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Nasdaq · USD

VERX

Vertex, Inc.

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Tapewire entity
4427
SEC CIK
0001806837
Parsed reports
324

Last 12 months

Inside the activity.

5 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202640
Mar 202610
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 13, 2024 Filed Feb 15, 2024 21:07 UTC
Rowland Bryan T.R.GENERAL COUNSEL
Exercise / conversionClass A Common Stock 4,088 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-003894 · form4-02152024_090243.xml · nonDerivative · entry 1

Rowland Bryan T.R. · CIK 0001607606 · GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,088

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 13, 2024 Filed Feb 15, 2024 21:07 UTC
Butler LisaCHIEF ACCOUNTING OFFICER
Exercise / conversionRestricted Stock Units · Derivative 4,484 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-003893 · form4-02152024_090252.xml · derivative · entry 3

Butler Lisa · CIK 0001819414 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,969

Underlying: Class A Common Stock · 4,484 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · derivative.exercise_date: The remaining restricted stock units will vest in two equal annual installments on each of February 10, 2025 and February 10, 2026 and have no expiration date.

F2 · derivative.expiration_date: The remaining restricted stock units will vest in two equal annual installments on each of February 10, 2025 and February 10, 2026 and have no expiration date.

Read SEC document
February 13, 2024 Filed Feb 15, 2024 21:07 UTC
Butler LisaCHIEF ACCOUNTING OFFICER
Tax withholdingClass A Common Stock 1,516 $26.58 $40,295.28
Disclosure

SEC source: 0001415889-24-003893 · form4-02152024_090252.xml · nonDerivative · entry 2

Butler Lisa · CIK 0001819414 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,218

Read SEC document
February 13, 2024 Filed Feb 15, 2024 21:07 UTC
Butler LisaCHIEF ACCOUNTING OFFICER
Exercise / conversionClass A Common Stock 4,484 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-003893 · form4-02152024_090252.xml · nonDerivative · entry 1

Butler Lisa · CIK 0001819414 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,734

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 13, 2024 Filed Feb 15, 2024 21:06 UTC
SCHWAB JOHN RCHIEF FINANCIAL OFFICER
Exercise / conversionRestricted Stock Units · Derivative 24,009 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-003892 · form4-02152024_090209.xml · derivative · entry 3

SCHWAB JOHN R · CIK 0001249289 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,019

Underlying: Class A Common Stock · 24,009 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuers Class A Common Stock.

F2 · derivative.exercise_date: The remaining restricted stock units will vest in two equal installments on each of February 10, 2025 and February 10, 2026 and have no expiration date.

F2 · derivative.expiration_date: The remaining restricted stock units will vest in two equal installments on each of February 10, 2025 and February 10, 2026 and have no expiration date.

Read SEC document
February 13, 2024 Filed Feb 15, 2024 21:06 UTC
SCHWAB JOHN RCHIEF FINANCIAL OFFICER
Tax withholdingClass A Common Stock 8,904 $26.58 $236,668.32
Disclosure

SEC source: 0001415889-24-003892 · form4-02152024_090209.xml · nonDerivative · entry 2

SCHWAB JOHN R · CIK 0001249289 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,421

Read SEC document
February 13, 2024 Filed Feb 15, 2024 21:06 UTC
SCHWAB JOHN RCHIEF FINANCIAL OFFICER
Exercise / conversionClass A Common Stock 24,009 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-003892 · form4-02152024_090209.xml · nonDerivative · entry 1

SCHWAB JOHN R · CIK 0001249289 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,325

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 27, 2023 Filed Dec 29, 2023 07:33 UTC
DeStefano DavidDirector · PRESIDENT & CEO
GiftClass A Common Stock 37,455 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-016999 · form4-12292023_121255.xml · nonDerivative · entry 1

DeStefano David · CIK 0001818526 · Director · PRESIDENT & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 392,190

Read SEC document
December 18, 2023 Filed Dec 20, 2023 21:16 UTC
SCHWAB JOHN RCHIEF FINANCIAL OFFICER
Exercise / conversionStock Option · Derivative 25,000 $0.00 Strike: $4.70 $0.00
Disclosure

SEC source: 0001415889-23-016792 · form4-12202023_091218.xml · derivative · entry 3

SCHWAB JOHN R · CIK 0001249289 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 416,473

Underlying: Class A Common Stock · 25,000 shares

Expires 2030-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option became exercisable with respect to 50% of the shares on February 5, 2022, and will vest with respect to the remaining shares on February 5, 2025.

