VIVS

SEC source: 0001193125-26-378358 · ownership.xml · nonDerivative · entry 1

Lialin Tony Serge · CIK 0002082194 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

SEC source: 0001193125-26-029889 · ownership.xml · nonDerivative · entry 1

Cohen Douglas Jay · CIK 0001824619 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,732

F1 · shares: The reported securities are represented by restricted stock units, which shall vest on the earlier of January 27, 2027 or the date of the next annual meeting of stockholders held by the Issuer, subject to acceleration in the event of a change of control.

F2 · balance_after: Effective on March 20, 2025, the Issuer conducted a reverse stock split of its common stock at a ratio of 1-for-12 (the "Reverse Split"). All share numbers reported herein give effect to the Reverse Split.

SEC source: 0001193125-26-029888 · ownership.xml · nonDerivative · entry 1

Murphy Keith · CIK 0001536583 · Director · EXECUTIVE CHAIRMAN

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,053

F1 · shares: The reported securities are represented by restricted stock units, which shall vest on the earlier of January 27, 2027 or the date of the next annual meeting of stockholders held by the Issuer, subject to acceleration in the event of a change of control.

F2 · balance_after: Effective on March 20, 2025, the Issuer conducted a reverse stock split of its common stock at a ratio of 1-for-12 (the "Reverse Split"). All share numbers reported herein give effect to the Reverse Split.

SEC source: 0001193125-26-029881 · ownership.xml · nonDerivative · entry 1

Milhous Alison Tjosvold · CIK 0001824808 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,899

F1 · shares: The reported securities are represented by restricted stock units, which shall vest on the earlier of January 27, 2027 or the date of the next annual meeting of stockholders held by the Issuer, subject to acceleration in the event of a change of control.

F2 · balance_after: Effective on March 20, 2025, the Issuer conducted a reverse stock split of its common stock at a ratio of 1-for-12 (the "Reverse Split"). All share numbers reported herein give effect to the Reverse Split.

SEC source: 0001193125-26-029879 · ownership.xml · nonDerivative · entry 1

Gobel David · CIK 0001824996 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

F1 · shares: The reported securities are represented by restricted stock units, which shall vest on the earlier of January 27, 2027 or the date of the next annual meeting of stockholders held by the Issuer, subject to acceleration in the event of a change of control.

SEC source: 0001193125-26-029875 · ownership.xml · nonDerivative · entry 1

STERN ADAM K · CIK 0001403497 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,899

F1 · shares: The reported securities are represented by restricted stock units, which shall vest on the earlier of January 27, 2027 or the date of the next annual meeting of stockholders held by the Issuer, subject to acceleration in the event of a change of control.

F2 · balance_after: Effective on March 20, 2025, the Issuer conducted a reverse stock split of its common stock at a ratio of 1-for-12 (the "Reverse Split"). All share numbers reported herein give effect to the Reverse Split.

SEC source: 0001193125-25-300907 · ownership.xml · derivative · entry 1

Sethi Amar Akhtar · CIK 0002098023 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,500

Underlying: Common Stock · 53,500 shares

Expires 2035-11-25

F1 · derivative.exercise_date: The option vests over a four year period, with 25% of the total number of shares subject to the option vesting on November 24, 2026, and the balance vesting in 12 equal quarterly installments thereafter.

SEC source: 0001193125-25-288076 · ownership.xml · nonDerivative · entry 1

Gobel David · CIK 0001824996 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · balance_after: Effective on March 20, 2025, the Issuer conducted a reverse stock split of its common stock at a ratio of 1-for-12 (the "Reverse Split"). All share numbers reported herein give effect to the Reverse Split.

SEC source: 0000950170-25-110771 · ownership.xml · derivative · entry 1

Lialin Tony Serge · CIK 0002082194 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2035-08-11

F1 · derivative.exercise_date: The option vests over a four year period, with 25% of the total number of shares subject to the option vesting on the August 11, 2026, and the balance vesting in 12 equal quarterly installments thereafter.

SEC source: 0000950170-24-092719 · ownership.xml · nonDerivative · entry 1

Murphy Keith · CIK 0001536583 · Director · EXECUTIVE CHAIRMAN

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 132,641

F1 · shares: The reported securities are represented by restricted stock units, which shall vest on the earlier of August 7, 2025 or the date of the annual meeting of stockholders held by the Issuer in 2025, subject to acceleration in the event of a change of control.

SEC source: 0000950170-24-094726 · ownership.xml · nonDerivative · entry 1

Gobel David · CIK 0001824996 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,214

F1 · shares: The reported securities are represented by restricted stock units, which shall vest on the earlier of August 7, 2025 or the date of the next annual meeting of stockholders held by the Issuer in 2025, subject to acceleration in the event of a change of control.

