Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ISUN, INC.PECK · Entity 92542 | 10% owner | June 20, 2019 | July 01, 2019 |
| Vislink Technologies, Inc.VISL · Entity 9631 | Director | December 31, 2018 | May 30, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ISUN, INC.
Report date June 20, 2019 · Filed July 01, 2019
Jointly reported with Peck Jeffrey, Branton Roger G, Wennberg Mats
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,406,974 |
Reported balance
Holding disclosure · report date 2019-06-20 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 1,406,974 F1: These securities are owned solely by Jeffrey Peck, who is a member of a group with Veroma, LLC, Michael d'Amato, Roger G. Branton, Branton Partners, LLC, Richard L. Mooers, Mooers Partners, LLC, Corundum AB and Joseph Bobier for purposes of Section 13(d) of the Exchange Act. Of the reporting persons, only Jeffrey Peck is an officer and a director of the Issuer. |
| Common StockSEC Table I · non-derivative | Direct | 90,660 |
Reported balance
Holding disclosure · report date 2019-06-20 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 90,660 F8: These securities are owned solely by Corundum AB. |
| Common StockSEC Table I · non-derivative | Direct | 90,660 |
Reported balance
Holding disclosure · report date 2019-06-20 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 90,660 F9: These securities are owned solely by Joseph Bobier. |
| Common StockSEC Table I · non-derivative | IndirectBy Veroma, LLC | 213,318 |
Reported balance
Holding disclosure · report date 2019-06-20 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 213,318 F2: These securities are beneficially owned by Veroma, LLC and Michael d'Amato. F3: These securities are held indirectly by Michael d'Amato who is a Managing Member of Veroma, LLC. |
| Common StockSEC Table I · non-derivative | IndirectBy Branton Partners, LLC | 335,976 |
Reported balance
Holding disclosure · report date 2019-06-20 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 335,976 F4: These securities are beneficially owned by Roger G. Branton and Branton Partners, LLC. F5: These securities are held indirectly by Roger G. Branton who is a Managing Member of Branton Partners, LLC. |
| Common StockSEC Table I · non-derivative | IndirectBy Mooers Partners, LLC | 335,976 |
Reported balance
Holding disclosure · report date 2019-06-20 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 335,976 F6: These securities are beneficially owned by Richard L. Mooers and Mooers Partners, LLC. F7: These securities are held indirectly by Richard L. Mooers who is a Managing Member of Mooers Partners, LLC. |
Filing footnotes · ownership attribution and instrument terms
F1: These securities are owned solely by Jeffrey Peck, who is a member of a group with Veroma, LLC, Michael d'Amato, Roger G. Branton, Branton Partners, LLC, Richard L. Mooers, Mooers Partners, LLC, Corundum AB and Joseph Bobier for purposes of Section 13(d) of the Exchange Act. Of the reporting persons, only Jeffrey Peck is an officer and a director of the Issuer.
F2: These securities are beneficially owned by Veroma, LLC and Michael d'Amato.
F3: These securities are held indirectly by Michael d'Amato who is a Managing Member of Veroma, LLC.
F4: These securities are beneficially owned by Roger G. Branton and Branton Partners, LLC.
F5: These securities are held indirectly by Roger G. Branton who is a Managing Member of Branton Partners, LLC.
F6: These securities are beneficially owned by Richard L. Mooers and Mooers Partners, LLC.
F7: These securities are held indirectly by Richard L. Mooers who is a Managing Member of Mooers Partners, LLC.
F8: These securities are owned solely by Corundum AB.
F9: These securities are owned solely by Joseph Bobier.
Vislink Technologies, Inc.
