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VISL

Vislink Technologies, Inc.

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9631
SEC CIK
0001565228
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203

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Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 03, 2017 Filed Apr 10, 2017 06:19 UTC
Cuccio GaryDirector
GrantCommon Stock 2,315 $1.62 $3,750.30
Disclosure

SEC source: 0001144204-17-019734 · v463932_4.xml · nonDerivative · entry 1

Cuccio Gary · CIK 0001582420 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,872

F1 · shares: The shares were received as compensation for Mr. Cuccio's service as a member of the Board of Directors of the Issuer for the 1st quarter of fiscal year 2017, ending March 31, 2017.

Read SEC document
March 28, 2017 Filed Mar 29, 2017 16:04 UTC GrantCommon Stock 6,330 $1.58 $10,001.40
Disclosure

SEC source: 0001144204-17-017272 · v462914_4.xml · nonDerivative · entry 1

Mooers Richard L · CIK 0001582450 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,954

F1 · shares: The securities were issued to Mr. Mooers pursuant to the 2016 Incentive Compensation Plan of xG Technology, Inc.

Read SEC document
March 28, 2017 Filed Mar 29, 2017 16:01 UTC
Woodyatt Ross JamesFormer President
GrantCommon Stock 12,124 $1.58 $19,155.92
Disclosure

SEC source: 0001144204-17-017269 · v462911_4.xml · nonDerivative · entry 1

Woodyatt Ross James · CIK 0001582404 · Former President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,335

F1 · shares: The securities were issued to Mr. Woodyatt pursuant to the 2016 Incentive Compensation Plan of xG Technology, Inc.

Read SEC document
March 24, 2017 Filed May 16, 2018 18:51 UTC
PAYNE JOHN BAYLY IVPresident Americas
GrantOptions · Derivative 0 $0.00 Strike: $1.55 $0.00
Disclosure

SEC source: 0001144204-18-029320 · tv494402_4.xml · derivative · entry 2

PAYNE JOHN BAYLY IV · CIK 0001666775 · President Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2027-03-24

F2 · shares: These options were granted on March 24, 2017. The options vest over three years with 50,000 shares subject to the options vesting on the first anniversary of the grant, 50,000 vesting on the second anniversary of the grant, and 50,000 vesting on the third anniversary of the grant, until fully vested on March 24, 2020. A portion of the options have vested as noted in Footnote 1.

F2 · derivative.exercise_date: These options were granted on March 24, 2017. The options vest over three years with 50,000 shares subject to the options vesting on the first anniversary of the grant, 50,000 vesting on the second anniversary of the grant, and 50,000 vesting on the third anniversary of the grant, until fully vested on March 24, 2020. A portion of the options have vested as noted in Footnote 1.

Read SEC document
March 24, 2017 Filed May 16, 2018 18:49 UTC GrantOptions · Derivative 0 $0.00 Strike: $1.55 $0.00
Disclosure

SEC source: 0001144204-18-029318 · tv494401_4.xml · derivative · entry 2

HOFFMAN KENNETH A · CIK 0001232870 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2027-03-24

F2 · shares: These options were granted on March 24, 2017. The options vest over three years with 25,000 shares subject to the options vesting on the first anniversary of the grant, 25,000 vesting on the second anniversary of the grant, and 25,000 vesting on the third anniversary of the grant, until fully vested on March 24, 2020. A portion of the options have vested as noted in Footnote 1.

F2 · derivative.exercise_date: These options were granted on March 24, 2017. The options vest over three years with 25,000 shares subject to the options vesting on the first anniversary of the grant, 25,000 vesting on the second anniversary of the grant, and 25,000 vesting on the third anniversary of the grant, until fully vested on March 24, 2020. A portion of the options have vested as noted in Footnote 1.

Read SEC document
March 24, 2017 Filed May 16, 2018 18:47 UTC
Schmitt George FrederickDirector · Chief Executive Officer
GrantOptions · Derivative 0 $0.00 Strike: $1.55 $0.00
Disclosure

SEC source: 0001144204-18-029316 · tv494400_4.xml · derivative · entry 2

Schmitt George Frederick · CIK 0001540778 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2027-03-24

F2 · shares: These options were granted on March 24, 2017. The options vest over three years with 50,000 shares subject to the options vesting on the first anniversary of the grant, 50,000 vesting on the second anniversary of the grant, and 50,000 vesting on the third anniversary of the grant, until fully vested on March 24, 2020. A portion of the options have vested as noted in Footnote 1.

