VICR

SEC source: 0001204864-20-000006 · primary_doc.xml · derivative · entry 7

CARLSON JASON · CIK 0001204864 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 942

Underlying: Common Stock · 2,511 shares

Expires 2026-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Granted on 6/17/2016 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.

SEC source: 0001204864-20-000006 · primary_doc.xml · nonDerivative · entry 6

CARLSON JASON · CIK 0001204864 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

SEC source: 0001204864-20-000006 · primary_doc.xml · nonDerivative · entry 5

CARLSON JASON · CIK 0001204864 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,726

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001204864-20-000006 · primary_doc.xml · nonDerivative · entry 4

CARLSON JASON · CIK 0001204864 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

SEC source: 0001204864-20-000006 · primary_doc.xml · nonDerivative · entry 3

CARLSON JASON · CIK 0001204864 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,551

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001204864-20-000006 · primary_doc.xml · nonDerivative · entry 2

CARLSON JASON · CIK 0001204864 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

SEC source: 0001204864-20-000006 · primary_doc.xml · nonDerivative · entry 1

CARLSON JASON · CIK 0001204864 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,511

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001111769-20-000008 · primary_doc.xml · nonDerivative · entry 2

EICHTEN ESTIA J · CIK 0001111769 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F1 · ownership.nature: Shares sold by the Reporting Persons spouse from the Deborah Forman Eichten Trust: under agreement.

SEC source: 0001403540-20-000012 · primary_doc.xml · derivative · entry 13

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,224 shares

Expires 2023-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This stock option is exercisable in full.

SEC source: 0001403540-20-000012 · primary_doc.xml · derivative · entry 12

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,319 shares

Expires 2023-06-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This stock option is exercisable in full.

SEC source: 0001403540-20-000012 · primary_doc.xml · derivative · entry 11

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common Stock · 11,327 shares

Expires 2024-04-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This stock option is exercisable in full.

SEC source: 0001403540-20-000012 · primary_doc.xml · nonDerivative · entry 10

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,912

F1 · security: This transaction involved the exercise of non-qualified stock options, the terms of which provided for the purchase of shares of common stock possessing multi-year restrictions on their sale or transfer. As such, the exercise followed the sell-to-cover process, whereby a portion of the shares acquired through the exercise were sold in the open market, with the proceeds used to fund the aggregate exercise price of the options and the income and employment taxes associated with the exercise. The balance of the shares acquired through exercise that were delivered to the reporting person are subject to holding periods through the fifth anniversary of the date of this transaction.

SEC source: 0001403540-20-000012 · primary_doc.xml · nonDerivative · entry 9

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,939

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001403540-20-000012 · primary_doc.xml · nonDerivative · entry 8

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,939

SEC source: 0001403540-20-000012 · primary_doc.xml · nonDerivative · entry 7

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,939

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001403540-20-000012 · primary_doc.xml · nonDerivative · entry 6

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,939

SEC source: 0001403540-20-000012 · primary_doc.xml · nonDerivative · entry 5

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,163

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001403540-20-000012 · primary_doc.xml · nonDerivative · entry 4

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,939

SEC source: 0001403540-20-000012 · primary_doc.xml · nonDerivative · entry 3

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,258

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001403540-20-000012 · primary_doc.xml · nonDerivative · entry 2

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,939

F1 · security: This transaction involved the exercise of non-qualified stock options, the terms of which provided for the purchase of shares of common stock possessing multi-year restrictions on their sale or transfer. As such, the exercise followed the sell-to-cover process, whereby a portion of the shares acquired through the exercise were sold in the open market, with the proceeds used to fund the aggregate exercise price of the options and the income and employment taxes associated with the exercise. The balance of the shares acquired through exercise that were delivered to the reporting person are subject to holding periods through the fifth anniversary of the date of this transaction.

SEC source: 0001403540-20-000012 · primary_doc.xml · nonDerivative · entry 1

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,653

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001655180-20-000001 · primary_doc.xml · derivative · entry 3

CRILLY SEAN · CIK 0001655180 · Corp. VP-Eng. Pwr Syst.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2025-09-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This stock option is exercisable in full.

SEC source: 0001655180-20-000001 · primary_doc.xml · nonDerivative · entry 2

CRILLY SEAN · CIK 0001655180 · Corp. VP-Eng. Pwr Syst.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,813

SEC source: 0001655180-20-000001 · primary_doc.xml · nonDerivative · entry 1

CRILLY SEAN · CIK 0001655180 · Corp. VP-Eng. Pwr Syst.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,813

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 546 shares acquired under the Vicor Corporation 2017 Employee Stock Purchase Plan on February 28, 2020 and 207 shares acquired under the Vicor Corporation 2017 Employee Stock Purchase Plan on August 31, 2020.

SEC source: 0001195966-20-000002 · primary_doc.xml · derivative · entry 8

ANDERSON SAMUEL J · CIK 0001195966 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,033

Underlying: Common Stock · 1,034 shares

Expires 2027-06-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Granted on 6/16/2017 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.

SEC source: 0001195966-20-000002 · primary_doc.xml · derivative · entry 7

ANDERSON SAMUEL J · CIK 0001195966 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,490 shares

Expires 2025-06-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Granted on 6/19/2015 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.

SEC source: 0001195966-20-000002 · primary_doc.xml · derivative · entry 6

ANDERSON SAMUEL J · CIK 0001195966 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 942

Underlying: Common Stock · 1,885 shares

Expires 2026-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Granted on 6/17/2016 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.

SEC source: 0001195966-20-000002 · primary_doc.xml · derivative · entry 5

ANDERSON SAMUEL J · CIK 0001195966 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,242 shares

Expires 2024-06-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Granted on 6/20/2014 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.

SEC source: 0001195966-20-000002 · primary_doc.xml · nonDerivative · entry 4

ANDERSON SAMUEL J · CIK 0001195966 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,651

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001195966-20-000002 · primary_doc.xml · nonDerivative · entry 3

ANDERSON SAMUEL J · CIK 0001195966 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,617

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001195966-20-000002 · primary_doc.xml · nonDerivative · entry 2

ANDERSON SAMUEL J · CIK 0001195966 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,127

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001195966-20-000002 · primary_doc.xml · nonDerivative · entry 1

ANDERSON SAMUEL J · CIK 0001195966 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,242

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001512868-20-000004 · primary_doc.xml · derivative · entry 1

Davies Philip D · CIK 0001512868 · Director · VP Global Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 731

Underlying: Common Stock · 731 shares

Expires 2030-06-26

F1 · derivative.exercise_date: Granted under the Companys Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.

SEC source: 0001195966-20-000001 · primary_doc.xml · derivative · entry 1

ANDERSON SAMUEL J · CIK 0001195966 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 731

Underlying: Common Stock · 731 shares

Expires 2030-06-26

F1 · derivative.exercise_date: Granted under the Companys Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.

SEC source: 0001545814-20-000002 · primary_doc.xml · derivative · entry 2

McNamara Michael · CIK 0001545814 · Director · General Manager Mfg. Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 731

Underlying: Common Stock · 731 shares

Expires 2030-06-26

F1 · derivative.exercise_date: Granted under the Companys Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.

SEC source: 0001204864-20-000005 · primary_doc.xml · derivative · entry 1

CARLSON JASON · CIK 0001204864 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 731

Underlying: Common Stock · 731 shares

Expires 2030-06-26

F1 · derivative.exercise_date: Granted under the Companys Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.

SEC source: 0001111769-20-000007 · primary_doc.xml · derivative · entry 2

EICHTEN ESTIA J · CIK 0001111769 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 731

Underlying: Common Stock · 731 shares

Expires 2030-06-26

F1 · derivative.exercise_date: Granted under the Companys Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.

SEC source: 0001254402-20-000003 · primary_doc.xml · derivative · entry 2

SIMMS JAMES A · CIK 0001254402 · Director · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 731

Underlying: Common Stock · 731 shares

Expires 2030-06-26

F1 · derivative.exercise_date: Granted under the Companys Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.

SEC source: 0001403540-20-000011 · primary_doc.xml · derivative · entry 2

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 731

Underlying: Common Stock · 731 shares

Expires 2030-06-26

F1 · derivative.exercise_date: Granted under the Companys Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.

SEC source: 0001403540-20-000010 · primary_doc.xml · derivative · entry 2

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,535

Underlying: Common Stock · 2,535 shares

Expires 2030-06-24

F1 · derivative.exercise_date: Granted under the Companys Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.

SEC source: 0001512868-20-000003 · primary_doc.xml · derivative · entry 1

Davies Philip D · CIK 0001512868 · Director · VP Global Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,882

Underlying: Common Stock · 2,882 shares

Expires 2030-06-24

F1 · derivative.exercise_date: Granted under the Companys Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.

SEC source: 0001654925-20-000003 · primary_doc.xml · derivative · entry 2

Gusinov Alex · CIK 0001654925 · Corp. VP Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,815

Underlying: Common Stock · 1,815 shares

Expires 2030-06-24

F1 · derivative.exercise_date: Granted under the Companys Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.

SEC source: 0001364082-20-000002 · primary_doc.xml · derivative · entry 1

Nagel Richard J Jr · CIK 0001364082 · VP-Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,457

Underlying: Common Stock · 1,457 shares

Expires 2030-06-24

F1 · derivative.exercise_date: Granted under the Companys Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.

SEC source: 0001654858-20-000001 · primary_doc.xml · derivative · entry 2

JEFFERY JOSEPH A · CIK 0001654858 · VP-Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,016

Underlying: Common Stock · 1,016 shares

Expires 2030-06-24

F2 · derivative.exercise_date: Granted under the Companys Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.

SEC source: 0001654669-20-000003 · primary_doc.xml · derivative · entry 2

GENDRON ROBERT · CIK 0001654669 · Corp. VP - Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,652

Underlying: Common Stock · 1,652 shares

Expires 2030-06-24

F1 · derivative.exercise_date: Granted under the Companys Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.

SEC source: 0001654862-20-000001 · primary_doc.xml · derivative · entry 1

Grava Nancy L · CIK 0001654862 · VP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,816

Underlying: Common Stock · 1,816 shares

Expires 2030-06-24

F1 · derivative.exercise_date: Granted under the Companys Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.

SEC source: 0001411500-20-000002 · primary_doc.xml · derivative · entry 1

Morrison Kemble D · CIK 0001411500 · VP - Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,333

Underlying: Common Stock · 1,333 shares

Expires 2030-06-24

F1 · derivative.exercise_date: Granted under the Companys Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.

SEC source: 0001545814-20-000001 · primary_doc.xml · derivative · entry 2

McNamara Michael · CIK 0001545814 · Director · General Manager Mfg. Ops.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,626

Underlying: Common Stock · 2,626 shares

Expires 2030-06-24

F2 · derivative.exercise_date: Granted under the Companys Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.

SEC source: 0001111769-20-000006 · primary_doc.xml · nonDerivative · entry 1

EICHTEN ESTIA J · CIK 0001111769 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 273,079

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 27, 2020.

SEC source: 0001403540-20-000009 · primary_doc.xml · derivative · entry 4

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,327

Underlying: Common Stock · 5,000 shares

Expires 2024-04-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This stock option is exercisable in full.