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Nasdaq · USD

VIAV

VIAVI SOLUTIONS INC.

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Tapewire entity
3595
SEC CIK
0000912093
Parsed reports
745

Last 12 months

Inside the activity.

0 purchase rows · 65 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025010
Dec 2025013
Jan 202600
Feb 2026020
Mar 202602
Apr 202600
May 2026011
Jun 202600
Jul 202600
Aug 202606
Sep 202603
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 08, 2016 Filed Dec 13, 2016 02:49 UTC Exercise / conversionRestricted Stock Unit · Derivative 6,741 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-16-089449 · doc1.xml · derivative · entry 2

CAMPOS TIMOTHY · CIK 0001605813 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,741

Underlying: Common Stock · 6,741 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 1/3rd of the Units subject to the Award shall vest on the first anniversary of the Vesting Commencement Date, and 1/3rd of the Units subject to the Award shall vest on each anniversary of the Vesting Commencement Date thereafter.

F1 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock.

Read SEC document
December 08, 2016 Filed Dec 13, 2016 02:49 UTC Exercise / conversionCommon Stock 6,741 $0.00 $0.00
Disclosure

SEC source: 0001140361-16-089449 · doc1.xml · nonDerivative · entry 1

CAMPOS TIMOTHY · CIK 0001605813 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,666

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
December 08, 2016 Filed Dec 13, 2016 02:48 UTC
BELLUZZO RICHARDDirector · Interim President & CEO
Exercise / conversionRestricted Stock Unit · Derivative 6,741 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-16-089448 · doc1.xml · derivative · entry 2

BELLUZZO RICHARD · CIK 0001204925 · Director · Interim President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,741

Underlying: Common Stock · 6,741 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 1/3rd of the Units subject to the Award shall vest on the first anniversary of the Vesting Commencement Date, and 1/3rd of the Units subject to the Award shall vest on each anniversary of the Vesting Commencement Date thereafter.

F1 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock.

Read SEC document
December 08, 2016 Filed Dec 13, 2016 02:48 UTC
BELLUZZO RICHARDDirector · Interim President & CEO
Exercise / conversionCommon Stock 6,741 $0.00 $0.00
Disclosure

SEC source: 0001140361-16-089448 · doc1.xml · nonDerivative · entry 1

BELLUZZO RICHARD · CIK 0001204925 · Director · Interim President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,281

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
December 08, 2016 Filed Dec 13, 2016 02:46 UTC
BARNES KEITHDirector
Exercise / conversionRestricted Stock Unit · Derivative 6,741 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-16-089447 · doc1.xml · derivative · entry 2

BARNES KEITH · CIK 0001268517 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,741 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 1/3rd of the Units subject to the Award shall vest on the first anniversary of the Vesting Commencement Date, and 1/3rd of the Units subject to the Award shall vest on each anniversary of the Vesting Commencement Date thereafter.

F1 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock.

Read SEC document
December 08, 2016 Filed Dec 13, 2016 02:46 UTC
BARNES KEITHDirector
Exercise / conversionCommon Stock 6,741 $0.00 $0.00
Disclosure

SEC source: 0001140361-16-089447 · doc1.xml · nonDerivative · entry 1

BARNES KEITH · CIK 0001268517 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,050

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
November 22, 2016 Filed Nov 23, 2016 23:21 UTC
Siebert Kevin ChristopherVP General Counsel & Secretary
SaleCommon Stock 2,193 $7.89 $17,302.77
Disclosure

SEC source: 0001140361-16-087810 · doc1.xml · nonDerivative · entry 5

Siebert Kevin Christopher · CIK 0001634069 · VP General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.82 to $7.92 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes to this Form 4.

Read SEC document
November 22, 2016 Filed Nov 23, 2016 23:24 UTC
SPRADLEY SUSAN LOUISESVP General Manager NSE
SaleCommon Stock 3,981 $7.89 $31,410.09
Disclosure

SEC source: 0001140361-16-087811 · doc1.xml · nonDerivative · entry 5

SPRADLEY SUSAN LOUISE · CIK 0001235896 · SVP General Manager NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,977

F3 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.81 to $7.92 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes to this Form 4.