F2 · derivative.exercise_date: These options were granted on March 24, 2017. The options vest over three years with 50,000 shares subject to the options vesting on the first anniversary of the grant, 50,000 vesting on the second anniversary of the grant, and 50,000 vesting on the third anniversary of the grant, until fully vested on March 24, 2020. A portion of the options have vested as noted in Footnote 1.

Read SEC document
March 24, 2017 Filed May 16, 2018 18:46 UTC
Walton James MPresident RoW
GrantOptions · Derivative 0 $0.00 Strike: $1.55 $0.00
Disclosure

SEC source: 0001144204-18-029314 · tv494399_4.xml · derivative · entry 2

Walton James M · CIK 0001698871 · President RoW

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2027-03-24

F2 · shares: These options were granted on March 24, 2017. The options vest over three years with 50,000 shares subject to the options vesting on the first anniversary of the grant, 50,000 vesting on the second anniversary of the grant, and 50,000 vesting on the third anniversary of the grant, until fully vested on March 24, 2020. A portion of the options have vested as noted in Footnote 1.

F2 · derivative.exercise_date: These options were granted on March 24, 2017. The options vest over three years with 50,000 shares subject to the options vesting on the first anniversary of the grant, 50,000 vesting on the second anniversary of the grant, and 50,000 vesting on the third anniversary of the grant, until fully vested on March 24, 2020. A portion of the options have vested as noted in Footnote 1.

Read SEC document
March 24, 2017 Filed May 16, 2018 18:54 UTC GrantOptions · Derivative 0 $0.00 Strike: $1.55 $0.00
Disclosure

SEC source: 0001144204-18-029322 · tv494404_4.xml · derivative · entry 2

Sidney Raymond M · CIK 0001582416 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2027-03-24

F2 · shares: These options were granted on March 24, 2017. The options vest over three years with 25,000 shares subject to the options vesting on the first anniversary of the grant, 25,000 vesting on the second anniversary of the grant, and 25,000 vesting on the third anniversary of the grant, until fully vested on March 24, 2020. A portion of the options have vested as noted in Footnote 1.

F2 · derivative.exercise_date: These options were granted on March 24, 2017. The options vest over three years with 25,000 shares subject to the options vesting on the first anniversary of the grant, 25,000 vesting on the second anniversary of the grant, and 25,000 vesting on the third anniversary of the grant, until fully vested on March 24, 2020. A portion of the options have vested as noted in Footnote 1.

Read SEC document
March 24, 2017 Filed May 16, 2018 18:43 UTC
Coleman John CDirector · President
GrantOptions · Derivative 0 $0.00 Strike: $1.55 $0.00
Disclosure

SEC source: 0001144204-18-029312 · tv494398_4.xml · derivative · entry 3

Coleman John C · CIK 0001582382 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2027-03-24

F2 · shares: (2) These options were granted on March 24, 2017. The options vest over three years with 50,000 shares subject to the options vesting on the first anniversary of the grant, 50,000 vesting on the second anniversary of the grant, and 50,000 vesting on the third anniversary of the grant, until fully vested on March 24, 2020. A portion of the options have vested as noted in Footnote 1.

F2 · derivative.exercise_date: (2) These options were granted on March 24, 2017. The options vest over three years with 50,000 shares subject to the options vesting on the first anniversary of the grant, 50,000 vesting on the second anniversary of the grant, and 50,000 vesting on the third anniversary of the grant, until fully vested on March 24, 2020. A portion of the options have vested as noted in Footnote 1.

Read SEC document
March 24, 2017 Filed May 16, 2018 18:42 UTC
Branton Roger GChief Financial Officer
GrantOptions · Derivative 0 $0.00 Strike: $1.55 $0.00
Disclosure

SEC source: 0001144204-18-029310 · tv494395_4.xml · derivative · entry 2

Branton Roger G · CIK 0001582449 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2027-03-24

F2 · shares: These options were granted on March 24, 2017. The options vest over three years with 50,000 shares subject to the options vesting on the first anniversary of the grant, 50,000 vesting on the second anniversary of the grant, and 50,000 vesting on the third anniversary of the grant, until fully vested on March 24, 2020. A portion of the options have vested as noted in Footnote 1.

