Last 12 months
Inside the activity.
1 purchase rows · 2 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 1 | 1 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 24, 2025 Filed Feb 26, 2025 16:21 UTC |
Crawford Jennifer L.SVP & CAO
|
GrantCommon Stock | 2,231 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-027787 · ownership.xml · nonDerivative · entry 1 Crawford Jennifer L. · CIK 0002020400 · SVP & CAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 130,314 F1 · acquired: On March 1, 2022, the reporting person was granted 3,200 performance share units, which number could be increased or decreased based upon the Company's satisfaction of certain performance criteria during the applicable performance period. The performance criteria was partially met, resulting in a total of 2,231 performance share units earned. The performance share units will vest on 06/01/2025, subject to the reporting person's continued employment with the issuer. F2 · balance_after: As previously reported, includes (a) 2,434 restricted stock units that were granted 03/01/2022 and will vest on 06/01/2025; (b) 2,084 restricted stock units that were granted on 06/01/2022 and will vest on 06/01/2025; (c) 15,278 restricted stock units that were granted on 06/01/2023 and will vest ratably on 06/01/2025 and 06/01/2026; and (d) 60,000 restricted stock units that were granted on 06/01/2024 and will vest ratably on 06/01/2025, 06/01/2026 and 06/01/2027; each subject to the reporting person's continued employment with the issuer. Read SEC document |
| February 24, 2025 Filed Feb 26, 2025 21:39 UTC |
Treadway Charles L.Director · President and CEO
|
GrantCommon Stock | 163,795 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-027845 · ownership.xml · nonDerivative · entry 1 Treadway Charles L. · CIK 0001458881 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,377,001 F1 · acquired: On March 1, 2022, the reporting person was granted 235,000 performance share units, which number could be increased or decreased based upon the Company's satisfaction of certain performance criteria during the applicable performance period. The performance criteria was partially met, resulting in a total of 163,795 performance share units earned. The performance share units will vest on 06/01/2025, subject to the reporting person's continued employment with the issuer. F2 · balance_after: As previously reported, includes (a) 130,567 restricted stock units that were granted 03/01/2022 and will vest on 06/01/2025; (b) 281,734 restricted stock units that were granted on 03/01/2023 and will vest ratably on 06/01/2025 and 06/01/2026; (c) 317,467 restricted stock units that were granted on 06/01/2023 and will vest ratably on 06/01/2025 and 06/01/2026; (d) 660,000 restricted stock units that were granted on 03/01/2024 and will vest ratably on 06/01/2025, 06/01/2026 and 06/01/2027; and (e) 1,340,000 restricted stock units that were granted on 06/01/2024 and will vest ratably on 06/01/2025, 06/01/2026 and 06/01/2027; each subject to the reporting person's continued employment with the issuer. Read SEC document |
| February 24, 2025 Filed Feb 26, 2025 16:36 UTC |
Lorentzen Kyle DavidEVP & CFO
|
GrantCommon Stock | 61,532 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-027840 · ownership.xml · nonDerivative · entry 1 Lorentzen Kyle David · CIK 0001441085 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,364,486.465 F1 · acquired: On March 1, 2022, the reporting person was granted 50,000 performance share units and, on June 1, 2022, the reporting person was granted 38,280 performance share units, which number, in each case, could be increased or decreased based upon the Company's satisfaction of certain performance criteria during the applicable performance period. The performance criteria was partially met, resulting in a total of 61,532 performance share units earned. The performance share units will vest on 06/01/2025, subject to the reporting person's continued employment with the issuer. F2 · balance_after: As previously reported, includes (a) 27,800 restricted stock units that were granted 03/01/2022 and will vest on 06/01/2025; (b) 80,334 restricted stock units that were granted on 03/01/2023 and will vest ratably on 06/01/2025 and 06/01/2026; (c) 90,534 restricted stock units that were granted on 06/01/2023 and will vest ratably on 06/01/2025 and 06/01/2026; (d) 188,100 restricted stock units that were granted on 03/01/2024 and will vest ratably on 06/01/2025, 06/01/2026 and 06/01/2027; and (e) 591,900 restricted stock units that were granted on 06/01/2024 and will vest ratably on 06/01/2025, 06/01/2026 and 06/01/2027; each subject to the reporting person's continued employment with the issuer. Read SEC document |
| February 24, 2025 Filed Feb 26, 2025 16:33 UTC |
Choi Justin CSVP, Chief Legal Officer & Sec
|
GrantCommon Stock | 35,618 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-027828 · ownership.xml · nonDerivative · entry 1 Choi Justin C · CIK 0001355816 · SVP, Chief Legal Officer & Sec 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 749,593 F1 · acquired: On March 1, 2022, the reporting person was granted 31,300 performance share units and, on June 1, 2022, the reporting person was granted 19,800 performance share units, which number, in each case, could be increased or decreased based upon the Company's satisfaction of certain performance criteria during the applicable performance period. The performance criteria was partially met, resulting in a total of 35,618 performance share units earned. The performance share units will vest on 06/01/2025, subject to the reporting person's continued employment with the issuer. F2 · balance_after: As previously reported, includes (a) 17,367 restricted stock units that were granted 03/01/2022 and will vest on 06/01/2025; (b) 53,534 restricted stock units that were granted on 03/01/2023 and will vest ratably on 06/01/2025 and 06/01/2026; (c) 60,334 restricted stock units that were granted on 06/01/2023 and will vest ratably on 06/01/2025 and 06/01/2026; (d) 125,400 restricted stock units that were granted on 03/01/2024 and will vest ratably on 06/01/2025, 06/01/2026 and 06/01/2027; and (e) 254,600 restricted stock units that were granted on 06/01/2024 and will vest ratably on 06/01/2025, 06/01/2026 and 06/01/2027; each subject to the reporting person's continued employment with the issuer. Read SEC document |
| February 24, 2025 Filed Feb 26, 2025 21:41 UTC |
Watts Claudius E. IVDirector
|
GrantCommon Stock | 32,759 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-027849 · ownership.xml · nonDerivative · entry 1 Watts Claudius E. IV · CIK 0001408738 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,148,789 F1 · acquired: On March 1, 2022, the reporting person was granted 47,000 performance share units, which number could be increased or decreased based upon the Company's satisfaction of certain performance criteria during the applicable performance period. The performance criteria was partially met, resulting in a total of 32,759 performance share units earned. The performance share units will vest on 06/01/2025, subject to the reporting person's continued employment with the issuer. F2 · balance_after: As previously reported, includes (a) 26,134 restricted stock units that were granted 03/01/2022 and will vest on 06/01/2025; (b) 36,667 restricted stock units that were granted on 03/01/2023 and will vest ratably on 06/01/2025 and 06/01/2026; (c) 41,334 restricted stock units that were granted on 06/01/2023 and will vest ratably on 06/01/2025 and 06/01/2026; (d) 85,800 restricted stock units that were granted on 03/01/2024 and will vest ratably on 06/01/2025, 06/01/2026 and 06/01/2027; and (e) 174,200 restricted stock units that were granted on 06/01/2024 and will vest ratably on 06/01/2025, 06/01/2026 and 06/01/2027; each subject to the reporting person's continued employment with the issuer. Read SEC document |
| February 24, 2025 Filed Feb 26, 2025 21:31 UTC |
Mingle Robyn TSVP and Chief HR Officer
|
GrantCommon Stock | 19,168 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-027821 · ownership.xml · nonDerivative · entry 1 Mingle Robyn T · CIK 0001531828 · SVP and Chief HR Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 431,276 F1 · acquired: On March 1, 2022, the reporting person was granted 27,500 performance share units, which number could be increased or decreased based upon the Company's satisfaction of certain performance criteria during the applicable performance period. The performance criteria was partially met, resulting in a total of 19,168 performance share units earned. The performance share units will vest on 06/01/2025, subject to the reporting person's continued employment with the issuer. F2 · balance_after: As previously reported, includes (a) 15,300 restricted stock units that were granted 03/01/2022 and will vest on 06/01/2025; (b) 31,000 restricted stock units that were granted on 03/01/2023 and will vest ratably on 06/01/2025 and 06/01/2026; (c) 34,934 restricted stock units that were granted on 06/01/2023 and will vest ratably on 06/01/2025 and 06/01/2026; (d) 72,600 restricted stock units that were granted on 03/01/2024 and will vest ratably on 06/01/2025, 06/01/2026 and 06/01/2027; and (e) 147,400 restricted stock units that were granted on 06/01/2024 and will vest ratably on 06/01/2025, 06/01/2026 and 06/01/2027; each subject to the reporting person's continued employment with the issuer. Read SEC document |
| February 24, 2025 Filed Feb 26, 2025 21:28 UTC |
