VISL

SEC source: 0001493152-22-017285 · ownership.xml · nonDerivative · entry 1

Bond Michael C. · CIK 0001590350 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,140,658

F1 · shares: Reflects the netting of 101,176 shares to pay withholding taxes due to vesting and delivery to the reporting person of the entire tranche of 368,715 performance-based restricted stock units awarded in December 2020.

F2 · balance_after: Includes 785,970 of shares issuable pursuant to previously reported restricted stock units that have not yet vested and been settled.

SEC source: 0001493152-22-005031 · ownership.xml · nonDerivative · entry 1

SWENSON SUSAN · CIK 0001112671 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,894

F1 · security: Restricted Stock Units ("RSUs").

F2 · shares: Each RSU represents a one-time award received by non-employee members of the Board of Directors of the Issuer and also represents contingent right to receive one share of common stock of the Issuer.

F3 · shares: 40,000 of the RSUs vest on each anniversary of the date of the grant over a five year period, provided that the nonemployee director has remained in continuous service as a member of the Board as of such vesting date. The RSUs will become fully vested if, during the 13 month period commencing on a Change in Control of the Issuer, the nonemployee director's service with the Issuer is terminated other than for "Cause" (as such terms are defined in the Reporting Person's Restricted Stock Award).

SEC source: 0001493152-22-005030 · ownership.xml · nonDerivative · entry 1

Krolicki Brian K. · CIK 0001801624 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,473

F1 · security: Restricted Stock Units ("RSUs").

F2 · shares: Each RSU represents a one-time award received by non-employee members of the Board of Directors of the Issuer and also represents contingent right to receive one share of common stock of the Issuer.

F3 · shares: 40,000 of the RSUs vest on each anniversary of the date of the grant over a five year period, provided that the nonemployee director has remained in continuous service as a member of the Board as of such vesting date. The RSUs will become fully vested if, during the 13 month period commencing on a Change in Control of the Issuer, the nonemployee director's service with the Issuer is terminated other than for "Cause" (as such terms are defined in the Reporting Person's Restricted Stock Award).

SEC source: 0001493152-22-005032 · ownership.xml · nonDerivative · entry 1

FAISON RALPH E · CIK 0001189819 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,473

F1 · security: Restricted Stock Units ("RSUs").

F2 · shares: Each RSU represents a one-time award received by non-employee members of the Board of Directors of the Issuer and also represents contingent right to receive one share of common stock of the Issuer.

F3 · shares: 40,000 of the RSUs vest on each anniversary of the date of the grant over a five year period, provided that the nonemployee director has remained in continuous service as a member of the Board as of such vesting date. The RSUs will become fully vested if, during the 13 month period commencing on a Change in Control of the Issuer, the nonemployee director's service with the Issuer is terminated other than for "Cause" (as such terms are defined in the Reporting Person's Restricted Stock Award).

SEC source: 0001493152-22-005034 · ownership.xml · nonDerivative · entry 1

Panetta Jude T · CIK 0001315398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 229,307

F1 · security: Restricted Stock Units ("RSUs").

F2 · shares: Each RSU represents a one-time award received by non-employee members of the Board of Directors of the Issuer and also represents contingent right to receive one share of common stock of the Issuer.

F3 · shares: 40,000 of the RSUs vest on each anniversary of the date of the grant over a five year period, provided that the nonemployee director has remained in continuous service as a member of the Board as of such vesting date. The RSUs will become fully vested if, during the 13 month period commencing on a Change in Control of the Issuer, the nonemployee director's service with the Issuer is terminated other than for "Cause" (as such terms are defined in the Reporting Person's Restricted Stock Award).

SEC source: 0001493152-22-005029 · ownership.xml · nonDerivative · entry 1

Miller Carleton M · CIK 0001292833 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,775,546

F1 · security: Restricted Stock Units ("RSUs").

F2 · shares: Each RSU represents a contingent right to receive one share of common stock of the Issuer.

F3 · shares: 258,269 of the RSUs vest on February 16, 2022, and 21,522.4167 of the RSUs vest in substantially equal monthly increments over the 36-month period thereafter. 1,033,076 of the RSUs vest in three equal tranches on or prior to December 31, 2026, subject to the Issuer achieving certain revenue levels in any trailing four-quarter fiscal period. The RSUs will become fully vested if, during the 13 month period commencing on a Change In Control of the Issuer, the Issuer terminates the Reporting Person's employment without Cause or he terminates his employment for Good Reason (as such terms defined in the Reporting "Person's" Employment Agreement).

SEC source: 0001493152-22-005033 · ownership.xml · nonDerivative · entry 1

Conway James T · CIK 0001518221 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,356

F1 · security: Restricted Stock Units ("RSUs").