F2 · derivative.exercise_date: These options were granted on March 24, 2017. The options vest over three years with 50,000 shares subject to the options vesting on the first anniversary of the grant, 50,000 vesting on the second anniversary of the grant, and 50,000 vesting on the third anniversary of the grant, until fully vested on March 24, 2020. A portion of the options have vested as noted in Footnote 1.

Read SEC document
March 24, 2017 Filed May 16, 2018 18:39 UTC GrantOptions · Derivative 0 $0.00 Strike: $1.55 $0.00
Disclosure

SEC source: 0001144204-18-029308 · tv494392_4.xml · derivative · entry 2

Marino Belinda Allen · CIK 0001587274 · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2027-03-24

F2 · shares: These options were granted on March 24, 2017. The options vest over three years with 25,000 shares subject to the options vesting on the first anniversary of the grant, 25,000 vesting on the second anniversary of the grant, and 25,000 vesting on the third anniversary of the grant, until fully vested on March 24, 2020. A portion of the options have vested as noted in Footnote 1.

F2 · derivative.exercise_date: These options were granted on March 24, 2017. The options vest over three years with 25,000 shares subject to the options vesting on the first anniversary of the grant, 25,000 vesting on the second anniversary of the grant, and 25,000 vesting on the third anniversary of the grant, until fully vested on March 24, 2020. A portion of the options have vested as noted in Footnote 1.

Read SEC document
March 24, 2017 Filed May 17, 2018 16:01 UTC GrantOptions · Derivative 0 $0.00 Strike: $1.55 $0.00
Disclosure

SEC source: 0001144204-18-029518 · tv494405_4.xml · derivative · entry 2

Conway James T · CIK 0001518221 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2027-03-24

F2 · shares: These options were granted on March 24, 2017. The options vest over three years with 25,000 shares subject to the options vesting on the first anniversary of the grant, 25,000 vesting on the second anniversary of the grant, and 25,000 vesting on the third anniversary of the grant, until fully vested on March 24, 2020. A portion of the options have vested as noted in Footnote 1.

F2 · derivative.exercise_date: These options were granted on March 24, 2017. The options vest over three years with 25,000 shares subject to the options vesting on the first anniversary of the grant, 25,000 vesting on the second anniversary of the grant, and 25,000 vesting on the third anniversary of the grant, until fully vested on March 24, 2020. A portion of the options have vested as noted in Footnote 1.

Read SEC document
March 24, 2017 Filed May 17, 2018 16:01 UTC
Cuccio GaryDirector
GrantOptions · Derivative 0 $0.00 Strike: $1.55 $0.00
Disclosure

SEC source: 0001144204-18-029515 · tv494403_4.xml · derivative · entry 2

Cuccio Gary · CIK 0001582420 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2027-03-24

F2 · shares: These options were granted on March 24, 2017. The options vest over three years with 25,000 shares subject to the options vesting on the first anniversary of the grant, 25,000 vesting on the second anniversary of the grant, and 25,000 vesting on the third anniversary of the grant, until fully vested on March 24, 2020. A portion of the options have vested as noted in Footnote 1.

F2 · derivative.exercise_date: These options were granted on March 24, 2017. The options vest over three years with 25,000 shares subject to the options vesting on the first anniversary of the grant, 25,000 vesting on the second anniversary of the grant, and 25,000 vesting on the third anniversary of the grant, until fully vested on March 24, 2020. A portion of the options have vested as noted in Footnote 1.

Read SEC document
March 24, 2017 Filed May 30, 2019 07:22 UTC
PAYNE JOHN BAYLY IVPresident Americas
GrantOptions · Derivative 5,000 $0.00 Strike: $15.50 $0.00
Disclosure

SEC source: 0001493152-19-008403 · ownership.xml · derivative · entry 4

PAYNE JOHN BAYLY IV · CIK 0001666775 · President Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2027-03-24

F3 · shares: 15,000 options were granted to the reporting person under the 2013 Long Term Incentive Plan on March 24, 2017 and vest one-third on each of the first three (3) anniversaries of the grant date.

F3 · derivative.exercise_date: 15,000 options were granted to the reporting person under the 2013 Long Term Incentive Plan on March 24, 2017 and vest one-third on each of the first three (3) anniversaries of the grant date.

Read SEC document
March 24, 2017 Filed May 30, 2019 07:21 UTC GrantOptions (Right to buy) · Derivative 0 $0.00 Strike: $15.50 $0.00
Disclosure

SEC source: 0001493152-19-008398 · ownership.xml · derivative · entry 7

Schmitt George Frederick · CIK 0001540778 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2027-03-24

F4 · shares: These options were granted on March 24, 2017 under the 2016 Incentive Compensation Plan. The options vest over three years with 5,000 shares subject to the options vesting on the first anniversary of the grant, 5,000 vesting on the second anniversary of the grant, and 5,000 vesting on the third anniversary of the grant, until fully vested on March 24, 2020.

F4 · derivative.exercise_date: These options were granted on March 24, 2017 under the 2016 Incentive Compensation Plan. The options vest over three years with 5,000 shares subject to the options vesting on the first anniversary of the grant, 5,000 vesting on the second anniversary of the grant, and 5,000 vesting on the third anniversary of the grant, until fully vested on March 24, 2020.

Read SEC document
March 24, 2017 Filed May 30, 2019 07:23 UTC GrantOptions (Right to buy) · Derivative 0 $0.00 Strike: $15.50 $0.00
Disclosure

SEC source: 0001493152-19-008404 · ownership.xml · derivative · entry 8

Mooers Richard L · CIK 0001582450 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires 2027-03-24

F5 · shares: These options were granted on March 24, 2017 under the 2015 Incentive Compensation Plan. The options vest over three years with 2,500 shares subject to the options vesting on the first anniversary of the grant, 2,500 vesting on the second anniversary of the grant, and 2,500 vesting on the third anniversary of the grant, until fully vested on March 24, 2020.

F5 · derivative.exercise_date: These options were granted on March 24, 2017 under the 2015 Incentive Compensation Plan. The options vest over three years with 2,500 shares subject to the options vesting on the first anniversary of the grant, 2,500 vesting on the second anniversary of the grant, and 2,500 vesting on the third anniversary of the grant, until fully vested on March 24, 2020.

Read SEC document
March 24, 2017 Filed May 30, 2019 07:16 UTC GrantOptions · Derivative 2,500 $0.00 Strike: $15.50 $0.00
Disclosure

SEC source: 0001493152-19-008391 · ownership.xml · derivative · entry 3

Conway James T · CIK 0001518221 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires 2027-03-24

F3 · shares: 7,500 options were granted to the reporting person under the 2015 Incentive Compensation Plan on March 24, 2017 and vest one-third on each of the first three (3) anniversaries of the grant date.

F3 · derivative.exercise_date: 7,500 options were granted to the reporting person under the 2015 Incentive Compensation Plan on March 24, 2017 and vest one-third on each of the first three (3) anniversaries of the grant date.

Read SEC document
March 24, 2017 Filed May 30, 2019 07:22 UTC GrantOptions (Right to buy) · Derivative 0 $0.00 Strike: $15.50 $0.00
Disclosure

SEC source: 0001493152-19-008401 · ownership.xml · derivative · entry 7

Branton Roger G · CIK 0001582449 · CEO & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2027-03-24

F4 · shares: These options were granted on March 24, 2017 under the 2015 Incentive Compensation Plan. The options vest over three years with 5,000 shares subject to the options vesting on the first anniversary of the grant, 5,000 vesting on the second anniversary of the grant, and 5,000 vesting on the third anniversary of the grant, until fully vested on March 24, 2020.

F4 · derivative.exercise_date: These options were granted on March 24, 2017 under the 2015 Incentive Compensation Plan. The options vest over three years with 5,000 shares subject to the options vesting on the first anniversary of the grant, 5,000 vesting on the second anniversary of the grant, and 5,000 vesting on the third anniversary of the grant, until fully vested on March 24, 2020.

Read SEC document
March 24, 2017 Filed May 30, 2019 07:19 UTC GrantOptions · Derivative 2,500 $0.00 Strike: $15.50 $0.00
Disclosure

SEC source: 0001493152-19-008395 · ownership.xml · derivative · entry 4

Marino Belinda Allen · CIK 0001587274 · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires 2027-03-24

F3 · shares: 7,500 options were granted to the reporting person under the 2016 Incentive Compensation Plan on March 24, 2017 and vest one-third on each of the first three (3) anniversaries of the grant date.

F3 · derivative.exercise_date: 7,500 options were granted to the reporting person under the 2016 Incentive Compensation Plan on March 24, 2017 and vest one-third on each of the first three (3) anniversaries of the grant date.

Read SEC document
March 24, 2017 Filed May 30, 2019 07:17 UTC GrantOptions (Right to Buy) · Derivative 0 $0.00 Strike: $15.50 $0.00
Disclosure

SEC source: 0001493152-19-008392 · ownership.xml · derivative · entry 3

Sidney Raymond M · CIK 0001582416 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires 2027-03-24

F2 · shares: These options were granted on March 24, 2017 under the 2015 Incentive Compensation Plan. The options vest over three years with 2,500 shares subject to the options vesting on the first anniversary of the grant, 2,500 vesting on the second anniversary of the grant, and 2,500 vesting on the third anniversary of the grant, until fully vested on March 24, 2020.

F2 · derivative.exercise_date: These options were granted on March 24, 2017 under the 2015 Incentive Compensation Plan. The options vest over three years with 2,500 shares subject to the options vesting on the first anniversary of the grant, 2,500 vesting on the second anniversary of the grant, and 2,500 vesting on the third anniversary of the grant, until fully vested on March 24, 2020.

Read SEC document
February 27, 2017 Filed Mar 10, 2017 16:04 UTC
Woodyatt Ross JamesFormer President
GrantCommon Stock 11,202 $1.71 $19,155.42
Disclosure

SEC source: 0001144204-17-013986 · v461600_form4.xml · nonDerivative · entry 1

Woodyatt Ross James · CIK 0001582404 · Former President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,211

F1 · shares: The securities were issued to Mr. Coleman pursuant to the 2016 Incentive Compensation Plan of xG Technology, Inc.

Read SEC document
February 27, 2017 Filed Mar 10, 2017 16:07 UTC GrantCommon Stock 5,848 $1.71 $10,000.08
Disclosure

SEC source: 0001144204-17-013991 · v461601_form4.xml · nonDerivative · entry 1

Mooers Richard L · CIK 0001582450 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,624

F1 · shares: The securities were issued to Mr. Mooers pursuant to the 2016 Incentive Compensation Plan of xG Technology, Inc.

Read SEC document
February 16, 2017 Filed Feb 21, 2017 16:05 UTC
Branton Roger GChief Financial Officer
GrantCommon Stock 8,038 $1.80 $14,468.40
Disclosure

SEC source: 0001144204-17-010141 · v460089_form4.xml · nonDerivative · entry 1

Branton Roger G · CIK 0001582449 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,087

F1 · shares: The securities were issued to Mr. Branton pursuant to the 2016 Incentive Compensation Plan of xG Technology, Inc.

Read SEC document
January 30, 2017 Filed Jan 31, 2017 16:05 UTC GrantCommon Stock 5,748 $1.74 $10,001.52
Disclosure

SEC source: 0001144204-17-005055 · v458047_4.xml · nonDerivative · entry 1

Mooers Richard L · CIK 0001582450 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,776

F1 · shares: The securities were issued to Mr. Mooers pursuant to the 2016 Incentive Compensation Plan of xG Technology, Inc.

Read SEC document
January 27, 2017 Filed Jan 31, 2017 16:03 UTC
Woodyatt Ross JamesFormer President
GrantCommon Stock 11,009 $1.74 $19,155.66
Disclosure

SEC source: 0001144204-17-005052 · v458045_4.xml · nonDerivative · entry 1

Woodyatt Ross James · CIK 0001582404 · Former President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,009

F1 · shares: The securities were issued to Mr. Woodyatt pursuant to the 2016 Incentive Compensation Plan of xG Technology, Inc.

Read SEC document
January 17, 2017 Filed Jan 19, 2017 18:33 UTC GrantCommon Stock 2,778 $1.35 $3,750.30
Disclosure

SEC source: 0001144204-17-002956 · v457230_4.xml · nonDerivative · entry 1

HOFFMAN KENNETH A · CIK 0001232870 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,553

F1 · shares: The shares were received as compensation for Mr. Hoffman's service as a member of the Board of Directors of the Issuer for the 4th quarter of fiscal year 2016, ending December 31, 2016.

F2 · balance_after: Share amounts have been adjusted to give effect to a 1-for-10 reverse stock split effected on December 15, 2016. Partial shares were rounded up.

