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VIRT

Virtu Financial, Inc.

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Tapewire entity
3811
SEC CIK
0001592386
Parsed reports
343

Last 12 months

Inside the activity.

0 purchase rows · 19 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202602
Feb 2026010
Mar 202600
Apr 202600
May 202603
Jun 202600
Jul 202600
Aug 202603
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 31, 2023 Filed Jan 2, 2024 16:41 UTC
Cifu Douglas ADirector · Chief Executive Officer
Exercise / conversionRestricted Stock Unit · Derivative 75,000 $0.00 $0.00
Disclosure

SEC source: 0001592386-24-000002 · wk-form4_1704231686.xml · derivative · entry 4

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 127,860

Underlying: Class A common stock · 75,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F5 · derivative.exercise_date: The RSUs vested on December 31, 2023.

F5 · derivative.expiration_date: The RSUs vested on December 31, 2023.

Read SEC document
December 31, 2023 Filed Jan 2, 2024 16:41 UTC
Cifu Douglas ADirector · Chief Executive Officer
GrantDeferred Stock Unit · Derivative 75,000 $0.00 $0.00
Disclosure

SEC source: 0001592386-24-000002 · wk-form4_1704231686.xml · derivative · entry 3

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 400,287

Underlying: Class A common stock · 75,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Deferred Stock Units ("DSU") credited to the reporting person under the Virtu Financial, Inc. Deferred Compensation Plan, effective November 13, 2020. Each DSU is economically equivalent to one share of Class A common stock.

F3 · derivative.exercise_date: The DSUs credited under the Deferred Compensation Plan are generally payable in the form elected or provided under the Deferred Compensation Plan on the earlier of: (i) a separation from service, (ii) a specified date, or (iii) a change in control.

F3 · derivative.expiration_date: The DSUs credited under the Deferred Compensation Plan are generally payable in the form elected or provided under the Deferred Compensation Plan on the earlier of: (i) a separation from service, (ii) a specified date, or (iii) a change in control.

Read SEC document
September 13, 2023 Filed Sep 13, 2023 16:39 UTC
Cifu Douglas ADirector · Chief Executive Officer
PurchaseClass A common stock 50,000 $17.06 $853,150.00
Disclosure

SEC source: 0001592386-23-000064 · wf-form4_169463753808262.xml · nonDerivative · entry 1

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 442,755

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $16.8900 to $17.2500, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F2 · ownership.nature: By a trust, for the benefit of the Cifu Family (the "Cifu Family 2020 Trust"). Melissa B. Lautenberg, the reporting person's wife, holds dispositive control and voting control over the shares held by the Cifu Family 2020 Trust. The reporting person may be deemed to beneficially own the shares held by the Cifu Family 2020 Trust by virtue of his relationship with Ms. Lautenberg.

Read SEC document
September 13, 2023 Filed Sep 13, 2023 20:40 UTC
Molluso JosephCo-President & Co-COO
PurchaseClass A common stock 15,000 $17.17 $257,481.00
Disclosure

SEC source: 0001592386-23-000066 · wf-form4_169463764443794.xml · nonDerivative · entry 1

Molluso Joseph · CIK 0001602472 · Co-President & Co-COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 358,160

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $17.1350 to $17.2300, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
August 16, 2023 Filed Aug 18, 2023 21:02 UTC
Virtu Employee Holdco LLCDirector · 10% owner · See Remarks
Disposition to issuerNon-voting common interest units of Virtu Financial LLC · Derivative 209,090 Not disclosed Not disclosed
Disclosure

SEC source: 0001592386-23-000058 · wf-form4_169239254177085.xml · derivative · entry 4

Virtu Employee Holdco LLC · CIK 0001637470 · Director · 10% owner · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,894,447

Underlying: Class A common stock · 209,090 shares

Expires not disclosed

F4 · derivative.exercise_price: Pursuant to the terms of Virtu Financial LLC's operating agreement, Virtu Financial LLC may repurchase Virtu Financial Units held by the reporting person on behalf of an employee or director upon such person's departure from the Company.

F4 · price: Pursuant to the terms of Virtu Financial LLC's operating agreement, Virtu Financial LLC may repurchase Virtu Financial Units held by the reporting person on behalf of an employee or director upon such person's departure from the Company.