SEC source: 0000950170-24-094725 · ownership.xml · nonDerivative · entry 1

Cohen Douglas Jay · CIK 0001824619 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,821

F1 · shares: The reported securities are represented by restricted stock units, which shall vest on the earlier of August 7, 2025 or the date of the next annual meeting of stockholders held by the Issuer in 2025, subject to acceleration in the event of a change of control.

SEC source: 0000950170-24-094724 · ownership.xml · nonDerivative · entry 1

Milhous Alison Tjosvold · CIK 0001824808 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,821

F1 · shares: The reported securities are represented by restricted stock units, which shall vest on the earlier of August 7, 2025 or the date of the next annual meeting of stockholders held by the Issuer in 2025, subject to acceleration in the event of a change of control.

SEC source: 0000950170-24-094723 · ownership.xml · nonDerivative · entry 1

STERN ADAM K · CIK 0001403497 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,821

F1 · shares: The reported securities are represented by restricted stock units, which shall vest on the earlier of August 7, 2025 or the date of the next annual meeting of stockholders held by the Issuer in 2025, subject to acceleration in the event of a change of control.

SEC source: 0000950170-24-094722 · ownership.xml · nonDerivative · entry 1

Joshi Vaidehi · CIK 0001907496 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,821

F1 · shares: The reported securities are represented by restricted stock units, which shall vest on the earlier of August 7, 2025 or the date of the next annual meeting of stockholders held by the Issuer in 2025, subject to acceleration in the event of a change of control.

SEC source: 0000950170-24-092719 · ownership.xml · derivative · entry 3

Murphy Keith · CIK 0001536583 · Director · EXECUTIVE CHAIRMAN

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 143,731

Underlying: Common Stock · 143,731 shares

Expires 2034-08-05

F3 · derivative.exercise_date: The option becomes exercisable if, after the grant date, the closing sales price of the Common Stock, as reported on the Nasdaq Capital Market (based on a 90-trading day average), is at least $1.53 (subject to adjustment for stock splits), as confirmed by the Board of Directors or a committee thereof.

SEC source: 0000950170-24-092719 · ownership.xml · derivative · entry 2

Murphy Keith · CIK 0001536583 · Director · EXECUTIVE CHAIRMAN

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 574,923

Underlying: Common Stock · 574,923 shares

Expires 2034-08-05

F2 · derivative.exercise_date: The option vests in 3 equal annual installments on each of August 5, 2025, August 5, 2026 and August 5, 2027.

SEC source: 0000950170-23-064956 · ownership.xml · nonDerivative · entry 1

STERN ADAM K · CIK 0001403497 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,214

F1 · shares: The reported securities are represented by restricted stock units, which shall vest on the earlier of November 17, 2024 or the date of the next annual meeting of stockholders held by the Issuer, subject to acceleration in the event of a change of control.

SEC source: 0000950170-23-064954 · ownership.xml · nonDerivative · entry 1

Milhous Alison Tjosvold · CIK 0001824808 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,214

F1 · shares: The reported securities are represented by restricted stock units, which shall vest on the earlier of November 17, 2024 or the date of the next annual meeting of stockholders held by the Issuer, subject to acceleration in the event of a change of control.

SEC source: 0000950170-23-064952 · ownership.xml · nonDerivative · entry 1

Cohen Douglas Jay · CIK 0001824619 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,214

F1 · shares: The reported securities are represented by restricted stock units, which shall vest on the earlier of November 17, 2024 or the date of the next annual meeting of stockholders held by the Issuer, subject to acceleration in the event of a change of control.

SEC source: 0000950170-23-064947 · ownership.xml · nonDerivative · entry 1

Murphy Keith · CIK 0001536583 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,034

F1 · shares: The reported securities are represented by restricted stock units, which shall vest on the earlier of November 17, 2024 or the date of the next annual meeting of stockholders held by the Issuer, subject to acceleration in the event of a change of control.

SEC source: 0000950170-23-064944 · ownership.xml · nonDerivative · entry 2

Gobel David · CIK 0001824996 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,607

F2 · shares: The reported securities are represented by restricted stock units, which shall vest on the earlier of November 17, 2024 or the date of the next annual meeting of stockholders held by the Issuer, subject to acceleration in the event of a change of control.

SEC source: 0000950170-23-064942 · ownership.xml · nonDerivative · entry 1

Joshi Vaidehi · CIK 0001907496 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,214

F1 · shares: The reported securities are represented by restricted stock units, which shall vest on the earlier of November 17, 2024 or the date of the next annual meeting of stockholders held by the Issuer, subject to acceleration in the event of a change of control.

SEC source: 0000950170-23-064944 · ownership.xml · nonDerivative · entry 1

Gobel David · CIK 0001824996 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.615 to $1.64, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.615 to $1.64, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.

SEC source: 0000899243-22-035799 · doc4.xml · nonDerivative · entry 1

Gobel David · CIK 0001824996 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,607

F1 · shares: The reported securities are represented by restricted stock units, which shall vest on the earlier of November 9, 2023 or the date of the next annual meeting of stockholders held by the Issuer, subject to acceleration in the event of a change of control.

SEC source: 0000899243-22-035798 · doc4.xml · nonDerivative · entry 1

STERN ADAM K · CIK 0001403497 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,607

F1 · shares: The reported securities are represented by restricted stock units, which shall vest on the earlier of November 9, 2023 or the date of the next annual meeting of stockholders held by the Issuer, subject to acceleration in the event of a change of control.

SEC source: 0000899243-22-035796 · doc4.xml · nonDerivative · entry 1

Murphy Keith · CIK 0001536583 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,427

F1 · shares: The reported securities are represented by restricted stock units, which shall vest on the earlier of November 9, 2023 or the date of the next annual meeting of stockholders held by the Issuer, subject to acceleration in the event of a change of control.

SEC source: 0000899243-22-035795 · doc4.xml · nonDerivative · entry 1

Milhous Alison Tjosvold · CIK 0001824808 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,607

F1 · shares: The reported securities are represented by restricted stock units, which shall vest on the earlier of November 9, 2023 or the date of the next annual meeting of stockholders held by the Issuer, subject to acceleration in the event of a change of control.

SEC source: 0000899243-22-035794 · doc4.xml · nonDerivative · entry 1

Cohen Douglas Jay · CIK 0001824619 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,607

F1 · shares: The reported securities are represented by restricted stock units, which shall vest on the earlier of November 9, 2023 or the date of the next annual meeting of stockholders held by the Issuer, subject to acceleration in the event of a change of control.

SEC source: 0000899243-22-035792 · doc4.xml · nonDerivative · entry 1

Joshi Vaidehi · CIK 0001907496 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,607

F1 · shares: The reported securities are represented by restricted stock units, which shall vest on the earlier of November 9, 2023 or the date of the next annual meeting of stockholders held by the Issuer, subject to acceleration in the event of a change of control.

SEC source: 0000899243-22-033857 · doc4.xml · derivative · entry 1

JURGENSEN THOMAS E · CIK 0001065164 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2032-08-31

F1 · derivative.exercise_date: The option shares will vest on a quarterly basis over a period of forty-eight (48) months from August 31, 2022.

SEC source: 0000899243-22-033856 · doc4.xml · derivative · entry 1

Miner Jeffrey N. · CIK 0001824775 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2032-08-31

F1 · derivative.exercise_date: The option shares will vest on a quarterly basis over a period of forty-eight (48) months from August 31, 2022.

SEC source: 0000899243-22-033855 · doc4.xml · derivative · entry 1

Murphy Keith · CIK 0001536583 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2032-08-31

F1 · derivative.exercise_date: The option shares will vest on a quarterly basis over a period of forty-eight (48) months from August 31, 2022.

SEC source: 0000899243-22-010448 · doc4.xml · derivative · entry 1

Joshi Vaidehi · CIK 0001907496 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 35,000 shares

Expires 2032-03-08

F1 · derivative.exercise_date: The option shares vest and become exercisable over twelve equal quarterly installments measured from March 8, 2022.

SEC source: 0000899243-22-025824 · doc5.xml · nonDerivative · entry 1

Gobel David · CIK 0001824996 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · balance_after: The Reporting Person previously reported holding 2,600 shares of the Issuer's common stock, but this was adjusted to 130 shares of the Issuer's common stock to reflect the 1-for-20 reverse stock split of the Issuer's common stock that occurred on August 18, 2020. The number previously reported also inadvertently underreported 300 shares held by the Reporting Person (15 shares after giving effect to the aforementioned 1-for-20 reverse stock split).

SEC source: 0000899243-21-039914 · doc4.xml · derivative · entry 1

JURGENSEN THOMAS E · CIK 0001065164 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,023

Underlying: Common Stock · 52,023 shares

Expires 2031-10-07

F1 · derivative.exercise_date: 1/16th of the option shares shall vest and become exercisable on January 7, 2022 and on each three-month anniversary thereafter.

SEC source: 0000899243-21-039915 · doc4.xml · derivative · entry 1

Gobel David · CIK 0001824996 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,500

Underlying: Common Stock · 17,500 shares

Expires 2031-10-07

F1 · derivative.exercise_date: The option shares shall vest and become exercisable on the earlier of the first anniversary of the grant date or the date of the next annual meeting of stockholders.