F2 · shares: Each RSU represents a one-time award received by non-employee members of the Board of Directors of the Issuer and also represents contingent right to receive one share of common stock of the Issuer.

F3 · shares: 40,000 of the RSUs vest on each anniversary of the date of the grant over a five year period, provided that the nonemployee director has remained in continuous service as a member of the Board as of such vesting date. The RSUs will become fully vested if, during the 13 month period commencing on a Change in Control of the Issuer, the nonemployee director's service with the Issuer is terminated other than for "Cause" (as such terms are defined in the Reporting Person's Restricted Stock Award).

SEC source: 0001493152-22-005035 · ownership.xml · nonDerivative · entry 1

Bond Michael C. · CIK 0001590350 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,235,131

F1 · security: Restricted Stock Units ("RSUs").

F2 · shares: Each RSU represents a contingent right to receive one share of common stock of the Issuer.

F3 · shares: 98,246.25 of the RSUs vest on February 16, 2022, and 8,178.85 of the RSUs vest in substantially equal monthly increments over the 36-month period thereafter. 392,985 of the RSUs vest in three equal tranches on or prior to December 31, 2026, subject to the Issuer achieving certain revenue levels in any trailing four-quarter fiscal period. The RSUs will become fully vested if, during the 13 month period commencing on a Change In Control of the Issuer, the Issuer terminates the Reporting Person's employment without Cause or he terminates his employment for Good Reason (as such terms defined in the Reporting "Person's" Employment Agreement).

SEC source: 0001493152-21-020879 · ownership.xml · nonDerivative · entry 1

SWENSON SUSAN · CIK 0001112671 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,644

F1 · shares: The restricted shares were issued to Reporting Person pursuant to the 2013 Incentive Compensation Plan. The restricted shares vest in full on the earliest to occur of (i) the close of business on the day before the next annual meeting of stockholders, (ii) the first anniversary of the grant date, and (iii) the date immediately prior to a change of control of the Issuer, in each case provided that the Reporting Person remains a non-employee director of the Issuer through the applicable vesting date.

SEC source: 0001493152-21-020871 · ownership.xml · nonDerivative · entry 1

Krolicki Brian K. · CIK 0001801624 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,473

F1 · shares: The restricted shares were issued to the Reporting Person pursuant to the 2013 Incentive Compensation Plan. The restricted shares vest in full on the earliest to occur of (i) the close of business on the day before the next annual meeting of stockholders, (ii) the first anniversary of the grant date, and (iii) the date immediately prior to a change of control of the Issuer, in each case provided that the Reporting Person remains a non-employee director of the Issuer through the applicable vesting date.

SEC source: 0001493152-21-020875 · ownership.xml · nonDerivative · entry 1

Panetta Jude T · CIK 0001315398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,473

F1 · shares: The restricted shares were issued to Reporting Person pursuant to the 2013 Incentive Compensation Plan. The restricted shares vest in full on the earliest to occur of (i) the close of business on the day before the next annual meeting of stockholders, (ii) the first anniversary of the grant date, and (iii) the date immediately prior to a change of control of the Issuer, in each case provided that the Reporting Person remains a non-employee director of the Issuer through the applicable vesting date.

SEC source: 0001493152-21-020877 · ownership.xml · nonDerivative · entry 1

FAISON RALPH E · CIK 0001189819 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,473

F1 · shares: The restricted shares were issued to Ralph E. Faison pursuant to the 2013 Incentive Compensation Plan. The restricted shares vest in full on the earliest to occur of (i) the close of business on the day before the next annual meeting of stockholders, (ii) the first anniversary of the grant date, and (iii) the date immediately prior to a change of control of the Issuer, in each case provided that the Reporting Person remains a non-employee director of the Issuer through the applicable vesting date.

SEC source: 0001493152-21-020873 · ownership.xml · nonDerivative · entry 1

Conway James T · CIK 0001518221 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,106

F1 · shares: The restricted shares were issued to Reporting Person pursuant to the 2013 Incentive Compensation Plan. The restricted shares vest in full on the earliest to occur of (i) the close of business on the day before the next annual meeting of stockholders, (ii) the first anniversary of the grant date, and (iii) the date immediately prior to a change of control of the Issuer, in each case provided that the Reporting Person remains a non-employee director of the Issuer through the applicable vesting date.

SEC source: 0001493152-21-009490 · ownership.xml · nonDerivative · entry 1

Miller Carleton M · CIK 0001292833 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,478

SEC source: 0001493152-21-005472 · ownership.xml · derivative · entry 1

Miller Carleton M · CIK 0001292833 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,497,330

Underlying: Common Stock · 1,497,330 shares

Expires not disclosed

F1 · security: Restricted Stock Units ("RSUs").