F4 · derivative.exercise_date: Pursuant to the terms of Virtu Financial LLC's operating agreement, Virtu Financial LLC may repurchase Virtu Financial Units held by the reporting person on behalf of an employee or director upon such person's departure from the Company.

F4 · derivative.expiration_date: Pursuant to the terms of Virtu Financial LLC's operating agreement, Virtu Financial LLC may repurchase Virtu Financial Units held by the reporting person on behalf of an employee or director upon such person's departure from the Company.

Read SEC document
August 16, 2023 Filed Aug 18, 2023 21:02 UTC
Virtu Employee Holdco LLCDirector · 10% owner · See Remarks
Disposition to issuerClass C common stock 209,090 Not disclosed Not disclosed
Disclosure

SEC source: 0001592386-23-000058 · wf-form4_169239254177085.xml · nonDerivative · entry 2

Virtu Employee Holdco LLC · CIK 0001637470 · Director · 10% owner · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,894,447

F2 · price: Virtu Financial LLC repurchased Virtu Financial Units held by the reporting person on behalf of one or more former employees or directors, and the corresponding shares of Class C Common Stock were repurchased for nominal consideration.

Read SEC document
August 12, 2023 Filed Aug 14, 2023 20:23 UTC Exercise / conversionRestricted Stock Unit · Derivative 4,412 $0.00 $0.00
Disclosure

SEC source: 0001592386-23-000056 · wf-form4_169204458384620.xml · derivative · entry 3

Galvin Sean · CIK 0001619516 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,571

Underlying: Class A common stock · 4,412 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit ("RSU") is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F4 · derivative.exercise_date: The RSUs vested on August 12, 2023.

F4 · derivative.expiration_date: The RSUs vested on August 12, 2023.

Read SEC document
August 12, 2023 Filed Aug 14, 2023 20:23 UTC Tax withholdingClass A common stock 1,763 Not disclosed Not disclosed
Disclosure

SEC source: 0001592386-23-000056 · wf-form4_169204458384620.xml · nonDerivative · entry 2

Galvin Sean · CIK 0001619516 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,773

F2 · price: Shares of Class A common stock withheld for tax by the Issuer in accordance with the Issuer's Amended and Restated 2015 Management Incentive Plan

Read SEC document
August 12, 2023 Filed Aug 14, 2023 20:23 UTC Exercise / conversionClass A common stock 4,412 Not disclosed Not disclosed
Disclosure

SEC source: 0001592386-23-000056 · wf-form4_169204458384620.xml · nonDerivative · entry 1

Galvin Sean · CIK 0001619516 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,536

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Amended and Restated 2015 Management Incentive Plan.

Read SEC document
July 28, 2023 Filed Aug 18, 2023 21:02 UTC
Virtu Employee Holdco LLCDirector · 10% owner · See Remarks
Disposition to issuerNon-voting common interest units of Virtu Financial LLC · Derivative 39,443 Not disclosed Not disclosed
Disclosure

SEC source: 0001592386-23-000058 · wf-form4_169239254177085.xml · derivative · entry 3

Virtu Employee Holdco LLC · CIK 0001637470 · Director · 10% owner · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,103,537

Underlying: Class A common stock · 39,443 shares

Expires not disclosed

F3 · derivative.exercise_price: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire.

F3 · price: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire.

F3 · derivative.exercise_date: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire.

F3 · derivative.expiration_date: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire.

Read SEC document
July 28, 2023 Filed Aug 18, 2023 21:02 UTC
Virtu Employee Holdco LLCDirector · 10% owner · See Remarks
Disposition to issuerClass C common stock 39,443 Not disclosed Not disclosed
Disclosure

SEC source: 0001592386-23-000058 · wf-form4_169239254177085.xml · nonDerivative · entry 1

Virtu Employee Holdco LLC · CIK 0001637470 · Director · 10% owner · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,103,537

F1 · price: Virtu Financial Units and corresponding shares of Class C Common Stock were distributed to electing employees and then exchanged for shares of Class A Common Stock in accordance with the terms of the Exchange Agreement (as defined in Footnote 2).

Read SEC document
July 01, 2023 Filed Jul 3, 2023 17:55 UTC GrantRestricted Stock Unit · Derivative 8,760 $0.00 $0.00
Disclosure

SEC source: 0001592386-23-000041 · wf-form4_168840693461559.xml · derivative · entry 3

Quick Christopher C · CIK 0001450111 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,760

Underlying: Class A common stock · 8,760 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F4 · derivative.exercise_date: The RSUs vest on July 1, 2024.

