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Nasdaq · USD

VIAV

VIAVI SOLUTIONS INC.

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Tapewire entity
3595
SEC CIK
0000912093
Parsed reports
745

Last 12 months

Inside the activity.

0 purchase rows · 65 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025010
Dec 2025013
Jan 202600
Feb 2026020
Mar 202602
Apr 202600
May 2026011
Jun 202600
Jul 202600
Aug 202606
Sep 202603
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 18, 2016 Filed Nov 19, 2016 01:29 UTC Exercise / conversionRestricted Stock Unit · Derivative 32,733 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-16-087322 · doc1.xml · derivative · entry 3

COLVIN DONALD A · CIK 0001228888 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 32,733 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: All of the Shares subject to the Award shall vest on the one year anniversary of the Grant Date.

F2 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock.

Read SEC document
November 18, 2016 Filed Nov 19, 2016 01:29 UTC Exercise / conversionCommon Stock 32,733 $0.00 $0.00
Disclosure

SEC source: 0001140361-16-087322 · doc1.xml · nonDerivative · entry 2

COLVIN DONALD A · CIK 0001228888 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,833

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
November 18, 2016 Filed Nov 19, 2016 01:26 UTC Exercise / conversionRestricted Stock Unit · Derivative 32,733 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-16-087321 · doc1.xml · derivative · entry 3

CAMPOS TIMOTHY · CIK 0001605813 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 32,733 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: All of the Shares subject to the Award shall vest on the one year anniversary of the Grant Date.

F2 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock.

Read SEC document
November 18, 2016 Filed Nov 19, 2016 01:26 UTC Exercise / conversionCommon Stock 32,733 $0.00 $0.00
Disclosure

SEC source: 0001140361-16-087321 · doc1.xml · nonDerivative · entry 2

CAMPOS TIMOTHY · CIK 0001605813 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,925

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
November 18, 2016 Filed Nov 19, 2016 01:22 UTC
Braham TorDirector
Exercise / conversionRestricted Stock Unit · Derivative 32,733 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-16-087320 · doc1.xml · derivative · entry 3

Braham Tor · CIK 0001586400 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 32,733 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: All of the Shares subject to the Award shall vest on the one year anniversary of the Grant Date.

F2 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock.

Read SEC document
November 18, 2016 Filed Nov 19, 2016 01:22 UTC
Braham TorDirector
Exercise / conversionCommon Stock 32,733 $0.00 $0.00
Disclosure

SEC source: 0001140361-16-087320 · doc1.xml · nonDerivative · entry 2

Braham Tor · CIK 0001586400 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,833

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
November 16, 2016 Filed Nov 19, 2016 01:12 UTC
BARNES KEITHDirector
GrantCommon Stock 27,100 $0.00 $0.00
Disclosure

SEC source: 0001140361-16-087318 · doc1.xml · nonDerivative · entry 1

BARNES KEITH · CIK 0001268517 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,576

F1 · kind: Exempt grant of restricted stock units under the Issuer's Restated 2003 Equity Incentive Plan. The units will vest and settle for shares of Common Stock of the Issuer on the one year anniversary of the Grant Date.

Read SEC document
November 16, 2016 Filed Nov 19, 2016 01:38 UTC GrantCommon Stock 27,100 $0.00 $0.00
Disclosure

SEC source: 0001140361-16-087324 · doc1.xml · nonDerivative · entry 1

Strayer Pamela J · CIK 0001529968 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,656

F1 · kind: Exempt grant of restricted stock units under the Issuer's Restated 2003 Equity Incentive Plan. The units will vest and settle for shares of Common Stock of the Issuer on the one year anniversary of the Grant Date.

Read SEC document
November 16, 2016 Filed Nov 19, 2016 01:33 UTC GrantCommon Stock 27,100 $0.00 $0.00
Disclosure

SEC source: 0001140361-16-087323 · doc1.xml · nonDerivative · entry 1

JABBAR MASOOD · CIK 0001256449 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,613

F1 · kind: Exempt grant of restricted stock units under the Issuer's Restated 2003 Equity Incentive Plan. The units will vest and settle for shares of Common Stock of the Issuer on the one year anniversary of the Grant Date.