Report date December 31, 2018 · Filed May 30, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy MB Technology Holdings, LLC | 40,673 |
Last balance in matching sequence
After 2018-12-31 transaction · row 3
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 2 · 2018-12-31 · Other · Disposed 16,295 · Balance 40,850 F2: Mr. Mooers is an 80% interest holder in MB Merchant Group, LLC, which in turn is a 45.85% owner of MB Technology Holdings, LLC ("MBTH"). MBTH owns 16,295 shares of Common Stock and 177 shares of Common Stock underlying options that are presently exercisable. On 12/31/2018, MB Merchant Group, LLC abandoned its holdings in MB Technology Holdings, LLC. F1: Shares have been split-adjusted pursuant to the Company's 1-for-10 reverse stock split effective May 13, 2019. Row 3 · 2018-12-31 · Other · Disposed 177 · Balance 40,673 F2: Mr. Mooers is an 80% interest holder in MB Merchant Group, LLC, which in turn is a 45.85% owner of MB Technology Holdings, LLC ("MBTH"). MBTH owns 16,295 shares of Common Stock and 177 shares of Common Stock underlying options that are presently exercisable. On 12/31/2018, MB Merchant Group, LLC abandoned its holdings in MB Technology Holdings, LLC. F1: Shares have been split-adjusted pursuant to the Company's 1-for-10 reverse stock split effective May 13, 2019. |
| Common StockSEC Table I · non-derivative | IndirectBy Mooers Partners, LLC | 40,666 |
Reported balance
After 2018-12-31 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2018-12-31 · Other · Disposed 7 · Balance 40,666 F3: Trusts for the benefit of Mr. Mooers' children beneficially owned shares and warrants of the Company through Mooers Partners, LLC, of which these family trusts and entities beneficially own 100%. These warrants have expired. F1: Shares have been split-adjusted pursuant to the Company's 1-for-10 reverse stock split effective May 13, 2019. |
| Common StockSEC Table I · non-derivative | Direct | 44,524 |
Reported balance
After 2019-05-24 transaction · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · 2019-05-24 · Grant · Acquired 3,858 · Balance 44,524 F4: The securities were issued to Mr. Mooers pursuant to the 2016 Employee Stock Purchase Plan of xG Technology, Inc. F1: Shares have been split-adjusted pursuant to the Company's 1-for-10 reverse stock split effective May 13, 2019. |
| Common StockSEC Table I · non-derivative | Direct | 57,145 |
Reported balance
Holding disclosure · report date 2018-12-31 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 57,145 F1: Shares have been split-adjusted pursuant to the Company's 1-for-10 reverse stock split effective May 13, 2019. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $82,440.00 · Expires 2018-01-16 | IndirectBy MB Technology Holdings, LLC | 0 |
Reported balance
After 2018-12-31 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2018-12-31 · Other · Disposed 177 · Balance 0 F2: Mr. Mooers is an 80% interest holder in MB Merchant Group, LLC, which in turn is a 45.85% owner of MB Technology Holdings, LLC ("MBTH"). MBTH owns 16,295 shares of Common Stock and 177 shares of Common Stock underlying options that are presently exercisable. On 12/31/2018, MB Merchant Group, LLC abandoned its holdings in MB Technology Holdings, LLC. |
| WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $840,000.00 · Expires 2016-01-19 | IndirectBy Mooers Partners, LLC | 0 |
Reported balance
After 2018-12-31 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2018-12-31 · Other · Disposed 7 · Balance 0 F3: Trusts for the benefit of Mr. Mooers' children beneficially owned shares and warrants of the Company through Mooers Partners, LLC, of which these family trusts and entities beneficially own 100%. These warrants have expired. |
| Options (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $15.50 · Expires 2027-03-24 | Direct | 2,500 |
Reported balance
After 2017-03-24 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2017-03-24 · Grant · Acquired 0 · Balance 2,500 F5: These options were granted on March 24, 2017 under the 2015 Incentive Compensation Plan. The options vest over three years with 2,500 shares subject to the options vesting on the first anniversary of the grant, 2,500 vesting on the second anniversary of the grant, and 2,500 vesting on the third anniversary of the grant, until fully vested on March 24, 2020. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares have been split-adjusted pursuant to the Company's 1-for-10 reverse stock split effective May 13, 2019.
F2: Mr. Mooers is an 80% interest holder in MB Merchant Group, LLC, which in turn is a 45.85% owner of MB Technology Holdings, LLC ("MBTH"). MBTH owns 16,295 shares of Common Stock and 177 shares of Common Stock underlying options that are presently exercisable. On 12/31/2018, MB Merchant Group, LLC abandoned its holdings in MB Technology Holdings, LLC.
F3: Trusts for the benefit of Mr. Mooers' children beneficially owned shares and warrants of the Company through Mooers Partners, LLC, of which these family trusts and entities beneficially own 100%. These warrants have expired.
F4: The securities were issued to Mr. Mooers pursuant to the 2016 Employee Stock Purchase Plan of xG Technology, Inc.