Read SEC document
November 22, 2016 Filed Nov 23, 2016 23:16 UTC
RONDINONE RALPHSVP Global Operations NSE
SaleCommon Stock 3,579 $7.89 $28,238.31
Disclosure

SEC source: 0001140361-16-087808 · doc1.xml · nonDerivative · entry 5

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.81 to $7.92 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes to this Form 4.

Read SEC document
November 22, 2016 Filed Nov 23, 2016 23:19 UTC
SCRIVANICH LUKE MSVP General Manager OSP
SaleCommon Stock 3,592 $7.89 $28,340.88
Disclosure

SEC source: 0001140361-16-087809 · doc1.xml · nonDerivative · entry 5

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,938

F3 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.81 to $7.92 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes to this Form 4.

Read SEC document
November 22, 2016 Filed Nov 23, 2016 23:10 UTC
Joannou DionSVP Global Sales NSE
SaleCommon Stock 3,163 $7.89 $24,956.07
Disclosure

SEC source: 0001140361-16-087806 · doc1.xml · nonDerivative · entry 3

Joannou Dion · CIK 0001501867 · SVP Global Sales NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.81to $7.92 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes to this Form 4.

Read SEC document
November 21, 2016 Filed Nov 23, 2016 23:21 UTC
Siebert Kevin ChristopherVP General Counsel & Secretary
Exercise / conversionCommon Stock · Derivative 1,102 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-16-087810 · doc1.xml · derivative · entry 7

Siebert Kevin Christopher · CIK 0001634069 · VP General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,304

Underlying: Common Stock · 1,102 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · deemedExecutionDate: Each unit converts upon vesting into one share of common stock.

F1 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock.

Read SEC document
November 21, 2016 Filed Nov 23, 2016 23:21 UTC
Siebert Kevin ChristopherVP General Counsel & Secretary
Exercise / conversionRestricted Stock Unit · Derivative 2,177 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-16-087810 · doc1.xml · derivative · entry 6

Siebert Kevin Christopher · CIK 0001634069 · VP General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,243

Underlying: Common Stock · 2,177 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock.

Read SEC document
November 21, 2016 Filed Nov 23, 2016 23:21 UTC
Siebert Kevin ChristopherVP General Counsel & Secretary
Tax withholdingCommon Stock 365 $7.94 $2,898.10
Disclosure

SEC source: 0001140361-16-087810 · doc1.xml · nonDerivative · entry 4

Siebert Kevin Christopher · CIK 0001634069 · VP General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,193

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
November 21, 2016 Filed Nov 23, 2016 23:21 UTC
Siebert Kevin ChristopherVP General Counsel & Secretary
Exercise / conversionCommon Stock 1,102 $0.00 $0.00
Disclosure

SEC source: 0001140361-16-087810 · doc1.xml · nonDerivative · entry 3

Siebert Kevin Christopher · CIK 0001634069 · VP General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,558

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
November 21, 2016 Filed Nov 23, 2016 23:21 UTC
Siebert Kevin ChristopherVP General Counsel & Secretary
Tax withholdingCommon Stock 721 $7.94 $5,724.74
Disclosure

SEC source: 0001140361-16-087810 · doc1.xml · nonDerivative · entry 2

Siebert Kevin Christopher · CIK 0001634069 · VP General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,456

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
November 21, 2016 Filed Nov 23, 2016 23:21 UTC
Siebert Kevin ChristopherVP General Counsel & Secretary
Exercise / conversionCommon Stock 2,177 $0.00 $0.00
Disclosure

SEC source: 0001140361-16-087810 · doc1.xml · nonDerivative · entry 1

Siebert Kevin Christopher · CIK 0001634069 · VP General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,177

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
November 21, 2016 Filed Nov 23, 2016 23:24 UTC
SPRADLEY SUSAN LOUISESVP General Manager NSE
Exercise / conversionRestricted Stock Unit · Derivative 3,559 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-16-087811 · doc1.xml · derivative · entry 7

SPRADLEY SUSAN LOUISE · CIK 0001235896 · SVP General Manager NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,916

Underlying: Common Stock · 3,559 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock.

