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VIVMARK RESIDENTIAL

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499
SEC CIK
0000906107
Parsed reports
591

Last 12 months

Inside the activity.

0 purchase rows · 14 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202606
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202607
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 09, 2019 Filed Aug 12, 2019 20:39 UTC
GEORGE ALAN WExecutive Vice President & CIO
SaleCommon Shares Of Beneficial Interest 15,302 $80.53 $1,232,270.06
Disclosure

SEC source: 0001127602-19-026415 · form4.xml · nonDerivative · entry 1

GEORGE ALAN W · CIK 0001219715 · Executive Vice President & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,280

F1 · price: The price represents the weighted average price of the shares sold. The shares were sold within a range of $80.50 to $80.67. The reporting person will provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
August 08, 2019 Filed Aug 12, 2019 20:32 UTC Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $45.78 $0.00
Disclosure

SEC source: 0001127602-19-026413 · form4.xml · derivative · entry 5

NEITHERCUT DAVID J · CIK 0001219726 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Family Limited Partnership

Disclosed balance after: 150,988

Underlying: Common Shares Of Beneficial Interest · 50,000 shares

Expires 2021-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Represents options which vested in approximately three equal installments on February 7, 2012, February 7, 2013 and February 7, 2014.

Read SEC document
August 08, 2019 Filed Aug 12, 2019 20:32 UTC SaleCommon Shares Of Beneficial Interest 50,000 $80.24 $4,012,000.00
Disclosure

SEC source: 0001127602-19-026413 · form4.xml · nonDerivative · entry 3

NEITHERCUT DAVID J · CIK 0001219726 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Family Limited Partnership

Disclosed balance after: 2,874

F3 · price: The price represents the weighted average price of the shares sold. The shares were sold within a range of $80.20 to $80.37. The reporting person will provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.

F2 · balance_after: Represents shares beneficially owned by a family limited partnership, of which the reporting person is the general partner.

Read SEC document
August 08, 2019 Filed Aug 12, 2019 20:32 UTC Exercise / conversionCommon Shares Of Beneficial Interest 50,000 $45.78 $2,289,000.00
Disclosure

SEC source: 0001127602-19-026413 · form4.xml · nonDerivative · entry 2

NEITHERCUT DAVID J · CIK 0001219726 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Family Limited Partnership

Disclosed balance after: 52,874

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · balance_after: Represents shares beneficially owned by a family limited partnership, of which the reporting person is the general partner.

Read SEC document
August 07, 2019 Filed Aug 8, 2019 20:29 UTC
Kaufman IanChief Accounting Officer
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 6,146 $0.00 Strike: $48.13 $0.00
Disclosure

SEC source: 0001127602-19-026271 · form4.xml · derivative · entry 10

Kaufman Ian · CIK 0001381170 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares Of Beneficial Interest · 6,146 shares

Expires 2024-02-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Represents share options which vested in approximately three equal installments on February 6, 2015, February 6, 2016 and February 6, 2017.

Read SEC document
August 07, 2019 Filed Aug 8, 2019 20:29 UTC
Kaufman IanChief Accounting Officer
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 4,877 $0.00 Strike: $46.72 $0.00
Disclosure

SEC source: 0001127602-19-026271 · form4.xml · derivative · entry 9

Kaufman Ian · CIK 0001381170 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares Of Beneficial Interest · 4,877 shares

Expires 2023-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Represents share options which vested in approximately three equal installments on February 7, 2014, February 7, 2015 and February 7, 2016.

Read SEC document
August 07, 2019 Filed Aug 8, 2019 20:29 UTC
Kaufman IanChief Accounting Officer
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 4,049 $0.00 Strike: $51.34 $0.00
Disclosure

SEC source: 0001127602-19-026271 · form4.xml · derivative · entry 8

Kaufman Ian · CIK 0001381170 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares Of Beneficial Interest · 4,049 shares

Expires 2022-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Represents share options which vested in approximately three equal installments on February 3, 2013, February 3, 2014 and February 3, 2015.

Read SEC document
August 07, 2019 Filed Aug 8, 2019 20:29 UTC
Kaufman IanChief Accounting Officer
SaleCommon Shares Of Beneficial Interest 6,146 $80.00 $491,680.00
Disclosure

SEC source: 0001127602-19-026271 · form4.xml · nonDerivative · entry 6

Kaufman Ian · CIK 0001381170 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,708

F1 · balance_after: Direct total includes restricted shares of Equity Residential scheduled to vest in the future.

