Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| VIAVI SOLUTIONS INC.VIAV · Entity 3595 | SVP Global Sales NSE | January 31, 2017 | February 02, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
VIAVI SOLUTIONS INC.
Report date January 31, 2017 · Filed February 02, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 47,329 |
Ending reported balance
After 2017-01-31 transaction · row 6
6 source rows · reconciled sequenceRow 1 · 2017-01-31 · Exercise / conversion · Acquired 26,130 · Balance 26,130 F1: Each unit converts upon vesting into one share of common stock. Row 2 · 2017-01-31 · Tax withholding · Disposed 7,152 · Balance 18,978 F2: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability. Row 3 · 2017-01-31 · Exercise / conversion · Acquired 18,890 · Balance 37,868 F1: Each unit converts upon vesting into one share of common stock. Row 4 · 2017-01-31 · Tax withholding · Disposed 5,169 · Balance 32,699 F2: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability. Row 5 · 2017-01-31 · Exercise / conversion · Acquired 20,139 · Balance 52,838 F1: Each unit converts upon vesting into one share of common stock. Row 6 · 2017-01-31 · Tax withholding · Disposed 5,509 · Balance 47,329 F2: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 4,355 |
Reported balance
After 2017-01-31 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2017-01-31 · Exercise / conversion · Acquired 26,130 · Balance 4,355 F1: Each unit converts upon vesting into one share of common stock. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 13,610 |
Reported balance
After 2017-01-31 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2017-01-31 · Exercise / conversion · Acquired 18,890 · Balance 13,610 F1: Each unit converts upon vesting into one share of common stock. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 20,139 |
Reported balance
After 2017-01-31 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2017-01-31 · Exercise / conversion · Acquired 20,139 · Balance 20,139 F1: Each unit converts upon vesting into one share of common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Each unit converts upon vesting into one share of common stock.
F2: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 31, 2017 Filed Feb 2, 2017 23:46 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Exercise / conversionRestricted Stock Unit · Derivative | 20,139 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-004237 · doc1.xml · derivative · entry 9 Joannou Dion · CIK 0001501867 · SVP Global Sales NSE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,139 Underlying: Common Stock · 20,139 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 23:46 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Exercise / conversionRestricted Stock Unit · Derivative | 18,890 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-004237 · doc1.xml · derivative · entry 8 Joannou Dion · CIK 0001501867 · SVP Global Sales NSE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,610 Underlying: Common Stock · 18,890 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 23:46 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Exercise / conversionRestricted Stock Unit · Derivative | 26,130 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-004237 · doc1.xml · derivative · entry 7 Joannou Dion · CIK 0001501867 · SVP Global Sales NSE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,355 Underlying: Common Stock · 26,130 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 23:46 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Tax withholdingCommon Stock | 5,509 | $8.95 | $49,305.55 |
DisclosureSEC source: 0001140361-17-004237 · doc1.xml · nonDerivative · entry 6 Joannou Dion · CIK 0001501867 · SVP Global Sales NSE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,329 F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 23:46 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Exercise / conversionCommon Stock | 20,139 | $8.95 | $180,244.05 |
DisclosureSEC source: 0001140361-17-004237 · doc1.xml · nonDerivative · entry 5 Joannou Dion · CIK 0001501867 · SVP Global Sales NSE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,838 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 23:46 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Tax withholdingCommon Stock | 5,169 | $8.95 | $46,262.55 |
DisclosureSEC source: 0001140361-17-004237 · doc1.xml · nonDerivative · entry 4 Joannou Dion · CIK 0001501867 · SVP Global Sales NSE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,699 F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 23:46 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Exercise / conversionCommon Stock | 18,890 | $8.95 | $169,065.50 |
DisclosureSEC source: 0001140361-17-004237 · doc1.xml · nonDerivative · entry 3 Joannou Dion · CIK 0001501867 · SVP Global Sales NSE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,868 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 23:46 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Tax withholdingCommon Stock | 7,152 | $8.95 | $64,010.40 |
DisclosureSEC source: 0001140361-17-004237 · doc1.xml · nonDerivative · entry 2 Joannou Dion · CIK 0001501867 · SVP Global Sales NSE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,978 F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 23:46 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Exercise / conversionCommon Stock | 26,130 | $8.95 | $233,863.50 |
DisclosureSEC source: 0001140361-17-004237 · doc1.xml · nonDerivative · entry 1 Joannou Dion · CIK 0001501867 · SVP Global Sales NSE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,130 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. Read SEC document |
| January 26, 2017 Filed Jan 27, 2017 01:21 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | SaleCommon Stock | 21,229 | $8.98 | $190,636.42 |
DisclosureSEC source: 0001140361-17-003073 · doc1.xml · nonDerivative · entry 3 Joannou Dion · CIK 0001501867 · SVP Global Sales NSE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F3 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.935 to $9.08 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes to this Form 4. Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 01:21 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Exercise / conversionRestricted Stock Unit · Derivative | 30,208 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-003073 · doc1.xml · derivative · entry 4 Joannou Dion · CIK 0001501867 · SVP Global Sales NSE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,278 Underlying: Common Stock · 30,208 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock. Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 01:21 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Tax withholdingCommon Stock | 8,979 | $8.59 | $77,129.61 |