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of the Issuer.

F3 · derivative.exercise_date: 199,555 of the RSUs vest on March 3, 2022, and 399,110 of the RSUs vest in substantially equal monthly increments over the 24-month period thereafter. 898,665 of the RSUs vest in three equal tranches on or prior to December 31, 2025, subject to the Issuer achieving certain revenue levels in any trailing four-quarter fiscal period. The RSUs will become fully vested if, during the 13 month period commencing on a change in control of the Issuer, the Issuer terminates the Reporting Person's employment without Cause (as defined in the Reporting Person's Employment Agreement) or he terminates his employment for Good Reason (as defined in the Reporting Person's Employment Agreement).

F3 · derivative.expiration_date: 199,555 of the RSUs vest on March 3, 2022, and 399,110 of the RSUs vest in substantially equal monthly increments over the 24-month period thereafter. 898,665 of the RSUs vest in three equal tranches on or prior to December 31, 2025, subject to the Issuer achieving certain revenue levels in any trailing four-quarter fiscal period. The RSUs will become fully vested if, during the 13 month period commencing on a change in control of the Issuer, the Issuer terminates the Reporting Person's employment without Cause (as defined in the Reporting Person's Employment Agreement) or he terminates his employment for Good Reason (as defined in the Reporting Person's Employment Agreement).

SEC source: 0001493152-21-000217 · ownership.xml · derivative · entry 1

Bond Michael C. · CIK 0001590350 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 368,715

Underlying: Common Stock · 368,715 shares

Expires not disclosed

F1 · security: Restricted Stock Units ("RSUs").

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of the Issuer.

F3 · derivative.exercise_date: The RSUs vest in three equal tranches on or prior to the fifth anniversary of the grant date, subject to the Issuer achieving certain revenue levels in any trailing four-quarter fiscal period. The RSUs will become fully vested if, during the 13 month period commencing on a change in control of the Issuer, the Issuer terminates the Reporting Person's employment without Cause (as defined in the Reporting Person's Employment Agreement) or he terminates his employment for Good Reason (as defined in the Reporting Person's Employment Agreement).

F3 · derivative.expiration_date: The RSUs vest in three equal tranches on or prior to the fifth anniversary of the grant date, subject to the Issuer achieving certain revenue levels in any trailing four-quarter fiscal period. The RSUs will become fully vested if, during the 13 month period commencing on a change in control of the Issuer, the Issuer terminates the Reporting Person's employment without Cause (as defined in the Reporting Person's Employment Agreement) or he terminates his employment for Good Reason (as defined in the Reporting Person's Employment Agreement).

SEC source: 0001493152-20-012705 · ownership.xml · nonDerivative · entry 1

SWENSON SUSAN · CIK 0001112671 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,605

F1 · shares: The restricted shares were issued to Susan Swenson pursuant to the 2016 Incentive Compensation Plan. The restricted shares vest in full on the earliest to occur of (i) the close of business on the day before the next annual meeting of stockholders, (ii) the first anniversary of the grant date, and (iii) the date immediately prior to a change of control of the Issuer, in each case provided that the Reporting Person remains a non-employee director of the Issuer through the applicable vesting date.

SEC source: 0001493152-20-012701 · ownership.xml · nonDerivative · entry 1

Krolicki Brian K. · CIK 0001801624 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,574

F1 · shares: The restricted shares were issued to Brian K. Krolicki pursuant to the 2016 Incentive Compensation Plan. The restricted shares vest in full on the earliest to occur of (i) the close of business on the day before the next annual meeting of stockholders, (ii) the first anniversary of the grant date, and (iii) the date immediately prior to a change of control of the Issuer, in each case provided that the Reporting Person remains a non-employee director of the Issuer through the applicable vesting date.

SEC source: 0001493152-20-012703 · ownership.xml · nonDerivative · entry 1

FAISON RALPH E · CIK 0001189819 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,574

F1 · shares: The restricted shares were issued to Ralph E. Faison pursuant to the 2016 Incentive Compensation Plan. The restricted shares vest in full on the earliest to occur of (i) the close of business on the day before the next annual meeting of stockholders, (ii) the first anniversary of the grant date, and (iii) the date immediately prior to a change of control of the Issuer, in each case provided that the Reporting Person remains a non-employee director of the Issuer through the applicable vesting date.