Read SEC document
August 07, 2019 Filed Aug 8, 2019 20:29 UTC
Kaufman IanChief Accounting Officer
Exercise / conversionCommon Shares Of Beneficial Interest 6,146 $48.13 $295,806.98
Disclosure

SEC source: 0001127602-19-026271 · form4.xml · nonDerivative · entry 5

Kaufman Ian · CIK 0001381170 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,854

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Direct total includes restricted shares of Equity Residential scheduled to vest in the future.

Read SEC document
August 07, 2019 Filed Aug 8, 2019 20:29 UTC
Kaufman IanChief Accounting Officer
SaleCommon Shares Of Beneficial Interest 4,877 $80.00 $390,160.00
Disclosure

SEC source: 0001127602-19-026271 · form4.xml · nonDerivative · entry 4

Kaufman Ian · CIK 0001381170 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,708

F1 · balance_after: Direct total includes restricted shares of Equity Residential scheduled to vest in the future.

Read SEC document
August 07, 2019 Filed Aug 8, 2019 20:29 UTC
Kaufman IanChief Accounting Officer
Exercise / conversionCommon Shares Of Beneficial Interest 4,877 $46.72 $227,853.44
Disclosure

SEC source: 0001127602-19-026271 · form4.xml · nonDerivative · entry 3

Kaufman Ian · CIK 0001381170 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,585

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Direct total includes restricted shares of Equity Residential scheduled to vest in the future.

Read SEC document
August 07, 2019 Filed Aug 8, 2019 20:29 UTC
Kaufman IanChief Accounting Officer
SaleCommon Shares Of Beneficial Interest 4,049 $80.00 $323,920.00
Disclosure

SEC source: 0001127602-19-026271 · form4.xml · nonDerivative · entry 2

Kaufman Ian · CIK 0001381170 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,708

F1 · balance_after: Direct total includes restricted shares of Equity Residential scheduled to vest in the future.

Read SEC document
August 07, 2019 Filed Aug 8, 2019 20:29 UTC
Kaufman IanChief Accounting Officer
Exercise / conversionCommon Shares Of Beneficial Interest 4,049 $51.34 $207,875.66
Disclosure

SEC source: 0001127602-19-026271 · form4.xml · nonDerivative · entry 1

Kaufman Ian · CIK 0001381170 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,757

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Direct total includes restricted shares of Equity Residential scheduled to vest in the future.

Read SEC document
August 06, 2019 Filed Aug 8, 2019 20:21 UTC
Sorenson Christa LExecutive Vice President
SaleCommon Shares Of Beneficial Interest 400 $78.33 $31,332.00
Disclosure

SEC source: 0001127602-19-026270 · form4.xml · nonDerivative · entry 1

Sorenson Christa L · CIK 0001661968 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,071

F1 · balance_after: Direct total includes restricted shares of Equity Residential scheduled to vest in the future.

Read SEC document
August 02, 2019 Filed Aug 6, 2019 20:33 UTC
Brackenridge AlexanderExecutive Vice President
SaleCommon Shares Of Beneficial Interest 11,612 $79.89 $927,682.68
Disclosure

SEC source: 0001127602-19-026174 · form4.xml · nonDerivative · entry 1

Brackenridge Alexander · CIK 0001633662 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,442

F1 · price: The price represents the weighted average price of the shares sold. The shares were sold within a range of $79.79 to $80.00. The reporting person will provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.

F2 · balance_after: Direct total includes restricted shares of Equity Residential scheduled to vest in the future.