Read SEC document
November 21, 2016 Filed Nov 23, 2016 23:24 UTC
SPRADLEY SUSAN LOUISESVP General Manager NSE
Exercise / conversionRestricted Stock Unit · Derivative 4,722 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-16-087811 · doc1.xml · derivative · entry 6

SPRADLEY SUSAN LOUISE · CIK 0001235896 · SVP General Manager NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,168

Underlying: Common Stock · 4,722 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock.

Read SEC document
November 21, 2016 Filed Nov 23, 2016 23:24 UTC
SPRADLEY SUSAN LOUISESVP General Manager NSE
Tax withholdingCommon Stock 1,658 $7.94 $13,164.52
Disclosure

SEC source: 0001140361-16-087811 · doc1.xml · nonDerivative · entry 4

SPRADLEY SUSAN LOUISE · CIK 0001235896 · SVP General Manager NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,958

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
November 21, 2016 Filed Nov 23, 2016 23:24 UTC
SPRADLEY SUSAN LOUISESVP General Manager NSE
Exercise / conversionCommon Stock 3,559 $0.00 $0.00
Disclosure

SEC source: 0001140361-16-087811 · doc1.xml · nonDerivative · entry 3

SPRADLEY SUSAN LOUISE · CIK 0001235896 · SVP General Manager NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,616

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
November 21, 2016 Filed Nov 23, 2016 23:24 UTC
SPRADLEY SUSAN LOUISESVP General Manager NSE
Tax withholdingCommon Stock 2,200 $7.94 $17,468.00
Disclosure

SEC source: 0001140361-16-087811 · doc1.xml · nonDerivative · entry 2

SPRADLEY SUSAN LOUISE · CIK 0001235896 · SVP General Manager NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,057

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
November 21, 2016 Filed Nov 23, 2016 23:24 UTC
SPRADLEY SUSAN LOUISESVP General Manager NSE
Exercise / conversionCommon Stock 4,722 $0.00 $0.00
Disclosure

SEC source: 0001140361-16-087811 · doc1.xml · nonDerivative · entry 1

SPRADLEY SUSAN LOUISE · CIK 0001235896 · SVP General Manager NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,257

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
November 21, 2016 Filed Nov 23, 2016 23:16 UTC
RONDINONE RALPHSVP Global Operations NSE
Exercise / conversionRestricted Stock Unit · Derivative 4,171 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-16-087808 · doc1.xml · derivative · entry 7

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,515

Underlying: Common Stock · 4,171 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock.

Read SEC document
November 21, 2016 Filed Nov 23, 2016 23:16 UTC
RONDINONE RALPHSVP Global Operations NSE
Exercise / conversionRestricted Stock Unit · Derivative 2,596 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-16-087808 · doc1.xml · derivative · entry 6

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,174

Underlying: Common Stock · 2,596 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock.

Read SEC document
November 21, 2016 Filed Nov 23, 2016 23:16 UTC
RONDINONE RALPHSVP Global Operations NSE
Tax withholdingCommon Stock 1,965 $7.94 $15,602.10
Disclosure

SEC source: 0001140361-16-087808 · doc1.xml · nonDerivative · entry 4

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,579

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
November 21, 2016 Filed Nov 23, 2016 23:16 UTC
RONDINONE RALPHSVP Global Operations NSE
Exercise / conversionCommon Stock 4,171 $0.00 $0.00
Disclosure

SEC source: 0001140361-16-087808 · doc1.xml · nonDerivative · entry 3

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,544

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
November 21, 2016 Filed Nov 23, 2016 23:16 UTC
RONDINONE RALPHSVP Global Operations NSE
Tax withholdingCommon Stock 1,223 $7.94 $9,710.62
Disclosure