Read SEC document
November 16, 2016 Filed Nov 19, 2016 01:29 UTC GrantCommon Stock 27,100 $0.00 $0.00
Disclosure

SEC source: 0001140361-16-087322 · doc1.xml · nonDerivative · entry 1

COLVIN DONALD A · CIK 0001228888 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,100

F1 · kind: Exempt grant of restricted stock units under the Issuer's Restated 2003 Equity Incentive Plan. The units will vest and settle for shares of Common Stock of the Issuer on the one year anniversary of the Grant Date.

Read SEC document
November 16, 2016 Filed Nov 19, 2016 01:26 UTC GrantCommon Stock 27,100 $0.00 $0.00
Disclosure

SEC source: 0001140361-16-087321 · doc1.xml · nonDerivative · entry 1

CAMPOS TIMOTHY · CIK 0001605813 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,192

F1 · kind: Exempt grant of restricted stock units under the Issuer's Restated 2003 Equity Incentive Plan. The units will vest and settle for shares of Common Stock of the Issuer on the one year anniversary of the Grant Date.

Read SEC document
November 16, 2016 Filed Nov 19, 2016 01:18 UTC GrantCommon Stock 27,100 $0.00 $0.00
Disclosure

SEC source: 0001140361-16-087319 · doc1.xml · nonDerivative · entry 1

BELLUZZO RICHARD · CIK 0001204925 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,540

F1 · kind: Exempt grant of restricted stock units under the Issuer's Restated 2003 Equity Incentive Plan. The units will vest and settle for shares of Common Stock of the Issuer on the one year anniversary of the Grant Date.

Read SEC document
November 16, 2016 Filed Nov 19, 2016 01:22 UTC
Braham TorDirector
GrantCommon Stock 27,100 $0.00 $0.00
Disclosure

SEC source: 0001140361-16-087320 · doc1.xml · nonDerivative · entry 1

Braham Tor · CIK 0001586400 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,100

F1 · kind: Exempt grant of restricted stock units under the Issuer's Restated 2003 Equity Incentive Plan. The units will vest and settle for shares of Common Stock of the Issuer on the one year anniversary of the Grant Date.

Read SEC document
November 14, 2016 Filed Nov 17, 2016 01:32 UTC Exercise / conversionRestricted Stock Unit · Derivative 6,312 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-16-087017 · doc1.xml · derivative · entry 2

BELLUZZO RICHARD · CIK 0001204925 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,312 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Each unit converts upon vesting into one share of common stock.

F2 · derivative.expiration_date: All of the Shares subject to the Award shall vest on the one year anniversary of the Grant date.

Read SEC document
November 14, 2016 Filed Nov 17, 2016 01:32 UTC Exercise / conversionCommon Stock 6,312 $0.00 $0.00
Disclosure

SEC source: 0001140361-16-087017 · doc1.xml · nonDerivative · entry 1

BELLUZZO RICHARD · CIK 0001204925 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,440

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
November 14, 2016 Filed Nov 17, 2016 01:27 UTC
BARNES KEITHDirector
Exercise / conversionRestricted Stock Unit · Derivative 6,312 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-16-087014 · doc1.xml · derivative · entry 2

BARNES KEITH · CIK 0001268517 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,312 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: All of the Shares subject to the Award shall vest on the one year anniversary of the Grant date.

F1 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock.

Read SEC document
November 14, 2016 Filed Nov 17, 2016 01:27 UTC
BARNES KEITHDirector
Exercise / conversionCommon Stock 6,312 $0.00 $0.00
Disclosure

SEC source: 0001140361-16-087014 · doc1.xml · nonDerivative · entry 1

BARNES KEITH · CIK 0001268517 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,476

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
November 14, 2016 Filed Nov 17, 2016 01:24 UTC Exercise / conversionRestricted Stock Unit · Derivative 6,312 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-16-087012 · doc1.xml · derivative · entry 2

JABBAR MASOOD · CIK 0001256449 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,312 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock.