Read SEC document
June 27, 2019 Filed Jul 1, 2019 20:33 UTC GrantRestricted Units · Derivative 2,232 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-023220 · form4.xml · derivative · entry 1

SHAPIRO MARK S · CIK 0001345978 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,232

Underlying: Common Shares Of Beneficial Interest · 2,232 shares

Expires 2029-06-27

F1 · derivative.exercise_price: On June 27, 2019, the reporting person elected to receive a grant of Series 2019E restricted limited partnership interests ("Restricted Units") in ERP Operating Limited Partnership (the "Operating Partnership"), the operating partnership of Equity Residential (the "Company"), in connection with the Company's annual grant of long-term compensation for prospective service from the 2019 Annual Meeting of Shareholders to the 2020 Annual Meeting of Shareholders. Restricted Units are a class of partnership interest that automatically convert into an equal number of limited partnership interests of the Operating Partnership ("OP Units") when the capital account related to the Restricted Units reaches a specified target for federal income tax purposes (provided such target is reached within ten years of issuance). Subject to the vesting requirements of the grant and certain other restrictions, OP Units are exchangeable by the holder for common shares of the Company on a one-for-one basis or the cash value of such shares, at the Company's option. The Restricted Units reflected in this report also include any OP Units into which such Restricted Units automatically convert.

F2 · derivative.exercise_date: The Restricted Units are scheduled to vest on June 27, 2020. In addition, the Restricted Units (including any OP Units into which they may automatically convert) are subject to a holding restriction until June 27, 2021.

Read SEC document
June 27, 2019 Filed Jul 1, 2019 20:44 UTC GrantCommon Shares Of Beneficial Interest 2,116 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-023238 · form4.xml · nonDerivative · entry 1

HABEN MARY KAY · CIK 0001190910 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,591

F1 · shares: Represents restricted shares granted for prospective service from the 2019 Annual Meeting of Shareholders to the 2020 Annual Meeting of Shareholders which are scheduled to vest on June 27, 2020.

F2 · balance_after: Direct total includes restricted shares of Equity Residential scheduled to vest in the future.

Read SEC document
June 27, 2019 Filed Jul 1, 2019 20:57 UTC GrantCommon Shares Of Beneficial Interest 2,116 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-023258 · form4.xml · nonDerivative · entry 1

ATWOOD CHARLES L · CIK 0001200737 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,639

F1 · shares: Represents restricted shares granted for prospective service from the 2019 Annual Meeting of Shareholders to the 2020 Annual Meeting of Shareholders which are scheduled to vest on June 27, 2020.

F2 · balance_after: Direct total includes restricted shares of Equity Residential scheduled to vest in the future.

Read SEC document
June 27, 2019 Filed Jul 1, 2019 20:49 UTC GrantCommon Shares Of Beneficial Interest 2,116 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-023247 · form4.xml · nonDerivative · entry 1

DUCKWORTH CONNIE K · CIK 0001180940 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,860

F1 · shares: Represents restricted shares granted for prospective service from the 2019 Annual Meeting of Shareholders to the 2020 Annual Meeting of Shareholders which are scheduled to vest on June 27, 2020.

F2 · balance_after: Direct total includes restricted shares of Equity Residential scheduled to vest in the future.

Read SEC document
June 27, 2019 Filed Jul 1, 2019 20:41 UTC GrantCommon Shares Of Beneficial Interest 2,116 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-023231 · form4.xml · nonDerivative · entry 1

KEYWELL BRADLEY A · CIK 0001114238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,361

F1 · shares: Represents restricted shares granted for prospective service from the 2019 Annual Meeting of Shareholders to the 2020 Annual Meeting of Shareholders which are scheduled to vest on June 27, 2020.

F2 · balance_after: Direct total includes restricted shares of Equity Residential scheduled to vest in the future.

Read SEC document
June 27, 2019 Filed Jul 1, 2019 20:53 UTC
BYNOE LINDADirector
GrantCommon Shares Of Beneficial Interest 2,116 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-023255 · form4.xml · nonDerivative · entry 1

BYNOE LINDA · CIK 0001206129 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,986

F1 · shares: Represents restricted shares granted for prospective service from the 2019 Annual Meeting of Shareholders to the 2020 Annual Meeting of Shareholders which are scheduled to vest on June 27, 2020.

F2 · balance_after: Direct total includes restricted shares of Equity Residential scheduled to vest in the future.

Read SEC document
June 27, 2019 Filed Jul 1, 2019 20:26 UTC
NEAL JOHN EDirector
GrantNon-qualified Stock Option (Right to Buy) · Derivative 5,243 $0.00 Strike: $75.61 $0.00
Disclosure

SEC source: 0001127602-19-023210 · form4.xml · derivative · entry 4

NEAL JOHN E · CIK 0001250232 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,243

Underlying: Common Shares Of Beneficial Interest · 5,243 shares

Expires 2029-06-27

F5 · shares: Represents share options granted for prospective service from the 2019 Annual Meeting of Shareholders to the 2020 Annual Meeting of Shareholders.

