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Nasdaq · USD

VICR

VICOR CORP

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Tapewire entity
1442
SEC CIK
0000751978
Parsed reports
659

Last 12 months

Inside the activity.

0 purchase rows · 981 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025012
Dec 2025034
Jan 202604
Feb 2026023
Mar 20260221
Apr 2026030
May 20260120
Jun 20260430
Jul 2026057
Aug 2026011
Sep 202604
Oct 2026035

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 07, 2017 Filed Mar 8, 2017 18:37 UTC
GRIFFIN LIAMDirector
SaleCommon Stock 15,000 $15.96 $239,337.00
Disclosure

SEC source: 0000899243-17-006801 · doc4.xml · nonDerivative · entry 2

GRIFFIN LIAM · CIK 0001215432 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
March 07, 2017 Filed Mar 8, 2017 18:37 UTC
GRIFFIN LIAMDirector
Exercise / conversionCommon Stock 15,000 $7.24 $108,600.00
Disclosure

SEC source: 0000899243-17-006801 · doc4.xml · nonDerivative · entry 1

GRIFFIN LIAM · CIK 0001215432 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2017 Filed Mar 2, 2017 20:19 UTC SaleCommon Stock 4,000 $16.50 $66,000.00
Disclosure

SEC source: 0001111769-17-000001 · primary_doc.xml · nonDerivative · entry 1

EICHTEN ESTIA J · CIK 0001111769 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 353,079

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 7, 2015.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 19:47 UTC
SIMMS JAMES ADirector · CFO and Secretary
Exercise / conversionNon Qualified Stock Option · Derivative 7,541 $0.00 Strike: $8.38 $0.00
Disclosure

SEC source: 0001254402-17-000001 · primary_doc.xml · derivative · entry 12

SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,871

Underlying: Common Stock · 7,541 shares

Expires 2023-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 19:47 UTC
SIMMS JAMES ADirector · CFO and Secretary
Exercise / conversionNon Qualified Stock Option · Derivative 10,000 $0.00 Strike: $6.29 $0.00
Disclosure

SEC source: 0001254402-17-000001 · primary_doc.xml · derivative · entry 11

SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,412

Underlying: Common Stock · 10,000 shares

Expires 2023-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 19:47 UTC
SIMMS JAMES ADirector · CFO and Secretary
Exercise / conversionNon Qualified Stock Option · Derivative 11,459 $0.00 Strike: $5.35 $0.00
Disclosure

SEC source: 0001254402-17-000001 · primary_doc.xml · derivative · entry 10

SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,412

Underlying: Common Stock · 11,459 shares

Expires 2023-05-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Granted Under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 19:47 UTC
SIMMS JAMES ADirector · CFO and Secretary
Exercise / conversionNon Qualified Stock Option · Derivative 3,541 $0.00 Strike: $5.35 $0.00
Disclosure

SEC source: 0001254402-17-000001 · primary_doc.xml · derivative · entry 9

SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,871

Underlying: Common Stock · 3,541 shares

Expires 2023-05-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Granted Under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 19:47 UTC
SIMMS JAMES ADirector · CFO and Secretary
SaleCommon Stock 7,541 $16.14 $121,702.69
Disclosure

SEC source: 0001254402-17-000001 · primary_doc.xml · nonDerivative · entry 8

SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Read SEC document
February 28, 2017 Filed Mar 2, 2017 19:47 UTC
SIMMS JAMES ADirector · CFO and Secretary
Exercise / conversionCommon Stock 7,541 $8.38 $63,193.58
Disclosure

SEC source: 0001254402-17-000001 · primary_doc.xml · nonDerivative · entry 7

SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,541

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 19:47 UTC
SIMMS JAMES ADirector · CFO and Secretary
SaleCommon Stock 10,000 $16.14 $161,388.00
Disclosure

SEC source: 0001254402-17-000001 · primary_doc.xml · nonDerivative · entry 6

SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Read SEC document
February 28, 2017 Filed Mar 2, 2017 19:47 UTC
SIMMS JAMES ADirector · CFO and Secretary
Exercise / conversionCommon Stock 10,000 $6.29 $62,900.00
Disclosure

