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Nasdaq · USD

VIAV

VIAVI SOLUTIONS INC.

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Tapewire entity
3595
SEC CIK
0000912093
Parsed reports
745

Last 12 months

Inside the activity.

0 purchase rows · 65 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025010
Dec 2025013
Jan 202600
Feb 2026020
Mar 202602
Apr 202600
May 2026011
Jun 202600
Jul 202600
Aug 202606
Sep 202603
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 15, 2017 Filed Feb 18, 2017 01:20 UTC
Staley Gary WSVP Global Sales NSE
GrantCommon Stock 28,248 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-008211 · doc1.xml · nonDerivative · entry 1

Staley Gary W · CIK 0001698474 · SVP Global Sales NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,248

F1 · kind: Exempt grant of Restricted Stock Units under the Issuer's Restated 2003 Equity Incentive Plan. The units will vest at equal annual installments over 4 years and settle for shares of Common Stock of the Issuer on each anniversary of the Grant Date.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 23:18 UTC
SCRIVANICH LUKE MSVP General Manager OSP
Exercise / conversionNon-Qualified Stock Option · Derivative 39,563 $3.28 Strike: $3.28 $129,766.64
Disclosure

SEC source: 0001140361-17-005894 · doc1.xml · derivative · entry 3

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 39,563 shares

Expires 2017-08-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The option is 100% vested and exercisable on August 15, 2012.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 23:18 UTC
SCRIVANICH LUKE MSVP General Manager OSP
SaleCommon Stock 39,563 $10.00 $395,630.00
Disclosure

SEC source: 0001140361-17-005894 · doc1.xml · nonDerivative · entry 2

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,938

F1 · kind: Shares were sold pursuant to a rule 10b5-1 Stock Trading Plan.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 23:18 UTC
SCRIVANICH LUKE MSVP General Manager OSP
Exercise / conversionCommon Stock 39,563 $3.28 $129,766.64
Disclosure

SEC source: 0001140361-17-005894 · doc1.xml · nonDerivative · entry 1

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,501

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2017 Filed Feb 7, 2017 19:34 UTC
KHAYKIN OLEGPresident & CEO
Exercise / conversionRestricted Stock Unit · Derivative 39,069 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-17-004761 · doc1.xml · derivative · entry 6

KHAYKIN OLEG · CIK 0001278725 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,988

Underlying: Common Stock · 39,069 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock.

Read SEC document
February 03, 2017 Filed Feb 7, 2017 19:34 UTC
KHAYKIN OLEGPresident & CEO
Exercise / conversionRestricted Stock Unit · Derivative 86,629 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-17-004761 · doc1.xml · derivative · entry 5

KHAYKIN OLEG · CIK 0001278725 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 259,979

Underlying: Common Stock · 86,629 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock.

Read SEC document
February 03, 2017 Filed Feb 7, 2017 19:34 UTC
KHAYKIN OLEGPresident & CEO
Tax withholdingCommon Stock 17,221 $9.23 $158,949.83
Disclosure

SEC source: 0001140361-17-004761 · doc1.xml · nonDerivative · entry 4

KHAYKIN OLEG · CIK 0001278725 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,554

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
February 03, 2017 Filed Feb 7, 2017 19:34 UTC
KHAYKIN OLEGPresident & CEO
Exercise / conversionCommon Stock 39,069 $9.23 $360,606.87
Disclosure

SEC source: 0001140361-17-004761 · doc1.xml · nonDerivative · entry 3

KHAYKIN OLEG · CIK 0001278725 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,775

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
February 03, 2017 Filed Feb 7, 2017 19:34 UTC
KHAYKIN OLEGPresident & CEO
Tax withholdingCommon Stock 32,953 $9.23 $304,156.19
Disclosure

SEC source: 0001140361-17-004761 · doc1.xml · nonDerivative · entry 2

KHAYKIN OLEG · CIK 0001278725 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,706

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
February 03, 2017 Filed Feb 7, 2017 19:34 UTC
KHAYKIN OLEGPresident & CEO
Exercise / conversionCommon Stock 86,659 $9.23 $799,862.57
Disclosure

SEC source: 0001140361-17-004761 · doc1.xml · nonDerivative · entry 1

KHAYKIN OLEG · CIK 0001278725 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,659

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
February 01, 2017 Filed Feb 2, 2017 23:50 UTC
SCRIVANICH LUKE MSVP General Manager OSP
SaleCommon Stock 1,483 $9.15 $13,569.45
Disclosure

SEC source: 0001140361-17-004240 · doc1.xml · nonDerivative · entry 2

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,938

F2 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 23:50 UTC
SCRIVANICH LUKE MSVP General Manager OSP
GrantCommon Stock 1,483 $6.77 $10,039.91
Disclosure