Read SEC document
June 27, 2019 Filed Jul 1, 2019 20:26 UTC
NEAL JOHN EDirector
GrantCommon Shares Of Beneficial Interest 1,587 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-023210 · form4.xml · nonDerivative · entry 1

NEAL JOHN E · CIK 0001250232 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,229

F1 · shares: Represents restricted shares granted for prospective service from the 2019 Annual Meeting of Shareholders to the 2020 Annual Meeting of Shareholders which are scheduled to vest on June 27, 2020.

F2 · balance_after: Direct total includes restricted shares of Equity Residential scheduled to vest in the future.

Read SEC document
June 27, 2019 Filed Jul 1, 2019 20:37 UTC GrantRestricted Units · Derivative 2,929 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-023225 · form4.xml · derivative · entry 1

NEITHERCUT DAVID J · CIK 0001219726 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,929

Underlying: Common Shares Of Beneficial Interest · 2,929 shares

Expires 2029-06-27

F1 · derivative.exercise_price: On June 27, 2019, the reporting person elected to receive a grant of Series 2019E restricted limited partnership interests ("Restricted Units") in ERP Operating Limited Partnership (the "Operating Partnership"), the operating partnership of Equity Residential (the "Company"), in connection with the Company's annual grant of long-term compensation for prospective service from the 2019 Annual Meeting of Shareholders to the 2020 Annual Meeting of Shareholders. Restricted Units are a class of partnership interest that automatically convert into an equal number of limited partnership interests of the Operating Partnership ("OP Units") when the capital account related to the Restricted Units reaches a specified target for federal income tax purposes (provided such target is reached within ten years of issuance). Subject to the vesting requirements of the grant and certain other restrictions, OP Units are exchangeable by the holder for common shares of the Company on a one-for-one basis or the cash value of such shares, at the Company's option. The Restricted Units reflected in this report also include any OP Units into which such Restricted Units automatically convert.

F2 · derivative.exercise_date: The Restricted Units are scheduled to vest on June 27, 2020. In addition, the Restricted Units (including any OP Units into which they may automatically convert) are subject to a holding restriction until June 27, 2021.

Read SEC document
June 27, 2019 Filed Jul 1, 2019 20:19 UTC GrantRestricted Units · Derivative 2,232 $0.50 $1,116.00
Disclosure

SEC source: 0001127602-19-023199 · form4.xml · derivative · entry 1

Bennett Raymond · CIK 0001757732 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,232

Underlying: Common Shares Of Beneficial Interest · 2,232 shares

Expires 2029-06-27

F1 · derivative.exercise_price: On June 27, 2019, the reporting person elected to receive a grant of Series 2019E restricted limited partnership interests ("Restricted Units") in ERP Operating Limited Partnership (the "Operating Partnership"), the operating partnership of Equity Residential (the "Company"), in connection with the Company's annual grant of long-term compensation for prospective service from the 2019 Annual Meeting of Shareholders to the 2020 Annual Meeting of Shareholders. The reporting person made a payment to the Operating Partnership of $0.50 for each Restricted Unit awarded. Restricted Units are a class of partnership interest that automatically convert into an equal number of limited partnership interests of the Operating Partnership ("OP Units") when the capital account related to the Restricted Units reaches a specified target for federal income tax purposes (provided such target is reached within ten years of issuance). Subject to the vesting requirements of the grant and certain other restrictions, OP Units are exchangeable by the holder for common shares of the Company on a one-for-one basis or the cash value of such shares, at the Company's option. The Restricted Units reflected in this report also include any OP Units into which such Restricted Units automatically convert.

F2 · derivative.exercise_date: The Restricted Units are scheduled to vest on June 27, 2020. In addition, the Restricted Units (including any OP Units into which they may automatically convert) are subject to a holding restriction until June 27, 2021.

Read SEC document
June 27, 2019 Filed Jul 1, 2019 20:29 UTC GrantCommon Shares Of Beneficial Interest 2,116 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-023215 · form4.xml · nonDerivative · entry 1

STERRETT STEPHEN E · CIK 0001235739 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,997

F1 · shares: Represents restricted shares granted for prospective service from the 2019 Annual Meeting of Shareholders to the 2020 Annual Meeting of Shareholders which are scheduled to vest on June 27, 2020.