SEC source: 0001254402-17-000001 · primary_doc.xml · nonDerivative · entry 5

SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 19:47 UTC
SIMMS JAMES ADirector · CFO and Secretary
SaleCommon Stock 11,459 $16.14 $184,934.51
Disclosure

SEC source: 0001254402-17-000001 · primary_doc.xml · nonDerivative · entry 4

SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Read SEC document
February 28, 2017 Filed Mar 2, 2017 19:47 UTC
SIMMS JAMES ADirector · CFO and Secretary
Exercise / conversionCommon Stock 11,459 $5.35 $61,305.65
Disclosure

SEC source: 0001254402-17-000001 · primary_doc.xml · nonDerivative · entry 3

SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,459

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 19:47 UTC
SIMMS JAMES ADirector · CFO and Secretary
SaleCommon Stock 3,541 $16.09 $56,982.13
Disclosure

SEC source: 0001254402-17-000001 · primary_doc.xml · nonDerivative · entry 2

SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Read SEC document
February 28, 2017 Filed Mar 2, 2017 19:47 UTC
SIMMS JAMES ADirector · CFO and Secretary
Exercise / conversionCommon Stock 3,541 $5.35 $18,944.35
Disclosure

SEC source: 0001254402-17-000001 · primary_doc.xml · nonDerivative · entry 1

SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,541

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2016 Filed Dec 16, 2016 19:10 UTC
KELLEHER BARRYDirector · President, Brick Business Unit
Exercise / conversionNon Qualified Stock Option · Derivative 1,091 $0.00 Strike: $7.34 $0.00
Disclosure

SEC source: 0001111770-16-000008 · primary_doc.xml · derivative · entry 3

KELLEHER BARRY · CIK 0001111770 · Director · President, Brick Business Unit

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,805

Underlying: Common Stock · 1,091 shares

Expires 2023-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2016 Filed Dec 16, 2016 19:10 UTC
KELLEHER BARRYDirector · President, Brick Business Unit
SaleCommon Stock 1,091 $15.80 $17,237.80
Disclosure

SEC source: 0001111770-16-000008 · primary_doc.xml · nonDerivative · entry 2

KELLEHER BARRY · CIK 0001111770 · Director · President, Brick Business Unit

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,257

Read SEC document
December 15, 2016 Filed Dec 16, 2016 19:10 UTC
KELLEHER BARRYDirector · President, Brick Business Unit
Exercise / conversionCommon Stock 1,091 $7.34 $8,007.94
Disclosure

SEC source: 0001111770-16-000008 · primary_doc.xml · nonDerivative · entry 1

KELLEHER BARRY · CIK 0001111770 · Director · President, Brick Business Unit

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,348

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2016 Filed Dec 16, 2016 20:23 UTC
Morrison Kemble DVP Corporate Controller
Exercise / conversionNon Qualified Stock Option · Derivative 596 $0.00 Strike: $6.29 $0.00
Disclosure

SEC source: 0001411500-16-000003 · primary_doc.xml · derivative · entry 6

Morrison Kemble D · CIK 0001411500 · VP Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,640

Underlying: Common Stock · 596 shares

Expires 2023-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2016 Filed Dec 16, 2016 20:23 UTC
Morrison Kemble DVP Corporate Controller
Exercise / conversionNon Qualified Stock Option · Derivative 960 $0.00 Strike: $6.29 $0.00
Disclosure

SEC source: 0001411500-16-000003 · primary_doc.xml · derivative · entry 5

Morrison Kemble D · CIK 0001411500 · VP Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,236

Underlying: Common Stock · 960 shares

Expires 2023-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Granted 6/17/2013 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan, vesting over a five year period.