SEC source: 0001493152-20-012700 · ownership.xml · nonDerivative · entry 1

Conway James T · CIK 0001518221 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,377

F1 · shares: The restricted shares were issued to General James T. Conway pursuant to the 2016 Incentive Compensation Plan. The restricted shares vest in full on the earliest to occur of (i) the close of business on the day before the next annual meeting of stockholders, (ii) the first anniversary of the grant date, and (iii) the date immediately prior to a change of control of the Issuer, in each case provided that the Reporting Person remains a non-employee director of the Issuer through the applicable vesting date.

F2 · balance_after: The beneficial ownership amount does not include 5,000 shares of common stock underlying options granted to Mr. Conway, which will be added back to Table I in the event Mr. Conway exercises any of his options.

SEC source: 0001493152-20-014258 · ownership.xml · nonDerivative · entry 1

Panetta Jude T · CIK 0001315398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,574

F1 · shares: The restricted shares were issued to Jude T. Panetta pursuant to the 2016 Incentive Compensation Plan. The restricted shares vest in full on the earliest to occur of (i) the close of business on the day before the next annual meeting of stockholders, (ii) the first anniversary of the grant date, and (iii) the date immediately prior to a change of control of the Issuer, in each case provided that the Reporting Person remains a non-employee director of the Issuer through the applicable vesting date.

SEC source: 0001493152-20-005796 · ownership.xml · derivative · entry 1

Bond Michael C. · CIK 0001590350 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 965,351

Underlying: Common Stock · 965,351 shares

Expires not disclosed

F1 · derivative.exercise_date: Pursuant to the Notice of Grant of Inducement Stock Options and Stock Option Agreement by and between the Issuer and the Reporting Person, dated as of April 1, 2020, 25% of the Inducement Options vests on April 1, 2021 and the remaining 75% vests in substantially equal monthly installments over the 36-month period following such date, subject to the Reporting Person's continued employment by the Issuer on the applicable vesting date. These options were granted outside of the Issuer's existing equity compensation plans as an inducement material to the Reporting Person's becoming an employee of the Issuer, in accordance with Nasdaq Listing Rule 5635(c)(4).

F1 · derivative.expiration_date: Pursuant to the Notice of Grant of Inducement Stock Options and Stock Option Agreement by and between the Issuer and the Reporting Person, dated as of April 1, 2020, 25% of the Inducement Options vests on April 1, 2021 and the remaining 75% vests in substantially equal monthly installments over the 36-month period following such date, subject to the Reporting Person's continued employment by the Issuer on the applicable vesting date. These options were granted outside of the Issuer's existing equity compensation plans as an inducement material to the Reporting Person's becoming an employee of the Issuer, in accordance with Nasdaq Listing Rule 5635(c)(4).

SEC source: 0001493152-20-001050 · ownership.xml · derivative · entry 2

Miller Carleton M · CIK 0001292833 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,155,481

Underlying: Common Stock · 2,155,481 shares

Expires not disclosed

F2 · derivative.exercise_date: Pursuant to the Notice of Grant of Stock Option for Time-Vested Options and Stock Option Agreement by and between the Issuer and the Reporting Person, dated as of January 22, 2020, 25% of the Time-Vested Option vests on January 22, 2021 and the remaining 75% vests in substantially equal monthly installments over the 36-month period following such date, subject to the Reporting Person's continued employment by the Issuer on the applicable vesting date. These options were granted outside of the Issuer's existing equity compensation plans as an inducement material to the Reporting Person's becoming an employee of the Issuer, in accordance with Nasdaq Listing Rule 5635(c)(4).

F2 · derivative.expiration_date: Pursuant to the Notice of Grant of Stock Option for Time-Vested Options and Stock Option Agreement by and between the Issuer and the Reporting Person, dated as of January 22, 2020, 25% of the Time-Vested Option vests on January 22, 2021 and the remaining 75% vests in substantially equal monthly installments over the 36-month period following such date, subject to the Reporting Person's continued employment by the Issuer on the applicable vesting date. These options were granted outside of the Issuer's existing equity compensation plans as an inducement material to the Reporting Person's becoming an employee of the Issuer, in accordance with Nasdaq Listing Rule 5635(c)(4).

SEC source: 0001493152-20-001050 · ownership.xml · derivative · entry 1

Miller Carleton M · CIK 0001292833 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500,000

Underlying: Common Stock · 1,500,000 shares

Expires not disclosed

F1 · derivative.exercise_date: Pursuant to the Notice of Grant of Stock Option for Performance-Vested Options and Stock Option Agreement by and between the Issuer and the Reporting Person, dated as of January 22, 2020, the Performance-Vested Option vests in three equal tranches of 500,000 shares upon the Issuer's attainment, on or before the fifth anniversary of such date, of specified cumulative EBITDA performance conditions, subject in each case to the Reporting Person's continued employment by the Issuer on the applicable vesting date. These options were granted outside of the Issuer's existing equity compensation plans as an inducement material to the Reporting Person's becoming an employee of the Issuer, in accordance with Nasdaq Listing Rule 5635(c)(4).