F2 · balance_after: Direct total includes restricted shares of Equity Residential scheduled to vest in the future.

Read SEC document
June 20, 2019 Filed Jun 24, 2019 20:22 UTC
Fenster ScottEVP & General Counsel
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 1,652 $0.00 Strike: $45.78 $0.00
Disclosure

SEC source: 0001127602-19-022657 · form4.xml · derivative · entry 7

Fenster Scott · CIK 0001722913 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares Of Beneficial Interest · 1,652 shares

Expires 2021-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Represents share options which vested in approximately three equal installments on February 7, 2012, February 7, 2013 and February 7, 2014.

Read SEC document
June 20, 2019 Filed Jun 24, 2019 20:22 UTC
Fenster ScottEVP & General Counsel
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 825 $0.00 Strike: $45.78 $0.00
Disclosure

SEC source: 0001127602-19-022657 · form4.xml · derivative · entry 6

Fenster Scott · CIK 0001722913 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,652

Underlying: Common Shares Of Beneficial Interest · 825 shares

Expires 2021-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Represents share options which vested in approximately three equal installments on February 7, 2012, February 7, 2013 and February 7, 2014.

Read SEC document
June 20, 2019 Filed Jun 24, 2019 20:22 UTC
Fenster ScottEVP & General Counsel
SaleCommon Shares Of Beneficial Interest 1,652 $79.35 $131,086.20
Disclosure

SEC source: 0001127602-19-022657 · form4.xml · nonDerivative · entry 4

Fenster Scott · CIK 0001722913 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,170

F2 · price: The price represents the weighted average price of the shares sold. The shares were sold within a range of $79.34 to $79.35. The reporting person will provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.

F1 · balance_after: Direct total includes restricted shares of Equity Residential scheduled to vest in the future.

Read SEC document
June 20, 2019 Filed Jun 24, 2019 20:22 UTC
Fenster ScottEVP & General Counsel
Exercise / conversionCommon Shares Of Beneficial Interest 1,652 $45.78 $75,628.56
Disclosure

SEC source: 0001127602-19-022657 · form4.xml · nonDerivative · entry 3

Fenster Scott · CIK 0001722913 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,822

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Direct total includes restricted shares of Equity Residential scheduled to vest in the future.

Read SEC document
June 20, 2019 Filed Jun 24, 2019 20:22 UTC
Fenster ScottEVP & General Counsel
SaleCommon Shares Of Beneficial Interest 825 $79.38 $65,488.50
Disclosure

SEC source: 0001127602-19-022657 · form4.xml · nonDerivative · entry 2

Fenster Scott · CIK 0001722913 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,170

F1 · balance_after: Direct total includes restricted shares of Equity Residential scheduled to vest in the future.

Read SEC document
June 20, 2019 Filed Jun 24, 2019 20:22 UTC
Fenster ScottEVP & General Counsel
Exercise / conversionCommon Shares Of Beneficial Interest 825 $45.78 $37,768.50
Disclosure

SEC source: 0001127602-19-022657 · form4.xml · nonDerivative · entry 1

Fenster Scott · CIK 0001722913 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,995

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Direct total includes restricted shares of Equity Residential scheduled to vest in the future.

Read SEC document
June 20, 2019 Filed Jun 24, 2019 20:27 UTC
Garechana RobertEVP & Chief Financial Officer
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 4,974 $0.00 Strike: $46.72 $0.00
Disclosure

SEC source: 0001127602-19-022660 · form4.xml · derivative · entry 4

Garechana Robert · CIK 0001750568 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares Of Beneficial Interest · 4,974 shares

Expires 2023-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Represents share options which vested in three equal installments on February 7, 2014, February 7, 2015 and February 7, 2016.

Read SEC document
June 20, 2019 Filed Jun 24, 2019 20:27 UTC
Garechana RobertEVP & Chief Financial Officer
SaleCommon Shares Of Beneficial Interest 4,974 $79.00 $392,946.00
Disclosure

SEC source: 0001127602-19-022660 · form4.xml · nonDerivative · entry 2

Garechana Robert · CIK 0001750568 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,764

F1 · balance_after: Direct total includes restricted shares of Equity Residential scheduled to vest in the future.