Read SEC document
December 15, 2016 Filed Dec 16, 2016 20:23 UTC
Morrison Kemble DVP Corporate Controller
SaleCommon Stock 596 $15.79 $9,411.91
Disclosure

SEC source: 0001411500-16-000003 · primary_doc.xml · nonDerivative · entry 4

Morrison Kemble D · CIK 0001411500 · VP Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
December 15, 2016 Filed Dec 16, 2016 20:23 UTC
Morrison Kemble DVP Corporate Controller
Exercise / conversionCommon Stock 596 $6.29 $3,748.84
Disclosure

SEC source: 0001411500-16-000003 · primary_doc.xml · nonDerivative · entry 3

Morrison Kemble D · CIK 0001411500 · VP Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 596

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2016 Filed Dec 16, 2016 20:23 UTC
Morrison Kemble DVP Corporate Controller
SaleCommon Stock 960 $15.79 $15,160.13
Disclosure

SEC source: 0001411500-16-000003 · primary_doc.xml · nonDerivative · entry 2

Morrison Kemble D · CIK 0001411500 · VP Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
December 15, 2016 Filed Dec 16, 2016 20:23 UTC
Morrison Kemble DVP Corporate Controller
Exercise / conversionCommon Stock 960 $6.29 $6,038.40
Disclosure

SEC source: 0001411500-16-000003 · primary_doc.xml · nonDerivative · entry 1

Morrison Kemble D · CIK 0001411500 · VP Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 960

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 14, 2016 Filed Dec 15, 2016 16:30 UTC
KELLEHER BARRYDirector · President, Brick Business Unit
Exercise / conversionNon Qualified Stock Option · Derivative 1,909 $0.00 Strike: $7.34 $0.00
Disclosure

SEC source: 0001111770-16-000007 · primary_doc.xml · derivative · entry 3

KELLEHER BARRY · CIK 0001111770 · Director · President, Brick Business Unit

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,896

Underlying: Common Stock · 1,909 shares

Expires 2023-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 14, 2016 Filed Dec 15, 2016 16:30 UTC
KELLEHER BARRYDirector · President, Brick Business Unit
SaleCommon Stock 1,909 $15.64 $29,855.81
Disclosure

SEC source: 0001111770-16-000007 · primary_doc.xml · nonDerivative · entry 2

KELLEHER BARRY · CIK 0001111770 · Director · President, Brick Business Unit

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,257

Read SEC document
December 14, 2016 Filed Dec 15, 2016 16:30 UTC
KELLEHER BARRYDirector · President, Brick Business Unit
Exercise / conversionCommon Stock 1,909 $7.34 $14,012.06
Disclosure

SEC source: 0001111770-16-000007 · primary_doc.xml · nonDerivative · entry 1

KELLEHER BARRY · CIK 0001111770 · Director · President, Brick Business Unit

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,166

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 13, 2016 Filed Dec 14, 2016 18:37 UTC
KELLEHER BARRYDirector · President, Brick Business Unit
Exercise / conversionNon Qualified Stock Option · Derivative 3,370 $0.00 Strike: $7.34 $0.00
Disclosure

SEC source: 0001111770-16-000006 · primary_doc.xml · derivative · entry 6

KELLEHER BARRY · CIK 0001111770 · Director · President, Brick Business Unit

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,805

Underlying: Common Stock · 3,370 shares

Expires 2023-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 13, 2016 Filed Dec 14, 2016 18:37 UTC
KELLEHER BARRYDirector · President, Brick Business Unit
SaleCommon Stock 3,370 $15.40 $51,908.11
Disclosure

SEC source: 0001111770-16-000006 · primary_doc.xml · nonDerivative · entry 4

KELLEHER BARRY · CIK 0001111770 · Director · President, Brick Business Unit

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,257

Read SEC document
December 13, 2016 Filed Dec 14, 2016 18:37 UTC
KELLEHER BARRYDirector · President, Brick Business Unit
Exercise / conversionCommon Stock 3,370 $7.34 $24,735.80
Disclosure

SEC source: 0001111770-16-000006 · primary_doc.xml · nonDerivative · entry 3

KELLEHER BARRY · CIK 0001111770 · Director · President, Brick Business Unit

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,627

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 12, 2016 Filed Dec 14, 2016 18:37 UTC
KELLEHER BARRYDirector · President, Brick Business Unit
Exercise / conversionNon Qualified Stock Option · Derivative 126 $0.00 Strike: $7.34 $0.00
Disclosure