F5: These options were granted on March 24, 2017 under the 2015 Incentive Compensation Plan. The options vest over three years with 2,500 shares subject to the options vesting on the first anniversary of the grant, 2,500 vesting on the second anniversary of the grant, and 2,500 vesting on the third anniversary of the grant, until fully vested on March 24, 2020.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 24, 2019 Filed May 30, 2019 07:23 UTC | Vislink Technologies, Inc. VISL · Entity 9631 | GrantCommon Stock | 3,858 | $0.37 | $1,419.74 |
DisclosureSEC source: 0001493152-19-008404 · ownership.xml · nonDerivative · entry 5 Mooers Richard L · CIK 0001582450 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,524 F4 · shares: The securities were issued to Mr. Mooers pursuant to the 2016 Employee Stock Purchase Plan of xG Technology, Inc. F1 · balance_after: Shares have been split-adjusted pursuant to the Company's 1-for-10 reverse stock split effective May 13, 2019. Read SEC document |
| January 02, 2019 Filed Jan 11, 2019 16:15 UTC | Vislink Technologies, Inc. XGTI · Entity 9631 | GrantCommon Stock | 38,212 | $0.26 | $10,000.08 |
DisclosureSEC source: 0001493152-19-000484 · ownership.xml · nonDerivative · entry 1 Mooers Richard L · CIK 0001582450 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 536,388 F1 · shares: The securities were issued to Mr. Mooers pursuant to the 2016 Employee Stock Purchase Plan of xG Technology, Inc. Read SEC document |
| December 31, 2018 Filed May 30, 2019 07:23 UTC | Vislink Technologies, Inc. VISL · Entity 9631 | OtherWarrants · Derivative | 7 | $0.00 Strike: $840,000.00 | $0.00 |
DisclosureSEC source: 0001493152-19-008404 · ownership.xml · derivative · entry 7 Mooers Richard L · CIK 0001582450 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Mooers Partners, LLC Disclosed balance after: 0 Underlying: Common Stock · 7 shares Expires 2016-01-19 F3 · derivative.exercise_date: Trusts for the benefit of Mr. Mooers' children beneficially owned shares and warrants of the Company through Mooers Partners, LLC, of which these family trusts and entities beneficially own 100%. These warrants have expired. F3 · ownership.nature: Trusts for the benefit of Mr. Mooers' children beneficially owned shares and warrants of the Company through Mooers Partners, LLC, of which these family trusts and entities beneficially own 100%. These warrants have expired. Read SEC document |
| December 31, 2018 Filed May 30, 2019 07:23 UTC | Vislink Technologies, Inc. VISL · Entity 9631 | OtherStock Option (Right to Buy) · Derivative | 177 | $0.00 Strike: $82,440.00 | $0.00 |
DisclosureSEC source: 0001493152-19-008404 · ownership.xml · derivative · entry 6 Mooers Richard L · CIK 0001582450 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By MB Technology Holdings, LLC Disclosed balance after: 0 Underlying: Common Stock · 177 shares Expires 2018-01-16 F2 · kind: Mr. Mooers is an 80% interest holder in MB Merchant Group, LLC, which in turn is a 45.85% owner of MB Technology Holdings, LLC ("MBTH"). MBTH owns 16,295 shares of Common Stock and 177 shares of Common Stock underlying options that are presently exercisable. On 12/31/2018, MB Merchant Group, LLC abandoned its holdings in MB Technology Holdings, LLC. F2 · derivative.exercise_date: Mr. Mooers is an 80% interest holder in MB Merchant Group, LLC, which in turn is a 45.85% owner of MB Technology Holdings, LLC ("MBTH"). MBTH owns 16,295 shares of Common Stock and 177 shares of Common Stock underlying options that are presently exercisable. On 12/31/2018, MB Merchant Group, LLC abandoned its holdings in MB Technology Holdings, LLC. F2 · ownership.nature: Mr. Mooers is an 80% interest holder in MB Merchant Group, LLC, which in turn is a 45.85% owner of MB Technology Holdings, LLC ("MBTH"). MBTH owns 16,295 shares of Common Stock and 177 shares of Common Stock underlying options that are presently exercisable. On 12/31/2018, MB Merchant Group, LLC abandoned its holdings in MB Technology Holdings, LLC. Read SEC document |
| December 31, 2018 Filed May 30, 2019 07:23 UTC | Vislink Technologies, Inc. VISL · Entity 9631 | OtherCommon Stock | 7 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-19-008404 · ownership.xml · nonDerivative · entry 4 Mooers Richard L · CIK 0001582450 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Mooers Partners, LLC Disclosed balance after: 40,666 F3 · kind: Trusts for the benefit of Mr. Mooers' children beneficially owned shares and warrants of the Company through Mooers Partners, LLC, of which these family trusts and entities beneficially own 100%. These warrants have expired. F1 · balance_after: Shares have been split-adjusted pursuant to the Company's 1-for-10 reverse stock split effective May 13, 2019. F3 · ownership.nature: Trusts for the benefit of Mr. Mooers' children beneficially owned shares and warrants of the Company through Mooers Partners, LLC, of which these family trusts and entities beneficially own 100%. These warrants have expired. Read SEC document |