Read SEC document
November 14, 2016 Filed Nov 17, 2016 01:24 UTC Exercise / conversionCommon Stock 6,312 $0.00 $0.00
Disclosure

SEC source: 0001140361-16-087012 · doc1.xml · nonDerivative · entry 1

JABBAR MASOOD · CIK 0001256449 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,513

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
October 10, 2016 Filed Oct 11, 2016 23:29 UTC Exercise / conversionRestricted Stock Unit · Derivative 4,186 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-16-082533 · doc1.xml · derivative · entry 2

COLVIN DONALD A · CIK 0001228888 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,186 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Each unit converts upon vesting into one share of common stock.

F2 · derivative.expiration_date: The units subject to the Award shall fully vest one year from date of grant.

Read SEC document
October 10, 2016 Filed Oct 11, 2016 23:29 UTC Exercise / conversionCommon Stock 4,186 $0.00 $0.00
Disclosure

SEC source: 0001140361-16-082533 · doc1.xml · nonDerivative · entry 1

COLVIN DONALD A · CIK 0001228888 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,186

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 10, 2016 Filed Oct 11, 2016 22:36 UTC
Braham TorDirector
Exercise / conversionRestricted Stock Unit · Derivative 4,186 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-16-082530 · doc1.xml · derivative · entry 2

Braham Tor · CIK 0001586400 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,186 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Each unit converts upon vesting into one share of common stock.

F2 · derivative.expiration_date: The units subject to the Award shall fully vest one year from date of grant.

Read SEC document
October 10, 2016 Filed Oct 11, 2016 22:36 UTC
Braham TorDirector
Exercise / conversionCommon Stock 4,186 $0.00 $0.00
Disclosure

SEC source: 0001140361-16-082530 · doc1.xml · nonDerivative · entry 1

Braham Tor · CIK 0001586400 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,186

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 05, 2016 Filed Oct 7, 2016 23:07 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
SaleCommon Stock 35,535 $7.41 $263,314.35
Disclosure

SEC source: 0001140361-16-082320 · doc1.xml · nonDerivative · entry 1

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.40 to $7.43 inclusive. The Reporting Person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes to this Form 4.

Read SEC document
September 30, 2016 Filed Oct 1, 2016 01:16 UTC
SCRIVANICH LUKE MSVP General Manager OSP
SaleCommon Stock 10,699 $7.31 $78,209.69
Disclosure

SEC source: 0001140361-16-081344 · doc1.xml · nonDerivative · entry 9

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,938

F3 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.24 to $7.37 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes to this Form 4.

Read SEC document
September 30, 2016 Filed Oct 1, 2016 01:16 UTC
SCRIVANICH LUKE MSVP General Manager OSP
SaleCommon Stock 12,841 $7.31 $93,867.71
Disclosure

SEC source: 0001140361-16-081344 · doc1.xml · nonDerivative · entry 8

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,637

F3 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.24 to $7.37 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes to this Form 4.

Read SEC document
September 30, 2016 Filed Oct 1, 2016 01:16 UTC
SCRIVANICH LUKE MSVP General Manager OSP
SaleCommon Stock 10,759 $7.31 $78,648.29
Disclosure

SEC source: 0001140361-16-081344 · doc1.xml · nonDerivative · entry 7

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,478

F3 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.24 to $7.37 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes to this Form 4.

Read SEC document
September 30, 2016 Filed Oct 1, 2016 01:22 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
SaleCommon Stock 10,161 $7.40 $75,191.40
Disclosure

SEC source: 0001140361-16-081352 · doc1.xml · nonDerivative · entry 6

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,535

F3 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.