SEC source: 0001111770-16-000006 · primary_doc.xml · derivative · entry 5

KELLEHER BARRY · CIK 0001111770 · Director · President, Brick Business Unit

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,175

Underlying: Common Stock · 126 shares

Expires 2023-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 12, 2016 Filed Dec 14, 2016 18:37 UTC
KELLEHER BARRYDirector · President, Brick Business Unit
SaleCommon Stock 126 $15.50 $1,953.00
Disclosure

SEC source: 0001111770-16-000006 · primary_doc.xml · nonDerivative · entry 2

KELLEHER BARRY · CIK 0001111770 · Director · President, Brick Business Unit

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,257

Read SEC document
December 12, 2016 Filed Dec 14, 2016 18:37 UTC
KELLEHER BARRYDirector · President, Brick Business Unit
Exercise / conversionCommon Stock 126 $7.34 $924.84
Disclosure

SEC source: 0001111770-16-000006 · primary_doc.xml · nonDerivative · entry 1

KELLEHER BARRY · CIK 0001111770 · Director · President, Brick Business Unit

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,383

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 12, 2016 Filed Dec 14, 2016 16:41 UTC
Morrison Kemble DVP Corporate Controller
Exercise / conversionNon Qualified Stock Option · Derivative 2,407 $0.00 Strike: $6.29 $0.00
Disclosure

SEC source: 0001411500-16-000002 · primary_doc.xml · derivative · entry 3

Morrison Kemble D · CIK 0001411500 · VP Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,196

Underlying: Common Stock · 2,407 shares

Expires 2023-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 12, 2016 Filed Dec 14, 2016 16:41 UTC
Morrison Kemble DVP Corporate Controller
SaleCommon Stock 2,407 $15.25 $36,706.75
Disclosure

SEC source: 0001411500-16-000002 · primary_doc.xml · nonDerivative · entry 2

Morrison Kemble D · CIK 0001411500 · VP Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
December 12, 2016 Filed Dec 14, 2016 16:41 UTC
Morrison Kemble DVP Corporate Controller
Exercise / conversionCommon Stock 2,407 $6.29 $15,140.03
Disclosure

SEC source: 0001411500-16-000002 · primary_doc.xml · nonDerivative · entry 1

Morrison Kemble D · CIK 0001411500 · VP Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,407

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 09, 2016 Filed Dec 12, 2016 15:18 UTC
KELLEHER BARRYDirector · President, Brick Business Unit
Exercise / conversionNon Qualified Stock Option · Derivative 3,201 $0.00 Strike: $7.34 $0.00
Disclosure

SEC source: 0001111770-16-000005 · primary_doc.xml · derivative · entry 6

KELLEHER BARRY · CIK 0001111770 · Director · President, Brick Business Unit

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,301

Underlying: Common Stock · 3,201 shares

Expires 2023-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 09, 2016 Filed Dec 12, 2016 15:18 UTC
KELLEHER BARRYDirector · President, Brick Business Unit
SaleCommon Stock 3,201 $15.71 $50,281.31
Disclosure

SEC source: 0001111770-16-000005 · primary_doc.xml · nonDerivative · entry 4

KELLEHER BARRY · CIK 0001111770 · Director · President, Brick Business Unit

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,257

Read SEC document
December 09, 2016 Filed Dec 12, 2016 15:18 UTC
KELLEHER BARRYDirector · President, Brick Business Unit
Exercise / conversionCommon Stock 3,201 $7.34 $23,495.34
Disclosure

SEC source: 0001111770-16-000005 · primary_doc.xml · nonDerivative · entry 3

KELLEHER BARRY · CIK 0001111770 · Director · President, Brick Business Unit

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,458

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 09, 2016 Filed Dec 12, 2016 15:42 UTC
Morrison Kemble DVP Corporate Controller
Exercise / conversionNon Qualified Stock Option · Derivative 1,997 $0.00 Strike: $6.29 $0.00
Disclosure

SEC source: 0001411500-16-000001 · primary_doc.xml · derivative · entry 3

Morrison Kemble D · CIK 0001411500 · VP Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,603