SEC source: 0001140361-16-087808 · doc1.xml · nonDerivative · entry 2

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,373

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
November 21, 2016 Filed Nov 23, 2016 23:16 UTC
RONDINONE RALPHSVP Global Operations NSE
Exercise / conversionCommon Stock 2,596 $0.00 $0.00
Disclosure

SEC source: 0001140361-16-087808 · doc1.xml · nonDerivative · entry 1

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,596

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.81 to $7.92 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes to this Form 4.

Read SEC document
November 21, 2016 Filed Nov 23, 2016 23:19 UTC
SCRIVANICH LUKE MSVP General Manager OSP
Exercise / conversionRestricted Stock Unit · Derivative 3,746 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-16-087809 · doc1.xml · derivative · entry 7

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,244

Underlying: Common Stock · 3,746 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock.

Read SEC document
November 21, 2016 Filed Nov 23, 2016 23:19 UTC
SCRIVANICH LUKE MSVP General Manager OSP
Exercise / conversionRestricted Stock Unit · Derivative 3,768 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-16-087809 · doc1.xml · derivative · entry 6

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,382

Underlying: Common Stock · 3,768 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock.

Read SEC document
November 21, 2016 Filed Nov 23, 2016 23:19 UTC
SCRIVANICH LUKE MSVP General Manager OSP
Tax withholdingCommon Stock 1,955 $7.94 $15,522.70
Disclosure

SEC source: 0001140361-16-087809 · doc1.xml · nonDerivative · entry 4

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,530

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
November 21, 2016 Filed Nov 23, 2016 23:19 UTC
SCRIVANICH LUKE MSVP General Manager OSP
Exercise / conversionCommon Stock 3,746 $0.00 $0.00
Disclosure

SEC source: 0001140361-16-087809 · doc1.xml · nonDerivative · entry 3

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,485

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
November 21, 2016 Filed Nov 23, 2016 23:19 UTC
SCRIVANICH LUKE MSVP General Manager OSP
Tax withholdingCommon Stock 1,967 $7.94 $15,617.98
Disclosure

SEC source: 0001140361-16-087809 · doc1.xml · nonDerivative · entry 2

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,739

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
November 21, 2016 Filed Nov 23, 2016 23:19 UTC
SCRIVANICH LUKE MSVP General Manager OSP
Exercise / conversionCommon Stock 3,768 $0.00 $0.00
Disclosure

SEC source: 0001140361-16-087809 · doc1.xml · nonDerivative · entry 1

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,706

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
November 21, 2016 Filed Nov 23, 2016 23:10 UTC
Joannou DionSVP Global Sales NSE
Exercise / conversionRestricted Stock Unit · Derivative 4,355 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-16-087806 · doc1.xml · derivative · entry 4

Joannou Dion · CIK 0001501867 · SVP Global Sales NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,485

Underlying: Common Stock · 4,355 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock.

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November 21, 2016 Filed Nov 23, 2016 23:10 UTC
Joannou DionSVP Global Sales NSE
Tax withholdingCommon Stock 1,192 $7.94 $9,464.48
Disclosure

SEC source: 0001140361-16-087806 · doc1.xml · nonDerivative · entry 2

Joannou Dion · CIK 0001501867 · SVP Global Sales NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,163

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

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November 21, 2016 Filed Nov 23, 2016 23:10 UTC
Joannou DionSVP Global Sales NSE
Exercise / conversionCommon Stock 4,355 $0.00 $0.00
Disclosure

SEC source: 0001140361-16-087806 · doc1.xml · nonDerivative · entry 1

Joannou Dion · CIK 0001501867 · SVP Global Sales NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,355

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
November 21, 2016 Filed Nov 23, 2016 23:13 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
Exercise / conversionRestricted Stock Unit · Derivative 3,559 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-16-087807 · doc1.xml · derivative · entry 3

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,916

Underlying: Common Stock · 3,559 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock.