Read SEC document
September 30, 2016 Filed Oct 1, 2016 01:22 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
SaleCommon Stock 5,041 $7.40 $37,303.40
Disclosure

SEC source: 0001140361-16-081352 · doc1.xml · nonDerivative · entry 5

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,696

F3 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.

Read SEC document
September 30, 2016 Filed Oct 1, 2016 01:21 UTC
Siebert Kevin ChristopherVP General Counsel & Secretary
SaleCommon Stock 8,696 $7.31 $63,567.76
Disclosure

SEC source: 0001140361-16-081350 · doc1.xml · nonDerivative · entry 3

Siebert Kevin Christopher · CIK 0001634069 · VP General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.25 to $7.37 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes to this Form 4.

Read SEC document
September 30, 2016 Filed Oct 1, 2016 01:17 UTC
Joannou DionSVP Global Sales NSE
SaleCommon Stock 18,888 $7.31 $138,071.28
Disclosure

SEC source: 0001140361-16-081346 · doc1.xml · nonDerivative · entry 3

Joannou Dion · CIK 0001501867 · SVP Global Sales NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.24 to $7.365 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes to this Form 4.

Read SEC document
September 30, 2016 Filed Oct 1, 2016 01:05 UTC
RONDINONE RALPHSVP Global Operations NSE
SaleCommon Stock 16,811 $7.31 $122,888.41
Disclosure

SEC source: 0001140361-16-081342 · doc1.xml · nonDerivative · entry 12

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.24 to $7.37 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes to this Form 4.

Read SEC document
September 30, 2016 Filed Oct 1, 2016 01:05 UTC
RONDINONE RALPHSVP Global Operations NSE
SaleCommon Stock 10,574 $7.31 $77,295.94
Disclosure

SEC source: 0001140361-16-081342 · doc1.xml · nonDerivative · entry 11

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,811

F3 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.24 to $7.37 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes to this Form 4.

Read SEC document
September 30, 2016 Filed Oct 1, 2016 01:05 UTC
RONDINONE RALPHSVP Global Operations NSE
SaleCommon Stock 10,574 $7.31 $77,295.94
Disclosure

SEC source: 0001140361-16-081342 · doc1.xml · nonDerivative · entry 10

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,385

F3 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.24 to $7.37 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes to this Form 4.

Read SEC document
September 30, 2016 Filed Oct 1, 2016 01:05 UTC
RONDINONE RALPHSVP Global Operations NSE
SaleCommon Stock 9,120 $7.31 $66,667.20
Disclosure

SEC source: 0001140361-16-081342 · doc1.xml · nonDerivative · entry 9

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,959

F3 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.24 to $7.37 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes to this Form 4.

Read SEC document
September 30, 2016 Filed Oct 1, 2016 00:55 UTC
SPRADLEY SUSAN LOUISESVP General Manager NSE
SaleCommon Stock 16,403 $7.31 $119,905.93
Disclosure

SEC source: 0001140361-16-081340 · doc1.xml · nonDerivative · entry 9

SPRADLEY SUSAN LOUISE · CIK 0001235896 · SVP General Manager NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,535

F3 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.24 to $7.37 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes to this Form 4.

Read SEC document
September 30, 2016 Filed Oct 1, 2016 00:55 UTC
SPRADLEY SUSAN LOUISESVP General Manager NSE
SaleCommon Stock 16,439 $7.31 $120,169.09
Disclosure

SEC source: 0001140361-16-081340 · doc1.xml · nonDerivative · entry 8

SPRADLEY SUSAN LOUISE · CIK 0001235896 · SVP General Manager NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,938

F3 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.24 to $7.37 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes to this Form 4.

Read SEC document
September 30, 2016 Filed Oct 1, 2016 00:55 UTC
SPRADLEY SUSAN LOUISESVP General Manager NSE
SaleCommon Stock 10,216 $7.31 $74,678.96
Disclosure

SEC source: 0001140361-16-081340 · doc1.xml · nonDerivative · entry 7

SPRADLEY SUSAN LOUISE · CIK 0001235896 · SVP General Manager NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,377

F3 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.24 to $7.37 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes to this Form 4.