Underlying: Common Stock · 1,997 shares

Expires 2023-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 09, 2016 Filed Dec 12, 2016 15:42 UTC
Morrison Kemble DVP Corporate Controller
SaleCommon Stock 1,997 $15.53 $31,018.40
Disclosure

SEC source: 0001411500-16-000001 · primary_doc.xml · nonDerivative · entry 2

Morrison Kemble D · CIK 0001411500 · VP Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
December 09, 2016 Filed Dec 12, 2016 15:42 UTC
Morrison Kemble DVP Corporate Controller
Exercise / conversionCommon Stock 1,997 $6.29 $12,561.13
Disclosure

SEC source: 0001411500-16-000001 · primary_doc.xml · nonDerivative · entry 1

Morrison Kemble D · CIK 0001411500 · VP Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,997

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 08, 2016 Filed Dec 9, 2016 20:46 UTC SaleCommon Stock 4,000 $16.00 $64,000.00
Disclosure

SEC source: 0001111769-16-000013 · primary_doc.xml · nonDerivative · entry 1

EICHTEN ESTIA J · CIK 0001111769 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 357,079

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 7, 2015.

Read SEC document
December 08, 2016 Filed Dec 12, 2016 15:18 UTC
KELLEHER BARRYDirector · President, Brick Business Unit
Exercise / conversionNon Qualified Stock Option · Derivative 303 $0.00 Strike: $7.34 $0.00
Disclosure

SEC source: 0001111770-16-000005 · primary_doc.xml · derivative · entry 5

KELLEHER BARRY · CIK 0001111770 · Director · President, Brick Business Unit

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,502

Underlying: Common Stock · 303 shares

Expires 2023-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 08, 2016 Filed Dec 12, 2016 15:18 UTC
KELLEHER BARRYDirector · President, Brick Business Unit
SaleCommon Stock 303 $15.85 $4,802.55
Disclosure

SEC source: 0001111770-16-000005 · primary_doc.xml · nonDerivative · entry 2

KELLEHER BARRY · CIK 0001111770 · Director · President, Brick Business Unit

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,257

Read SEC document
December 08, 2016 Filed Dec 12, 2016 15:18 UTC
KELLEHER BARRYDirector · President, Brick Business Unit
Exercise / conversionCommon Stock 303 $7.34 $2,224.02
Disclosure

SEC source: 0001111770-16-000005 · primary_doc.xml · nonDerivative · entry 1

KELLEHER BARRY · CIK 0001111770 · Director · President, Brick Business Unit

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,560

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 06, 2016 Filed Dec 7, 2016 16:17 UTC SaleCommon Stock 4,000 $15.50 $62,000.00
Disclosure

SEC source: 0001111769-16-000012 · primary_doc.xml · nonDerivative · entry 1

EICHTEN ESTIA J · CIK 0001111769 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 361,079

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 7, 2015.

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December 06, 2016 Filed Dec 7, 2016 16:06 UTC
Nagel Richard J JrVP Chief Accounting Officer
Exercise / conversionNon Qualified Stock Option · Derivative 1,500 $0.00 Strike: $6.29 $0.00
Disclosure

SEC source: 0001364082-16-000001 · primary_doc.xml · derivative · entry 3

Nagel Richard J Jr · CIK 0001364082 · VP Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 1,500 shares

Expires 2023-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 06, 2016 Filed Dec 7, 2016 16:06 UTC
Nagel Richard J JrVP Chief Accounting Officer
SaleCommon Stock 1,500 $15.61 $23,412.30
Disclosure

SEC source: 0001364082-16-000001 · primary_doc.xml · nonDerivative · entry 2

Nagel Richard J Jr · CIK 0001364082 · VP Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

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December 06, 2016 Filed Dec 7, 2016 16:06 UTC
Nagel Richard J JrVP Chief Accounting Officer
Exercise / conversionCommon Stock 1,500 $6.29 $9,435.00
Disclosure

SEC source: 0001364082-16-000001 · primary_doc.xml · nonDerivative · entry 1

Nagel Richard J Jr · CIK 0001364082 · VP Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.