SEC source: 0001140361-17-004240 · doc1.xml · nonDerivative · entry 1

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,421

F1 · kind: These shares were acquired through the Company's Employee Stock Purchase Plan.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 23:47 UTC
SPRADLEY SUSAN LOUISESVP General Manager NSE
Exercise / conversionRestricted Stock Unit · Derivative 14,168 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-17-004238 · doc1.xml · derivative · entry 9

SPRADLEY SUSAN LOUISE · CIK 0001235896 · SVP General Manager NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,168 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 23:47 UTC
SPRADLEY SUSAN LOUISESVP General Manager NSE
Exercise / conversionRestricted Stock Unit · Derivative 18,890 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-17-004238 · doc1.xml · derivative · entry 8

SPRADLEY SUSAN LOUISE · CIK 0001235896 · SVP General Manager NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,610

Underlying: Common Stock · 18,890 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 23:47 UTC
SPRADLEY SUSAN LOUISESVP General Manager NSE
Exercise / conversionRestricted Stock Unit · Derivative 21,536 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-17-004238 · doc1.xml · derivative · entry 7

SPRADLEY SUSAN LOUISE · CIK 0001235896 · SVP General Manager NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,560

Underlying: Common Stock · 21,356 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 23:47 UTC
SPRADLEY SUSAN LOUISESVP General Manager NSE
Tax withholdingCommon Stock 4,531 $8.95 $40,552.45
Disclosure

SEC source: 0001140361-17-004238 · doc1.xml · nonDerivative · entry 6

SPRADLEY SUSAN LOUISE · CIK 0001235896 · SVP General Manager NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,650

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 23:47 UTC
SPRADLEY SUSAN LOUISESVP General Manager NSE
Exercise / conversionCommon Stock 14,168 $8.95 $126,803.60
Disclosure

SEC source: 0001140361-17-004238 · doc1.xml · nonDerivative · entry 5

SPRADLEY SUSAN LOUISE · CIK 0001235896 · SVP General Manager NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,181

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 23:47 UTC
SPRADLEY SUSAN LOUISESVP General Manager NSE
Tax withholdingCommon Stock 6,043 $8.95 $54,084.85
Disclosure

SEC source: 0001140361-17-004238 · doc1.xml · nonDerivative · entry 4

SPRADLEY SUSAN LOUISE · CIK 0001235896 · SVP General Manager NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,013

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 23:47 UTC
SPRADLEY SUSAN LOUISESVP General Manager NSE
Exercise / conversionCommon Stock 18,890 $8.95 $169,065.50
Disclosure

SEC source: 0001140361-17-004238 · doc1.xml · nonDerivative · entry 3

SPRADLEY SUSAN LOUISE · CIK 0001235896 · SVP General Manager NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,056

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 23:47 UTC
SPRADLEY SUSAN LOUISESVP General Manager NSE
Tax withholdingCommon Stock 6,834 $8.95 $61,164.30
Disclosure

SEC source: 0001140361-17-004238 · doc1.xml · nonDerivative · entry 2

SPRADLEY SUSAN LOUISE · CIK 0001235896 · SVP General Manager NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,166

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 23:47 UTC
SPRADLEY SUSAN LOUISESVP General Manager NSE
Exercise / conversionCommon Stock 21,356 $8.95 $191,136.20
Disclosure

SEC source: 0001140361-17-004238 · doc1.xml · nonDerivative · entry 1

SPRADLEY SUSAN LOUISE · CIK 0001235896 · SVP General Manager NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 23:46 UTC
Joannou DionSVP Global Sales NSE
Exercise / conversionRestricted Stock Unit · Derivative 20,139 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-17-004237 · doc1.xml · derivative · entry 9

Joannou Dion · CIK 0001501867 · SVP Global Sales NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,139

Underlying: Common Stock · 20,139 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 23:46 UTC
Joannou DionSVP Global Sales NSE
Exercise / conversionRestricted Stock Unit · Derivative 18,890 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-17-004237 · doc1.xml · derivative · entry 8

Joannou Dion · CIK 0001501867 · SVP Global Sales NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,610

Underlying: Common Stock · 18,890 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 23:46 UTC
Joannou DionSVP Global Sales NSE
Exercise / conversionRestricted Stock Unit · Derivative 26,130 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-17-004237 · doc1.xml · derivative · entry 7

Joannou Dion · CIK 0001501867 · SVP Global Sales NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,355

Underlying: Common Stock · 26,130 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 23:46 UTC
Joannou DionSVP Global Sales NSE
Tax withholdingCommon Stock 5,509 $8.95 $49,305.55
Disclosure

SEC source: 0001140361-17-004237 · doc1.xml · nonDerivative · entry 6

Joannou Dion · CIK 0001501867 · SVP Global Sales NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,329