DisclosureSEC source: 0001140361-17-003073 · doc1.xml · nonDerivative · entry 2 Joannou Dion · CIK 0001501867 · SVP Global Sales NSE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,229 F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability. Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 01:21 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Exercise / conversionCommon Stock | 30,208 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-003073 · doc1.xml · nonDerivative · entry 1 Joannou Dion · CIK 0001501867 · SVP Global Sales NSE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,208 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. Read SEC document |
| January 18, 2017 Filed Jan 18, 2017 23:36 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | SaleCommon Stock | 13,956 | $8.46 | $118,067.76 |
DisclosureSEC source: 0001140361-17-002211 · doc1.xml · nonDerivative · entry 3 Joannou Dion · CIK 0001501867 · SVP Global Sales NSE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F3 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.41 to $8.51 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes to this Form 4. Read SEC document |
| January 16, 2017 Filed Jan 18, 2017 23:36 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Exercise / conversionRestricted Stock Unit · Derivative | 20,139 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-002211 · doc1.xml · derivative · entry 4 Joannou Dion · CIK 0001501867 · SVP Global Sales NSE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,278 Underlying: Common Stock · 20,139 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock. Read SEC document |
| January 16, 2017 Filed Jan 18, 2017 23:36 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Tax withholdingCommon Stock | 6,183 | $8.59 | $53,111.97 |
DisclosureSEC source: 0001140361-17-002211 · doc1.xml · nonDerivative · entry 2 Joannou Dion · CIK 0001501867 · SVP Global Sales NSE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,956 F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability. Read SEC document |
| January 16, 2017 Filed Jan 18, 2017 23:36 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Exercise / conversionCommon Stock | 20,139 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-002211 · doc1.xml · nonDerivative · entry 1 Joannou Dion · CIK 0001501867 · SVP Global Sales NSE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,139 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 23:10 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | SaleCommon Stock | 3,163 | $7.89 | $24,956.07 |
DisclosureSEC source: 0001140361-16-087806 · doc1.xml · nonDerivative · entry 3 Joannou Dion · CIK 0001501867 · SVP Global Sales NSE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F3 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.81to $7.92 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes to this Form 4. Read SEC document |
| November 21, 2016 Filed Nov 23, 2016 23:10 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Exercise / conversionRestricted Stock Unit · Derivative | 4,355 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-16-087806 · doc1.xml · derivative · entry 4 Joannou Dion · CIK 0001501867 · SVP Global Sales NSE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,485 Underlying: Common Stock · 4,355 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock. Read SEC document |
| November 21, 2016 Filed Nov 23, 2016 23:10 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Tax withholdingCommon Stock | 1,192 | $7.94 | $9,464.48 |
DisclosureSEC source: 0001140361-16-087806 · doc1.xml · nonDerivative · entry 2 Joannou Dion · CIK 0001501867 · SVP Global Sales NSE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,163 F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability. Read SEC document |
| November 21, 2016 Filed Nov 23, 2016 23:10 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Exercise / conversionCommon Stock | 4,355 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-16-087806 · doc1.xml · nonDerivative · entry 1 Joannou Dion · CIK 0001501867 · SVP Global Sales NSE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,355 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. Read SEC document |
| September 30, 2016 Filed Oct 1, 2016 01:17 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | SaleCommon Stock | 18,888 | $7.31 | $138,071.28 |
DisclosureSEC source: 0001140361-16-081346 · doc1.xml · nonDerivative · entry 3 Joannou Dion · CIK 0001501867 · SVP Global Sales NSE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F3 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.24 to $7.365 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes to this Form 4. Read SEC document |
| September 29, 2016 Filed Oct 1, 2016 01:17 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Exercise / conversionRestricted Stock Unit · Derivative | 25,999 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-16-081346 · doc1.xml · derivative · entry 4 Joannou Dion · CIK 0001501867 · SVP Global Sales NSE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,667 Underlying: Common Stock · 25,999 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock. Read SEC document |
| September 29, 2016 Filed Oct 1, 2016 01:17 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Tax withholdingCommon Stock | 7,111 | $7.26 | $51,625.86 |
DisclosureSEC source: 0001140361-16-081346 · doc1.xml · nonDerivative · entry 2 Joannou Dion · CIK 0001501867 · SVP Global Sales NSE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,888 F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability. Read SEC document |
| September 29, 2016 Filed Oct 1, 2016 01:17 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Exercise / conversionCommon Stock | 25,999 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-16-081346 · doc1.xml · nonDerivative · entry 1 Joannou Dion · CIK 0001501867 · SVP Global Sales NSE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,999 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.