VIRT

SEC source: 0001592386-22-000008 · wf-form4_164133351592960.xml · nonDerivative · entry 1

Molluso Joseph · CIK 0001602472 · Co-President & Co-COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,836

F1 · shares: 50,000 shares of Class A common stock were earned as a result of the Issuer's achievement of greater than 75% of budgeted Adjusted EBITDA for 2021.

F2 · price: Restricted shares of Class A common stock granted under the Issuer's Amended and Restated 2015 Management Incentive Plan pursuant to the Employment Agreement between the Issuer and Mr. Joseph Molluso.

SEC source: 0001592386-22-000007 · wf-form4_164133349935824.xml · nonDerivative · entry 2

Cavoli Stephen · CIK 0001736674 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,414

F3 · price: Shares of Class A common stock withheld for tax by the Issuer in accordance with the Issuer's Amended and Restated 2015 Management Incentive Plan.

SEC source: 0001592386-22-000007 · wf-form4_164133349935824.xml · nonDerivative · entry 1

Cavoli Stephen · CIK 0001736674 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,979

F1 · shares: 50,000 shares of Class A common stock were earned as a result of the Issuer's achievement of greater than 75% of budgeted Adjusted EBITDA for 2021.

F2 · price: Restricted shares of Class A common stock granted under the Issuer's Amended and Restated 2015 Management Incentive Plan pursuant to the Amended and Restated Employment Agreement between the Issuer and Mr. Stephen Cavoli.

SEC source: 0000950142-21-004119 · es210212036_4-tjmt.xml · derivative · entry 4

TJMT Holdings LLC · CIK 0001602512 · Director · 10% owner · See Remarks

Viola Michael T · CIK 0001573310 · Director · 10% owner

Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks

Viola Vincent J · CIK 0001573350 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Class A common stock · 3,000,000 shares

Expires 2022-01-15

F2 · security: On December 17, 2021, TJMT Holdings LLC exercised in full its warrant to purchase 3,000,000 shares of the Issuer's Class A Common Stock (the "Class A Common Stock").

F5 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities held by TJMT, a Viola family vehicle over which each of the reporting persons share dispositive control and voting control.

SEC source: 0000950142-21-004119 · es210212036_4-tjmt.xml · nonDerivative · entry 1

TJMT Holdings LLC · CIK 0001602512 · Director · 10% owner · See Remarks

Viola Michael T · CIK 0001573310 · Director · 10% owner

Viola Teresa · CIK 0001602918 · Director · 10% owner · See Remarks

Viola Vincent J · CIK 0001573350 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 3,000,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · ownership.nature: Mr. Michael Viola and Mrs. Teresa Viola each have an indirect interest in the securities held by TJMT, a Viola family vehicle over which each of the reporting persons share dispositive control and voting control.

SEC source: 0001140361-21-039938 · form4.xml · nonDerivative · entry 1

GIC Private Ltd · CIK 0000936828 · 10% owner

Coral Blue Investment Pte. Ltd. · CIK 0001619744 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,008,206

F1 · ownership.direct: These securities are owned directly by Coral Blue Investments Pte. Ltd. ("Coral Blue"). Coral Blue shares the power to vote and the power to dispose of these securities with GIC Private Ltd. ("GIC," and with Coral Blue, each a "Reporting Person").

F2 · ownership.direct: Each Reporting Person disclaims beneficial ownership of the securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0001209191-21-067013 · doc4.xml · nonDerivative · entry 1

North Island Ventures, LLC · CIK 0001711970 · 10% owner

North Island Holdings I, LP · CIK 0001711953 · 10% owner

North Island Holdings I GP, LP · CIK 0001711954 · 10% owner

North Island L.L.C. · CIK 0001713500 · 10% owner

West Meadow Group LLC · CIK 0001713499 · 10% owner

HUTCHINS GLENN H · CIK 0001027038 · 10% owner

GREIFELD ROBERT · CIK 0001214669 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 2,447,528

F1 · price: On November 24, 2021, Ordinal Holdings I, LP effected a distribution in kind of 17,411,715 shares of Issuer Class A common stock, par value $0.00001 per share ("Class A Common Stock"), to Coral Blue Investment Pte. Ltd., a limited partner of Ordinal Holdings I, LP at the time of such distribution (the "Distribution").

F2 · ownership.nature: These shares are owned directly by Ordinal Holdings I, LP.