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September 29, 2016 Filed Oct 1, 2016 01:16 UTC
SCRIVANICH LUKE MSVP General Manager OSP
Exercise / conversionRestricted Stock Unit · Derivative 26,853 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-16-081344 · doc1.xml · derivative · entry 12

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 26,853 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock.

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September 29, 2016 Filed Oct 1, 2016 01:16 UTC
SCRIVANICH LUKE MSVP General Manager OSP
Exercise / conversionRestricted Stock Unit · Derivative 22,375 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-16-081344 · doc1.xml · derivative · entry 11

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,919

Underlying: Common Stock · 22,375 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock.

Read SEC document
September 29, 2016 Filed Oct 1, 2016 01:16 UTC
SCRIVANICH LUKE MSVP General Manager OSP
Exercise / conversionRestricted Stock Unit · Derivative 22,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-16-081344 · doc1.xml · derivative · entry 10

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 22,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock.

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September 29, 2016 Filed Oct 1, 2016 01:16 UTC
SCRIVANICH LUKE MSVP General Manager OSP
Tax withholdingCommon Stock 14,012 $7.26 $101,727.12
Disclosure

SEC source: 0001140361-16-081344 · doc1.xml · nonDerivative · entry 6

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,237

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

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September 29, 2016 Filed Oct 1, 2016 01:16 UTC
SCRIVANICH LUKE MSVP General Manager OSP
Exercise / conversionCommon Stock 26,853 $0.00 $0.00
Disclosure

SEC source: 0001140361-16-081344 · doc1.xml · nonDerivative · entry 5

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,249

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
September 29, 2016 Filed Oct 1, 2016 01:16 UTC
SCRIVANICH LUKE MSVP General Manager OSP
Tax withholdingCommon Stock 11,676 $7.26 $84,767.76
Disclosure

SEC source: 0001140361-16-081344 · doc1.xml · nonDerivative · entry 4

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,396

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

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September 29, 2016 Filed Oct 1, 2016 01:16 UTC
SCRIVANICH LUKE MSVP General Manager OSP
Exercise / conversionCommon Stock 22,375 $0.00 $0.00
Disclosure

SEC source: 0001140361-16-081344 · doc1.xml · nonDerivative · entry 3

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,072

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
September 29, 2016 Filed Oct 1, 2016 01:16 UTC
SCRIVANICH LUKE MSVP General Manager OSP
Tax withholdingCommon Stock 11,741 $7.26 $85,239.66
Disclosure

SEC source: 0001140361-16-081344 · doc1.xml · nonDerivative · entry 2

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,697

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
September 29, 2016 Filed Oct 1, 2016 01:16 UTC
SCRIVANICH LUKE MSVP General Manager OSP
Exercise / conversionCommon Stock 22,500 $0.00 $0.00
Disclosure

SEC source: 0001140361-16-081344 · doc1.xml · nonDerivative · entry 1

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,438

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
September 29, 2016 Filed Oct 1, 2016 01:22 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
Exercise / conversionRestricted Stock Unit · Derivative 67,132 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-16-081352 · doc1.xml · derivative · entry 8

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,510

Underlying: Common Stock · 67,132 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock.

Read SEC document
September 29, 2016 Filed Oct 1, 2016 01:22 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
Exercise / conversionRestricted Stock Unit · Derivative 21,249 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-16-081352 · doc1.xml · derivative · entry 7

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,334

Underlying: Common Stock · 21,249 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock.

Read SEC document
September 29, 2016 Filed Oct 1, 2016 01:22 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
Tax withholdingCommon Stock 26,556 $7.26 $192,796.56
Disclosure

SEC source: 0001140361-16-081352 · doc1.xml · nonDerivative · entry 4

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,737

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.