| December 31, 2018 Filed May 30, 2019 07:23 UTC | Vislink Technologies, Inc. VISL · Entity 9631 | OtherCommon Stock | 177 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-19-008404 · ownership.xml · nonDerivative · entry 3 Mooers Richard L · CIK 0001582450 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By MB Technology Holdings, LLC Disclosed balance after: 40,673 F2 · kind: Mr. Mooers is an 80% interest holder in MB Merchant Group, LLC, which in turn is a 45.85% owner of MB Technology Holdings, LLC ("MBTH"). MBTH owns 16,295 shares of Common Stock and 177 shares of Common Stock underlying options that are presently exercisable. On 12/31/2018, MB Merchant Group, LLC abandoned its holdings in MB Technology Holdings, LLC. F1 · balance_after: Shares have been split-adjusted pursuant to the Company's 1-for-10 reverse stock split effective May 13, 2019. F2 · ownership.nature: Mr. Mooers is an 80% interest holder in MB Merchant Group, LLC, which in turn is a 45.85% owner of MB Technology Holdings, LLC ("MBTH"). MBTH owns 16,295 shares of Common Stock and 177 shares of Common Stock underlying options that are presently exercisable. On 12/31/2018, MB Merchant Group, LLC abandoned its holdings in MB Technology Holdings, LLC. Read SEC document |
| December 31, 2018 Filed May 30, 2019 07:23 UTC | Vislink Technologies, Inc. VISL · Entity 9631 | OtherCommon Stock | 16,295 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-19-008404 · ownership.xml · nonDerivative · entry 2 Mooers Richard L · CIK 0001582450 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By MB Technology Holdings, LLC Disclosed balance after: 40,850 F2 · kind: Mr. Mooers is an 80% interest holder in MB Merchant Group, LLC, which in turn is a 45.85% owner of MB Technology Holdings, LLC ("MBTH"). MBTH owns 16,295 shares of Common Stock and 177 shares of Common Stock underlying options that are presently exercisable. On 12/31/2018, MB Merchant Group, LLC abandoned its holdings in MB Technology Holdings, LLC. F1 · balance_after: Shares have been split-adjusted pursuant to the Company's 1-for-10 reverse stock split effective May 13, 2019. F2 · ownership.nature: Mr. Mooers is an 80% interest holder in MB Merchant Group, LLC, which in turn is a 45.85% owner of MB Technology Holdings, LLC ("MBTH"). MBTH owns 16,295 shares of Common Stock and 177 shares of Common Stock underlying options that are presently exercisable. On 12/31/2018, MB Merchant Group, LLC abandoned its holdings in MB Technology Holdings, LLC. Read SEC document |
| December 03, 2018 Filed Dec 3, 2018 16:05 UTC | Vislink Technologies, Inc. XGTI · Entity 9631 | GrantCommon Stock | 20,834 | $0.48 | $10,000.32 |
DisclosureSEC source: 0001493152-18-016963 · ownership.xml · nonDerivative · entry 1 Mooers Richard L · CIK 0001582450 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 498,176 F1 · shares: The securities were issued to Mr. Mooers pursuant to the 2016 Employee Stock Purchase Plan of xG Technology, Inc. Read SEC document |
| November 01, 2018 Filed Nov 1, 2018 16:05 UTC | Vislink Technologies, Inc. XGTI · Entity 9631 | GrantCommon Stock | 23,256 | $0.43 | $10,000.08 |
DisclosureSEC source: 0001493152-18-015094 · ownership.xml · nonDerivative · entry 2 Mooers Richard L · CIK 0001582450 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 477,342 F2 · shares: The securities were issued to Mr. Mooers pursuant to the 2016 Employee Stock Purchase Plan of xG Technology, Inc. Read SEC document |
| October 22, 2018 Filed Nov 1, 2018 16:05 UTC | Vislink Technologies, Inc. XGTI · Entity 9631 | GrantCommon Stock | 14,814 | $0.42 | $6,221.88 |
DisclosureSEC source: 0001493152-18-015094 · ownership.xml · nonDerivative · entry 1 Mooers Richard L · CIK 0001582450 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 454,086 F1 · shares: The shares were received as compensation for Mr. Mooers' service as a member of the Board of Directors of the Issuer for the 3rd quarter of fiscal year 2018, ending September 30, 2018. Read SEC document |
| September 28, 2018 Filed Oct 3, 2018 06:03 UTC | Vislink Technologies, Inc. XGTI · Entity 9631 | GrantCommon Stock | 23,475 | $0.43 | $10,000.35 |
DisclosureSEC source: 0001144204-18-052194 · tv504109_4.xml · nonDerivative · entry 1 Mooers Richard L · CIK 0001582450 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 439,272 F1 · shares: The securities were issued to Mr. Mooers pursuant to the 2016 Employee Stock Purchase Plan of xG Technology, Inc. Read SEC document |
| August 30, 2018 Filed Aug 31, 2018 07:08 UTC | Vislink Technologies, Inc. XGTI · Entity 9631 | GrantCommon Stock | 23,810 | $0.42 | $10,000.20 |
DisclosureSEC source: 0001144204-18-047421 · tv502130_4.xml · nonDerivative · entry 1 Mooers Richard L · CIK 0001582450 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 415,797 F1 · shares: The securities were issued to Mr. Mooers pursuant to the 2016 Incentive Compensation Plan of xG Technology, Inc. Read SEC document |
| August 01, 2018 Filed Aug 8, 2018 16:02 UTC | Vislink Technologies, Inc. XGTI · Entity 9631 | GrantCommon Stock | 15,874 | $0.63 | $10,000.62 |
DisclosureSEC source: 0001144204-18-042802 · tv500443_4.xml · nonDerivative · entry 1 Mooers Richard L · CIK 0001582450 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 391,987 F1 · shares: The securities were issued to Mr. Mooers pursuant to the 2016 Incentive Compensation Plan of xG Technology, Inc. Read SEC document |
| July 09, 2018 Filed Jul 10, 2018 17:08 UTC | Vislink Technologies, Inc. XGTI · Entity 9631 | GrantCommon Stock | 4,883 | $0.64 | $3,125.12 |
DisclosureSEC source: 0001144204-18-037876 · tv498274_4.xml · nonDerivative · entry 2 Mooers Richard L · CIK 0001582450 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 376,113 F2 · shares: The shares were received as compensation for Mr. Mooers' service as a member of the Board of Directors of the Issuer for the 2nd quarter of fiscal year 2018, ending June 30, 2018. Read SEC document |
| July 09, 2018 Filed Jul 10, 2018 17:08 UTC | Vislink Technologies, Inc. XGTI · Entity 9631 | GrantCommon Stock | 15,385 | $0.65 | $10,000.25 |
DisclosureSEC source: 0001144204-18-037876 · tv498274_4.xml · nonDerivative · entry 1 Mooers Richard L · CIK 0001582450 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 371,230 F1 · shares: The securities were issued to Mr. Mooers pursuant to the 2016 Incentive Compensation Plan of xG Technology, Inc. Read SEC document |
| May 31, 2018 Filed Jun 1, 2018 16:58 UTC | Vislink Technologies, Inc. XGTI · Entity 9631 | GrantCommon Stock | 14,653 | $0.68 | $10,000.67 |
DisclosureSEC source: 0001144204-18-032421 · tv495678_4.xml · nonDerivative · entry 2 Mooers Richard L · CIK 0001582450 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 355,845 F2 · shares: The securities were issued to Mr. Mooers pursuant to the 2016 Incentive Compensation Plan of xG Technology, Inc. Read SEC document |
| May 31, 2018 Filed Jun 1, 2018 16:58 UTC | Vislink Technologies, Inc. XGTI · Entity 9631 | GrantCommon Stock | 4,579 | $0.68 | $3,125.17 |
DisclosureSEC source: 0001144204-18-032421 · tv495678_4.xml · nonDerivative · entry 1 Mooers Richard L · CIK 0001582450 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 341,192 F1 · shares: The shares were received as compensation for Mr. Mooers' service as a member of the Board of Directors of the Issuer for the 1st quarter of fiscal year 2018, ending March 31, 2018. Read SEC document |
| May 01, 2018 Filed May 14, 2018 16:02 UTC | Vislink Technologies, Inc. XGTI · Entity 9631 | GrantCommon Stock | 12,049 | $0.83 | $10,000.67 |
DisclosureSEC source: 0001144204-18-028169 · tv493951_4.xml · nonDerivative · entry 2 Mooers Richard L · CIK 0001582450 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 336,613 F3 · shares: The securities were issued to Mr. Mooers pursuant to the 2016 Incentive Compensation Plan of xG Technology, Inc. Read SEC document |
| April 05, 2018 Filed Apr 5, 2018 18:34 UTC | Vislink Technologies, Inc. XGTI · Entity 9631 | GrantCommon Stock | 3,005 | $1.04 | $3,125.20 |
DisclosureSEC source: 0001144204-18-019454 · tv490531_4.xml · nonDerivative · entry 3 Mooers Richard L · CIK 0001582450 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 299,564 F4 · shares: The shares were received as compensation for Mr. Mooers' service as a member of the Board of Directors of the Issuer for the 1st quarter of fiscal year 2018, ending March 31, 2018. Read SEC document |
| April 05, 2018 Filed Apr 5, 2018 18:34 UTC | Vislink Technologies, Inc. XGTI · Entity 9631 | GrantCommon Stock | 1,929 | $1.62 | $3,124.98 |
DisclosureSEC source: 0001144204-18-019454 · tv490531_4.xml · nonDerivative · entry 2 Mooers Richard L · CIK 0001582450 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 296,559 F3 · shares: The shares were received as compensation for Mr. Mooers' service as a member of the Board of Directors of the Issuer for the 4th quarter of fiscal year 2017, ending December 31, 2017. Read SEC document |
| April 04, 2018 Filed Apr 5, 2018 18:34 UTC | Vislink Technologies, Inc. XGTI · Entity 9631 | GrantCommon Stock | 28,847 | $1.04 | $30,000.88 |
DisclosureSEC source: 0001144204-18-019454 · tv490531_4.xml · nonDerivative · entry 1 Mooers Richard L · CIK 0001582450 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 294,630 F1 · shares: The securities were issued to Mr. Mooers pursuant to the 2016 Incentive Compensation Plan of xG Technology, Inc. F2 · balance_after: Reporting Person identified a clerical error on the Form 4 filed on the Reporting Person's behalf on December 1, 2017. This filing reflects a correction of the previously reported shares beneficially owned by the Reporting Person. Read SEC document |
| March 24, 2018 Filed May 14, 2018 16:02 UTC | Vislink Technologies, Inc. XGTI · Entity 9631 | GrantOptions · Derivative | 0 | $0.00 Strike: $1.55 | $0.00 |
DisclosureSEC source: 0001144204-18-028169 · tv493951_4.xml · derivative · entry 3 Mooers Richard L · CIK 0001582450 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2027-03-24 F2 · shares: These options were granted on March 24, 2017. The options vest over three years with 25,000 shares subject to the options vesting on the first anniversary of the grant, 25,000 vesting on the second anniversary of the grant, and 25,000 vesting on the third anniversary of the grant, until fully vested on March 24, 2020. A portion of the options have vested as noted in Footnote 1. F2 · derivative.exercise_date: These options were granted on March 24, 2017. The options vest over three years with 25,000 shares subject to the options vesting on the first anniversary of the grant, 25,000 vesting on the second anniversary of the grant, and 25,000 vesting on the third anniversary of the grant, until fully vested on March 24, 2020. A portion of the options have vested as noted in Footnote 1. Read SEC document |
| March 24, 2018 Filed May 14, 2018 16:02 UTC | Vislink Technologies, Inc. XGTI · Entity 9631 | GrantCommon Stock | 25,000 | $1.55 | $38,750.00 |
DisclosureSEC source: 0001144204-18-028169 · tv493951_4.xml · nonDerivative · entry 1 Mooers Richard L · CIK 0001582450 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 324,564 F1 · shares: These shares of common stock relate to certain option granted on March 24, 2017 that have now vested. A description of the option is set forth in Footnote 2 below. F2 · shares: These options were granted on March 24, 2017. The options vest over three years with 25,000 shares subject to the options vesting on the first anniversary of the grant, 25,000 vesting on the second anniversary of the grant, and 25,000 vesting on the third anniversary of the grant, until fully vested on March 24, 2020. A portion of the options have vested as noted in Footnote 1. Read SEC document |
| December 26, 2017 Filed Jan 5, 2018 16:00 UTC | Vislink Technologies, Inc. XGTI · Entity 9631 | GrantCommon Stock | 6,025 | $1.66 | $10,001.50 |
DisclosureSEC source: 0001144204-18-001043 · tv482789_4.xml · nonDerivative · entry 1 Mooers Richard L · CIK 0001582450 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,000 F1 · shares: The securities were issued to Mr. Mooers pursuant to the 2016 Incentive Compensation Plan of xG Technology, Inc. Read SEC document |
| November 30, 2017 Filed Dec 1, 2017 16:02 UTC | Vislink Technologies, Inc. XGTI · Entity 9631 | GrantCommon Stock | 5,953 | $1.68 | $10,001.04 |
DisclosureSEC source: 0001144204-17-061914 · tv480620_4.xml · nonDerivative · entry 1 Mooers Richard L · CIK 0001582450 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,975 F1 · shares: The securities were issued to Mr. Mooers pursuant to the 2016 Incentive Compensation Plan of xG Technology, Inc. Read SEC document |
| October 30, 2017 Filed Nov 2, 2017 16:01 UTC | Vislink Technologies, Inc. XGTI · Entity 9631 | GrantCommon Stock | 6,536 | $1.53 | $10,000.08 |
DisclosureSEC source: 0001144204-17-055813 · tv478418_4.xml · nonDerivative · entry 1 Mooers Richard L · CIK 0001582450 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,022 F1 · shares: The securities were issued to Mr. Mooers pursuant to the 2016 Incentive Compensation Plan of xG Technology, Inc. Read SEC document |
| October 13, 2017 Filed Oct 16, 2017 16:37 UTC | Vislink Technologies, Inc. XGTI · Entity 9631 | GrantCommon Stock | 1,929 | $1.62 | $3,124.98 |
DisclosureSEC source: 0001144204-17-052635 · tv477040_4.xml · nonDerivative · entry 1 Mooers Richard L · CIK 0001582450 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,486 F1 · shares: The shares were received as compensation for Mr. Mooers' service as a member of the Board of Directors of the Issuer for the 3rd quarter of fiscal year 2017, ending September 30, 2017. Read SEC document |
| October 12, 2017 Filed Nov 28, 2017 16:02 UTC | Vislink Technologies, Inc. XGTI · Entity 9631 | OtherCommon Stock | 154,321 | $1.62 | $250,000.02 |
DisclosureSEC source: 0001144204-17-061167 · tv480336_4.xml · nonDerivative · entry 1 Mooers Richard L · CIK 0001582450 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By MB Technology Holdings, LLC Disclosed balance after: 253,805 F1 · shares: Mr. Mooers is an 80% interest holder in MB Merchant Group, LLC, which in turn is a 45.85% owner of MB Technology Holdings, LLC ("MBTH"). MBTH acquired the 154,321 shares of the Company's common stock disclosed above upon exercising a warrant to purchase common stock in an amount equal to $250,000 at an exercise price of $1.62 per share. F1 · ownership.nature: Mr. Mooers is an 80% interest holder in MB Merchant Group, LLC, which in turn is a 45.85% owner of MB Technology Holdings, LLC ("MBTH"). MBTH acquired the 154,321 shares of the Company's common stock disclosed above upon exercising a warrant to purchase common stock in an amount equal to $250,000 at an exercise price of $1.62 per share. Read SEC document |
| September 27, 2017 Filed Sep 28, 2017 16:01 UTC | Vislink Technologies, Inc. XGTI · Entity 9631 | GrantCommon Stock | 6,098 | $1.64 | $10,000.72 |
DisclosureSEC source: 0001144204-17-050379 · v476094_4.xml · nonDerivative · entry 1 Mooers Richard L · CIK 0001582450 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,557 F1 · shares: The securities were issued to Mr. Mooers pursuant to the 2016 Incentive Compensation Plan of xG Technology, Inc. Read SEC document |
| August 31, 2017 Filed Aug 31, 2017 16:56 UTC | Vislink Technologies, Inc. XGTI · Entity 9631 | GrantCommon Stock | 5,495 | $1.82 | $10,000.90 |
DisclosureSEC source: 0001144204-17-046198 · v474497_4.xml · nonDerivative · entry 1 Mooers Richard L · CIK 0001582450 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,459 F1 · shares: The securities were issued to Mr. Mooers pursuant to the 2016 Incentive Compensation Plan of xG Technology, Inc. Read SEC document |
| July 27, 2017 Filed Jul 27, 2017 16:01 UTC | Vislink Technologies, Inc. XGTI · Entity 9631 | GrantCommon Stock | 4,256 | $2.35 | $10,001.60 |
DisclosureSEC source: 0001144204-17-038697 · v471708_4.xml · nonDerivative · entry 1 Mooers Richard L · CIK 0001582450 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,964 F1 · shares: The securities were issued to Mr. Mooers pursuant to the 2016 Incentive Compensation Plan of xG Technology, Inc. Read SEC document |
| July 19, 2017 Filed Jul 19, 2017 17:19 UTC | Vislink Technologies, Inc. XGTI · Entity 9631 | GrantCommon Stock | 1,917 | $1.63 | $3,124.71 |
DisclosureSEC source: 0001144204-17-037331 · v471068_4.xml · nonDerivative · entry 1 Mooers Richard L · CIK 0001582450 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,708 F1 · shares: The shares were received as compensation for Mr. Mooers' service as a member of the Board of Directors of the Issuer for the 2nd quarter of fiscal year 2017, ending June 30, 2017. Read SEC document |
| June 29, 2017 Filed Jun 29, 2017 16:32 UTC | Vislink Technologies, Inc. XGTI · Entity 9631 | GrantCommon Stock | 5,748 | $1.74 | $10,001.52 |
DisclosureSEC source: 0001144204-17-034909 · v470065_4.xml · nonDerivative · entry 2 Mooers Richard L · CIK 0001582450 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,791 F1 · shares: The securities were issued to Mr. Mooers pursuant to the 2016 Incentive Compensation Plan of xG Technology, Inc. Read SEC document |
| May 25, 2017 Filed Jun 29, 2017 16:32 UTC | Vislink Technologies, Inc. XGTI · Entity 9631 | GrantCommon Stock | 5,377 | $1.86 | $10,001.22 |
DisclosureSEC source: 0001144204-17-034909 · v470065_4.xml · nonDerivative · entry 1 Mooers Richard L · CIK 0001582450 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,043 F1 · shares: The securities were issued to Mr. Mooers pursuant to the 2016 Incentive Compensation Plan of xG Technology, Inc. Read SEC document |
| April 28, 2017 Filed Apr 28, 2017 16:09 UTC | Vislink Technologies, Inc. XGTI · Entity 9631 | GrantCommon Stock | 6,712 | $1.49 | $10,000.88 |
DisclosureSEC source: 0001144204-17-023205 · v465620_form4.xml · nonDerivative · entry 1 Mooers Richard L · CIK 0001582450 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,666 F1 · shares: The securities were issued to Mr. Mooers pursuant to the 2016 Incentive Compensation Plan of xG Technology, Inc. Read SEC document |
| March 28, 2017 Filed Mar 29, 2017 16:04 UTC | Vislink Technologies, Inc. XGTI · Entity 9631 | GrantCommon Stock | 6,330 | $1.58 | $10,001.40 |