F1 · derivative.expiration_date: Pursuant to the Notice of Grant of Stock Option for Performance-Vested Options and Stock Option Agreement by and between the Issuer and the Reporting Person, dated as of January 22, 2020, the Performance-Vested Option vests in three equal tranches of 500,000 shares upon the Issuer's attainment, on or before the fifth anniversary of such date, of specified cumulative EBITDA performance conditions, subject in each case to the Reporting Person's continued employment by the Issuer on the applicable vesting date. These options were granted outside of the Issuer's existing equity compensation plans as an inducement material to the Reporting Person's becoming an employee of the Issuer, in accordance with Nasdaq Listing Rule 5635(c)(4).

SEC source: 0001493152-19-008399 · ownership.xml · nonDerivative · entry 1

SWENSON SUSAN · CIK 0001112671 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,031

F1 · shares: The shares were received as compensation for Ms. Swenson's service as a member of the Board of Directors of the Issuer for the 1st quarter of fiscal year 2019, ending March 31, 2019.

F2 · balance_after: Shares have been split-adjusted pursuant to the Company's 1-for-10 reverse stock split effective May 13, 2019.

SEC source: 0001493152-19-008403 · ownership.xml · nonDerivative · entry 3

PAYNE JOHN BAYLY IV · CIK 0001666775 · President Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,051

F1 · balance_after: Shares have been split-adjusted pursuant to the Company's 1-for-10 reverse stock split effective May 13, 2019.

SEC source: 0001493152-19-008403 · ownership.xml · nonDerivative · entry 2

PAYNE JOHN BAYLY IV · CIK 0001666775 · President Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,551

F2 · shares: The securities were issued to Mr. Payne pursuant to the 2016 Employee Stock Purchase Plan of Vislink Technologies, Inc.

F1 · balance_after: Shares have been split-adjusted pursuant to the Company's 1-for-10 reverse stock split effective May 13, 2019.

SEC source: 0001493152-19-008398 · ownership.xml · nonDerivative · entry 4

Schmitt George Frederick · CIK 0001540778 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,048

F5 · shares: The shares were received as compensation for Mr. Schmitt's service as a member of the Board of Directors of the Issuer for the 1st quarter of fiscal year 2019, ending March 31, 2019.

F1 · balance_after: Shares have been split-adjusted pursuant to the Company's 1-for-10 reverse stock split effective May 13, 2019

SEC source: 0001493152-19-008404 · ownership.xml · nonDerivative · entry 5

Mooers Richard L · CIK 0001582450 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,524

F4 · shares: The securities were issued to Mr. Mooers pursuant to the 2016 Employee Stock Purchase Plan of xG Technology, Inc.

F1 · balance_after: Shares have been split-adjusted pursuant to the Company's 1-for-10 reverse stock split effective May 13, 2019.

SEC source: 0001493152-19-008391 · ownership.xml · nonDerivative · entry 2

Conway James T · CIK 0001518221 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,803

F2 · shares: The shares were received as compensation for Mr. Conway's service as a member of the Board of Directors of the Issuer for the 1st quarter of fiscal year 2019, ending March 31, 2019.

F1 · balance_after: Shares have been split-adjusted pursuant to the Company's 1-for-10 reverse stock split effective May 13, 2019.

SEC source: 0001493152-19-008395 · ownership.xml · nonDerivative · entry 3

Marino Belinda Allen · CIK 0001587274 · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,001

F1 · balance_after: Shares have been split-adjusted pursuant to the Company's 1-for-10 reverse stock split effective May 13, 2019.

SEC source: 0001493152-19-008392 · ownership.xml · nonDerivative · entry 2

Sidney Raymond M · CIK 0001582416 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,899

F3 · shares: The shares were received as compensation for Mr. Sidney's service as a member of the Board of Directors of the Issuer for the 1st quarter of fiscal year 2019, ending March 31, 2019.

F1 · balance_after: Shares have been adjusted pursuant to the Company's 1-for-10 reverse split effective May 13, 2019

SEC source: 0001493152-19-008395 · ownership.xml · nonDerivative · entry 2

Marino Belinda Allen · CIK 0001587274 · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,801

F2 · shares: The securities were issued to Ms. Marino pursuant to the 2016 Employee Stock Purchase Plan of Vislink Technologies, Inc.

F1 · balance_after: Shares have been split-adjusted pursuant to the Company's 1-for-10 reverse stock split effective May 13, 2019.