Giordano BartolomeoSVP & President, NICS
|
GrantCommon Stock | 8,713 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-027809 · ownership.xml · nonDerivative · entry 1 Giordano Bartolomeo · CIK 0001965783 · SVP & President, NICS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 381,663 F1 · acquired: On March 1, 2022, the reporting person was granted 12,500 performance share units, which number could be increased or decreased based upon the Company's satisfaction of certain performance criteria during the applicable performance period. The performance criteria was partially met, resulting in a total of 8,713 performance share units earned. The performance share units will vest on 06/01/2025, subject to the reporting person's continued employment with the issuer. F2 · balance_after: As previously reported, includes (a) 9,734 restricted stock units that were granted 03/01/2022 and will vest on 06/01/2025; (b) 33,867 restricted stock units that were granted on 03/01/2023 and will vest ratably on 06/01/2025 and 06/01/2026; (c) 38,134 restricted stock units that were granted on 06/01/2023 and will vest ratably on 06/01/2025 and 06/01/2026; (d) 79,200 restricted stock units that were granted on 03/01/2024 and will vest ratably on 06/01/2025, 06/01/2026 and 06/01/2027; and (e) 160,800 restricted stock units that were granted on 06/01/2024 and will vest ratably on 06/01/2025, 06/01/2026 and 06/01/2027; each subject to the reporting person's continued employment with the issuer. Read SEC document |
| February 24, 2025 Filed Feb 26, 2025 21:26 UTC |
Sucharczuk GuySVP & President, ANS
|
GrantCommon Stock | 20,910 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-027801 · ownership.xml · nonDerivative · entry 1 Sucharczuk Guy · CIK 0001913770 · SVP & President, ANS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 462,237 F1 · acquired: On March 1, 2022, the reporting person was granted 30,000 performance share units, which number could be increased or decreased based upon the Company's satisfaction of certain performance criteria during the applicable performance period. The performance criteria was partially met, resulting in a total of 20,910 performance share units earned. The performance share units will vest on 06/01/2025, subject to the reporting person's continued employment with the issuer. F2 · balance_after: As previously reported, includes (a) 16,667 restricted stock units that were granted 03/01/2022 and will vest on 06/01/2025; (b) 33,867 restricted stock units that were granted on 03/01/2023 and will vest ratably on 06/01/2025 and 06/01/2026; (c) 38,134 restricted stock units that were granted on 06/01/2023 and will vest ratably on 06/01/2025 and 06/01/2026; (d) 79,200 restricted stock units that were granted on 03/01/2024 and will vest ratably on 06/01/2025, 06/01/2026 and 06/01/2027; and (e) 160,800 restricted stock units that were granted on 06/01/2024 and will vest ratably on 06/01/2025, 06/01/2026 and 06/01/2027; each subject to the reporting person's continued employment with the issuer. Read SEC document |
| February 24, 2025 Filed Feb 26, 2025 21:23 UTC |
ter Linde KoenSVP & President, CCS
|
GrantCommon Stock | 9,619 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-027793 · ownership.xml · nonDerivative · entry 1 ter Linde Koen · CIK 0001976132 · SVP & President, CCS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 485,919 F1 · acquired: On March 1, 2022, the reporting person was granted 13,800 performance share units, which number could be increased or decreased based upon the Company's satisfaction of certain performance criteria during the applicable performance period. The performance criteria was partially met, resulting in a total of 9,619 performance share units earned. The performance share units will vest on 06/01/2025, subject to the reporting person's continued employment with the issuer. F2 · balance_after: As previously reported, includes (a) 10,700 restricted stock units that were granted 03/01/2022 and will vest on 06/01/2025; (b) 95,267 restricted stock units that were granted on 06/01/2023 and will vest ratably on 06/01/2025 and 06/01/2026; (c) 79,200 restricted stock units that were granted on 03/01/2024 and will vest ratably on 06/01/2025, 06/01/2026 and 06/01/2027; and (d) 160,800 restricted stock units that were granted on 06/01/2024 and will vest ratably on 06/01/2025, 06/01/2026 and 06/01/2027; each subject to the reporting person's continued employment with the issuer. Read SEC document |
| December 31, 2024 Filed Jan 3, 2025 16:30 UTC |
Carlyle Group Inc.10% owner
Carlyle Holdings I GP Inc.10% owner
Carlyle Holdings I GP Sub L.L.C.10% owner
Carlyle Holdings I L.P.10% owner
CG Subsidiary Holdings L.L.C.10% owner
TC Group, LLC10% owner
TC Group Sub L.P.10% owner
TC Group VII S1, L.L.C.10% owner
TC Group VII S1, L.P.10% owner
|
OtherSeries A Convertible Preferred Stock · Derivative | 16,646 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-25-000262 · ownership.xml · derivative · entry 1 Carlyle Group Inc. · CIK 0001527166 · 10% owner Carlyle Holdings I GP Inc. · CIK 0001548626 · 10% owner Carlyle Holdings I GP Sub L.L.C. · CIK 0001548627 · 10% owner Carlyle Holdings I L.P. · CIK 0001548628 · 10% owner CG Subsidiary Holdings L.L.C. · CIK 0001790577 · 10% owner TC Group, LLC · CIK 0000933790 · 10% owner TC Group Sub L.P. · CIK 0001548639 · 10% owner TC Group VII S1, L.L.C. · CIK 0001772672 · 10% owner TC Group VII S1, L.P. · CIK 0001772631 · 10% owner Carlyle Partners VII S1 Holdings, L.P. · CIK 0001772667 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 1,227,328 Underlying: Common Stock · 605,308 shares Expires not disclosed F1 · derivative.exercise_price: The number of shares of Common Stock of the Issuer deliverable upon conversion of each share of Series A Convertible Preferred Stock, par value $0.01 per share (the "Preferred Stock"), is initially equal to 36.3636 shares, subject to customary anti-dilution adjustments. The Preferred Stock is convertible at any time and has no stated maturity. The Preferred Stock will remain outstanding indefinitely unless converted, repurchased or redeemed by the Issuer. The Issuer may mandatorily convert the Preferred Stock into Common Stock at any time after the three-year anniversary of the issuance, if certain conditions are met. F2 · kind: The reporting person received these shares of Series A Convertible Preferred Stock as a payment-in-kind dividend on the shares of Series A Convertible Preferred Stock owned on the dividend record date. Holders of the Series A Convertible Preferred Stock are entitled to a cumulative dividend at the rate of 5.5% per year, payable quarterly in arrears. F2 · price: The reporting person received these shares of Series A Convertible Preferred Stock as a payment-in-kind dividend on the shares of Series A Convertible Preferred Stock owned on the dividend record date. Holders of the Series A Convertible Preferred Stock are entitled to a cumulative dividend at the rate of 5.5% per year, payable quarterly in arrears. F1 · derivative.exercise_date: The number of shares of Common Stock of the Issuer deliverable upon conversion of each share of Series A Convertible Preferred Stock, par value $0.01 per share (the "Preferred Stock"), is initially equal to 36.3636 shares, subject to customary anti-dilution adjustments. The Preferred Stock is convertible at any time and has no stated maturity. The Preferred Stock will remain outstanding indefinitely unless converted, repurchased or redeemed by the Issuer. The Issuer may mandatorily convert the Preferred Stock into Common Stock at any time after the three-year anniversary of the issuance, if certain conditions are met. F1 · derivative.expiration_date: The number of shares of Common Stock of the Issuer deliverable upon conversion of each share of Series A Convertible Preferred Stock, par value $0.01 per share (the "Preferred Stock"), is initially equal to 36.3636 shares, subject to customary anti-dilution adjustments. The Preferred Stock is convertible at any time and has no stated maturity. The Preferred Stock will remain outstanding indefinitely unless converted, repurchased or redeemed by the Issuer. The Issuer may mandatorily convert the Preferred Stock into Common Stock at any time after the three-year anniversary of the issuance, if certain conditions are met. F3 · ownership.nature: Carlyle Partners VII S1 Holdings, L.P. is the record holder of the securities reported herein. F4 · ownership.nature: The Carlyle Group Inc., which is a publicly traded entity listed on the Nasdaq, is the sole shareholder of Carlyle Holdings I GP Inc., which is the sole member of Carlyle Holdings I GP Sub L.L.C., which is the general partner of Carlyle Holdings I L.P., which, with respect to the securities reported herein, is the managing member of CG Subsidiary Holdings L.L.C., which is the managing member of TC Group, L.L.C., which is the general partner of TC Group Sub L.P., which is the managing member of TC Group VII S1, L.L.C., which is the general partner of TC Group VII S1, L.P., which is the general partner of Carlyle Partners VII S1 Holdings, L.P. Accordingly, each of the foregoing entities may be deemed to share beneficial ownership of the securities held of record by Carlyle Partners VII S1 Holdings, L.P. Each of them disclaims any such beneficial ownership except to the extent of their pecuniary interest therein, if any. Read SEC document |
| December 01, 2024 Filed Dec 3, 2024 16:01 UTC |
Lorentzen Kyle DavidEVP & CFO
|
Tax withholdingCommon Stock | 1,421 | $4.77 | $6,778.17 |