Read SEC document
January 17, 2017 Filed Jan 20, 2017 16:02 UTC
Cuccio GaryDirector
GrantCommon Stock 2,778 $1.35 $3,750.30
Disclosure

SEC source: 0001144204-17-003145 · v457306_4.xml · nonDerivative · entry 1

Cuccio Gary · CIK 0001582420 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,557

F1 · shares: The shares were received as compensation for Mr. Cuccio's service as a member of the Board of Directors of the Issuer for the 4th quarter of fiscal year 2016, ending December 31, 2016.

F2 · balance_after: Share amounts have been adjusted to give effect to a 1-for-10 reverse stock split effected on December 15, 2016. Partial shares were rounded up.

Read SEC document
January 17, 2017 Filed Jan 20, 2017 16:01 UTC GrantCommon Stock 2,778 $1.35 $3,750.30
Disclosure

SEC source: 0001144204-17-003144 · v457287_4.xml · nonDerivative · entry 1

Sidney Raymond M · CIK 0001582416 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,553

F1 · shares: The shares were received as compensation for Mr. Sidney's service as a member of the Board of Directors of the Issuer for the 4th quarter of fiscal year 2016, ending December 31, 2016.

F2 · balance_after: Share amounts have been adjusted to give effect to a 1-for-10 reverse stock split effected on December 15, 2016. Partial shares were rounded up.

Read SEC document
January 12, 2017 Filed Jan 13, 2017 16:20 UTC
Schmitt George FrederickDirector · Chief Executive Officer
GrantCommon Stock 63,357 $1.35 $85,531.95
Disclosure

SEC source: 0001144204-17-002194 · v456931_form4.xml · nonDerivative · entry 1

Schmitt George Frederick · CIK 0001540778 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,199

F1 · shares: The securities were issued to Mr. Schmitt pursuant to the 2016 Employee Stock Purchase Plan of xG Technology, Inc.

F2 · balance_after: Share amounts have been adjusted to give effect to a 1-for-10 reverse stock split effected on December 15, 2016. Partial shares were rounded up.

Read SEC document
January 12, 2017 Filed Jan 13, 2017 16:05 UTC
Woodyatt Ross JamesFormer President
SaleCommon Stock 5,985 $2.09 $12,520.62
Disclosure

SEC source: 0001144204-17-002189 · v456930_4.xml · nonDerivative · entry 2

Woodyatt Ross James · CIK 0001582404 · Former President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
January 10, 2017 Filed Jan 13, 2017 16:05 UTC
Woodyatt Ross JamesFormer President
SaleCommon Stock 8,864 $2.39 $21,184.96
Disclosure

SEC source: 0001144204-17-002189 · v456930_4.xml · nonDerivative · entry 1

Woodyatt Ross James · CIK 0001582404 · Former President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,985

Read SEC document
January 05, 2017 Filed Jan 17, 2017 06:05 UTC
Coleman John CDirector · President
GrantCommon Stock 4,630 $1.35 $6,250.50
Disclosure

SEC source: 0001144204-17-002291 · v456929_4.xml · nonDerivative · entry 1

Coleman John C · CIK 0001582382 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,233

F1 · shares: The securities were issued to Mr. Coleman pursuant to the 2016 Incentive Compensation Plan of xG Technology, Inc.

Read SEC document
December 30, 2016 Filed Jan 4, 2017 16:36 UTC
Coleman John CDirector · President
SaleCommon Stock 10,646 $1.29 $13,733.34
Disclosure

SEC source: 0001144204-17-000613 · v456253_4.xml · nonDerivative · entry 3

Coleman John C · CIK 0001582382 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,603

F3 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 3, 2016.

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December 30, 2016 Filed Jan 4, 2017 16:07 UTC GrantCommon Stock 7,752 $1.29 $10,000.08
Disclosure

SEC source: 0001144204-17-000575 · v456217_form4.xml · nonDerivative · entry 1

Mooers Richard L · CIK 0001582450 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,028

F1 · shares: The securities were issued to Mr. Mooers pursuant to the 2016 Incentive Compensation Plan of xG Technology, Inc.

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December 30, 2016 Filed Jan 4, 2017 16:06 UTC
Branton Roger GChief Financial Officer
GrantCommon Stock 892 $1.29 $1,150.68
Disclosure

SEC source: 0001144204-17-000574 · v456216_form4.xml · nonDerivative · entry 1

Branton Roger G · CIK 0001582449 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,049

F1 · shares: The securities were issued to Mr. Branton pursuant to the 2016 Incentive Compensation Plan of xG Technology, Inc.

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December 29, 2016 Filed Jan 4, 2017 16:36 UTC
Coleman John CDirector · President
GrantCommon Stock 10,646 $1.29 $13,733.34
Disclosure

SEC source: 0001144204-17-000613 · v456253_4.xml · nonDerivative · entry 2

Coleman John C · CIK 0001582382 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,249

F1 · shares: The securities were issued to Mr. Coleman pursuant to the 2016 Incentive Compensation Plan of xG Technology, Inc.

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December 29, 2016 Filed Jan 4, 2017 16:06 UTC
Woodyatt Ross JamesFormer President
GrantCommon Stock 14,849 $1.29 $19,155.21
Disclosure

SEC source: 0001144204-17-000573 · v456215_form4.xml · nonDerivative · entry 1

Woodyatt Ross James · CIK 0001582404 · Former President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,849

F1 · shares: The securities were issued to Mr. Woodyatt pursuant to the 2016 Incentive Compensation Plan of xG Technology, Inc.

F2 · balance_after: Reporting Person identified a clerical error on the Form 4 filed on the Reporting Person's behalf on December 6, 2016. This filing reflects a correction of the previously reported shares beneficially owned by the Reporting Person.

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December 12, 2016 Filed Jan 4, 2017 16:36 UTC
Coleman John CDirector · President
GrantCommon Stock 16,026 $0.39 $6,250.14
Disclosure

SEC source: 0001144204-17-000613 · v456253_4.xml · nonDerivative · entry 1

Coleman John C · CIK 0001582382 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,603

F1 · shares: The securities were issued to Mr. Coleman pursuant to the 2016 Incentive Compensation Plan of xG Technology, Inc.

F2 · balance_after: Share amounts have been adjusted to give effect to a 1-for-10 reverse stock split effected on December 15, 2016. Partial shares were rounded up.

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December 06, 2016 Filed Dec 6, 2016 16:01 UTC
Coleman John CDirector · President
SaleCommon Stock 18,609 $0.34 $6,382.89
Disclosure

SEC source: 0001144204-16-138112 · v454540_form4.xml · nonDerivative · entry 5

Coleman John C · CIK 0001582382 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · balance_after: Reporting Person identified a clerical error on the Form 4 filed on the Reporting Person's behalf on June 3, 2016. This filing reflects a correction of the previously reported shares beneficially owned by the Reporting Person.

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December 05, 2016 Filed Dec 6, 2016 16:01 UTC
Coleman John CDirector · President
SaleCommon Stock 69,496 $0.34 $23,649.49
Disclosure

SEC source: 0001144204-16-138112 · v454540_form4.xml · nonDerivative · entry 4

Coleman John C · CIK 0001582382 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,309

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December 02, 2016 Filed Dec 6, 2016 16:01 UTC
Coleman John CDirector · President
SaleCommon Stock 106,458 $0.34 $36,419.28
Disclosure

SEC source: 0001144204-16-138112 · v454540_form4.xml · nonDerivative · entry 3

Coleman John C · CIK 0001582382 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,805

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December 01, 2016 Filed Dec 6, 2016 16:01 UTC SaleCommon Stock 87,389 $0.35 $30,621.11
Disclosure

SEC source: 0001144204-16-138113 · v454511_form4.xml · nonDerivative · entry 1

Woodyatt Ross James · CIK 0001582404 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34

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November 30, 2016 Filed Nov 30, 2016 17:05 UTC
Branton Roger GChief Financial Officer
GrantCommon Stock 3,296 $0.35 $1,150.30
Disclosure

SEC source: 0001144204-16-137286 · v454201_4.xml · nonDerivative · entry 1

Branton Roger G · CIK 0001582449 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,565

F1 · shares: The securities were issued to Mr. Branton pursuant to the 2016 Employee Stock Purchase Plan of xG Technology, Inc.

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November 30, 2016 Filed Dec 1, 2016 19:19 UTC GrantCommon Stock 28,654 $0.35 $10,000.25
Disclosure

SEC source: 0001144204-16-137526 · v454303_4.xml · nonDerivative · entry 1

Mooers Richard L · CIK 0001582450 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,751

F4 · shares: The securities were issued to Mr. Mooers pursuant to the 2016 Incentive Compensation Plan of xG Technology, Inc.

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November 29, 2016 Filed Nov 30, 2016 17:01 UTC SaleCommon Stock 14,100 $0.33 $4,582.50
Disclosure

SEC source: 0001144204-16-137283 · v454200_4.xml · nonDerivative · entry 2

Woodyatt Ross James · CIK 0001582404 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,423

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November 29, 2016 Filed Nov 30, 2016 17:01 UTC GrantCommon Stock 54,886 $0.35 $19,155.21
Disclosure

SEC source: 0001144204-16-137283 · v454200_4.xml · nonDerivative · entry 1

Woodyatt Ross James · CIK 0001582404 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,523

F1 · shares: The securities were issued to Mr. Woodyatt pursuant to the 2016 Incentive Compensation Plan of xG Technology, Inc.

Read SEC document
November 23, 2016 Filed Dec 6, 2016 16:01 UTC
Coleman John CDirector · President
GrantCommon Stock 39,351 $0.35 $13,733.50
Disclosure

SEC source: 0001144204-16-138112 · v454540_form4.xml · nonDerivative · entry 2

Coleman John C · CIK 0001582382 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,263

F2 · shares: The securities were issued to Mr. Coleman pursuant to the 2016 Employee Stock Purchase Plan of xG Technology, Inc.

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November 09, 2016 Filed Nov 15, 2016 16:01 UTC
Coleman John CDirector · President
GrantCommon Stock 18,383 $0.34 $6,250.22
Disclosure

SEC source: 0001144204-16-134703 · v453165_form4.xml · nonDerivative · entry 1

Coleman John C · CIK 0001582382 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,287

F1 · shares: The securities were issued to Mr. Coleman pursuant to the 2016 Employee Stock Purchase Plan of xG Technology, Inc.

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October 27, 2016 Filed Feb 14, 2017 18:52 UTC
Schmitt George FrederickDirector · Chief Executive Officer
OtherWarrants · Derivative 20,834 $175,006.00 Strike: $8.40 $3,646,075,004.00
Disclosure

SEC source: 0001144204-17-009118 · v459649_form5.xml · derivative · entry 3

Schmitt George Frederick · CIK 0001540778 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,834

Underlying: Common Stock · 20,834 shares

Expires 2021-10-27

F1 · shares: In August 2015, Mr. Schmitt advanced $500,000.00 (the "Indebtedness Amount") to the Issuer. In partial repayment of the Indebtedness Amount (the "Repayment"), the Issuer issued to Mr. Schmitt 2,977 shares of the Issuer's common stock, par value $0.00001 per share (the "Common Stock") and warrants to purchase 20,834 shares of Common Stock.

F3 · shares: Share totals have been adjusted to reflect a 1-for- reverse stock split effected by the Issuer on December 15, 2016.

F1 · derivative.underlying_shares: In August 2015, Mr. Schmitt advanced $500,000.00 (the "Indebtedness Amount") to the Issuer. In partial repayment of the Indebtedness Amount (the "Repayment"), the Issuer issued to Mr. Schmitt 2,977 shares of the Issuer's common stock, par value $0.00001 per share (the "Common Stock") and warrants to purchase 20,834 shares of Common Stock.

F3 · derivative.underlying_shares: Share totals have been adjusted to reflect a 1-for- reverse stock split effected by the Issuer on December 15, 2016.

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October 27, 2016 Filed Feb 14, 2017 18:52 UTC
Schmitt George FrederickDirector · Chief Executive Officer
OtherCommon Stock 25,000 $4.00 $100,000.00
Disclosure

SEC source: 0001144204-17-009118 · v459649_form5.xml · nonDerivative · entry 2

Schmitt George Frederick · CIK 0001540778 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,819

F2 · shares: The Issuer issued Mr. Schmitt shares of the Common Stock in consideration for Mr. Schmitt's personal guaranty of the payables underlying the Asset Purchase Modification Agreement entered into by and between the Issuer and Integrated Microwave Technologies, LLC on April 12, 2016.

F3 · shares: Share totals have been adjusted to reflect a 1-for- reverse stock split effected by the Issuer on December 15, 2016.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.