: On February 2, 2017, the reporting person received a grant of Series 2017B restricted limited partnership interests ("Restricted Units") in ERP Operating Limited Partnership (the "Operating Partnership"), the operating partnership of Equity Residential (the "Company"), in lieu of restricted shares of the Company as part of the Company's annual grant of long-term compensation. Restricted Units are a class of partnership interest that automatically convert into an equal number of limited partnership interests of the Operating Partnership ("OP Units") when the capital account related to the Restricted Units reaches a specified target for federal income tax purposes (provided such target is reached within ten years of issuance). Subject to the vesting requirements of the grant and certain other restrictions, OP Units are exchangeable by the holder for common shares of the Company on a one-for-one basis or the cash value of such shares, at the Company's option. The Restricted Units reflected in this report also include any OP Units into which such Restricted Units automatically convert. F2 · derivative.exercise_date: These Restricted Units are scheduled to vest on February 2, 2020. Read SEC document |
| December 28, 2016 Filed Dec 29, 2016 21:13 UTC | VIVMARK RESIDENTIAL EQR · Entity 499 | SaleCommon Shares Of Beneficial Interest | 3,000 | $62.75 | $188,256.00 |
DisclosureSEC source: 0001127602-16-071016 · form4.xml · nonDerivative · entry 1 Santee David S · CIK 0001383436 · Executive Vice President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,617 F1 · balance_after: Direct total includes restricted shares of the Company scheduled to vest in the future. Read SEC document |
| December 07, 2016 Filed Dec 8, 2016 22:21 UTC | VIVMARK RESIDENTIAL EQR · Entity 499 | SaleCommon Shares Of Beneficial Interest | 17 | $62.63 | $1,064.71 |
DisclosureSEC source: 0001127602-16-069520 · form4.xml · nonDerivative · entry 1 Santee David S · CIK 0001383436 · Executive Vice President & COO 10b5-1 filing: Not disclosed Ownership: Indirect · 401(k) Plan Disclosed balance after: 0 Read SEC document |
| November 14, 2016 Filed Nov 15, 2016 21:27 UTC | VIVMARK RESIDENTIAL EQR · Entity 499 | GrantCommon Shares Of Beneficial Interest | 1,928 | $51.85 | $99,966.80 |
DisclosureSEC source: 0001127602-16-067207 · form4.xml · nonDerivative · entry 1 Santee David S · CIK 0001383436 · Executive Vice President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,617 F1 · shares: Represents shares acquired through Equity Residential's Employee Share Purchase Plan. F2 · balance_after: Direct total includes restricted shares of the Company scheduled to vest in the future. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.