DisclosureSEC source: 0000950170-24-132724 · ownership.xml · nonDerivative · entry 1 Lorentzen Kyle David · CIK 0001441085 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,302,954.465 F1 · kind: Reflects shares withheld to cover taxes incurred upon the vesting of restricted stock units. F2 · balance_after: As previously reported, includes (a) 27,800 restricted stock units that were granted on 03/01/2022 and will vest on 06/01/2025; (b) 80,334 restricted stock units that were granted on 03/01/2023 and will vest ratably on 06/01/2025 and 06/01/2026; (c) 90,534 restricted stock units that were granted on 06/01/2023 and will vest ratably on 06/01/2025 and 06/01/2026; (d) 188,100 restricted stock units that were granted on 03/01/2024 and will vest ratably on 06/01/2025, 06/01/2026 and 06/01/2027; and (e) 591,900 restricted stock untis that were granted on 06/01/2024 and will vest ratably on 06/01/2025, 06/01/2026 and 06/01/2027, each subject to the reporting person's continued employment with the issuer. Read SEC document |
| September 30, 2024 Filed Oct 2, 2024 16:30 UTC |
Carlyle Group Inc.10% owner
Carlyle Holdings I GP Inc.10% owner
Carlyle Holdings I GP Sub L.L.C.10% owner
Carlyle Holdings I L.P.10% owner
CG Subsidiary Holdings L.L.C.10% owner
TC Group, LLC10% owner
TC Group Sub L.P.10% owner
TC Group VII S1, L.L.C.10% owner
TC Group VII S1, L.P.10% owner
|
OtherSeries A Convertible Preferred Stock · Derivative | 16,421 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-24-039215 · ownership.xml · derivative · entry 1 Carlyle Group Inc. · CIK 0001527166 · 10% owner Carlyle Holdings I GP Inc. · CIK 0001548626 · 10% owner Carlyle Holdings I GP Sub L.L.C. · CIK 0001548627 · 10% owner Carlyle Holdings I L.P. · CIK 0001548628 · 10% owner CG Subsidiary Holdings L.L.C. · CIK 0001790577 · 10% owner TC Group, LLC · CIK 0000933790 · 10% owner TC Group Sub L.P. · CIK 0001548639 · 10% owner TC Group VII S1, L.L.C. · CIK 0001772672 · 10% owner TC Group VII S1, L.P. · CIK 0001772631 · 10% owner Carlyle Partners VII S1 Holdings, L.P. · CIK 0001772667 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 1,210,682 Underlying: Common Stock · 597,126 shares Expires not disclosed F1 · derivative.exercise_price: The number of shares of Common Stock of the Issuer deliverable upon conversion of each share of Series A Convertible Preferred Stock, par value $0.01 per share (the "Preferred Stock"), is initially equal to 36.3636 shares, subject to customary anti-dilution adjustments. The Preferred Stock is convertible at any time and has no stated maturity. The Preferred Stock will remain outstanding indefinitely unless converted, repurchased or redeemed by the Issuer. The Issuer may mandatorily convert the Preferred Stock into Common Stock at any time after the three-year anniversary of the issuance, if certain conditions are met. F2 · kind: The reporting person received these shares of Series A Convertible Preferred Stock as a payment-in-kind dividend on the shares of Series A Convertible Preferred Stock owned on the dividend record date. Holders of the Series A Convertible Preferred Stock are entitled to a cumulative dividend at the rate of 5.5% per year, payable quarterly in arrears. F2 · price: The reporting person received these shares of Series A Convertible Preferred Stock as a payment-in-kind dividend on the shares of Series A Convertible Preferred Stock owned on the dividend record date. Holders of the Series A Convertible Preferred Stock are entitled to a cumulative dividend at the rate of 5.5% per year, payable quarterly in arrears. F1 · derivative.exercise_date: The number of shares of Common Stock of the Issuer deliverable upon conversion of each share of Series A Convertible Preferred Stock, par value $0.01 per share (the "Preferred Stock"), is initially equal to 36.3636 shares, subject to customary anti-dilution adjustments. The Preferred Stock is convertible at any time and has no stated maturity. The Preferred Stock will remain outstanding indefinitely unless converted, repurchased or redeemed by the Issuer. The Issuer may mandatorily convert the Preferred Stock into Common Stock at any time after the three-year anniversary of the issuance, if certain conditions are met. F1 · derivative.expiration_date: The number of shares of Common Stock of the Issuer deliverable upon conversion of each share of Series A Convertible Preferred Stock, par value $0.01 per share (the "Preferred Stock"), is initially equal to 36.3636 shares, subject to customary anti-dilution adjustments. The Preferred Stock is convertible at any time and has no stated maturity. The Preferred Stock will remain outstanding indefinitely unless converted, repurchased or redeemed by the Issuer. The Issuer may mandatorily convert the Preferred Stock into Common Stock at any time after the three-year anniversary of the issuance, if certain conditions are met. F3 · ownership.nature: Carlyle Partners VII S1 Holdings, L.P. ("Carlyle Partners VII") is the record holder of the securities reported herein. F4 · ownership.nature: The Carlyle Group Inc., which is a publicly traded entity listed on the Nasdaq, is the sole shareholder of Carlyle Holdings I GP Inc., which is the sole member of Carlyle Holdings I GP Sub L.L.C., which is the general partner of Carlyle Holdings I L.P., which, with respect to the securities reported herein, is the managing member of CG Subsidiary Holdings L.L.C., which is the managing member of TC Group, L.L.C., which is the general partner of TC Group Sub L.P., which is the managing member of TC Group VII S1, L.L.C., which is the general partner of TC Group VII S1, L.P., which is the general partner of Carlyle Partners VII. Accordingly, each of the foregoing entities may be deemed to share beneficial ownership of the securities held of record by Carlyle Partners VII. Each of them disclaims any such beneficial ownership except to the extent of their pecuniary interest therein, if any. Read SEC document |
| June 30, 2024 Filed Jul 2, 2024 16:30 UTC |
Carlyle Group Inc.10% owner
Carlyle Holdings I GP Inc.10% owner
Carlyle Holdings I GP Sub L.L.C.10% owner
Carlyle Holdings I L.P.10% owner
CG Subsidiary Holdings L.L.C.10% owner
TC Group, LLC10% owner
TC Group Sub L.P.10% owner
TC Group VII S1, L.L.C.10% owner
TC Group VII S1, L.P.10% owner
|
OtherSeries A Convertible Preferred Stock · Derivative | 16,198 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-24-026021 · ownership.xml · derivative · entry 1 Carlyle Group Inc. · CIK 0001527166 · 10% owner Carlyle Holdings I GP Inc. · CIK 0001548626 · 10% owner Carlyle Holdings I GP Sub L.L.C. · CIK 0001548627 · 10% owner Carlyle Holdings I L.P. · CIK 0001548628 · 10% owner CG Subsidiary Holdings L.L.C. · CIK 0001790577 · 10% owner TC Group, LLC · CIK 0000933790 · 10% owner TC Group Sub L.P. · CIK 0001548639 · 10% owner TC Group VII S1, L.L.C. · CIK 0001772672 · 10% owner TC Group VII S1, L.P. · CIK 0001772631 · 10% owner Carlyle Partners VII S1 Holdings, L.P. · CIK 0001772667 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 1,194,261 Underlying: Common Stock · 589,017 shares Expires not disclosed F1 · derivative.exercise_price: The number of shares of Common Stock of the Issuer deliverable upon conversion of each share of Series A Convertible Preferred Stock, par value $0.01 per share (the "Preferred Stock"), is initially equal to 36.3636 shares, subject to customary anti-dilution adjustments. The Preferred Stock is convertible at any time and has no stated maturity. The Preferred Stock will remain outstanding indefinitely unless converted, repurchased or redeemed by the Issuer. The Issuer may mandatorily convert the Preferred Stock into Common Stock at any time after the three-year anniversary of the issuance, if certain conditions are met. F2 · kind: The reporting person received these shares of Series A Convertible Preferred Stock as a payment-in-kind dividend on the shares of Series A Convertible Preferred Stock owned on the dividend record date. Holders of the Series A Convertible Preferred Stock are entitled to a cumulative dividend at the rate of 5.5% per year, payable quarterly in arrears. F2 · price: The reporting person received these shares of Series A Convertible Preferred Stock as a payment-in-kind dividend on the shares of Series A Convertible Preferred Stock owned on the dividend record date. Holders of the Series A Convertible Preferred Stock are entitled to a cumulative dividend at the rate of 5.5% per year, payable quarterly in arrears. F1 · derivative.exercise_date: The number of shares of Common Stock of the Issuer deliverable upon conversion of each share of Series A Convertible Preferred Stock, par value $0.01 per share (the "Preferred Stock"), is initially equal to 36.3636 shares, subject to customary anti-dilution adjustments. The Preferred Stock is convertible at any time and has no stated maturity. The Preferred Stock will remain outstanding indefinitely unless converted, repurchased or redeemed by the Issuer. The Issuer may mandatorily convert the Preferred Stock into Common Stock at any time after the three-year anniversary of the issuance, if certain conditions are met. F1 · derivative.expiration_date: The number of shares of Common Stock of the Issuer deliverable upon conversion of each share of Series A Convertible Preferred Stock, par value $0.01 per share (the "Preferred Stock"), is initially equal to 36.3636 shares, subject to customary anti-dilution adjustments. The Preferred Stock is convertible at any time and has no stated maturity. The Preferred Stock will remain outstanding indefinitely unless converted, repurchased or redeemed by the Issuer. The Issuer may mandatorily convert the Preferred Stock into Common Stock at any time after the three-year anniversary of the issuance, if certain conditions are met. F3 · ownership.nature: Carlyle Partners VII S1 Holdings, L.P. is the record holder of the securities reported herein. F4 · ownership.nature: The Carlyle Group Inc., which is a publicly traded entity listed on the Nasdaq, is the sole shareholder of Carlyle Holdings I GP Inc., which is the sole member of Carlyle Holdings I GP Sub L.L.C., which is the general partner of Carlyle Holdings I L.P., which, with respect to the securities reported herein, is the managing member of CG Subsidiary Holdings L.L.C., which is the managing member of TC Group, L.L.C., which is the general partner of TC Group Sub L.P., which is the managing member of TC Group VII S1, L.L.C., which is the general partner of TC Group VII S1, L.P., which is the general partner of Carlyle Partners VII S1 Holdings, L.P. Read SEC document |