F3 · ownership.nature: The sole general partner of Ordinal Holdings I, LP is Ordinal Holdings I GP, LP. The sole general partner of Ordinal Holdings I GP, LP is Ordinal Ventures, LLC. Messrs. Hutchins and Greifeld, directly and/or indirectly through Tide Mill L.L.C. and West Meadow Group LLC, respectively, each control 50% of the membership interests in Ordinal Ventures, LLC. Each of Ordinal Holdings I GP, LP, Ordinal Ventures, LLC, Tide Mill L.L.C., and West Meadow Group LLC and Messrs. Hutchins and Greifeld may be deemed to beneficially own the shares beneficially owned by Ordinal Holdings I, LP, but each (other than the Ordinal Holdings I, LP to the extent of its direct holdings) disclaims beneficial ownership of such shares, except to the extent of such Reporting Person's pecuniary interest therein. (continued in Footnote 4)

F4 · ownership.nature: (continued from Footnote 3) The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. Following the Distribution, the Reporting Persons own less than 10% of the outstanding shares of Class A Common Stock of the Issuer. Additionally, on August 17, 2021, Mr. Hutchins resigned as a director of the Issuer. As a result of these events, Ordinal Holdings I, LP, Ordinal Holdings I GP, LP, Tide Mill L.L.C., West Meadow Group LLC and Mr. Hutchins are no longer subject to Section 16 reporting requirements with respect to the Issuer's securities. Mr. Greifeld serves as a director of the Issuer and remains subject to Section 16 reporting requirements in such capacity, including with respect to shares indirectly owned by Mr. Greifeld through West Meadow Group LLC.

F5 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.

SEC source: 0001592386-21-000046 · wf-form4_163658217704485.xml · derivative · entry 4

Virtu Employee Holdco LLC · CIK 0001637470 · Director · 10% owner · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,653,175

Underlying: Class A common stock · 4,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire.

F2 · price: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire.

F2 · derivative.exercise_date: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire.

F2 · derivative.expiration_date: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire.

SEC source: 0001592386-21-000046 · wf-form4_163658217704485.xml · nonDerivative · entry 2

Virtu Employee Holdco LLC · CIK 0001637470 · Director · 10% owner · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,653,175

F1 · price: Virtu Financial Units and corresponding shares of Class C Common Stock were distributed to electing employees and then exchanged for shares of Class A Common Stock in accordance with the terms of the Exchange Agreement (as defined in Footnote 2).

SEC source: 0001592386-21-000045 · wf-form4_163658204054983.xml · nonDerivative · entry 1

Minieri Joanne · CIK 0001591493 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,307

SEC source: 0001592386-22-000036 · wf-form5_164488707517513.xml · nonDerivative · entry 2

Nixon John · CIK 0001641334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,703

F1 · shares: Shares of Class A common stock that the reporting person donated as a gift to a charitable organization.

SEC source: 0001592386-22-000036 · wf-form5_164488707517513.xml · nonDerivative · entry 1

Nixon John · CIK 0001641334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,217

F1 · shares: Shares of Class A common stock that the reporting person donated as a gift to a charitable organization.

SEC source: 0001209191-21-051722 · doc4.xml · nonDerivative · entry 1

North Island Ventures, LLC · CIK 0001711970 · 10% owner

North Island Holdings I, LP · CIK 0001711953 · 10% owner

North Island Holdings I GP, LP · CIK 0001711954 · 10% owner

North Island L.L.C. · CIK 0001713500 · 10% owner

West Meadow Group LLC · CIK 0001713499 · 10% owner

HUTCHINS GLENN H · CIK 0001027038 · Director · 10% owner

GREIFELD ROBERT · CIK 0001214669 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 19,859,243

F1 · price: On August 12, 2021, Ordinal Holdings I, LP sold 1,500,000 shares of the Issuer's Class A common stock, par value $0.00001 per share for approximately $26.15 per share to the Issuer.

F2 · ownership.nature: These shares are owned directly by Ordinal Holdings I, LP.