SEC source: 0001493152-19-002400 · ownership.xml · nonDerivative · entry 1

Sidney Raymond M · CIK 0001582416 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,073

F1 · shares: The shares were received as compensation for Mr. Sidney's service as a member of the Board of Directors of the Issuer for the 4th quarter of fiscal year 2018, ending December 31, 2018.

SEC source: 0001493152-19-002398 · ownership.xml · nonDerivative · entry 2

Coleman John C · CIK 0001582382 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 284,783

F2 · shares: The securities were issued to Mr. Coleman pursuant to the 2016 Employee Stock Purchase Plan of xG Technology, Inc.

SEC source: 0001493152-19-002398 · ownership.xml · nonDerivative · entry 1

Coleman John C · CIK 0001582382 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,831

F1 · shares: The shares were received as compensation for Mr. Coleman's service as a member of the Board of Directors of the Issuer for the 3rd quarter of fiscal year 2018, ending September 30, 2018.

SEC source: 0001493152-19-002397 · ownership.xml · nonDerivative · entry 1

SWENSON SUSAN · CIK 0001112671 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,004

F1 · shares: The shares were received as compensation for Ms. Swenson's service as a member of the Board of Directors of the Issuer for the 4th quarter of fiscal year 2018, ending December 31, 2018.

SEC source: 0001493152-19-002399 · ownership.xml · nonDerivative · entry 1

Conway James T · CIK 0001518221 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,726

F1 · shares: The shares were received as compensation for Mr. Conway's service as a member of the Board of Directors of the Issuer for the 4th quarter of fiscal year 2018, ending December 31, 2018.

SEC source: 0001493152-19-000484 · ownership.xml · nonDerivative · entry 1

Mooers Richard L · CIK 0001582450 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 536,388

F1 · shares: The securities were issued to Mr. Mooers pursuant to the 2016 Employee Stock Purchase Plan of xG Technology, Inc.

SEC source: 0001493152-19-008398 · ownership.xml · derivative · entry 6

Schmitt George Frederick · CIK 0001540778 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By MB Technology Holdings, LLC

Disclosed balance after: 0

Underlying: Common Stock · 177 shares

Expires 2018-01-16

F3 · kind: MB Technology Holdings, LLC held warrants that expired on January 16, 2018. Mr. Schmitt has a direct 76.24% ownership in MB Technology Holdings, LLC.

F3 · derivative.exercise_date: MB Technology Holdings, LLC held warrants that expired on January 16, 2018. Mr. Schmitt has a direct 76.24% ownership in MB Technology Holdings, LLC.

F2 · ownership.nature: Mr. Schmitt owned warrants that expired August 23, 2018.

SEC source: 0001493152-19-008398 · ownership.xml · nonDerivative · entry 3

Schmitt George Frederick · CIK 0001540778 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By MB Technology Holdings, LLC

Disclosed balance after: 86,190

F3 · kind: MB Technology Holdings, LLC held warrants that expired on January 16, 2018. Mr. Schmitt has a direct 76.24% ownership in MB Technology Holdings, LLC.

F1 · balance_after: Shares have been split-adjusted pursuant to the Company's 1-for-10 reverse stock split effective May 13, 2019

F2 · ownership.nature: Mr. Schmitt owned warrants that expired August 23, 2018.

SEC source: 0001493152-19-008404 · ownership.xml · derivative · entry 7

Mooers Richard L · CIK 0001582450 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Mooers Partners, LLC

Disclosed balance after: 0

Underlying: Common Stock · 7 shares

Expires 2016-01-19

F3 · derivative.exercise_date: Trusts for the benefit of Mr. Mooers' children beneficially owned shares and warrants of the Company through Mooers Partners, LLC, of which these family trusts and entities beneficially own 100%. These warrants have expired.

F3 · ownership.nature: Trusts for the benefit of Mr. Mooers' children beneficially owned shares and warrants of the Company through Mooers Partners, LLC, of which these family trusts and entities beneficially own 100%. These warrants have expired.

SEC source: 0001493152-19-008404 · ownership.xml · derivative · entry 6

Mooers Richard L · CIK 0001582450 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By MB Technology Holdings, LLC

Disclosed balance after: 0

Underlying: Common Stock · 177 shares

Expires 2018-01-16

F2 · kind: Mr. Mooers is an 80% interest holder in MB Merchant Group, LLC, which in turn is a 45.85% owner of MB Technology Holdings, LLC ("MBTH"). MBTH owns 16,295 shares of Common Stock and 177 shares of Common Stock underlying options that are presently exercisable. On 12/31/2018, MB Merchant Group, LLC abandoned its holdings in MB Technology Holdings, LLC.