| June 01, 2024 Filed Jun 4, 2024 16:18 UTC |
Crawford Jennifer L.SVP & CAO
|
GrantCommon Stock | 60,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-068697 · ownership.xml · nonDerivative · entry 1 Crawford Jennifer L. · CIK 0002020400 · SVP & CAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 128,083 F1 · shares: Reflects restricted stock units that will vest ratably on 06/01/2025, 06/01/2026 and 06/01/2027, subject to the reporting person's continued employment with the issuer. F2 · balance_after: Includes (a) 2,434 restricted stock units that were granted on 03/01/2022 and will vest on 06/01/2025; (b) 2,084 restricted stock units that were granted on 06/01/2022 and will vest on 06/01/2025; (c) 15,278 restricted stock units that were granted on 06/01/2023 and will vest ratably on 06/01/2025 and 06/01/2026, each subject to the reporting person's continued employment with the issuer. Read SEC document |
| June 01, 2024 Filed Jun 4, 2024 20:29 UTC |
Treadway Charles L.Director · President and CEO
|
GrantCommon Stock | 1,340,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-068723 · ownership.xml · nonDerivative · entry 1 Treadway Charles L. · CIK 0001458881 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,213,206 F1 · shares: Reflects restricted stock units that will vest ratably on 06/01/2025, 06/01/2026 and 06/01/2027, subject to the reporting person's continued employment with the issuer. F2 · balance_after: As previously reported, includes (a) 130,567 restricted stock units that were granted on 03/01/2022 and will vest on 06/01/2025; (b) 281,734 restricted stock units that were granted on 03/01/2023 and will vest ratably on 06/01/2025 and 06/01/2026; (c) 317,467 restricted stock units that were granted on 06/01/2023 and will vest ratably on 06/01/2025 and 06/01/2026; and (d) 660,000 restricted stock units that were granted on 03/01/2024 and will vest ratably on 06/01/2025, 06/01/2026 and 06/01/2027, each subject to the reporting person's continued employment with the issuer. Read SEC document |
| June 01, 2024 Filed Jun 4, 2024 16:23 UTC |
Lorentzen Kyle DavidEVP & CFO
|
GrantCommon Stock | 591,900 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-068707 · ownership.xml · nonDerivative · entry 1 Lorentzen Kyle David · CIK 0001441085 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,304,375.465 F1 · shares: Reflects restricted stock units that will vest ratably on 06/01/2025, 06/01/2026 and 06/01/2027, subject to the reporting person's continued employment with the issuer. F2 · balance_after: As previously reported, includes (a) 5,834 restricted stock units that were granted on 12/01/2021 and will vest on 12/01/2024; (b) 27,800 restricted stock units that were granted on 03/01/2022 and will vest on 06/01/2025; (c) 80,334 restricted stock units that were granted on 03/01/2023 and will vest ratably on 06/01/2025 and 06/01/2026; (d) 90,534 restricted stock units that were granted on 06/01/2023 and will vest ratably on 06/01/2025 and 06/01/2026; and (e) 188,100 restricted stock units that were granted on 03/01/2024 and will vest ratably on 06/01/2025, 06/01/2026 and 06/01/2027, each subject to the reporting person's continued employment with the issuer. Read SEC document |
| June 01, 2024 Filed Jun 4, 2024 16:25 UTC |
Firouzbakht FaridSVP & President, OWN
|
GrantCommon Stock | 160,800 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-068711 · ownership.xml · nonDerivative · entry 1 Firouzbakht Farid · CIK 0001303596 · SVP & President, OWN 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 488,602 F1 · shares: Reflects restricted stock units that will vest ratably on 06/01/2025, 06/01/2026 and 06/01/2027, subject to the reporting person's continued employment with the issuer. F2 · balance_after: As previously reported, includes (a) 16,667 restricted stock units that were granted on 03/01/2022 and will vest on 06/01/2025; (b) 33,867 restricted stock units that were granted on 03/01/2023 and will vest ratably on 06/01/2025 and 06/01/2026; (c) 38,134 restricted stock units that were granted on 06/01/2023 and will vest ratably on 06/01/2025 and 06/01/2026; and (d) 79,200 restricted stock units that were granted on 03/01/2024 and will vest ratably on 06/01/2025, 06/01/2026 and 06/01/2027, each subject to the reporting person's continued employment with the issuer. Read SEC document |
| June 01, 2024 Filed Jun 4, 2024 16:16 UTC |
Choi Justin CSVP, Chief Legal Officer & Sec
|
Tax withholdingCommon Stock | 21,771 | $1.44 | $31,350.24 |
DisclosureSEC source: 0000950170-24-068690 · ownership.xml · nonDerivative · entry 2 Choi Justin C · CIK 0001355816 · SVP, Chief Legal Officer & Sec 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 713,975 F3 · shares: Reflects shares withheld to cover taxes incurred upon the vesting of restricted stock units. F2 · balance_after: As previously reported, includes (a) 17,367 restricted stock units that were granted 03/01/2022 and will vest on 06/01/2025; (b) 53,534 restricted stock units that were granted on 03/01/2023 and will vest ratably on 06/01/2025 and 06/01/2026; (c) 60,334 restricted stock units that were granted on 06/01/2023 and will vest ratably on 06/01/2025 and 06/01/2026; and (d) 125,400 restricted stock units that were granted 03/01/2024 and will vest ratably on 06/01/2025, 06/01/2026 and 06/01/2027; each subject to the reporting person's continued employment with the issuer. Read SEC document |
| June 01, 2024 Filed Jun 4, 2024 16:16 UTC |
Choi Justin CSVP, Chief Legal Officer & Sec
|
GrantCommon Stock | 254,600 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-068690 · ownership.xml · nonDerivative · entry 1 Choi Justin C · CIK 0001355816 · SVP, Chief Legal Officer & Sec 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 735,746 F1 · shares: Reflects restricted stock units that will vest ratably on 06/01/2025, 06/01/2026 and 06/01/2027, subject to the reporting person's continued employment with the issuer. F2 · balance_after: As previously reported, includes (a) 17,367 restricted stock units that were granted 03/01/2022 and will vest on 06/01/2025; (b) 53,534 restricted stock units that were granted on 03/01/2023 and will vest ratably on 06/01/2025 and 06/01/2026; (c) 60,334 restricted stock units that were granted on 06/01/2023 and will vest ratably on 06/01/2025 and 06/01/2026; and (d) 125,400 restricted stock units that were granted 03/01/2024 and will vest ratably on 06/01/2025, 06/01/2026 and 06/01/2027; each subject to the reporting person's continued employment with the issuer. Read SEC document |
| June 01, 2024 Filed Jun 4, 2024 20:11 UTC |
Watts Claudius E. IVDirector
|
GrantCommon Stock | 174,200 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-068667 · ownership.xml · nonDerivative · entry 1 Watts Claudius E. IV · CIK 0001408738 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,116,030 F1 · shares: Reflects restricted stock units that will vest ratably on 06/01/2025, 06/01/2026 and 06/01/2027, subject to the reporting person's continued employment with the issuer. F2 · balance_after: As previously reported, includes (a) 26,134 restricted stock units that were granted on 03/01/2022 and will vest on 06/01/2025; (b) 36,667 restricted stock units that were granted on 03/01/2023 and will vest ratably on 06/01/2025 and 06/01/2026; (c) 41,334 restricted stock units that were granted on 06/01/2023 and will vest ratably on 06/01/2025 and 06/01/2026; and (d) 85,800 restricted stock units that were granted on 03/01/2024 and will vest ratably on 06/01/2025, 06/01/2026 and 06/01/2027, each subject to the reporting person's continued employment with the issuer. Read SEC document |
| June 01, 2024 Filed Jun 4, 2024 20:31 UTC |
Mingle Robyn TSVP and Chief HR Officer
|
GrantCommon Stock | 147,400 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-068732 · ownership.xml · nonDerivative · entry 1 Mingle Robyn T · CIK 0001531828 · SVP and Chief HR Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 412,108 F1 · shares: Reflects restricted stock units that will vest ratably on 06/01/2025, 06/01/2026 and 06/01/2027, subject to the reporting person's continued employment with the issuer. F2 · balance_after: As previously reported, includes (a) 15,300 restricted stock units that were granted on 03/01/2022 and will vest on 06/01/2025; (b) 31,000 restricted stock units that were granted on 03/01/2023 and will vest ratably on 06/01/2025 and 06/01/2026; (c) 34,934 restricted stock units that were granted on 06/01/2023 and will vest ratably on 06/01/2025 and 06/01/2026; and (d) 72,600 restricted stock units that were granted on 03/01/2024 and will vest ratably on 06/01/2025, 06/01/2026 and 06/01/2027, each subject to the reporting person's continued employment with the issuer. Read SEC document |