Read SEC document
November 21, 2016 Filed Nov 23, 2016 23:13 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
Tax withholdingCommon Stock 1,857 $7.94 $14,744.58
Disclosure

SEC source: 0001140361-16-087807 · doc1.xml · nonDerivative · entry 2

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,237

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
November 21, 2016 Filed Nov 23, 2016 23:13 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
Exercise / conversionCommon Stock 3,559 $0.00 $0.00
Disclosure

SEC source: 0001140361-16-087807 · doc1.xml · nonDerivative · entry 1

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,094

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
November 21, 2016 Filed May 11, 2017 23:48 UTC Amendment
McNab PaulEVP, Chief Mktg & Stgy Officer
Exercise / conversionRestricted Stock Unit · Derivative 3,559 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-17-019834 · doc1.xml · derivative · entry 3

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,916

Underlying: Common Stock · 3,559 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock.

Read SEC document
November 21, 2016 Filed May 11, 2017 23:48 UTC Amendment
McNab PaulEVP, Chief Mktg & Stgy Officer
Tax withholdingCommon Stock 1,857 $7.94 $14,744.58
Disclosure

SEC source: 0001140361-17-019834 · doc1.xml · nonDerivative · entry 2

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,702

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
November 21, 2016 Filed May 11, 2017 23:48 UTC Amendment
McNab PaulEVP, Chief Mktg & Stgy Officer
Exercise / conversionCommon Stock 3,559 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-019834 · doc1.xml · nonDerivative · entry 1

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,559

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F3 · balance_after: This amendment is being filed solely to correct the amount of securities beneficially owned following reported transaction(s) reported in column 5. The amount reported originally was incorrect due to an administrative error. There are no changes to the transaction.

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November 18, 2016 Filed Nov 19, 2016 01:12 UTC
BARNES KEITHDirector
Exercise / conversionRestricted Stock Unit · Derivative 32,733 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-16-087318 · doc1.xml · derivative · entry 3

BARNES KEITH · CIK 0001268517 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 32,733 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: All of the Shares subject to the Award shall vest on the one year anniversary of the Grant Date.

F2 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock.

Read SEC document
November 18, 2016 Filed Nov 19, 2016 01:12 UTC
BARNES KEITHDirector
Exercise / conversionCommon Stock 32,733 $0.00 $0.00
Disclosure

SEC source: 0001140361-16-087318 · doc1.xml · nonDerivative · entry 2

BARNES KEITH · CIK 0001268517 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,309

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
November 18, 2016 Filed Nov 19, 2016 01:38 UTC Exercise / conversionRestricted Stock Unit · Derivative 32,733 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-16-087324 · doc1.xml · derivative · entry 3

Strayer Pamela J · CIK 0001529968 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 32,733 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: All of the Shares subject to the Award shall vest on the one year anniversary of the Grant Date.

F2 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock.

Read SEC document
November 18, 2016 Filed Nov 19, 2016 01:38 UTC Exercise / conversionCommon Stock 32,733 $0.00 $0.00
Disclosure

SEC source: 0001140361-16-087324 · doc1.xml · nonDerivative · entry 2

Strayer Pamela J · CIK 0001529968 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,389

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
November 18, 2016 Filed Nov 19, 2016 01:33 UTC Exercise / conversionRestricted Stock Unit · Derivative 32,733 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-16-087323 · doc1.xml · derivative · entry 3

JABBAR MASOOD · CIK 0001256449 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 32,733 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: All of the Shares subject to the Award shall vest on the one year anniversary of the Grant Date.

F2 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock.

Read SEC document
November 18, 2016 Filed Nov 19, 2016 01:33 UTC Exercise / conversionCommon Stock 32,733 $0.00 $0.00
Disclosure

SEC source: 0001140361-16-087323 · doc1.xml · nonDerivative · entry 2

JABBAR MASOOD · CIK 0001256449 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,346

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.