DisclosureSEC source: 0001144204-17-017272 · v462914_4.xml · nonDerivative · entry 1 Mooers Richard L · CIK 0001582450 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,954 F1 · shares: The securities were issued to Mr. Mooers pursuant to the 2016 Incentive Compensation Plan of xG Technology, Inc. Read SEC document |
| March 24, 2017 Filed May 30, 2019 07:23 UTC | Vislink Technologies, Inc. VISL · Entity 9631 | GrantOptions (Right to buy) · Derivative | 0 | $0.00 Strike: $15.50 | $0.00 |
DisclosureSEC source: 0001493152-19-008404 · ownership.xml · derivative · entry 8 Mooers Richard L · CIK 0001582450 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Underlying: Common Stock · 2,500 shares Expires 2027-03-24 F5 · shares: These options were granted on March 24, 2017 under the 2015 Incentive Compensation Plan. The options vest over three years with 2,500 shares subject to the options vesting on the first anniversary of the grant, 2,500 vesting on the second anniversary of the grant, and 2,500 vesting on the third anniversary of the grant, until fully vested on March 24, 2020. F5 · derivative.exercise_date: These options were granted on March 24, 2017 under the 2015 Incentive Compensation Plan. The options vest over three years with 2,500 shares subject to the options vesting on the first anniversary of the grant, 2,500 vesting on the second anniversary of the grant, and 2,500 vesting on the third anniversary of the grant, until fully vested on March 24, 2020. Read SEC document |
| February 27, 2017 Filed Mar 10, 2017 16:07 UTC | Vislink Technologies, Inc. XGTI · Entity 9631 | GrantCommon Stock | 5,848 | $1.71 | $10,000.08 |
DisclosureSEC source: 0001144204-17-013991 · v461601_form4.xml · nonDerivative · entry 1 Mooers Richard L · CIK 0001582450 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,624 F1 · shares: The securities were issued to Mr. Mooers pursuant to the 2016 Incentive Compensation Plan of xG Technology, Inc. Read SEC document |
| January 30, 2017 Filed Jan 31, 2017 16:05 UTC | Vislink Technologies, Inc. XGTI · Entity 9631 | GrantCommon Stock | 5,748 | $1.74 | $10,001.52 |
DisclosureSEC source: 0001144204-17-005055 · v458047_4.xml · nonDerivative · entry 1 Mooers Richard L · CIK 0001582450 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,776 F1 · shares: The securities were issued to Mr. Mooers pursuant to the 2016 Incentive Compensation Plan of xG Technology, Inc. Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 16:07 UTC | Vislink Technologies, Inc. XGTI · Entity 9631 | GrantCommon Stock | 7,752 | $1.29 | $10,000.08 |
DisclosureSEC source: 0001144204-17-000575 · v456217_form4.xml · nonDerivative · entry 1 Mooers Richard L · CIK 0001582450 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,028 F1 · shares: The securities were issued to Mr. Mooers pursuant to the 2016 Incentive Compensation Plan of xG Technology, Inc. Read SEC document |
| November 30, 2016 Filed Dec 1, 2016 19:19 UTC | Vislink Technologies, Inc. XGTI · Entity 9631 | GrantCommon Stock | 28,654 | $0.35 | $10,000.25 |
DisclosureSEC source: 0001144204-16-137526 · v454303_4.xml · nonDerivative · entry 1 Mooers Richard L · CIK 0001582450 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,751 F4 · shares: The securities were issued to Mr. Mooers pursuant to the 2016 Incentive Compensation Plan of xG Technology, Inc. Read SEC document |
| October 26, 2016 Filed Nov 1, 2016 16:07 UTC | Vislink Technologies, Inc. XGTI · Entity 9631 | GrantCommon Stock | 24,103 | $0.41 | $10,000.33 |
DisclosureSEC source: 0001144204-16-130840 · v451874_form4.xml · nonDerivative · entry 1 Mooers Richard L · CIK 0001582450 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,991 F1 · shares: The securities were issued to Mr. Mooers pursuant to the 2015 Incentive Compensation Plan of xG Technology, Inc. Read SEC document |
| September 29, 2016 Filed Sep 29, 2016 16:02 UTC | Vislink Technologies, Inc. XGTI · Entity 9631 | GrantCommon Stock | 37,736 | $0.27 | $10,000.04 |
DisclosureSEC source: 0001144204-16-126027 · v449671_4.xml · nonDerivative · entry 1 Mooers Richard L · CIK 0001582450 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,888 F1 · shares: The securities were issued to Mr. Mooers pursuant to the 2015 Incentive Compensation Plan of xG Technology, Inc. Read SEC document |
| August 26, 2016 Filed Sep 7, 2016 16:19 UTC | Vislink Technologies, Inc. XGTI · Entity 9631 | GrantCommon Stock | 24,391 | $0.41 | $10,000.31 |
DisclosureSEC source: 0001144204-16-123076 · v448446_form4.xml · nonDerivative · entry 1 Mooers Richard L · CIK 0001582450 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,152 F1 · shares: The securities were issued to Mr. Mooers pursuant to the 2015 Incentive Compensation Plan of xG Technology, Inc. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.