F4 · derivative.expiration_date: The RSUs vest on July 1, 2024.

Read SEC document
July 01, 2023 Filed Jul 3, 2023 17:55 UTC Exercise / conversionRestricted Stock Unit · Derivative 6,365 $0.00 $0.00
Disclosure

SEC source: 0001592386-23-000041 · wf-form4_168840693461559.xml · derivative · entry 2

Quick Christopher C · CIK 0001450111 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A common stock · 6,365 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F3 · derivative.exercise_date: The RSUs vested on July 1, 2023.

F3 · derivative.expiration_date: The RSUs vested on July 1, 2023.

Read SEC document
July 01, 2023 Filed Jul 3, 2023 17:55 UTC Exercise / conversionClass A common stock 6,365 Not disclosed Not disclosed
Disclosure

SEC source: 0001592386-23-000041 · wf-form4_168840693461559.xml · nonDerivative · entry 1

Quick Christopher C · CIK 0001450111 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,363

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Amended and Restated 2015 Management Incentive Plan.

Read SEC document
July 01, 2023 Filed Jul 3, 2023 17:39 UTC GrantRestricted Stock Unit · Derivative 8,760 $0.00 $0.00
Disclosure

SEC source: 0001592386-23-000034 · wf-form4_168840597799799.xml · derivative · entry 3

Gambale Virginia · CIK 0001298598 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,760

Underlying: Class A common stock · 8,760 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F4 · derivative.exercise_date: The RSUs vest on July 1, 2024.

F4 · derivative.expiration_date: The RSUs vest on July 1, 2024.

Read SEC document
July 01, 2023 Filed Jul 3, 2023 17:39 UTC Exercise / conversionRestricted Stock Unit · Derivative 6,365 $0.00 $0.00
Disclosure

SEC source: 0001592386-23-000034 · wf-form4_168840597799799.xml · derivative · entry 2

Gambale Virginia · CIK 0001298598 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A common stock · 6,365 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F3 · derivative.exercise_date: The RSUs vested on July 1, 2023.

F3 · derivative.expiration_date: The RSUs vested on July 1, 2023.

Read SEC document
July 01, 2023 Filed Jul 3, 2023 17:39 UTC Exercise / conversionClass A common stock 6,365 Not disclosed Not disclosed
Disclosure

SEC source: 0001592386-23-000034 · wf-form4_168840597799799.xml · nonDerivative · entry 1

Gambale Virginia · CIK 0001298598 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,762

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Amended and Restated 2015 Management Incentive Plan.

Read SEC document
July 01, 2023 Filed Jul 3, 2023 17:48 UTC GrantRestricted Stock Unit · Derivative 8,760 $0.00 $0.00
Disclosure

SEC source: 0001592386-23-000037 · wf-form4_168840652816613.xml · derivative · entry 3

GRANO JOSEPH J JR · CIK 0001304755 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,760

Underlying: Class A common stock · 8,760 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F4 · derivative.exercise_date: The RSUs vest on July 1, 2024.

F4 · derivative.expiration_date: The RSUs vest on July 1, 2024.

Read SEC document
July 01, 2023 Filed Jul 3, 2023 17:48 UTC Exercise / conversionRestricted Stock Unit · Derivative 6,365 $0.00 $0.00
Disclosure

SEC source: 0001592386-23-000037 · wf-form4_168840652816613.xml · derivative · entry 2

GRANO JOSEPH J JR · CIK 0001304755 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A common stock · 6,365 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F3 · derivative.exercise_date: The RSUs vested on July 1, 2023.

F3 · derivative.expiration_date: The RSUs vested on July 1, 2023.

Read SEC document
July 01, 2023 Filed Jul 3, 2023 17:48 UTC Exercise / conversionClass A common stock 6,365 Not disclosed Not disclosed
Disclosure

SEC source: 0001592386-23-000037 · wf-form4_168840652816613.xml · nonDerivative · entry 1

GRANO JOSEPH J JR · CIK 0001304755 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,381

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Amended and Restated 2015 Management Incentive Plan.