F2 · derivative.exercise_date: Mr. Mooers is an 80% interest holder in MB Merchant Group, LLC, which in turn is a 45.85% owner of MB Technology Holdings, LLC ("MBTH"). MBTH owns 16,295 shares of Common Stock and 177 shares of Common Stock underlying options that are presently exercisable. On 12/31/2018, MB Merchant Group, LLC abandoned its holdings in MB Technology Holdings, LLC.

F2 · ownership.nature: Mr. Mooers is an 80% interest holder in MB Merchant Group, LLC, which in turn is a 45.85% owner of MB Technology Holdings, LLC ("MBTH"). MBTH owns 16,295 shares of Common Stock and 177 shares of Common Stock underlying options that are presently exercisable. On 12/31/2018, MB Merchant Group, LLC abandoned its holdings in MB Technology Holdings, LLC.

SEC source: 0001493152-19-008404 · ownership.xml · nonDerivative · entry 4

Mooers Richard L · CIK 0001582450 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Mooers Partners, LLC

Disclosed balance after: 40,666

F3 · kind: Trusts for the benefit of Mr. Mooers' children beneficially owned shares and warrants of the Company through Mooers Partners, LLC, of which these family trusts and entities beneficially own 100%. These warrants have expired.

F1 · balance_after: Shares have been split-adjusted pursuant to the Company's 1-for-10 reverse stock split effective May 13, 2019.

F3 · ownership.nature: Trusts for the benefit of Mr. Mooers' children beneficially owned shares and warrants of the Company through Mooers Partners, LLC, of which these family trusts and entities beneficially own 100%. These warrants have expired.

SEC source: 0001493152-19-008404 · ownership.xml · nonDerivative · entry 3

Mooers Richard L · CIK 0001582450 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By MB Technology Holdings, LLC

Disclosed balance after: 40,673

F2 · kind: Mr. Mooers is an 80% interest holder in MB Merchant Group, LLC, which in turn is a 45.85% owner of MB Technology Holdings, LLC ("MBTH"). MBTH owns 16,295 shares of Common Stock and 177 shares of Common Stock underlying options that are presently exercisable. On 12/31/2018, MB Merchant Group, LLC abandoned its holdings in MB Technology Holdings, LLC.

F1 · balance_after: Shares have been split-adjusted pursuant to the Company's 1-for-10 reverse stock split effective May 13, 2019.

F2 · ownership.nature: Mr. Mooers is an 80% interest holder in MB Merchant Group, LLC, which in turn is a 45.85% owner of MB Technology Holdings, LLC ("MBTH"). MBTH owns 16,295 shares of Common Stock and 177 shares of Common Stock underlying options that are presently exercisable. On 12/31/2018, MB Merchant Group, LLC abandoned its holdings in MB Technology Holdings, LLC.

SEC source: 0001493152-19-008404 · ownership.xml · nonDerivative · entry 2

Mooers Richard L · CIK 0001582450 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By MB Technology Holdings, LLC

Disclosed balance after: 40,850

F2 · kind: Mr. Mooers is an 80% interest holder in MB Merchant Group, LLC, which in turn is a 45.85% owner of MB Technology Holdings, LLC ("MBTH"). MBTH owns 16,295 shares of Common Stock and 177 shares of Common Stock underlying options that are presently exercisable. On 12/31/2018, MB Merchant Group, LLC abandoned its holdings in MB Technology Holdings, LLC.

F1 · balance_after: Shares have been split-adjusted pursuant to the Company's 1-for-10 reverse stock split effective May 13, 2019.

F2 · ownership.nature: Mr. Mooers is an 80% interest holder in MB Merchant Group, LLC, which in turn is a 45.85% owner of MB Technology Holdings, LLC ("MBTH"). MBTH owns 16,295 shares of Common Stock and 177 shares of Common Stock underlying options that are presently exercisable. On 12/31/2018, MB Merchant Group, LLC abandoned its holdings in MB Technology Holdings, LLC.

SEC source: 0001493152-19-008401 · ownership.xml · derivative · entry 6

Branton Roger G · CIK 0001582449 · CEO & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Branton Partners, LLC

Disclosed balance after: 0

Underlying: Common Stock · 13 shares

Expires 2016-01-19

F3 · derivative.exercise_date: Various family entities, including Mr. Branton's spouse, children and trusts for the benefit of Mr. Branton's children beneficially owned shares and warrants of the Company through Branton Partners, LLC, of which these family trusts and entities beneficially own 100%. These warrants have expired.

F3 · ownership.nature: Various family entities, including Mr. Branton's spouse, children and trusts for the benefit of Mr. Branton's children beneficially owned shares and warrants of the Company through Branton Partners, LLC, of which these family trusts and entities beneficially own 100%. These warrants have expired.

SEC source: 0001493152-19-008401 · ownership.xml · derivative · entry 5

Branton Roger G · CIK 0001582449 · CEO & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By MB Technology Holdings, LLC

Disclosed balance after: 0

Underlying: Common Stock · 177 shares

Expires 2018-01-16

F1 · kind: Shares have been split-adjusted pursuant to the Company's 1-for-10 reverse stock split effective May 13, 2019.

F2 · timeliness: Mr. Branton is an 20% interest holder in MB Merchant Group, LLC, which in turn is a 45.85% owner of MB Technology Holdings, LLC ("MBTH"). MBTH owns 162,949 shares of Common Stock and 1,768 shares of Common Stock underlying options that are presently exercisable. On 12/31/2018, MB Merchant Group, LLC abandoned its holdings in MB Technology Holdings, LLC.

F2 · derivative.exercise_date: Mr. Branton is an 20% interest holder in MB Merchant Group, LLC, which in turn is a 45.85% owner of MB Technology Holdings, LLC ("MBTH"). MBTH owns 162,949 shares of Common Stock and 1,768 shares of Common Stock underlying options that are presently exercisable. On 12/31/2018, MB Merchant Group, LLC abandoned its holdings in MB Technology Holdings, LLC.

F2 · balance_after: Mr. Branton is an 20% interest holder in MB Merchant Group, LLC, which in turn is a 45.85% owner of MB Technology Holdings, LLC ("MBTH"). MBTH owns 162,949 shares of Common Stock and 1,768 shares of Common Stock underlying options that are presently exercisable. On 12/31/2018, MB Merchant Group, LLC abandoned its holdings in MB Technology Holdings, LLC.

F2 · ownership.nature: Mr. Branton is an 20% interest holder in MB Merchant Group, LLC, which in turn is a 45.85% owner of MB Technology Holdings, LLC ("MBTH"). MBTH owns 162,949 shares of Common Stock and 1,768 shares of Common Stock underlying options that are presently exercisable. On 12/31/2018, MB Merchant Group, LLC abandoned its holdings in MB Technology Holdings, LLC.

SEC source: 0001493152-19-008401 · ownership.xml · nonDerivative · entry 3

Branton Roger G · CIK 0001582449 · CEO & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By MB Technology Holdings, LLC

Disclosed balance after: 23,550

F2 · kind: Mr. Branton is an 20% interest holder in MB Merchant Group, LLC, which in turn is a 45.85% owner of MB Technology Holdings, LLC ("MBTH"). MBTH owns 162,949 shares of Common Stock and 1,768 shares of Common Stock underlying options that are presently exercisable. On 12/31/2018, MB Merchant Group, LLC abandoned its holdings in MB Technology Holdings, LLC.

F1 · balance_after: Shares have been split-adjusted pursuant to the Company's 1-for-10 reverse stock split effective May 13, 2019.

F2 · ownership.nature: Mr. Branton is an 20% interest holder in MB Merchant Group, LLC, which in turn is a 45.85% owner of MB Technology Holdings, LLC ("MBTH"). MBTH owns 162,949 shares of Common Stock and 1,768 shares of Common Stock underlying options that are presently exercisable. On 12/31/2018, MB Merchant Group, LLC abandoned its holdings in MB Technology Holdings, LLC.

SEC source: 0001493152-19-008401 · ownership.xml · nonDerivative · entry 2

Branton Roger G · CIK 0001582449 · CEO & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By MB Technology Holdings, LLC

Disclosed balance after: 23,727

F2 · kind: Mr. Branton is an 20% interest holder in MB Merchant Group, LLC, which in turn is a 45.85% owner of MB Technology Holdings, LLC ("MBTH"). MBTH owns 162,949 shares of Common Stock and 1,768 shares of Common Stock underlying options that are presently exercisable. On 12/31/2018, MB Merchant Group, LLC abandoned its holdings in MB Technology Holdings, LLC.

F1 · balance_after: Shares have been split-adjusted pursuant to the Company's 1-for-10 reverse stock split effective May 13, 2019.

F2 · ownership.nature: Mr. Branton is an 20% interest holder in MB Merchant Group, LLC, which in turn is a 45.85% owner of MB Technology Holdings, LLC ("MBTH"). MBTH owns 162,949 shares of Common Stock and 1,768 shares of Common Stock underlying options that are presently exercisable. On 12/31/2018, MB Merchant Group, LLC abandoned its holdings in MB Technology Holdings, LLC.