| June 01, 2024 Filed Jun 4, 2024 20:27 UTC |
Sucharczuk GuySVP & President, ANS
|
GrantCommon Stock | 160,800 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-068716 · ownership.xml · nonDerivative · entry 1 Sucharczuk Guy · CIK 0001913770 · SVP & President, ANS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 441,327 F1 · shares: Reflects restricted stock units that will vest ratably on 06/01/2025, 06/01/2026 and 06/01/2027, subject to the reporting person's continued employment with the issuer. F2 · balance_after: As previously reported, includes (a) 16,667 restricted stock units that were granted on 03/01/2022 and will vest on 06/01/2025; (b) 33,867 restricted stock units that were granted on 03/01/2023 and will vest ratably on 06/01/2025 and 06/01/2026; (c) 38,134 restricted stock units that were granted on 06/01/2023 and will vest ratably on 06/01/2025 and 06/01/2026; and (d) 79,200 restricted stock units that were granted on 03/01/2024 and will vest ratably on 06/01/2025, 06/01/2026 and 06/01/2027, each subject to the reporting person's continued employment with the issuer. Read SEC document |
| June 01, 2024 Filed Jun 4, 2024 20:20 UTC |
ter Linde KoenSVP & President, CCS
|
GrantCommon Stock | 160,800 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-068704 · ownership.xml · nonDerivative · entry 1 ter Linde Koen · CIK 0001976132 · SVP & President, CCS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 476,300 F1 · shares: Reflects restricted stock units that will vest ratably on 06/01/2025, 06/01/2026 and 06/01/2027, subject to the reporting person's continued employment with the issuer. F2 · balance_after: As previously reported, includes (a) 10,700 restricted stock units that were granted on 03/01/2022 and will vest on 06/01/2025; (b) 95,267 restricted stock units that were granted on 06/01/2023 and will vest ratably on 06/01/2025 and 06/01/2026; and (c) 79,200 restricted stock units that were granted on 03/01/2024 and will vest ratably on 06/01/2025, 06/01/2026 and 06/01/2027, each subject to the reporting person's continued employment with the issuer. Read SEC document |
| June 01, 2024 Filed Jun 4, 2024 20:13 UTC |
Giordano BartolomeoSVP & President, NICS
|
Tax withholdingCommon Stock | 18,860 | $1.44 | $27,158.40 |
DisclosureSEC source: 0000950170-24-068674 · ownership.xml · nonDerivative · entry 2 Giordano Bartolomeo · CIK 0001965783 · SVP & President, NICS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 372,950 F3 · shares: Reflects shares withheld to cover taxes incurred upon the vesting of restricted stock units. F2 · balance_after: As previously reported, includes (a) 9,734 restricted stock units that were granted on 03/01/2022 and will vest on 06/01/2025; (b) 33,867 restricted stock units that were granted on 03/01/2023 and will vest ratably on 06/01/2025 and 06/01/2026; (c) 38,134 restricted stock units that were granted on 06/01/2023 and will vest ratably on 06/01/2025 and 06/01/2026; and (d) 79,200 restricted stock units that were granted on 03/01/2024 and will vest ratably on 06/01/2025, 06/01/2026 and 06/01/2027, each subject to the reporting person's continued employment with the issuer. Read SEC document |
| June 01, 2024 Filed Jun 4, 2024 20:13 UTC |
Giordano BartolomeoSVP & President, NICS
|
GrantCommon Stock | 160,800 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-068674 · ownership.xml · nonDerivative · entry 1 Giordano Bartolomeo · CIK 0001965783 · SVP & President, NICS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 391,810 F1 · shares: Reflects restricted stock units that will vest ratably on 06/01/2025, 06/01/2026 and 06/01/2027, subject to the reporting person's continued employment with the issuer. F2 · balance_after: As previously reported, includes (a) 9,734 restricted stock units that were granted on 03/01/2022 and will vest on 06/01/2025; (b) 33,867 restricted stock units that were granted on 03/01/2023 and will vest ratably on 06/01/2025 and 06/01/2026; (c) 38,134 restricted stock units that were granted on 06/01/2023 and will vest ratably on 06/01/2025 and 06/01/2026; and (d) 79,200 restricted stock units that were granted on 03/01/2024 and will vest ratably on 06/01/2025, 06/01/2026 and 06/01/2027, each subject to the reporting person's continued employment with the issuer. Read SEC document |
| May 03, 2024 Filed May 7, 2024 19:13 UTC |
Choi Justin CSVP, Chief Legal Officer & Sec
|
Tax withholdingCommon Stock | 5,167 | $0.99 | $5,125.66 |
DisclosureSEC source: 0000950170-24-054920 · ownership.xml · nonDerivative · entry 1 Choi Justin C · CIK 0001355816 · SVP, Chief Legal Officer & Sec 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 481,146 F1 · shares: Reflects shares withheld to cover taxes incurred upon the vesting of restricted stock units. F2 · balance_after: As previously reported, includes (a) 34,734 restricted stock units that were granted 03/01/2022 and will vest ratably on 06/01/2024 and 06/01/2025; (b) 80,300 restricted stock units that were granted on 03/01/2023 and will vest ratably on 06/01/2024, 06/01/2025 and 06/01/2026; (c) 90,500 restricted stock units that were granted on 06/01/2023 and will vest ratably on 06/01/2024, 06/01/2025 and 06/01/2026; and (d) 125,400 restricted stock units that were granted 03/01/2024 and will vest ratably on 06/01/2025, 06/01/2026 and 06/01/2027; each subject to the reporting person's continued employment with the issuer. Read SEC document |
| March 31, 2024 Filed Apr 2, 2024 16:05 UTC |
Carlyle Group Inc.10% owner
Carlyle Holdings I GP Inc.10% owner
Carlyle Holdings I GP Sub L.L.C.10% owner
Carlyle Holdings I L.P.10% owner
CG Subsidiary Holdings L.L.C.10% owner
TC Group, LLC10% owner
TC Group Sub L.P.10% owner
TC Group VII S1, L.L.C.10% owner
TC Group VII S1, L.P.10% owner
|
OtherSeries A Convertible Preferred Stock · Derivative | 15,978 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-040133 · ownership.xml · derivative · entry 1 Carlyle Group Inc. · CIK 0001527166 · 10% owner Carlyle Holdings I GP Inc. · CIK 0001548626 · 10% owner Carlyle Holdings I GP Sub L.L.C. · CIK 0001548627 · 10% owner Carlyle Holdings I L.P. · CIK 0001548628 · 10% owner CG Subsidiary Holdings L.L.C. · CIK 0001790577 · 10% owner TC Group, LLC · CIK 0000933790 · 10% owner TC Group Sub L.P. · CIK 0001548639 · 10% owner TC Group VII S1, L.L.C. · CIK 0001772672 · 10% owner TC Group VII S1, L.P. · CIK 0001772631 · 10% owner Carlyle Partners VII S1 Holdings, L.P. · CIK 0001772667 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 1,178,063 Underlying: Common Stock · 581,017 shares Expires not disclosed F1 · derivative.exercise_price: The number of shares of Common Stock of the Issuer deliverable upon conversion of each share of Series A Convertible Preferred Stock, par value $0.01 per share (the "Preferred Stock"), is initially equal to 36.3636 shares, subject to customary anti-dilution adjustments. The Preferred Stock is convertible at any time and has no stated maturity. The Preferred Stock will remain outstanding indefinitely unless converted, repurchased or redeemed by the Issuer. The Issuer may mandatorily convert the Preferred Stock into Common Stock at any time after the three-year anniversary of the issuance, if certain conditions are met. F2 · kind: The reporting person received these shares of Series A Convertible Preferred Stock as a payment-in-kind dividend on the shares of Series A Convertible Preferred Stock owned on the dividend record date. Holders of the Series A Convertible Preferred Stock are entitled to a cumulative dividend at the rate of 5.5% per year, payable quarterly in arrears. F2 · price: The reporting person received these shares of Series A Convertible Preferred Stock as a payment-in-kind dividend on the shares of Series A Convertible Preferred Stock owned on the dividend record date. Holders of the Series A Convertible Preferred Stock are entitled to a cumulative dividend at the rate of 5.5% per year, payable quarterly in arrears. F1 · derivative.exercise_date: The number of shares of Common Stock of the Issuer deliverable upon conversion of each share of Series A Convertible Preferred Stock, par value $0.01 per share (the "Preferred Stock"), is initially equal to 36.3636 shares, subject to customary anti-dilution adjustments. The Preferred Stock is convertible at any time and has no stated maturity. The Preferred Stock will remain outstanding indefinitely unless converted, repurchased or redeemed by the Issuer. The Issuer may mandatorily convert the Preferred Stock into Common Stock at any time after the three-year anniversary of the issuance, if certain conditions are met. F1 · derivative.expiration_date: The number of shares of Common Stock of the Issuer deliverable upon conversion of each share of Series A Convertible Preferred Stock, par value $0.01 per share (the "Preferred Stock"), is initially equal to 36.3636 shares, subject to customary anti-dilution adjustments. The Preferred Stock is convertible at any time and has no stated maturity. The Preferred Stock will remain outstanding indefinitely unless converted, repurchased or redeemed by the Issuer. The Issuer may mandatorily convert the Preferred Stock into Common Stock at any time after the three-year anniversary of the issuance, if certain conditions are met. F3 · ownership.nature: Carlyle Partners VII S1 Holdings, L.P. is the record holder of the securities reported herein. F4 · ownership.nature: The Carlyle Group Inc., which is a publicly traded entity listed on the Nasdaq, is the sole shareholder of Carlyle Holdings I GP Inc., which is the sole member of Carlyle Holdings I GP Sub L.L.C., which is the general partner of Carlyle Holdings I L.P., which, with respect to the securities reported herein, is the managing member of CG Subsidiary Holdings L.L.C., which is the managing member of TC Group, L.L.C., which is the general partner of TC Group Sub L.P., which is the managing member of TC Group VII S1, L.L.C., which is the general partner of TC Group VII S1, L.P., which is the general partner of Carlyle Partners VII S1 Holdings, L.P. Read SEC document |
| March 27, 2024 Filed Mar 29, 2024 15:06 UTC |
Lorentzen Kyle DavidEVP & CFO
|
PurchaseCommon Stock | 11,600 | $1.25 | $14,500.00 |
DisclosureSEC source: 0000950170-24-038562 · ownership.xml · nonDerivative · entry 1 Lorentzen Kyle David · CIK 0001441085 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 712,475.465 F1 · balance_after: As previously reported, includes (a) 5,834 restricted stock units that were granted on 12/01/2021 and will vest on 12/01/2024; (b) 55,600 restricted stock units that were granted on 03/01/2022 and will vest ratably on 06/01/2024 and 06/01/2025; (c) 120,500 restricted stock units that were granted on 03/01/2023 and will vest ratably on 06/01/2024, 06/01/2025, and 06/01/2026; (d) 135,800 restricted stock units that were granted on 06/01/2023 and will vest ratably on 06/01/2024, 06/01/2025 and 06/01/2026; and (e) 188,100 restricted stock units that were granted on 03/01/2024 and will vest ratably on 06/01/2025, 06/01/2026 and 06/01/2027, each subject to the reporting person's continued employment with the issuer. Read SEC document |
| March 13, 2024 Filed Mar 14, 2024 20:58 UTC |
KRAUSE L WILLIAMDirector
|
PurchaseCommon Stock | 92,127 | $1.60 | $147,154.46 |
DisclosureSEC source: 0000950170-24-031627 · ownership.xml · nonDerivative · entry 2 KRAUSE L WILLIAM · CIK 0001055438 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 320,000 F3 · price: The price shown is the weighted average price of the shares purchased in this transaction. The price range for this transaction is $1.580 to $1.600. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price for this transaction. F2 · balance_after: As previously disclosed, includes 47,170 restricted stock units granted pursuant to the issuer's non-employee director compensation plan, which vest on May 9, 2024, subject to the director's continued membership on the Board of Directors on such date. Read SEC document |
| March 12, 2024 Filed Mar 14, 2024 20:58 UTC |
KRAUSE L WILLIAMDirector
|
PurchaseCommon Stock | 57,300 | $1.59 | $90,952.29 |
DisclosureSEC source: 0000950170-24-031627 · ownership.xml · nonDerivative · entry 1 KRAUSE L WILLIAM · CIK 0001055438 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 227,873 F1 · price: The price shown is the weighted average price of the shares purchased in this transaction. The price range for this transaction is $1.580 to $1.590. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price for this transaction. F2 · balance_after: As previously disclosed, includes 47,170 restricted stock units granted pursuant to the issuer's non-employee director compensation plan, which vest on May 9, 2024, subject to the director's continued membership on the Board of Directors on such date. Read SEC document |
| March 05, 2024 Filed Mar 7, 2024 21:17 UTC |
Watts Claudius E. IVDirector
|
PurchaseCommon Stock | 15,000 | $1.05 | $15,769.50 |
DisclosureSEC source: 0000950170-24-027977 · ownership.xml · nonDerivative · entry 1 Watts Claudius E. IV · CIK 0001408738 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 941,830 F1 · price: The price shown is the weighted average price of the shares purchased in this transaction. The price range for this transaction is $1.035 to $1.085. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price for this transaction. F2 · balance_after: As previously reported, includes (a) 52,267 restricted stock units that were granted on 03/01/2022 and will vest ratably on 06/01/2024 and 06/01/2025; (b) 55,000 restricted stock units that were granted on 03/01/2023 and will vest ratably on 06/01/2024, 06/01/2025 and 06/01/2026; (c) 62,000 restricted stock units that were granted on 06/01/2023 and will vest ratably on 06/01/2024, 06/01/2025 and 06/01/2026; and (d) 85,800 restricted stock units that were granted on 03/01/2024 and will vest ratably on 06/01/2025, 06/01/2026 and 06/01/2027, each subject to the reporting person's continued employment with the issuer. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 23:05 UTC |
Treadway Charles L.Director · President and CEO
|
GrantCommon Stock | 660,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-026448 · ownership.xml · nonDerivative · entry 1 Treadway Charles L. · CIK 0001458881 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,873,206 F1 · shares: Reflects restricted stock units that will vest ratably on 06/01/2025, 06/01/2026 and 06/01/2027, subject to the reporting person's continued employment with the issuer. F2 · balance_after: As previously reported, includes (a) 261,134 restricted stock units that were granted on 03/01/2022 and will vest ratably on 06/01/2024 and 06/01/2025; (b) 422,600 restricted stock units that were granted on 03/01/2023 and will vest ratably on 06/01/2024, 06/01/2025 and 06/01/2026; and (c) 476,200 restricted stock units that were granted on 06/01/2023 and will vest ratably on 06/01/2024, 06/01/2025 and 06/01/2026, each subject to the reporting person's continued employment with the issuer. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 19:10 UTC |
Lorentzen Kyle DavidEVP & CFO
|
GrantCommon Stock | 188,100 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-026544 · ownership.xml · nonDerivative · entry 1 Lorentzen Kyle David · CIK 0001441085 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 700,875.465 F1 · shares: Reflects restricted stock units that will vest ratably on 06/01/2025, 06/01/2026 and 06/01/2027, subject to the reporting person's continued employment with the issuer. F2 · balance_after: As previously reported, includes (a) 5,834 restricted stock units that were granted on 12/01/2021 and will vest on 12/01/2024; (b) 55,600 restricted stock units that were granted on 03/01/2022 and will vest ratably on 06/01/2024 and 06/01/2025; (c) 120,500 restricted stock units that were granted on 03/01/2023 and will vest ratably on 06/01/2024, 06/01/2025, and 06/01/2026, and (d) 135,800 restricted stock units that were granted on 06/01/2023 and will vest ratably on 06/01/2024, 06/01/2025 and 06/01/2026, each subject to the reporting person's continued employment with the issuer. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 18:23 UTC |
Firouzbakht FaridSVP & President, OWN
|
GrantCommon Stock | 79,200 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-026483 · ownership.xml · nonDerivative · entry 1 Firouzbakht Farid · CIK 0001303596 · SVP & President, OWN 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 327,802 F1 · shares: Reflects restricted stock units that will vest ratably on 06/01/2025, 06/01/2026 and 06/01/2027, subject to the reporting person's continued employment with the issuer. F2 · balance_after: As previously reported, includes (a) 33,334 restricted stock units that were granted on 03/01/2022 and will vest ratably on 06/01/2024 and 06/01/2025, (b) 50,800 restricted stock units that were granted on 03/01/2023 and will vest ratably on 06/01/2024, 06/01/2025 and 06/01/2026, and (c) 57,200 restricted stock units that were granted on 06/01/2023 and will vest ratably on 06/01/2024, 06/01/2025 and 06/01/2026, each subject to the reporting person's continued employment with the issuer. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 18:20 UTC |
Choi Justin CSVP, Chief Legal Officer & Sec
|
GrantCommon Stock | 125,400 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-026479 · ownership.xml · nonDerivative · entry 1 Choi Justin C · CIK 0001355816 · SVP, Chief Legal Officer & Sec 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 486,313 F1 · shares: Reflects restricted stock units that will vest ratably on 06/01/2025, 06/01/2026 and 06/01/2027, subject to the reporting person's continued employment with the issuer. F2 · balance_after: As previously reported, includes (a) 17,634 restricted stock units that were granted on 05/03/2021 and will vest on 05/03/2024; (b) 34,734 restricted stock units that were granted 03/01/2022 and will vest ratably on 06/01/2024 and 06/01/2025; (c) 80,300 restricted stock units that were granted on 03/01/2023 and will vest ratably on 06/01/2024, 06/01/2025 and 06/01/2026; and (d) 90,500 restricted stock units that were granted on 06/01/2023 and will vest ratably on 06/01/2024, 06/01/2025 and 06/01/2026; each subject to the reporting person's continued employment with the issuer. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 23:16 UTC |
Watts Claudius E. IVDirector
|
GrantCommon Stock | 85,800 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-026474 · ownership.xml · nonDerivative · entry 1 Watts Claudius E. IV · CIK 0001408738 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 926,830 F1 · shares: Reflects restricted stock units that will vest ratably on 06/01/2025, 06/01/2026 and 06/01/2027, subject to the reporting person's continued employment with the issuer. F2 · balance_after: As previously reported, includes (a) 52,267 restricted stock units that were granted on 03/01/2022 and will vest ratably on 06/01/2024 and 06/01/2025; (b) 55,000 restricted stock units that were granted on 03/01/2023 and will vest ratably on 06/01/2024, 06/01/2025 and 06/01/2026; and (c) 62,000 restricted stock units that were granted on 06/01/2023 and will vest ratably on 06/01/2024, 06/01/2025 and 06/01/2026, each subject to the reporting person's continued employment with the issuer. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 23:29 UTC |
ter Linde KoenSVP & President, CCS
|
GrantCommon Stock | 79,200 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-026493 · ownership.xml · nonDerivative · entry 1 ter Linde Koen · CIK 0001976132 · SVP & President, CCS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 315,500 F1 · shares: Reflects restricted stock units that will vest ratably on 06/01/2025, 06/01/2026 and 06/01/2027, subject to the reporting person's continued employment with the issuer. F2 · balance_after: As previously reported, includes (a) 8,156 restricted stock units that were granted on 06/01/2021 and will vest on 06/01/2024; (b) 21,400 restricted stock units that were granted on 03/01/2022 and will vest equally on 06/01/2024 and 06/01/2025; and (c) 142,900 restricted stock units that were granted on 06/01/2023 and will vest ratably on 06/01/2024, 06/01/2025 and 06/01/2026, each subject to the reporting person's continued employment with the issuer. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 23:25 UTC |
Giordano BartolomeoSVP & President, NICS
|
GrantCommon Stock | 79,200 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-026488 · ownership.xml · nonDerivative · entry 1 Giordano Bartolomeo · CIK 0001965783 · SVP & President, NICS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 231,010 F1 · shares: Reflects restricted stock units that will vest ratably on 06/01/2025, 06/01/2026 and 06/01/2027, subject to the reporting person's continued employment with the issuer. F2 · balance_after: As previously reported, includes (a) 7,122 restricted stock units that were granted on 06/01/2021 and will vest on 06/01/2024; (b) 19,467 restricted stock units that were granted on 03/01/2022 and will vest ratably on 06/01/2024 and 06/01/2025; (c) 50,800 restricted stock units that were granted on 03/01/2023 and will vest ratably on 06/01/2024, 06/01/2025, and 06/01/2026; and (d) 57,200 restricted stock units that were granted on 06/01/2023 and will vest ratably on 06/01/2024, 06/01/2025, and 06/01/2026, each subject to the reporting person's continued employment with the issuer. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 23:13 UTC |
Mingle Robyn TSVP and Chief HR Officer
|
GrantCommon Stock | 72,600 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-026464 · ownership.xml · nonDerivative · entry 1 Mingle Robyn T · CIK 0001531828 · SVP and Chief HR Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 264,708 F1 · shares: Reflects restricted stock units that will vest ratably on 06/01/2025, 06/01/2026 and 06/01/2027, subject to the reporting person's continued employment with the issuer. F2 · balance_after: As previously reported, includes (a) 30,600 restricted stock units that were granted on 03/01/2022 and will vest ratably on 06/01/2024 and 06/01/2025; (b) 46,500 restricted stock units that were granted on 03/01/2023 and will vest ratably on 06/01/2024, 06/01/2025 and 06/01/2026; and (c) 52,400 restricted stock units that were granted on 06/01/2023 and will vest ratably on 06/01/2024, 06/01/2025 and 06/01/2026, each subject to the reporting person's continued employment with the issuer. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 23:09 UTC |
Oracion Laurie S.SVP & CAO
|
GrantCommon Stock | 19,800 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-026458 · ownership.xml · nonDerivative · entry 1 Oracion Laurie S. · CIK 0001927634 · SVP & CAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,645 F1 · shares: Reflects restricted stock units that will vest ratably on 06/01/2025, 06/01/2026 and 06/01/2027, subject to the reporting person's continued employment with the issuer. F2 · balance_after: As previously reported, includes (a) 1,221 restricted stock units that were granted on 06/01/2021 and will vest on 06/01/2024; (b) 6,250 restricted stock units that were granted on 06/01/2022 and will vest in equal installments on 06/01/2024 and 06/01/2025; (c) 12,700 restricted stock units that were granted on 03/01/2023 and will vest ratably on 06/01/2024, 06/01/2025, and 06/01/2026; and (d) 14,300 restricted stock units that were granted on 06/01/2023 and will vest ratably on 06/01/2024, 06/01/2025, and 06/01/2026, each subject to the reporting person's continued employment with the issuer. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 23:07 UTC |
Sucharczuk GuySVP & President, ANS
|
GrantCommon Stock | 79,200 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-026453 · ownership.xml · nonDerivative · entry 1 Sucharczuk Guy · CIK 0001913770 · SVP & President, ANS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 280,527 F1 · shares: Reflects restricted stock units that will vest ratably on 06/01/2025, 06/01/2026 and 06/01/2027, subject to the reporting person's continued employment with the issuer. F2 · balance_after: As previously reported, includes (a) 6,460 restricted stock units that were granted on 06/01/2021 and will vest on 06/01/2024; (b) 33,334 restricted stock units that were granted on 03/01/2022 and will vest ratably on 06/01/2024 and 06/01/2025; (c) 50,800 restricted stock units that were granted on 03/01/2023 and will vest ratably on 06/01/2024, 06/01/2025, and 06/01/2026; and (d) 57,200 restricted stock units that were granted on 06/01/2023 and will vest ratably on 06/01/2024, 06/01/2025, and 06/01/2026, each subject to the reporting person's continued employment with the issuer. Read SEC document |
| January 04, 2024 Filed Jan 8, 2024 17:44 UTC |
Lorentzen Kyle DavidEVP & CFO
|
Tax withholdingCommon Stock | 6,118 | $2.73 | $16,702.14 |
DisclosureSEC source: 0000950170-24-003050 · ownership.xml · nonDerivative · entry 1 Lorentzen Kyle David · CIK 0001441085 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 512,775.465 F1 · kind: Reflects shares withheld to cover taxes incurred upon the vesting of restricted stock units. F2 · balance_after: As previously reported, includes (a) 5,834 restricted stock units that were granted on 12/01/2021 and will vest on 12/01/2024; (b) 55,600 restricted stock units that were granted on 03/01/2022 and will vest ratably on 06/01/2024 and 06/01/2025; (c) 120,500 restricted stock units that were granted on 03/01/2023 and will vest ratably on 06/01/2024, 06/01/2025, and 06/01/2026, and (d) 135,800 restricted stock units that were granted on 06/01/2023 and will vest ratably on 06/01/2024, 06/01/2025 and 06/01/2026, each subject to the reporting person's continued employment with the issuer. Read SEC document |
| December 31, 2023 Filed Jan 3, 2024 16:15 UTC |
Carlyle Group Inc.10% owner
Carlyle Holdings I GP Inc.10% owner
Carlyle Holdings I GP Sub L.L.C.10% owner
Carlyle Holdings I L.P.10% owner
CG Subsidiary Holdings L.L.C.10% owner
TC Group, LLC10% owner
TC Group Sub L.P.10% owner
TC Group VII S1, L.L.C.10% owner
TC Group VII S1, L.P.10% owner
|
OtherSeries A Convertible Preferred Stock · Derivative | 15,761 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-000906 · ownership.xml · derivative · entry 1 Carlyle Group Inc. · CIK 0001527166 · 10% owner Carlyle Holdings I GP Inc. · CIK 0001548626 · 10% owner Carlyle Holdings I GP Sub L.L.C. · CIK 0001548627 · 10% owner Carlyle Holdings I L.P. · CIK 0001548628 · 10% owner CG Subsidiary Holdings L.L.C. · CIK 0001790577 · 10% owner TC Group, LLC · CIK 0000933790 · 10% owner TC Group Sub L.P. · CIK 0001548639 · 10% owner TC Group VII S1, L.L.C. · CIK 0001772672 · 10% owner TC Group VII S1, L.P. · CIK 0001772631 · 10% owner Carlyle Partners VII S1 Holdings, L.P. · CIK 0001772667 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 1,162,085 Underlying: Common Stock · 573,126 shares Expires not disclosed F1 · derivative.exercise_price: The number of shares of Common Stock of the Issuer deliverable upon conversion of each share of Series A Convertible Preferred Stock, par value $0.01 per share (the "Preferred Stock"), is initially equal to 36.3636 shares, subject to customary anti-dilution adjustments. The Preferred Stock is convertible at any time and has no stated maturity. The Preferred Stock will remain outstanding indefinitely unless converted, repurchased or redeemed by the Issuer. The Issuer may mandatorily convert the Preferred Stock into Common Stock at any time after the three-year anniversary of the issuance, if certain conditions are met. F2 · kind: The reporting person received these shares of Series A Convertible Preferred Stock as a payment-in-kind dividend on the shares of Series A Convertible Preferred Stock owned on the dividend record date. Holders of the Series A Convertible Preferred Stock are entitled to a cumulative dividend at the rate of 5.5% per year, payable quarterly in arrears. F2 · price: The reporting person received these shares of Series A Convertible Preferred Stock as a payment-in-kind dividend on the shares of Series A Convertible Preferred Stock owned on the dividend record date. Holders of the Series A Convertible Preferred Stock are entitled to a cumulative dividend at the rate of 5.5% per year, payable quarterly in arrears. F1 · derivative.exercise_date: The number of shares of Common Stock of the Issuer deliverable upon conversion of each share of Series A Convertible Preferred Stock, par value $0.01 per share (the "Preferred Stock"), is initially equal to 36.3636 shares, subject to customary anti-dilution adjustments. The Preferred Stock is convertible at any time and has no stated maturity. The Preferred Stock will remain outstanding indefinitely unless converted, repurchased or redeemed by the Issuer. The Issuer may mandatorily convert the Preferred Stock into Common Stock at any time after the three-year anniversary of the issuance, if certain conditions are met. F1 · derivative.expiration_date: The number of shares of Common Stock of the Issuer deliverable upon conversion of each share of Series A Convertible Preferred Stock, par value $0.01 per share (the "Preferred Stock"), is initially equal to 36.3636 shares, subject to customary anti-dilution adjustments. The Preferred Stock is convertible at any time and has no stated maturity. The Preferred Stock will remain outstanding indefinitely unless converted, repurchased or redeemed by the Issuer. The Issuer may mandatorily convert the Preferred Stock into Common Stock at any time after the three-year anniversary of the issuance, if certain conditions are met. F3 · ownership.nature: Carlyle Partners VII S1 Holdings, L.P. is the record holder of the securities reported herein. F4 · ownership.nature: The Carlyle Group Inc., which is a publicly traded entity listed on the Nasdaq, is the sole shareholder of Carlyle Holdings I GP Inc., which is the sole member of Carlyle Holdings I GP Sub L.L.C., which is the general partner of Carlyle Holdings I L.P., which, with respect to the securities reported herein, is the managing member of CG Subsidiary Holdings L.L.C., which is the managing member of TC Group, L.L.C., which is the general partner of TC Group Sub L.P., which is the managing member of TC Group VII S1, L.L.C., which is the general partner of TC Group VII S1, L.P., which is the general partner of Carlyle Partners VII S1 Holdings, L.P. Read SEC document |
| December 07, 2023 Filed Dec 8, 2023 22:44 UTC |
ter Linde KoenSVP & President, CCS
|
PurchaseCommon Stock | 13,513 | $1.84 | $24,857.16 |
DisclosureSEC source: 0000950170-23-069125 · ownership.xml · nonDerivative · entry 1 ter Linde Koen · CIK 0001976132 · SVP & President, CCS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 236,300 F1 · balance_after: Includes (a) 8,156 restricted stock units that were granted on 06/01/2021 and will vest on 06/01/2024; (b) 21,400 restricted stock units that were granted on 03/01/2022 and will vest equally on 06/01/2024 and 06/01/2025; and (c) 142,900 restricted stock units that were granted on 06/01/2023 and will vest ratably on 06/01/2024, 06/01/2025 and 06/01/2026, each subject to the reporting person's continued employment with the issuer. Read SEC document |
| December 01, 2023 Filed Dec 5, 2023 16:34 UTC |
Lorentzen Kyle DavidEVP & CFO
|
Tax withholdingCommon Stock | 2,296 | $1.89 | $4,339.44 |
DisclosureSEC source: 0000950170-23-068206 · ownership.xml · nonDerivative · entry 1 Lorentzen Kyle David · CIK 0001441085 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 518,893.465 F1 · kind: Reflects shares withheld to cover taxes incurred upon the vesting of restricted stock units. F2 · balance_after: As previously reported, includes (a) 20,634 restricted stock units that were granted on 01/04/2021 and will vest on 01/04/2024; (b) 5,834 restricted stock units that were granted on 12/01/2021 and will vest on 12/01/2024; (c) 55,600 restricted stock units that were granted on 03/01/2022 and will vest ratably on 06/01/2024 and 06/01/2025; (d) 120,500 restricted stock units that were granted on 03/01/2023 and will vest ratably on 06/01/2024, 06/01/2025, and 06/01/2026, and (e) 135,800 restricted stock units that were granted on 06/01/2023 and will vest ratably on 06/01/2024, 06/01/2025 and 06/01/2026, each subject to the reporting person's continued employment with the issuer. Read SEC document |
| November 30, 2023 Filed Dec 4, 2023 21:58 UTC |
Watts Claudius E. IVDirector
|
PurchaseCommon Stock | 25,000 | $1.67 | $41,630.00 |
DisclosureSEC source: 0000950170-23-067813 · ownership.xml · nonDerivative · entry 1 Watts Claudius E. IV · CIK 0001408738 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 841,030 F1 · price: The price shown is the weighted average price of the shares purchased in this transaction. The price range for this transaction is $1.66 to $1.67. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price for this transaction. F2 · balance_after: As previously reported, includes (a) 52,267 restricted stock units that were granted on 03/01/2022 and will vest ratably on 06/01/2024 and 06/01/2025; (b) 55,000 restricted stock units that were granted on 03/01/2023 and will vest ratably on 06/01/2024, 06/01/2025 and 06/01/2026; and (c) 62,000 restricted stock units that were granted on 06/01/2023 and will vest ratably on 06/01/2024, 06/01/2025 and 06/01/2026, each subject to the reporting person's continued employment with the issuer. Read SEC document |
| November 27, 2023 Filed Nov 29, 2023 16:11 UTC |
Choi Justin CSVP, Chief Legal Officer & Sec
|
PurchaseCommon Stock | 28,600 | $1.74 | $49,749.70 |
DisclosureSEC source: 0000950170-23-066739 · ownership.xml · nonDerivative · entry 1 Choi Justin C · CIK 0001355816 · SVP, Chief Legal Officer & Sec 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 360,913 F1 · price: The price shown is the weighted average price of the shares purchased in this transaction. The price range for this transaction is $1.72 to $1.765. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price for this transaction. F2 · balance_after: As previously reported, includes (a) 17,634 restricted stock units that were granted on 05/03/2021 and will vest on 05/03/2024; (b) 34,734 restricted stock units that were granted 03/01/2022 and will vest ratably on 06/01/2024 and 06/01/2025; (c) 80,300 restricted stock units that were granted on 03/01/2023 and will vest ratably on 06/01/2024, 06/01/2025 and 06/01/2026; and (d) 90,500 restricted stock units that were granted on 06/01/2023 and will vest ratably on 06/01/2024, 06/01/2025 and 06/01/2026; each subject to the reporting person's continued employment with the issuer. Read SEC document |
| November 21, 2023 Filed Nov 22, 2023 22:29 UTC |
Watts Claudius E. IVDirector
|
PurchaseCommon Stock | 20,000 | $1.74 | $34,768.00 |
DisclosureSEC source: 0000950170-23-065909 · ownership.xml · nonDerivative · entry 1 Watts Claudius E. IV · CIK 0001408738 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 816,030 F1 · price: The price shown is the weighted average price of the shares purchased in this transaction. The price range for this transaction is $1.73 to $1.745. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price for this transaction. F2 · balance_after: As previously reported, includes (a) 52,267 restricted stock units that were granted on 03/01/2022 and will vest ratably on 06/01/2024 and 06/01/2025; (b) 55,000 restricted stock units that were granted on 03/01/2023 and will vest ratably on 06/01/2024, 06/01/2025 and 06/01/2026; and (c) 62,000 restricted stock units that were granted on 06/01/2023 and will vest ratably on 06/01/2024, 06/01/2025 and 06/01/2026, each subject to the reporting person's continued employment with the issuer. Read SEC document |
| November 17, 2023 Filed Nov 21, 2023 21:08 UTC |
Yates Timothy TDirector
|
PurchaseCommon Stock | 60,000 | $1.86 | $111,318.00 |
DisclosureSEC source: 0000950170-23-065486 · ownership.xml · nonDerivative · entry 1 Yates Timothy T · CIK 0001354697 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 225,751 F1 · price: The price shown is the weighted average price of the shares purchased in this transaction. The price range for this transaction is $1.705 to $1.915. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price for this transaction. F2 · balance_after: As previously reported, includes 47,170 restricted stock units granted on May 11, 2023, pursuant to the issuer's non-employee director compensation plan, which vest the earlier to occur of (i) May 11, 2024; and (ii) the date of the issuer's 2024 annual stockholders' meeting, subject to the director's continued membership on the Board of Directors on such date. Read SEC document |
| November 17, 2023 Filed Nov 27, 2023 16:27 UTC |
Lorentzen Kyle DavidEVP & CFO
|
PurchaseCommon Stock | 40,000 | $1.85 | $73,956.00 |
DisclosureSEC source: 0000950170-23-066135 · ownership.xml · nonDerivative · entry 1 Lorentzen Kyle David · CIK 0001441085 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 521,189.465 F1 · price: The price shown is the weighted average price of the shares purchased in this transaction. The price range for this transaction is $1.84 to $1.85. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price for this transaction. F2 · balance_after: As previously reported, includes (a) 20,634 restricted stock units that were granted on 01/04/2021 and will vest on 01/04/2024; (b) 11,667 restricted stock units that were granted on 12/01/2021 and will vest ratably on 12/01/2023 and 12/01/2024;(c) 55,600 restricted stock units that were granted on 03/01/2022 and will vest ratably on 06/01/2024 and 06/01/2025; and (d) 120,500 restricted stock units that were granted on 03/01/2023 and will vest ratably on 06/01/2024, 06/01/2025, and 06/01/2026, each subject to the reporting person's continued employment with the issuer. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.