Read SEC document
July 01, 2023 Filed Jul 3, 2023 17:52 UTC
Viola Michael TDirector · 10% owner
GrantRestricted Stock Unit · Derivative 8,760 $0.00 $0.00
Disclosure

SEC source: 0001592386-23-000040 · wf-form4_168840676118453.xml · derivative · entry 3

Viola Michael T · CIK 0001573310 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,760

Underlying: Class A common stock · 8,760 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F4 · derivative.exercise_date: The RSUs vest on July 1, 2024.

F4 · derivative.expiration_date: The RSUs vest on July 1, 2024.

Read SEC document
July 01, 2023 Filed Jul 3, 2023 17:52 UTC
Viola Michael TDirector · 10% owner
Exercise / conversionRestricted Stock Unit · Derivative 6,365 $0.00 $0.00
Disclosure

SEC source: 0001592386-23-000040 · wf-form4_168840676118453.xml · derivative · entry 2

Viola Michael T · CIK 0001573310 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A common stock · 6,365 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F3 · derivative.exercise_date: The RSUs vested on July 1, 2023.

F3 · derivative.expiration_date: The RSUs vested on July 1, 2023.

Read SEC document
July 01, 2023 Filed Jul 3, 2023 17:52 UTC
Viola Michael TDirector · 10% owner
Exercise / conversionClass A common stock 6,365 Not disclosed Not disclosed
Disclosure

SEC source: 0001592386-23-000040 · wf-form4_168840676118453.xml · nonDerivative · entry 1

Viola Michael T · CIK 0001573310 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,668

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Amended and Restated 2015 Management Incentive Plan.

Read SEC document
July 01, 2023 Filed Jul 3, 2023 17:47 UTC GrantRestricted Stock Unit · Derivative 8,760 $0.00 $0.00
Disclosure

SEC source: 0001592386-23-000036 · wf-form4_168840644882597.xml · derivative · entry 3

Cruger William Frank Jr. · CIK 0001591033 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,760

Underlying: Class A common stock · 8,760 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F4 · derivative.exercise_date: The RSUs vest on July 1, 2024.

F4 · derivative.expiration_date: The RSUs vest on July 1, 2024.

Read SEC document
July 01, 2023 Filed Jul 3, 2023 17:47 UTC Exercise / conversionRestricted Stock Unit · Derivative 6,365 $0.00 $0.00
Disclosure

SEC source: 0001592386-23-000036 · wf-form4_168840644882597.xml · derivative · entry 2

Cruger William Frank Jr. · CIK 0001591033 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A common stock · 6,365 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F3 · derivative.exercise_date: The RSUs vested on July 1, 2023.

F3 · derivative.expiration_date: The RSUs vested on July 1, 2023.

Read SEC document
July 01, 2023 Filed Jul 3, 2023 17:47 UTC Exercise / conversionClass A common stock 6,365 Not disclosed Not disclosed
Disclosure

SEC source: 0001592386-23-000036 · wf-form4_168840644882597.xml · nonDerivative · entry 1

Cruger William Frank Jr. · CIK 0001591033 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,942

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Amended and Restated 2015 Management Incentive Plan.

Read SEC document
July 01, 2023 Filed Jul 3, 2023 17:50 UTC GrantRestricted Stock Unit · Derivative 8,760 $0.00 $0.00
Disclosure

SEC source: 0001592386-23-000038 · wf-form4_168840659772402.xml · derivative · entry 3

Minieri Joanne · CIK 0001591493 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,760

Underlying: Class A common stock · 8,760 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F4 · derivative.exercise_date: The RSUs vest on July 1, 2024.

F4 · derivative.expiration_date: The RSUs vest on July 1, 2024.

Read SEC document
July 01, 2023 Filed Jul 3, 2023 17:50 UTC Exercise / conversionRestricted Stock Unit · Derivative 6,365 $0.00 $0.00
Disclosure

SEC source: 0001592386-23-000038 · wf-form4_168840659772402.xml · derivative · entry 2

Minieri Joanne · CIK 0001591493 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A common stock · 6,365 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F3 · derivative.exercise_date: The RSUs vested on July 1, 2023.

F3 · derivative.expiration_date: The RSUs vested on July 1, 2023.

Read SEC document
July 01, 2023 Filed Jul 3, 2023 17:50 UTC Exercise / conversionClass A common stock 6,365 Not disclosed Not disclosed
Disclosure

SEC source: 0001592386-23-000038 · wf-form4_168840659772402.xml · nonDerivative · entry 1

Minieri Joanne · CIK 0001591493 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,552

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Amended and Restated 2015 Management Incentive Plan.