SEC source: 0000899243-21-039913 · doc4.xml · derivative · entry 3

Miner Jeffrey N. · CIK 0001824775 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,023

Underlying: Common Stock · 52,023 shares

Expires 2031-10-07

F3 · derivative.exercise_date: 1/16th of the option shares shall vest and become exercisable on January 7, 2022 and on each three-month anniversary thereafter.

SEC source: 0000899243-21-039913 · doc4.xml · derivative · entry 2

Miner Jeffrey N. · CIK 0001824775 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common Stock · 12,500 shares

Expires 2031-10-07

F2 · derivative.exercise_date: The option becomes exercisable, if at all, if the 45-day moving average closing price of the Issuer's common stock on The Nasdaq Stock Market LLC exceeds $35.00 per share.

SEC source: 0000899243-21-039913 · doc4.xml · derivative · entry 1

Miner Jeffrey N. · CIK 0001824775 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common Stock · 12,500 shares

Expires 2031-10-07

F1 · derivative.exercise_date: The option becomes exercisable, if at all, if the 45-day moving average closing price of the Issuer's common stock on The Nasdaq Stock Market LLC exceeds $30.00 per share.

SEC source: 0000899243-21-039911 · doc4.xml · derivative · entry 1

Milhous Alison Tjosvold · CIK 0001824808 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,500

Underlying: Common Stock · 17,500 shares

Expires 2031-10-07

F1 · derivative.exercise_date: The option shares shall vest and become exercisable on the earlier of the first anniversary of the grant date or the date of the next annual meeting of stockholders.

SEC source: 0000899243-21-039910 · doc4.xml · derivative · entry 3

Murphy Keith · CIK 0001536583 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,500

Underlying: Common Stock · 17,500 shares

Expires 2031-10-07

F3 · derivative.exercise_date: The option shares shall vest and become exercisable on the earlier of the first anniversary of the grant date or the date of the next annual meeting of stockholders.

SEC source: 0000899243-21-039910 · doc4.xml · derivative · entry 2

Murphy Keith · CIK 0001536583 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 60,000 shares

Expires 2031-10-07

F2 · derivative.exercise_date: The option becomes exercisable, if at all, if the 45-day moving average closing price of the Issuer's common stock on The Nasdaq Stock Market LLC exceeds $35.00 per share.

SEC source: 0000899243-21-039910 · doc4.xml · derivative · entry 1

Murphy Keith · CIK 0001536583 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 60,000 shares

Expires 2031-10-07

F1 · derivative.exercise_date: The option becomes exercisable, if at all, if the 45-day moving average closing price of the Issuer's common stock on The Nasdaq Stock Market LLC exceeds $30.00 per share.

SEC source: 0000899243-21-039909 · doc4.xml · derivative · entry 1

Cohen Douglas Jay · CIK 0001824619 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,500

Underlying: Common Stock · 17,500 shares

Expires 2031-10-07

F1 · derivative.exercise_date: The option shares shall vest and become exercisable on the earlier of the first anniversary of the grant date or the date of the next annual meeting of stockholders.

SEC source: 0000899243-21-039908 · doc4.xml · derivative · entry 1

STERN ADAM K · CIK 0001403497 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,500

Underlying: Common Stock · 17,500 shares

Expires 2031-10-07

F1 · derivative.exercise_date: The option shares shall vest and become exercisable on the earlier of the first anniversary of the grant date or the date of the next annual meeting of stockholders.

SEC source: 0000899243-21-033625 · doc4.xml · nonDerivative · entry 3

Cohen Douglas Jay · CIK 0001824619 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By daughter

Disclosed balance after: 1,000

SEC source: 0000899243-21-033625 · doc4.xml · nonDerivative · entry 2

Cohen Douglas Jay · CIK 0001824619 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By son

Disclosed balance after: 1,000

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.725 to $6.74, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.

SEC source: 0000899243-21-033625 · doc4.xml · nonDerivative · entry 1

Cohen Douglas Jay · CIK 0001824619 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.705 to $6.74, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.

F2 · balance_after: The Reporting Person previously reported holding 25,000 shares of the Issuer's common stock, but this was adjusted to 1,250 shares of the Issuer's common stock to reflect the 1-for-20 reverse stock split that occurred on August 18, 2020.

SEC source: 0000899243-21-010984 · doc4.xml · derivative · entry 1

JURGENSEN THOMAS E · CIK 0001065164 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 35,000 shares

Expires 2031-03-08

F1 · derivative.exercise_date: 25% of the option shares vest and become exercisable on December 31, 2021 and the remaining shares vest in 12 equal quarterly installments thereafter.