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 23:46 UTC
Joannou DionSVP Global Sales NSE
Exercise / conversionCommon Stock 20,139 $8.95 $180,244.05
Disclosure

SEC source: 0001140361-17-004237 · doc1.xml · nonDerivative · entry 5

Joannou Dion · CIK 0001501867 · SVP Global Sales NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,838

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 23:46 UTC
Joannou DionSVP Global Sales NSE
Tax withholdingCommon Stock 5,169 $8.95 $46,262.55
Disclosure

SEC source: 0001140361-17-004237 · doc1.xml · nonDerivative · entry 4

Joannou Dion · CIK 0001501867 · SVP Global Sales NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,699

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 23:46 UTC
Joannou DionSVP Global Sales NSE
Exercise / conversionCommon Stock 18,890 $8.95 $169,065.50
Disclosure

SEC source: 0001140361-17-004237 · doc1.xml · nonDerivative · entry 3

Joannou Dion · CIK 0001501867 · SVP Global Sales NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,868

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 23:46 UTC
Joannou DionSVP Global Sales NSE
Tax withholdingCommon Stock 7,152 $8.95 $64,010.40
Disclosure

SEC source: 0001140361-17-004237 · doc1.xml · nonDerivative · entry 2

Joannou Dion · CIK 0001501867 · SVP Global Sales NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,978

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 23:46 UTC
Joannou DionSVP Global Sales NSE
Exercise / conversionCommon Stock 26,130 $8.95 $233,863.50
Disclosure

SEC source: 0001140361-17-004237 · doc1.xml · nonDerivative · entry 1

Joannou Dion · CIK 0001501867 · SVP Global Sales NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,130

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
January 26, 2017 Filed Jan 27, 2017 01:31 UTC
SPRADLEY SUSAN LOUISESVP General Manager NSE
SaleCommon Stock 19,890 $8.98 $178,612.20
Disclosure

SEC source: 0001140361-17-003074 · doc1.xml · nonDerivative · entry 3

SPRADLEY SUSAN LOUISE · CIK 0001235896 · SVP General Manager NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,644

F3 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.935 to $9.08 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes to this Form 4.

Read SEC document
January 26, 2017 Filed Jan 27, 2017 01:21 UTC
Joannou DionSVP Global Sales NSE
SaleCommon Stock 21,229 $8.98 $190,636.42
Disclosure

SEC source: 0001140361-17-003073 · doc1.xml · nonDerivative · entry 3

Joannou Dion · CIK 0001501867 · SVP Global Sales NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.935 to $9.08 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes to this Form 4.

Read SEC document
January 25, 2017 Filed Jan 27, 2017 01:31 UTC
SPRADLEY SUSAN LOUISESVP General Manager NSE
Exercise / conversionRestricted Stock Unit · Derivative 33,565 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-17-003074 · doc1.xml · derivative · entry 4

SPRADLEY SUSAN LOUISE · CIK 0001235896 · SVP General Manager NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 33,565 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock.

Read SEC document
January 25, 2017 Filed Jan 27, 2017 01:31 UTC
SPRADLEY SUSAN LOUISESVP General Manager NSE
Tax withholdingCommon Stock 11,465 $8.59 $98,484.35
Disclosure

SEC source: 0001140361-17-003074 · doc1.xml · nonDerivative · entry 2

SPRADLEY SUSAN LOUISE · CIK 0001235896 · SVP General Manager NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,534

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
January 25, 2017 Filed Jan 27, 2017 01:31 UTC
SPRADLEY SUSAN LOUISESVP General Manager NSE
Exercise / conversionCommon Stock 33,565 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-003074 · doc1.xml · nonDerivative · entry 1

SPRADLEY SUSAN LOUISE · CIK 0001235896 · SVP General Manager NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,999

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
January 25, 2017 Filed Jan 27, 2017 01:21 UTC
Joannou DionSVP Global Sales NSE
Exercise / conversionRestricted Stock Unit · Derivative 30,208 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-17-003073 · doc1.xml · derivative · entry 4

Joannou Dion · CIK 0001501867 · SVP Global Sales NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,278

Underlying: Common Stock · 30,208 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock.

Read SEC document
January 25, 2017 Filed Jan 27, 2017 01:21 UTC
Joannou DionSVP Global Sales NSE
Tax withholdingCommon Stock 8,979 $8.59 $77,129.61
Disclosure

SEC source: 0001140361-17-003073 · doc1.xml · nonDerivative · entry 2

Joannou Dion · CIK 0001501867 · SVP Global Sales NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,229

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
January 25, 2017 Filed Jan 27, 2017 01:21 UTC
Joannou DionSVP Global Sales NSE
Exercise / conversionCommon Stock 30,208 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-003073 · doc1.xml · nonDerivative · entry 1

Joannou Dion · CIK 0001501867 · SVP Global Sales NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,208

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
January 18, 2017 Filed Jan 18, 2017 23:36 UTC
Joannou DionSVP Global Sales NSE
SaleCommon Stock 13,956 $8.46 $118,067.76
Disclosure

SEC source: 0001140361-17-002211 · doc1.xml · nonDerivative · entry 3

Joannou Dion · CIK 0001501867 · SVP Global Sales NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.41 to $8.51 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes to this Form 4.

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January 17, 2017 Filed Jan 18, 2017 22:54 UTC
SPRADLEY SUSAN LOUISESVP General Manager NSE
SaleCommon Stock 13,110 $8.40 $110,124.00
Disclosure

SEC source: 0001140361-17-002199 · doc1.xml · nonDerivative · entry 3

SPRADLEY SUSAN LOUISE · CIK 0001235896 · SVP General Manager NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,434

F3 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.32 to $8.50 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes to this Form 4.

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January 16, 2017 Filed Jan 18, 2017 22:54 UTC
SPRADLEY SUSAN LOUISESVP General Manager NSE
Exercise / conversionRestricted Stock Unit · Derivative 22,377 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-17-002199 · doc1.xml · derivative · entry 4

SPRADLEY SUSAN LOUISE · CIK 0001235896 · SVP General Manager NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 22,377 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock.

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January 16, 2017 Filed Jan 18, 2017 22:54 UTC
SPRADLEY SUSAN LOUISESVP General Manager NSE
Tax withholdingCommon Stock 7,810 $8.59 $67,087.90
Disclosure

SEC source: 0001140361-17-002199 · doc1.xml · nonDerivative · entry 2

SPRADLEY SUSAN LOUISE · CIK 0001235896 · SVP General Manager NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,544

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

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January 16, 2017 Filed Jan 18, 2017 22:54 UTC
SPRADLEY SUSAN LOUISESVP General Manager NSE
Exercise / conversionCommon Stock 22,377 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-002199 · doc1.xml · nonDerivative · entry 1

SPRADLEY SUSAN LOUISE · CIK 0001235896 · SVP General Manager NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,354

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

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January 16, 2017 Filed Jan 18, 2017 23:36 UTC
Joannou DionSVP Global Sales NSE
Exercise / conversionRestricted Stock Unit · Derivative 20,139 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-17-002211 · doc1.xml · derivative · entry 4

Joannou Dion · CIK 0001501867 · SVP Global Sales NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,278

Underlying: Common Stock · 20,139 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock.

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January 16, 2017 Filed Jan 18, 2017 23:36 UTC
Joannou DionSVP Global Sales NSE
Tax withholdingCommon Stock 6,183 $8.59 $53,111.97
Disclosure

SEC source: 0001140361-17-002211 · doc1.xml · nonDerivative · entry 2

Joannou Dion · CIK 0001501867 · SVP Global Sales NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,956

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

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January 16, 2017 Filed Jan 18, 2017 23:36 UTC
Joannou DionSVP Global Sales NSE
Exercise / conversionCommon Stock 20,139 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-002211 · doc1.xml · nonDerivative · entry 1

Joannou Dion · CIK 0001501867 · SVP Global Sales NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,139

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

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December 13, 2016 Filed Dec 15, 2016 00:52 UTC
BARNES KEITHDirector
SaleCommon Stock 3,371 $8.52 $28,720.92
Disclosure

SEC source: 0001140361-16-089711 · doc1.xml · nonDerivative · entry 1

BARNES KEITH · CIK 0001268517 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,156

F1 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.

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December 09, 2016 Filed Dec 13, 2016 19:23 UTC
BARNES KEITHDirector
SaleCommon Stock 19,523 $8.56 $167,116.88
Disclosure

SEC source: 0001140361-16-089495 · doc1.xml · nonDerivative · entry 1

BARNES KEITH · CIK 0001268517 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,527

F1 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.50 to $8.68 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes to this Form 4.

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December 08, 2016 Filed Dec 13, 2016 02:50 UTC Exercise / conversionRestricted Stock Unit · Derivative 6,741 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-16-089450 · doc1.xml · derivative · entry 2

JABBAR MASOOD · CIK 0001256449 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,741

Underlying: Common Stock · 6,741 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 1/3rd of the Units subject to the Award shall vest on the first anniversary of the Vesting Commencement Date, and 1/3rd of the Units subject to the Award shall vest on each anniversary of the Vesting Commencement Date thereafter.

F1 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock.

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December 08, 2016 Filed Dec 13, 2016 02:50 UTC Exercise / conversionCommon Stock 6,741 $0.00 $0.00
Disclosure

SEC source: 0001140361-16-089450 · doc1.xml · nonDerivative · entry 1

JABBAR MASOOD · CIK 0001256449 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,087

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.