Read SEC document
July 01, 2023 Filed Jul 3, 2023 17:51 UTC
Urban DavidDirector
GrantRestricted Stock Unit · Derivative 8,760 $0.00 $0.00
Disclosure

SEC source: 0001592386-23-000039 · wf-form4_168840668347671.xml · derivative · entry 3

Urban David · CIK 0001762220 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,760

Underlying: Class A common stock · 8,760 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F4 · derivative.exercise_date: The RSUs vest on July 1, 2024.

F4 · derivative.expiration_date: The RSUs vest on July 1, 2024.

Read SEC document
July 01, 2023 Filed Jul 3, 2023 17:51 UTC
Urban DavidDirector
Exercise / conversionRestricted Stock Unit · Derivative 6,365 $0.00 $0.00
Disclosure

SEC source: 0001592386-23-000039 · wf-form4_168840668347671.xml · derivative · entry 2

Urban David · CIK 0001762220 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A common stock · 6,365 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F3 · derivative.exercise_date: The RSUs vested on July 1, 2023.

F3 · derivative.expiration_date: The RSUs vested on July 1, 2023.

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July 01, 2023 Filed Jul 3, 2023 17:51 UTC
Urban DavidDirector
Exercise / conversionClass A common stock 6,365 Not disclosed Not disclosed
Disclosure

SEC source: 0001592386-23-000039 · wf-form4_168840668347671.xml · nonDerivative · entry 1

Urban David · CIK 0001762220 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,206

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Amended and Restated 2015 Management Incentive Plan.

Read SEC document
July 01, 2023 Filed Jul 3, 2023 17:41 UTC
Nixon JohnDirector
GrantRestricted Stock Unit · Derivative 8,760 $0.00 $0.00
Disclosure

SEC source: 0001592386-23-000035 · wf-form4_168840608300035.xml · derivative · entry 3

Nixon John · CIK 0001641334 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,760

Underlying: Class A common stock · 8,760 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F4 · derivative.exercise_date: The RSUs vest on July 1, 2024.

F4 · derivative.expiration_date: The RSUs vest on July 1, 2024.

Read SEC document
July 01, 2023 Filed Jul 3, 2023 17:41 UTC
Nixon JohnDirector
Exercise / conversionRestricted Stock Unit · Derivative 6,365 $0.00 $0.00
Disclosure

SEC source: 0001592386-23-000035 · wf-form4_168840608300035.xml · derivative · entry 2

Nixon John · CIK 0001641334 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A common stock · 6,365 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F3 · derivative.exercise_date: The RSUs vested on July 1, 2023.

F3 · derivative.expiration_date: The RSUs vested on July 1, 2023.

Read SEC document
July 01, 2023 Filed Jul 3, 2023 17:41 UTC
Nixon JohnDirector
Exercise / conversionClass A common stock 6,365 Not disclosed Not disclosed
Disclosure

SEC source: 0001592386-23-000035 · wf-form4_168840608300035.xml · nonDerivative · entry 1

Nixon John · CIK 0001641334 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,948

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Amended and Restated 2015 Management Incentive Plan.

Read SEC document
May 04, 2023 Filed May 4, 2023 16:47 UTC
Cifu Douglas ADirector · Chief Executive Officer
PurchaseClass A common stock 50,000 $16.85 $842,425.00
Disclosure

SEC source: 0001592386-23-000032 · wf-form4_168323324175064.xml · nonDerivative · entry 1

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 452,907

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $16.51 to $17.01, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

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May 01, 2023 Filed May 2, 2023 22:10 UTC
Fairclough BrettCo-President & Co-COO
SaleClass A common stock 50,000 $19.39 $969,625.00
Disclosure

SEC source: 0001592386-23-000030 · wf-form4_168306542602634.xml · nonDerivative · entry 1

Fairclough Brett · CIK 0001788170 · Co-President & Co-COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,005

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $19.21 to $20.00, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, to any security holder of Virtu Financial, Inc., or to Virtu Financial, Inc., upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

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February 03, 2023 Filed Feb 7, 2023 20:55 UTC
Cifu Douglas ADirector · Chief Executive Officer
Exercise / conversionDeferred Stock Unit · Derivative 16,261 $0.00 $0.00
Disclosure

SEC source: 0001592386-23-000018 · wf-form4_167582128784156.xml · derivative · entry 6

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 325,287

Underlying: Class A common stock · 16,261 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Deferred Stock Units ("DSU") credited to the reporting person under the Virtu Financial, Inc. Deferred Compensation Plan, effective November 13, 2020, for 16,261 Restricted Stock Units ("RSUs") granted under the Issuer's Amended and Restated 2015 Management Incentive Plan. Each DSU is economically equivalent to one share of Class A common stock.