F3 · ownership.nature: The sole general partner of Ordinal Holdings I, LP is Ordinal Holdings I GP, LP. The sole general partner of Ordinal Holdings I GP, LP is Ordinal Ventures, LLC. Messrs. Hutchins and Greifeld, directly and/or indirectly through Tide Mill L.L.C. and West Meadow Group LLC, respectively, each control 50% of the membership interests in Ordinal Ventures, LLC. Each of Ordinal Holdings I GP, LP, Ordinal Ventures, LLC, Tide Mill L.L.C., and West Meadow Group LLC and Messrs. Hutchins and Greifeld may be deemed to beneficially own the shares beneficially owned by Ordinal Holdings I, LP, but each (other than the Ordinal Holdings I, LP to the extent of its direct holdings) disclaims beneficial ownership of such shares, except to the extent of such Reporting Person's pecuniary interest therein. (continued in Footnote 4)

F4 · ownership.nature: (continued from Footnote 3) The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.

F5 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.

SEC source: 0001592386-22-000034 · wf-form4_164428871167515.xml · derivative · entry 4

Galvin Sean · CIK 0001619516 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,824

Underlying: Class A common stock · 4,412 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F5 · derivative.exercise_date: The RSUs vested on August 12, 2021.

F5 · derivative.expiration_date: The RSUs vested on August 12, 2021.

SEC source: 0001592386-22-000034 · wf-form4_164428871167515.xml · nonDerivative · entry 1

Galvin Sean · CIK 0001619516 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,412

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Amended and Restated 2015 Management Incentive Plan.

SEC source: 0001592386-21-000046 · wf-form4_163658217704485.xml · derivative · entry 3

Virtu Employee Holdco LLC · CIK 0001637470 · Director · 10% owner · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,657,175

Underlying: Class A common stock · 28,310 shares

Expires not disclosed

F2 · derivative.exercise_price: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire.

F2 · price: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire.

F2 · derivative.exercise_date: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire.

F2 · derivative.expiration_date: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire.

SEC source: 0001592386-21-000046 · wf-form4_163658217704485.xml · nonDerivative · entry 1

Virtu Employee Holdco LLC · CIK 0001637470 · Director · 10% owner · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,657,175

F1 · price: Virtu Financial Units and corresponding shares of Class C Common Stock were distributed to electing employees and then exchanged for shares of Class A Common Stock in accordance with the terms of the Exchange Agreement (as defined in Footnote 2).

SEC source: 0001592386-22-000038 · wf-form4_164497464680241.xml · derivative · entry 3

Virtu Employee Holdco LLC · CIK 0001637470 · Director · 10% owner · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,645,514

Underlying: Class A common stock · 7,661 shares

Expires not disclosed

F3 · derivative.exercise_price: Pursuant to the terms of Virtu Financial LLC's operating agreement, Virtu Financial LLC may repurchase Virtu Financial Units held by the reporting person on behalf of an employee or director upon such person's departure from the Company.

F3 · price: Pursuant to the terms of Virtu Financial LLC's operating agreement, Virtu Financial LLC may repurchase Virtu Financial Units held by the reporting person on behalf of an employee or director upon such person's departure from the Company.

F3 · derivative.exercise_date: Pursuant to the terms of Virtu Financial LLC's operating agreement, Virtu Financial LLC may repurchase Virtu Financial Units held by the reporting person on behalf of an employee or director upon such person's departure from the Company.

F3 · derivative.expiration_date: Pursuant to the terms of Virtu Financial LLC's operating agreement, Virtu Financial LLC may repurchase Virtu Financial Units held by the reporting person on behalf of an employee or director upon such person's departure from the Company.

SEC source: 0001592386-22-000038 · wf-form4_164497464680241.xml · nonDerivative · entry 1

Virtu Employee Holdco LLC · CIK 0001637470 · Director · 10% owner · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,645,514

F1 · price: Virtu Financial LLC repurchased Virtu Financial Units held by the reporting person on behalf of one or more former employees or directors, and the corresponding shares of Class C Common Stock were repurchased for nominal consideration.

SEC source: 0001592386-21-000028 · wf-form4_162525750713916.xml · derivative · entry 3

HUTCHINS GLENN H · CIK 0001027038 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,880

Underlying: Class A common stock · 4,880 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F4 · derivative.exercise_date: The RSUs vest on July 1, 2022.

F4 · derivative.expiration_date: The RSUs vest on July 1, 2022.

SEC source: 0001592386-21-000028 · wf-form4_162525750713916.xml · derivative · entry 2

HUTCHINS GLENN H · CIK 0001027038 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A common stock · 5,811 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F3 · derivative.exercise_date: The RSUs vested on July 1, 2021.

F3 · derivative.expiration_date: The RSUs vested on July 1, 2021.

SEC source: 0001592386-21-000028 · wf-form4_162525750713916.xml · nonDerivative · entry 1

HUTCHINS GLENN H · CIK 0001027038 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,981

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Amended and Restated 2015 Management Incentive Plan.