Read SEC document
June 20, 2019 Filed Jun 24, 2019 20:27 UTC
Garechana RobertEVP & Chief Financial Officer
Exercise / conversionCommon Shares Of Beneficial Interest 4,974 $46.72 $232,385.28
Disclosure

SEC source: 0001127602-19-022660 · form4.xml · nonDerivative · entry 1

Garechana Robert · CIK 0001750568 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,738

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Direct total includes restricted shares of Equity Residential scheduled to vest in the future.

Read SEC document
June 14, 2019 Filed Jun 18, 2019 20:18 UTC
Altshuler BarryExecutive Vice President
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 15,535 $0.00 Strike: $60.76 $0.00
Disclosure

SEC source: 0001127602-19-022019 · form4.xml · derivative · entry 5

Altshuler Barry · CIK 0001633670 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares Of Beneficial Interest · 15,535 shares

Expires 2027-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The reporting person received a grant of options as an alternative to cash in connection with all or a portion of their performance bonus. The options vested on February 2, 2017, the date of the grant.

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June 14, 2019 Filed Jun 18, 2019 20:18 UTC
Altshuler BarryExecutive Vice President
SaleCommon Shares Of Beneficial Interest 15,535 $78.00 $1,211,730.00
Disclosure

SEC source: 0001127602-19-022019 · form4.xml · nonDerivative · entry 2

Altshuler Barry · CIK 0001633670 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,080

F1 · balance_after: Direct total includes restricted shares of Equity Residential scheduled to vest in the future.

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June 14, 2019 Filed Jun 18, 2019 20:18 UTC
Altshuler BarryExecutive Vice President
Exercise / conversionCommon Shares Of Beneficial Interest 15,535 $60.76 $943,906.60
Disclosure

SEC source: 0001127602-19-022019 · form4.xml · nonDerivative · entry 1

Altshuler Barry · CIK 0001633670 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,615

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Direct total includes restricted shares of Equity Residential scheduled to vest in the future.

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June 07, 2019 Filed Aug 12, 2019 20:32 UTC GiftCommon Shares Of Beneficial Interest 25,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-026413 · form4.xml · nonDerivative · entry 1

NEITHERCUT DAVID J · CIK 0001219726 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust I

Disclosed balance after: 56,102

F1 · balance_after: Represents shares beneficially owned by a trust for the benefit of the reporting person's wife. The reporting person is the sole trustee of this trust and, as such, may be deemed the beneficial owner of these shares.

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May 24, 2019 Filed May 28, 2019 20:27 UTC
GEORGE ALAN WExecutive Vice President & CIO
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $60.33 $0.00
Disclosure

SEC source: 0001127602-19-020012 · form4.xml · derivative · entry 5

GEORGE ALAN W · CIK 0001219715 · Executive Vice President & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,566

Underlying: Common Shares Of Beneficial Interest · 30,000 shares

Expires 2028-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Represents share options scheduled to vest in approximately three equal installments on February 1, 2019, February 1, 2020 and February 1, 2021.

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May 24, 2019 Filed May 28, 2019 20:27 UTC
GEORGE ALAN WExecutive Vice President & CIO
SaleCommon Shares Of Beneficial Interest 30,000 $77.24 $2,317,200.00
Disclosure

SEC source: 0001127602-19-020012 · form4.xml · nonDerivative · entry 2

GEORGE ALAN W · CIK 0001219715 · Executive Vice President & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,582

F1 · price: The price represents the weighted average price of the shares sold. The shares were sold within a range of $77.20 to $77.32. The reporting person will provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.

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May 24, 2019 Filed May 28, 2019 20:27 UTC
GEORGE ALAN WExecutive Vice President & CIO
Exercise / conversionCommon Shares Of Beneficial Interest 30,000 $60.33 $1,809,900.00
Disclosure

SEC source: 0001127602-19-020012 · form4.xml · nonDerivative · entry 1

GEORGE ALAN W · CIK 0001219715 · Executive Vice President & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,582

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 23, 2019 Filed May 28, 2019 20:22 UTC
Manelis Michael LExecutive Vice President & COO
SaleCommon Shares Of Beneficial Interest 1,449 $77.00 $111,573.00
Disclosure

SEC source: 0001127602-19-020009 · form4.xml · nonDerivative · entry 1

Manelis Michael L · CIK 0001691784 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,227

F1 · price: The price represents the weighted average price of the shares sold. The shares were sold within a range of $76.99 to $77.00. The reporting person will provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.