F5 · derivative.exercise_date: The DSUs credited under the Deferred Compensation Plan are generally payable in the form elected or provided under the Deferred Compensation Plan on the earlier of: (i) a separation from service, (ii) a specified date, or (iii) a change in control.

F5 · derivative.expiration_date: The DSUs credited under the Deferred Compensation Plan are generally payable in the form elected or provided under the Deferred Compensation Plan on the earlier of: (i) a separation from service, (ii) a specified date, or (iii) a change in control.

Read SEC document
February 03, 2023 Filed Feb 7, 2023 20:55 UTC
Cifu Douglas ADirector · Chief Executive Officer
Exercise / conversionRestricted Stock Unit · Derivative 16,261 $0.00 $0.00
Disclosure

SEC source: 0001592386-23-000018 · wf-form4_167582128784156.xml · derivative · entry 5

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,860

Underlying: Class A common stock · 16,261 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F6 · derivative.exercise_date: The RSUs vested on February 3, 2023.

F6 · derivative.expiration_date: The RSUs vested on February 3, 2023.

Read SEC document
February 03, 2023 Filed Feb 7, 2023 20:55 UTC
Cifu Douglas ADirector · Chief Executive Officer
GrantDeferred Stock Unit · Derivative 51,504 $0.00 $0.00
Disclosure

SEC source: 0001592386-23-000018 · wf-form4_167582128784156.xml · derivative · entry 4

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 309,026

Underlying: Class A common stock · 51,504 shares

Expires not disclosed

F4 · derivative.exercise_price: Deferred Stock Units ("DSU") credited to the reporting person under the Virtu Financial, Inc. Deferred Compensation Plan, effective November 13, 2020, for 51,504 Restricted Stock Units ("RSUs") granted under the Issuer's Amended and Restated 2015 Management Incentive Plan. Each DSU is economically equivalent to one share of Class A common stock.

F5 · derivative.exercise_date: The DSUs credited under the Deferred Compensation Plan are generally payable in the form elected or provided under the Deferred Compensation Plan on the earlier of: (i) a separation from service, (ii) a specified date, or (iii) a change in control.

F5 · derivative.expiration_date: The DSUs credited under the Deferred Compensation Plan are generally payable in the form elected or provided under the Deferred Compensation Plan on the earlier of: (i) a separation from service, (ii) a specified date, or (iii) a change in control.

Read SEC document
February 03, 2023 Filed Feb 7, 2023 20:55 UTC
Cifu Douglas ADirector · Chief Executive Officer
GrantRestricted Stock Unit · Derivative 77,254 $0.00 $0.00
Disclosure

SEC source: 0001592386-23-000018 · wf-form4_167582128784156.xml · derivative · entry 3

Cifu Douglas A · CIK 0001573283 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,121

Underlying: Class A common stock · 77,254 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F3 · derivative.exercise_date: The RSUs vest in three equal installments on February 3, 2024, February 3, 2025 and February 3, 2026.

F3 · derivative.expiration_date: The RSUs vest in three equal installments on February 3, 2024, February 3, 2025 and February 3, 2026.

Read SEC document
February 03, 2023 Filed Feb 8, 2023 01:57 UTC GrantRestricted Stock Unit · Derivative 34,764 $0.00 $0.00
Disclosure

SEC source: 0001592386-23-000020 · wf-form4_167582145474200.xml · derivative · entry 6

Cavoli Stephen · CIK 0001736674 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,524

Underlying: Class A common stock · 34,764 shares

Expires not disclosed

F4 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F6 · derivative.exercise_date: The RSUs vest in three equal installments on February 3, 2024, February 3, 2025 and February 3, 2026.

F6 · derivative.expiration_date: The RSUs vest in three equal installments on February 3, 2024, February 3, 2025 and February 3, 2026.