SEC source: 0001592386-21-000034 · wf-form4_162525773342816.xml · derivative · entry 3

Quick Christopher C · CIK 0001450111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,880

Underlying: Class A common stock · 4,880 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F4 · derivative.exercise_date: The RSUs vest on July 1, 2022.

F4 · derivative.expiration_date: The RSUs vest on July 1, 2022.

SEC source: 0001592386-21-000034 · wf-form4_162525773342816.xml · derivative · entry 2

Quick Christopher C · CIK 0001450111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A common stock · 5,811 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F3 · derivative.exercise_date: The RSUs vested on July 1, 2021.

F3 · derivative.expiration_date: The RSUs vested on July 1, 2021.

SEC source: 0001592386-21-000034 · wf-form4_162525773342816.xml · nonDerivative · entry 1

Quick Christopher C · CIK 0001450111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,118

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Amended and Restated 2015 Management Incentive Plan.

SEC source: 0001592386-21-000031 · wf-form4_162525760873132.xml · derivative · entry 3

Gambale Virginia · CIK 0001298598 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,880

Underlying: Class A common stock · 4,880 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F4 · derivative.exercise_date: The RSUs vest on July 1, 2022.

F4 · derivative.expiration_date: The RSUs vest on July 1, 2022.

SEC source: 0001592386-21-000031 · wf-form4_162525760873132.xml · derivative · entry 2

Gambale Virginia · CIK 0001298598 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A common stock · 5,811 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F3 · derivative.exercise_date: The RSUs vested on July 1, 2021.

F3 · derivative.expiration_date: The RSUs vested on July 1, 2021.

SEC source: 0001592386-21-000031 · wf-form4_162525760873132.xml · nonDerivative · entry 1

Gambale Virginia · CIK 0001298598 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,517

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Amended and Restated 2015 Management Incentive Plan.

SEC source: 0001592386-21-000030 · wf-form4_162525757743032.xml · derivative · entry 3

GREIFELD ROBERT · CIK 0001214669 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,880

Underlying: Class A common stock · 4,880 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F4 · derivative.exercise_date: The RSUs vest on July 1, 2022.

F4 · derivative.expiration_date: The RSUs vest on July 1, 2022.

SEC source: 0001592386-21-000030 · wf-form4_162525757743032.xml · derivative · entry 2

GREIFELD ROBERT · CIK 0001214669 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A common stock · 5,811 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F3 · derivative.exercise_date: The RSUs vested on July 1, 2021.

F3 · derivative.expiration_date: The RSUs vested on July 1, 2021.

SEC source: 0001592386-21-000030 · wf-form4_162525757743032.xml · nonDerivative · entry 1

GREIFELD ROBERT · CIK 0001214669 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,981

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Amended and Restated 2015 Management Incentive Plan.

SEC source: 0001592386-21-000027 · wf-form4_162525748371869.xml · derivative · entry 3

GRANO JOSEPH J JR · CIK 0001304755 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,880

Underlying: Class A common stock · 4,880 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F4 · derivative.exercise_date: The RSUs vest on July 1, 2022.

F4 · derivative.expiration_date: The RSUs vest on July 1, 2022.

SEC source: 0001592386-21-000027 · wf-form4_162525748371869.xml · derivative · entry 2

GRANO JOSEPH J JR · CIK 0001304755 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A common stock · 5,811 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F3 · derivative.exercise_date: The RSUs vested on July 1, 2021.

F3 · derivative.expiration_date: The RSUs vested on July 1, 2021.

SEC source: 0001592386-21-000027 · wf-form4_162525748371869.xml · nonDerivative · entry 1

GRANO JOSEPH J JR · CIK 0001304755 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,136

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Amended and Restated 2015 Management Incentive Plan.

SEC source: 0001592386-21-000035 · wf-form4_162525776444797.xml · derivative · entry 3

Viola Michael T · CIK 0001573310 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,880

Underlying: Class A common stock · 4,880 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F4 · derivative.exercise_date: The RSUs vest on July 1, 2022.

F4 · derivative.expiration_date: The RSUs vest on July 1, 2022.

SEC source: 0001592386-21-000035 · wf-form4_162525776444797.xml · derivative · entry 2

Viola Michael T · CIK 0001573310 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A common stock · 5,811 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F3 · derivative.exercise_date: The RSUs vested on July 1, 2021.