F2 · balance_after: Direct total includes restricted shares of Equity Residential scheduled to vest in the future.

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May 17, 2019 Filed May 21, 2019 20:26 UTC
Parrell Mark J.Director · President & CEO
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 59,385 $0.00 Strike: $60.76 $0.00
Disclosure

SEC source: 0001127602-19-019364 · form4.xml · derivative · entry 5

Parrell Mark J. · CIK 0001414146 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,693

Underlying: Common Shares Of Beneficial Interest · 59,385 shares

Expires 2027-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Represents share options scheduled to vest in approximately three equal installments on February 2, 2018, February 2, 2019 and February 2, 2020.

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May 17, 2019 Filed May 21, 2019 20:26 UTC
Parrell Mark J.Director · President & CEO
SaleCommon Shares Of Beneficial Interest 59,385 $76.60 $4,548,891.00
Disclosure

SEC source: 0001127602-19-019364 · form4.xml · nonDerivative · entry 2

Parrell Mark J. · CIK 0001414146 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,397

F1 · price: The price represents the weighted average price of the shares sold. The shares were sold within a range of $76.33 to $76.85. The reporting person will provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.

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May 17, 2019 Filed May 21, 2019 20:26 UTC
Parrell Mark J.Director · President & CEO
Exercise / conversionCommon Shares Of Beneficial Interest 59,385 $60.76 $3,608,232.60
Disclosure

SEC source: 0001127602-19-019364 · form4.xml · nonDerivative · entry 1

Parrell Mark J. · CIK 0001414146 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,782

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 14, 2019 Filed May 16, 2019 20:31 UTC
Garechana RobertEVP & Chief Financial Officer
GrantCommon Shares Of Beneficial Interest 45 $63.89 $2,875.05
Disclosure

SEC source: 0001127602-19-018741 · form4.xml · nonDerivative · entry 1

Garechana Robert · CIK 0001750568 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,764

F1 · shares: Represents shares acquired through Equity Residential's Employee Share Purchase Plan.

F2 · balance_after: Direct total includes restricted shares of Equity Residential scheduled to vest in the future, which includes restricted shares that the reporting person has elected to defer to the Equity Residential Supplemental Executive Retirement Plan.

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May 14, 2019 Filed May 16, 2019 20:25 UTC
Kaufman IanChief Accounting Officer
GrantCommon Shares Of Beneficial Interest 19 $63.89 $1,213.91
Disclosure

SEC source: 0001127602-19-018735 · form4.xml · nonDerivative · entry 1

Kaufman Ian · CIK 0001381170 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,708

F1 · shares: Represents shares acquired through Equity Residential's Employee Share Purchase Plan.

F2 · balance_after: Direct total includes restricted shares of Equity Residential scheduled to vest in the future.

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May 06, 2019 Filed May 8, 2019 20:25 UTC
GEORGE ALAN WExecutive Vice President & CIO
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 35,000 $0.00 Strike: $60.76 $0.00
Disclosure

SEC source: 0001127602-19-017752 · form4.xml · derivative · entry 5

GEORGE ALAN W · CIK 0001219715 · Executive Vice President & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,078

Underlying: Common Shares Of Beneficial Interest · 35,000 shares

Expires 2027-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Represents share options scheduled to vest in approximately three equal installments on February 2, 2018, February 2, 2019 and February 2, 2020.

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May 06, 2019 Filed May 8, 2019 20:25 UTC
GEORGE ALAN WExecutive Vice President & CIO
SaleCommon Shares Of Beneficial Interest 35,000 $76.26 $2,669,100.00
Disclosure

SEC source: 0001127602-19-017752 · form4.xml · nonDerivative · entry 2

GEORGE ALAN W · CIK 0001219715 · Executive Vice President & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,582

F1 · price: The price represents the weighted average price of the shares sold. The shares were sold within a range of $76.25 to $76.33. The reporting person will provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.