Read SEC document
February 03, 2023 Filed Feb 8, 2023 01:57 UTC Exercise / conversionRestricted Stock Unit · Derivative 8,130 $0.00 $0.00
Disclosure

SEC source: 0001592386-23-000020 · wf-form4_167582145474200.xml · derivative · entry 5

Cavoli Stephen · CIK 0001736674 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,760

Underlying: Class A common stock · 8,130 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F5 · derivative.exercise_date: The RSUs vested on February 3, 2023.

F5 · derivative.expiration_date: The RSUs vested on February 3, 2023.

Read SEC document
February 03, 2023 Filed Feb 8, 2023 01:57 UTC Tax withholdingClass A common stock 11,832 Not disclosed Not disclosed
Disclosure

SEC source: 0001592386-23-000020 · wf-form4_167582145474200.xml · nonDerivative · entry 4

Cavoli Stephen · CIK 0001736674 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,272

F2 · price: Shares of Class A common stock withheld for tax by the Issuer in accordance with the Issuer's Amended and Restated 2015 Management Incentive Plan.

Read SEC document
February 03, 2023 Filed Feb 8, 2023 01:57 UTC GrantClass A common stock 23,177 Not disclosed Not disclosed
Disclosure

SEC source: 0001592386-23-000020 · wf-form4_167582145474200.xml · nonDerivative · entry 3

Cavoli Stephen · CIK 0001736674 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,104

F3 · price: Shares of Class A common stock granted under the Issuer's Amended and Restated 2015 Management Incentive Plan based on the volume weighted average price of the Issuer's Class A common stock on the three trading days preceding the grant date of $19.4164.

Read SEC document
February 03, 2023 Filed Feb 8, 2023 01:57 UTC Tax withholdingClass A common stock 4,151 Not disclosed Not disclosed
Disclosure

SEC source: 0001592386-23-000020 · wf-form4_167582145474200.xml · nonDerivative · entry 2

Cavoli Stephen · CIK 0001736674 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,927

F2 · price: Shares of Class A common stock withheld for tax by the Issuer in accordance with the Issuer's Amended and Restated 2015 Management Incentive Plan.

Read SEC document
February 03, 2023 Filed Feb 8, 2023 01:57 UTC Exercise / conversionClass A common stock 8,130 Not disclosed Not disclosed
Disclosure

SEC source: 0001592386-23-000020 · wf-form4_167582145474200.xml · nonDerivative · entry 1

Cavoli Stephen · CIK 0001736674 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,078

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Amended and Restated 2015 Management Incentive Plan.

Read SEC document
February 03, 2023 Filed Feb 8, 2023 01:56 UTC
Fairclough BrettCo-President & Co-COO
GrantRestricted Stock Unit · Derivative 34,764 $0.00 $0.00
Disclosure

SEC source: 0001592386-23-000019 · wf-form4_167582138319737.xml · derivative · entry 6

Fairclough Brett · CIK 0001788170 · Co-President & Co-COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,524

Underlying: Class A common stock · 34,764 shares

Expires not disclosed

F4 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F6 · derivative.exercise_date: The RSUs vest in three equal installments on February 3, 2024, February 3, 2025 and February 3, 2026.

F6 · derivative.expiration_date: The RSUs vest in three equal installments on February 3, 2024, February 3, 2025 and February 3, 2026.

Read SEC document
February 03, 2023 Filed Feb 8, 2023 01:56 UTC
Fairclough BrettCo-President & Co-COO
Exercise / conversionRestricted Stock Unit · Derivative 8,130 $0.00 $0.00
Disclosure

SEC source: 0001592386-23-000019 · wf-form4_167582138319737.xml · derivative · entry 5

Fairclough Brett · CIK 0001788170 · Co-President & Co-COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,760

Underlying: Class A common stock · 8,130 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F5 · derivative.exercise_date: The RSUs vested on February 3, 2023.

F5 · derivative.expiration_date: The RSUs vested on February 3, 2023.

Read SEC document
February 03, 2023 Filed Feb 8, 2023 01:56 UTC
Fairclough BrettCo-President & Co-COO
Tax withholdingClass A common stock 9,121 Not disclosed Not disclosed
Disclosure

SEC source: 0001592386-23-000019 · wf-form4_167582138319737.xml · nonDerivative · entry 4

Fairclough Brett · CIK 0001788170 · Co-President & Co-COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,005

F2 · price: Shares of Class A common stock withheld for tax by the Issuer in accordance with the Issuer's Amended and Restated 2015 Management Incentive Plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.