F3 · derivative.expiration_date: The RSUs vested on July 1, 2021.

SEC source: 0001592386-21-000035 · wf-form4_162525776444797.xml · nonDerivative · entry 1

Viola Michael T · CIK 0001573310 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,423

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Amended and Restated 2015 Management Incentive Plan.

SEC source: 0001592386-21-000029 · wf-form4_162525754606918.xml · derivative · entry 3

Cruger William Frank Jr. · CIK 0001591033 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,880

Underlying: Class A common stock · 4,880 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F4 · derivative.exercise_date: The RSUs vest on July 1, 2022.

F4 · derivative.expiration_date: The RSUs vest on July 1, 2022.

SEC source: 0001592386-21-000029 · wf-form4_162525754606918.xml · derivative · entry 2

Cruger William Frank Jr. · CIK 0001591033 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A common stock · 5,811 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F3 · derivative.exercise_date: The RSUs vested on July 1, 2021.

F3 · derivative.expiration_date: The RSUs vested on July 1, 2021.

SEC source: 0001592386-21-000029 · wf-form4_162525754606918.xml · nonDerivative · entry 1

Cruger William Frank Jr. · CIK 0001591033 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,697

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Amended and Restated 2015 Management Incentive Plan.

SEC source: 0001592386-21-000033 · wf-form4_162525767693297.xml · derivative · entry 3

Minieri Joanne · CIK 0001591493 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,880

Underlying: Class A common stock · 4,880 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F4 · derivative.exercise_date: The RSUs vest on July 1, 2022.

F4 · derivative.expiration_date: The RSUs vest on July 1, 2022.

SEC source: 0001592386-21-000033 · wf-form4_162525767693297.xml · derivative · entry 2

Minieri Joanne · CIK 0001591493 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A common stock · 807 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F3 · derivative.exercise_date: The RSUs vested on July 1, 2021.

F3 · derivative.expiration_date: The RSUs vested on July 1, 2021.

SEC source: 0001592386-21-000033 · wf-form4_162525767693297.xml · nonDerivative · entry 1

Minieri Joanne · CIK 0001591493 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,557

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Amended and Restated 2015 Management Incentive Plan.

SEC source: 0001592386-21-000036 · wf-form4_162525780145568.xml · derivative · entry 3

Urban David · CIK 0001762220 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,880

Underlying: Class A common stock · 4,880 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F4 · derivative.exercise_date: The RSUs vest on July 1, 2022.

F4 · derivative.expiration_date: The RSUs vest on July 1, 2022.

SEC source: 0001592386-21-000036 · wf-form4_162525780145568.xml · derivative · entry 2

Urban David · CIK 0001762220 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A common stock · 5,811 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F3 · derivative.exercise_date: The RSUs vested on July 1, 2021.

F3 · derivative.expiration_date: The RSUs vested on July 1, 2021.

SEC source: 0001592386-21-000036 · wf-form4_162525780145568.xml · nonDerivative · entry 1

Urban David · CIK 0001762220 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,961

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Amended and Restated 2015 Management Incentive Plan.

SEC source: 0001592386-21-000032 · wf-form4_162525764380844.xml · derivative · entry 3

Nixon John · CIK 0001641334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,880

Underlying: Class A common stock · 4,880 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F4 · derivative.exercise_date: The RSUs vest on July 1, 2022.

F4 · derivative.expiration_date: The RSUs vest on July 1, 2022.

SEC source: 0001592386-21-000032 · wf-form4_162525764380844.xml · derivative · entry 2

Nixon John · CIK 0001641334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A common stock · 5,811 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.

F3 · derivative.exercise_date: The RSUs vested on July 1, 2021.

F3 · derivative.expiration_date: The RSUs vested on July 1, 2021.

SEC source: 0001592386-21-000032 · wf-form4_162525764380844.xml · nonDerivative · entry 1

Nixon John · CIK 0001641334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,028

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Amended and Restated 2015 Management Incentive Plan.

SEC source: 0001592386-21-000016 · wf-form4_162146153678728.xml · derivative · entry 2

Virtu Employee Holdco LLC · CIK 0001637470 · Director · 10% owner · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,685,485

Underlying: Class A common stock · 321,316 shares

Expires not disclosed

F2 · derivative.exercise_price: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire.

F2 · price: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire.

F2 · derivative.exercise_date: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire.

F2 · derivative.expiration_date: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A Common Stock, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire.