VISL

SEC source: 0001144204-18-019454 · tv490531_4.xml · nonDerivative · entry 2

Mooers Richard L · CIK 0001582450 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 296,559

F3 · shares: The shares were received as compensation for Mr. Mooers' service as a member of the Board of Directors of the Issuer for the 4th quarter of fiscal year 2017, ending December 31, 2017.

SEC source: 0001144204-18-019451 · tv490527_4.xml · nonDerivative · entry 2

Branton Roger G · CIK 0001582449 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,209

F2 · shares: The securities were issued to Mr. Branton pursuant to the 2016 Incentive Compensation Plan of xG Technology, Inc.

SEC source: 0001144204-18-019451 · tv490527_4.xml · nonDerivative · entry 1

Branton Roger G · CIK 0001582449 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 279,927

F1 · shares: The securities were issued to Mr. Branton pursuant to the 2017 Incentive Compensation Plan of xG Technology, Inc.

SEC source: 0001144204-18-019454 · tv490531_4.xml · nonDerivative · entry 1

Mooers Richard L · CIK 0001582450 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 294,630

F1 · shares: The securities were issued to Mr. Mooers pursuant to the 2016 Incentive Compensation Plan of xG Technology, Inc.

F2 · balance_after: Reporting Person identified a clerical error on the Form 4 filed on the Reporting Person's behalf on December 1, 2017. This filing reflects a correction of the previously reported shares beneficially owned by the Reporting Person.

SEC source: 0001144204-18-028169 · tv493951_4.xml · derivative · entry 3

Mooers Richard L · CIK 0001582450 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2027-03-24

F2 · shares: These options were granted on March 24, 2017. The options vest over three years with 25,000 shares subject to the options vesting on the first anniversary of the grant, 25,000 vesting on the second anniversary of the grant, and 25,000 vesting on the third anniversary of the grant, until fully vested on March 24, 2020. A portion of the options have vested as noted in Footnote 1.

F2 · derivative.exercise_date: These options were granted on March 24, 2017. The options vest over three years with 25,000 shares subject to the options vesting on the first anniversary of the grant, 25,000 vesting on the second anniversary of the grant, and 25,000 vesting on the third anniversary of the grant, until fully vested on March 24, 2020. A portion of the options have vested as noted in Footnote 1.

SEC source: 0001144204-18-028169 · tv493951_4.xml · nonDerivative · entry 1

Mooers Richard L · CIK 0001582450 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 324,564

F1 · shares: These shares of common stock relate to certain option granted on March 24, 2017 that have now vested. A description of the option is set forth in Footnote 2 below.

F2 · shares: These options were granted on March 24, 2017. The options vest over three years with 25,000 shares subject to the options vesting on the first anniversary of the grant, 25,000 vesting on the second anniversary of the grant, and 25,000 vesting on the third anniversary of the grant, until fully vested on March 24, 2020. A portion of the options have vested as noted in Footnote 1.

SEC source: 0001144204-18-029320 · tv494402_4.xml · nonDerivative · entry 1

PAYNE JOHN BAYLY IV · CIK 0001666775 · President Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

F1 · shares: These shares of common stock relate to certain option granted on March 24, 2017 that have now vested. A description of the option is set forth in Footnote 2 below.

F2 · shares: These options were granted on March 24, 2017. The options vest over three years with 50,000 shares subject to the options vesting on the first anniversary of the grant, 50,000 vesting on the second anniversary of the grant, and 50,000 vesting on the third anniversary of the grant, until fully vested on March 24, 2020. A portion of the options have vested as noted in Footnote 1.

SEC source: 0001144204-18-029318 · tv494401_4.xml · nonDerivative · entry 1

HOFFMAN KENNETH A · CIK 0001232870 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,405

F1 · shares: These shares of common stock relate to certain option granted on March 24, 2017 that have now vested. A description of the option is set forth in Footnote 2 below.

F2 · shares: These options were granted on March 24, 2017. The options vest over three years with 25,000 shares subject to the options vesting on the first anniversary of the grant, 25,000 vesting on the second anniversary of the grant, and 25,000 vesting on the third anniversary of the grant, until fully vested on March 24, 2020. A portion of the options have vested as noted in Footnote 1.

SEC source: 0001144204-18-029316 · tv494400_4.xml · nonDerivative · entry 1

Schmitt George Frederick · CIK 0001540778 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 755,501

F1 · shares: These shares of common stock relate to certain option granted on March 24, 2017 that have now vested. A description of the option is set forth in Footnote 2 below.

F2 · shares: These options were granted on March 24, 2017. The options vest over three years with 50,000 shares subject to the options vesting on the first anniversary of the grant, 50,000 vesting on the second anniversary of the grant, and 50,000 vesting on the third anniversary of the grant, until fully vested on March 24, 2020. A portion of the options have vested as noted in Footnote 1.

SEC source: 0001144204-18-029314 · tv494399_4.xml · nonDerivative · entry 1

Walton James M · CIK 0001698871 · President RoW

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

F1 · shares: These shares of common stock relate to certain option granted on March 24, 2017 that have now vested. A description of the option is set forth in Footnote 2 below.

F2 · shares: These options were granted on March 24, 2017. The options vest over three years with 50,000 shares subject to the options vesting on the first anniversary of the grant, 50,000 vesting on the second anniversary of the grant, and 50,000 vesting on the third anniversary of the grant, until fully vested on March 24, 2020. A portion of the options have vested as noted in Footnote 1.

SEC source: 0001144204-18-029322 · tv494404_4.xml · nonDerivative · entry 1

Sidney Raymond M · CIK 0001582416 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,648

F1 · shares: These shares of common stock relate to certain option granted on March 24, 2017 that have now vested. A description of the option is set forth in Footnote 2 below.

F2 · shares: These options were granted on March 24, 2017. The options vest over three years with 25,000 shares subject to the options vesting on the first anniversary of the grant, 25,000 vesting on the second anniversary of the grant, and 25,000 vesting on the third anniversary of the grant, until fully vested on March 24, 2020. A portion of the options have vested as noted in Footnote 1.

SEC source: 0001144204-18-029312 · tv494398_4.xml · nonDerivative · entry 2

Coleman John C · CIK 0001582382 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,619

F1 · shares: These shares of common stock relate to certain option granted on March 24, 2017 that have now vested. A description of the option is set forth in Footnote 2 below.

F2 · shares: (2) These options were granted on March 24, 2017. The options vest over three years with 50,000 shares subject to the options vesting on the first anniversary of the grant, 50,000 vesting on the second anniversary of the grant, and 50,000 vesting on the third anniversary of the grant, until fully vested on March 24, 2020. A portion of the options have vested as noted in Footnote 1.

SEC source: 0001144204-18-029310 · tv494395_4.xml · nonDerivative · entry 1

Branton Roger G · CIK 0001582449 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,209

F1 · shares: These shares of common stock relate to certain option granted on March 24, 2017 that have now vested. A description of the option is set forth in Footnote 2 below.

F2 · shares: These options were granted on March 24, 2017. The options vest over three years with 50,000 shares subject to the options vesting on the first anniversary of the grant, 50,000 vesting on the second anniversary of the grant, and 50,000 vesting on the third anniversary of the grant, until fully vested on March 24, 2020. A portion of the options have vested as noted in Footnote 1.

SEC source: 0001144204-18-029308 · tv494392_4.xml · nonDerivative · entry 1

Marino Belinda Allen · CIK 0001587274 · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,507

F1 · shares: These shares of common stock relate to certain option granted on March 24, 2017 that have now vested. A description of the option is set forth in Footnote 2 below.

F2 · shares: These options were granted on March 24, 2017. The options vest over three years with 25,000 shares subject to the options vesting on the first anniversary of the grant, 25,000 vesting on the second anniversary of the grant, and 25,000 vesting on the third anniversary of the grant, until fully vested on March 24, 2020. A portion of the options have vested as noted in Footnote 1.

SEC source: 0001144204-18-029518 · tv494405_4.xml · nonDerivative · entry 1

Conway James T · CIK 0001518221 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,537

F1 · shares: These shares of common stock relate to certain option granted on March 24, 2017 that have now vested. A description of the option is set forth in Footnote 2 below.

F2 · shares: These options were granted on March 24, 2017. The options vest over three years with 25,000 shares subject to the options vesting on the first anniversary of the grant, 25,000 vesting on the second anniversary of the grant, and 25,000 vesting on the third anniversary of the grant, until fully vested on March 24, 2020. A portion of the options have vested as noted in Footnote 1.

SEC source: 0001144204-18-029515 · tv494403_4.xml · nonDerivative · entry 1

Cuccio Gary · CIK 0001582420 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,427

F1 · shares: These shares of common stock relate to certain option granted on March 24, 2017 that have now vested. A description of the option is set forth in Footnote 2 below.

F2 · shares: These options were granted on March 24, 2017. The options vest over three years with 25,000 shares subject to the options vesting on the first anniversary of the grant, 25,000 vesting on the second anniversary of the grant, and 25,000 vesting on the third anniversary of the grant, until fully vested on March 24, 2020. A portion of the options have vested as noted in Footnote 1.

SEC source: 0001493152-19-008401 · ownership.xml · nonDerivative · entry 4

Branton Roger G · CIK 0001582449 · CEO & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Branton Partners, LLC

Disclosed balance after: 23,537

F3 · kind: Various family entities, including Mr. Branton's spouse, children and trusts for the benefit of Mr. Branton's children beneficially owned shares and warrants of the Company through Branton Partners, LLC, of which these family trusts and entities beneficially own 100%. These warrants have expired.

F1 · balance_after: Shares have been split-adjusted pursuant to the Company's 1-for-10 reverse stock split effective May 13, 2019.

F3 · ownership.nature: Various family entities, including Mr. Branton's spouse, children and trusts for the benefit of Mr. Branton's children beneficially owned shares and warrants of the Company through Branton Partners, LLC, of which these family trusts and entities beneficially own 100%. These warrants have expired.

SEC source: 0001144204-18-001043 · tv482789_4.xml · nonDerivative · entry 1

Mooers Richard L · CIK 0001582450 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,000

F1 · shares: The securities were issued to Mr. Mooers pursuant to the 2016 Incentive Compensation Plan of xG Technology, Inc.

SEC source: 0001144204-18-029312 · tv494398_4.xml · nonDerivative · entry 1

Coleman John C · CIK 0001582382 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,619

SEC source: 0001144204-17-061914 · tv480620_4.xml · nonDerivative · entry 1

Mooers Richard L · CIK 0001582450 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,975

F1 · shares: The securities were issued to Mr. Mooers pursuant to the 2016 Incentive Compensation Plan of xG Technology, Inc.

SEC source: 0001144204-17-055813 · tv478418_4.xml · nonDerivative · entry 1

Mooers Richard L · CIK 0001582450 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,022

F1 · shares: The securities were issued to Mr. Mooers pursuant to the 2016 Incentive Compensation Plan of xG Technology, Inc.

SEC source: 0001144204-17-052643 · tv477044_4.xml · nonDerivative · entry 1

HOFFMAN KENNETH A · CIK 0001232870 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,484

F1 · shares: The shares were received as compensation for Mr. Hoffman's service as a member of the Board of Directors of the Issuer for the 3rd quarter of fiscal year 2017, ending September 30, 2017.

SEC source: 0001144204-17-052638 · tv477041_4.xml · nonDerivative · entry 1

Conway James T · CIK 0001518221 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,616

F1 · shares: The shares were received as compensation for Mr. Conway's service as a member of the Board of Directors of the Issuer for the 3rd quarter of fiscal year 2017, ending September 30, 2017.

SEC source: 0001144204-17-052633 · tv477039_4.xml · nonDerivative · entry 1

Schmitt George Frederick · CIK 0001540778 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 317,246

F1 · shares: The securities were issued to Mr. Schmitt pursuant to the 2016 Employee Stock Purchase Plan of xG Technology, Inc.

SEC source: 0001144204-17-052635 · tv477040_4.xml · nonDerivative · entry 1

Mooers Richard L · CIK 0001582450 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,486

F1 · shares: The shares were received as compensation for Mr. Mooers' service as a member of the Board of Directors of the Issuer for the 3rd quarter of fiscal year 2017, ending September 30, 2017.

SEC source: 0001144204-17-052849 · tv477043_4.xml · nonDerivative · entry 1

Cuccio Gary · CIK 0001582420 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,488

F1 · shares: The shares were received as compensation for Mr. Cuccio's service as a member of the Board of Directors of the Issuer for the 3rd quarter of fiscal year 2017, ending September 30, 2017.

SEC source: 0001144204-17-052814 · tv477042_4.xml · nonDerivative · entry 1

Sidney Raymond M · CIK 0001582416 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,714

F1 · shares: The shares were received as compensation for Mr. Sidney's service as a member of the Board of Directors of the Issuer for the 3rd quarter of fiscal year 2017, ending September 30, 2017.

SEC source: 0001144204-17-061164 · tv480332_4.xml · nonDerivative · entry 1

MB Technology Holdings, LLC · CIK 0001506445 · Related Party

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,949

F1 · shares: MB Technology Holdings, LLC ("MBTH") acquired the 154,321 shares of the Company's common stock disclosed above upon exercising a warrant to purchase common stock in an amount equal to $250,000 at an exercise price of $1.62 per share.

SEC source: 0001144204-17-061168 · tv480337_4.xml · nonDerivative · entry 1

Schmitt George Frederick · CIK 0001540778 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By MB Technology Holdings, LLC

Disclosed balance after: 482,483

F1 · shares: Mr. Schmitt is a 36.84% interest holder of MB Technology Holdings, LLC ("MBTH"). MBTH acquired the 154,321 shares of the Company's common stock disclosed above upon exercising a warrant to purchase common stock in an amount equal to $250,000 at an exercise price of $1.62 per share.

F1 · ownership.nature: Mr. Schmitt is a 36.84% interest holder of MB Technology Holdings, LLC ("MBTH"). MBTH acquired the 154,321 shares of the Company's common stock disclosed above upon exercising a warrant to purchase common stock in an amount equal to $250,000 at an exercise price of $1.62 per share.

SEC source: 0001144204-17-061167 · tv480336_4.xml · nonDerivative · entry 1

Mooers Richard L · CIK 0001582450 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By MB Technology Holdings, LLC

Disclosed balance after: 253,805

F1 · shares: Mr. Mooers is an 80% interest holder in MB Merchant Group, LLC, which in turn is a 45.85% owner of MB Technology Holdings, LLC ("MBTH"). MBTH acquired the 154,321 shares of the Company's common stock disclosed above upon exercising a warrant to purchase common stock in an amount equal to $250,000 at an exercise price of $1.62 per share.

F1 · ownership.nature: Mr. Mooers is an 80% interest holder in MB Merchant Group, LLC, which in turn is a 45.85% owner of MB Technology Holdings, LLC ("MBTH"). MBTH acquired the 154,321 shares of the Company's common stock disclosed above upon exercising a warrant to purchase common stock in an amount equal to $250,000 at an exercise price of $1.62 per share.

SEC source: 0001144204-17-061166 · tv480333_4.xml · nonDerivative · entry 1

Branton Roger G · CIK 0001582449 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By MB Technology Holdings, LLC

Disclosed balance after: 179,927

F1 · shares: Mr. Branton is a 20% interest holder of MB Merchant Group, LLC, which in turn is a 45.85% owner of MB Technology Holdings, LLC ("MBTH"). MBTH acquired the 154,321 shares of the Company's common stock disclosed above upon exercising a warrant to purchase common stock in an amount equal to $250,000 at an exercise price of $1.62 per share.

F1 · ownership.nature: Mr. Branton is a 20% interest holder of MB Merchant Group, LLC, which in turn is a 45.85% owner of MB Technology Holdings, LLC ("MBTH"). MBTH acquired the 154,321 shares of the Company's common stock disclosed above upon exercising a warrant to purchase common stock in an amount equal to $250,000 at an exercise price of $1.62 per share.

SEC source: 0001144204-17-050379 · v476094_4.xml · nonDerivative · entry 1

Mooers Richard L · CIK 0001582450 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,557

F1 · shares: The securities were issued to Mr. Mooers pursuant to the 2016 Incentive Compensation Plan of xG Technology, Inc.

SEC source: 0001144204-17-050017 · v475979_4.xml · nonDerivative · entry 1

Coleman John C · CIK 0001582382 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,973

F1 · shares: The securities were issued to Mr. Coleman pursuant to the 2016 Incentive Compensation Plan of xG Technology, Inc.

SEC source: 0001144204-17-046198 · v474497_4.xml · nonDerivative · entry 1

Mooers Richard L · CIK 0001582450 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,459

F1 · shares: The securities were issued to Mr. Mooers pursuant to the 2016 Incentive Compensation Plan of xG Technology, Inc.

SEC source: 0001144204-17-041211 · v472694_4.xml · nonDerivative · entry 1

Marino Belinda Allen · CIK 0001587274 · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,507

F1 · shares: The securities were issued to Ms. Marino pursuant to the 2016 Incentive Compensation Plan of xG Technology, Inc.

SEC source: 0001144204-17-038697 · v471708_4.xml · nonDerivative · entry 1

Mooers Richard L · CIK 0001582450 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,964

F1 · shares: The securities were issued to Mr. Mooers pursuant to the 2016 Incentive Compensation Plan of xG Technology, Inc.

SEC source: 0001144204-17-037335 · v471071_4.xml · nonDerivative · entry 1

HOFFMAN KENNETH A · CIK 0001232870 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,169

F1 · shares: The shares were received as compensation for Mr. Hoffman's service as a member of the Board of Directors of the Issuer for the 2nd quarter of fiscal year 2017, ending June 30, 2017.

SEC source: 0001144204-17-037333 · v471069_4.xml · nonDerivative · entry 1

Sidney Raymond M · CIK 0001582416 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,785

F1 · shares: The shares were received as compensation for Mr. Sidney's service as a member of the Board of Directors of the Issuer for the 2nd quarter of fiscal year 2017, ending June 30, 2017.

SEC source: 0001144204-17-037331 · v471068_4.xml · nonDerivative · entry 1

Mooers Richard L · CIK 0001582450 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,708

F1 · shares: The shares were received as compensation for Mr. Mooers' service as a member of the Board of Directors of the Issuer for the 2nd quarter of fiscal year 2017, ending June 30, 2017.

SEC source: 0001144204-17-037488 · v471073_4.xml · nonDerivative · entry 1

Conway James T · CIK 0001518221 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,301

F1 · shares: The shares were received as compensation for Mr. Conway's service as a member of the Board of Directors of the Issuer for the 2nd quarter of fiscal year 2017, ending June 30, 2017.

SEC source: 0001144204-17-037377 · v471070_4.xml · nonDerivative · entry 1

Cuccio Gary · CIK 0001582420 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,173

F1 · shares: The shares were received as compensation for Mr. Cuccio's service as a member of the Board of Directors of the Issuer for the 2nd quarter of fiscal year 2017, ending June 30, 2017.

SEC source: 0001144204-17-036608 · v470731_4.xml · nonDerivative · entry 1

Schmitt George Frederick · CIK 0001540778 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 264,448

F1 · shares: The securities were issued to Mr. Schmitt pursuant to the 2016 Employee Stock Purchase Plan of xG Technology, Inc.

SEC source: 0001144204-17-034909 · v470065_4.xml · nonDerivative · entry 2

Mooers Richard L · CIK 0001582450 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,791

F1 · shares: The securities were issued to Mr. Mooers pursuant to the 2016 Incentive Compensation Plan of xG Technology, Inc.

SEC source: 0001144204-17-034906 · v470064_4.xml · nonDerivative · entry 1

Coleman John C · CIK 0001582382 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,677

F1 · shares: The securities were issued to Mr. Coleman pursuant to the 2016 Incentive Compensation Plan of xG Technology, Inc.

SEC source: 0001144204-17-034909 · v470065_4.xml · nonDerivative · entry 1

Mooers Richard L · CIK 0001582450 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,043

F1 · shares: The securities were issued to Mr. Mooers pursuant to the 2016 Incentive Compensation Plan of xG Technology, Inc.

SEC source: 0001144204-17-023205 · v465620_form4.xml · nonDerivative · entry 1

Mooers Richard L · CIK 0001582450 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,666

F1 · shares: The securities were issued to Mr. Mooers pursuant to the 2016 Incentive Compensation Plan of xG Technology, Inc.

SEC source: 0001144204-17-019742 · v463937_4.xml · nonDerivative · entry 1

HOFFMAN KENNETH A · CIK 0001232870 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,868

F1 · shares: The shares were received as compensation for Mr. Hoffman's service as a member of the Board of Directors of the Issuer for the 1st quarter of fiscal year 2017, ending March 31, 2017.

SEC source: 0001144204-17-019736 · v463933_4.xml · nonDerivative · entry 1

Schmitt George Frederick · CIK 0001540778 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,974

F1 · shares: The securities were issued to Mr. Schmitt pursuant to the 2016 Employee Stock Purchase Plan of xG Technology, Inc.

SEC source: 0001144204-17-019740 · v463936_4.xml · nonDerivative · entry 1

Sidney Raymond M · CIK 0001582416 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,868

F1 · shares: The shares were received as compensation for Mr. Sidney's service as a member of the Board of Directors of the Issuer for the 1st quarter of fiscal year 2017, ending March 31, 2017.

SEC source: 0001144204-17-019738 · v463934_4.xml · nonDerivative · entry 1

Coleman John C · CIK 0001582382 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,808

F1 · shares: The securities were issued to Mr. Coleman pursuant to the 2016 Incentive Compensation Plan of xG Technology, Inc.