Read SEC document
December 18, 2023 Filed Dec 20, 2023 21:16 UTC
SCHWAB JOHN RCHIEF FINANCIAL OFFICER
SaleClass A Common Stock 25,000 $26.55 $663,862.50
Disclosure

SEC source: 0001415889-23-016792 · form4-12202023_091218.xml · nonDerivative · entry 2

SCHWAB JOHN R · CIK 0001249289 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 23,316

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on September 15, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $26.165 to $27.07, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
December 18, 2023 Filed Dec 20, 2023 21:16 UTC
SCHWAB JOHN RCHIEF FINANCIAL OFFICER
Exercise / conversionClass A Common Stock 25,000 $4.70 $117,500.00
Disclosure

SEC source: 0001415889-23-016792 · form4-12202023_091218.xml · nonDerivative · entry 1

SCHWAB JOHN R · CIK 0001249289 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 48,316

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 16:18 UTC
DeStefano DavidDirector · PRESIDENT & CEO
SaleClass A Common Stock 39,300 $27.16 $1,067,199.36
Disclosure

SEC source: 0001415889-23-016731 · form4-12192023_091232.xml · nonDerivative · entry 1

DeStefano David · CIK 0001818526 · Director · PRESIDENT & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 429,645

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $27.00 to $27.33, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F2 · balance_after: Includes 147 shares acquired through the Company's Employee Stock Purchase Plan.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 16:17 UTC SaleClass A Common Stock 10,000 $26.85 $268,483.00
Disclosure

SEC source: 0001415889-23-016729 · form4-12192023_091238.xml · nonDerivative · entry 1

Stamm John Richard · CIK 0001818885 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,430

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $26.82 to $26.95 inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 21:19 UTC
Rowland Bryan T.R.GENERAL COUNSEL
Exercise / conversionStock Option · Derivative 62,433 $0.00 Strike: $3.17 $0.00
Disclosure

SEC source: 0001415889-23-016732 · form4-12192023_091239.xml · derivative · entry 4

Rowland Bryan T.R. · CIK 0001607606 · GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 62,433 shares

Expires 2028-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option became exercisable as to 50% of the shares on the date of grant and with respect to the remaining shares on February 9, 2023.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 21:19 UTC
Rowland Bryan T.R.GENERAL COUNSEL
SaleClass A Common Stock 4,369 $26.86 $117,338.23
Disclosure

SEC source: 0001415889-23-016732 · form4-12192023_091239.xml · nonDerivative · entry 3

Rowland Bryan T.R. · CIK 0001607606 · GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $26.68 to $27.33, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 21:19 UTC
Rowland Bryan T.R.GENERAL COUNSEL
SaleClass A Common Stock 62,433 $26.96 $1,683,293.57
Disclosure

SEC source: 0001415889-23-016732 · form4-12192023_091239.xml · nonDerivative · entry 2

Rowland Bryan T.R. · CIK 0001607606 · GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,369

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $26.66 to $27.24, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 21:19 UTC
Rowland Bryan T.R.GENERAL COUNSEL
Exercise / conversionClass A Common Stock 62,433 $3.17 $197,725.31
Disclosure

SEC source: 0001415889-23-016732 · form4-12192023_091239.xml · nonDerivative · entry 1

Rowland Bryan T.R. · CIK 0001607606 · GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,802

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 458 shares acquired through the Company's Employee Stock Purchase Plan.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 21:17 UTC SaleClass A Common Stock 8,494 $26.86 $228,132.70
Disclosure

SEC source: 0001415889-23-016728 · form4-12192023_091246.xml · nonDerivative · entry 1

Robert Kevin L · CIK 0001624505 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,936

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $26.66 to $27.34, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
December 13, 2023 Filed Dec 14, 2023 22:31 UTC SaleClass A Common Stock 11,400 $28.18 $321,197.28
Disclosure

SEC source: 0001104659-23-126075 · tm2331951-10_4seq1.xml · nonDerivative · entry 2

ITEM SECOND IRR. TRUST FBO JACOB J. WESTPHAL u/a of JEFFREY R. WESTPHAL dated October 5, 2001 · CIK 0001819296 · 10% owner · 13(D) GROUP MEMBER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,597,706

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.00 to $28.825.

Read SEC document
December 13, 2023 Filed Dec 15, 2023 17:00 UTC SaleClass A Common Stock 9,300 $28.19 $262,145.61
Disclosure

SEC source: 0001104659-23-126452 · tm2331951-11_4seq1.xml · nonDerivative · entry 1

ITEM SECOND IRR. TRUST FBO ANNE MARIE WESTPHAL u/a of JEFFREY R. WESTPHAL dated October 5, 2001 · CIK 0001818852 · 10% owner · 13(D) GROUP MEMBER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,365,073.706

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.000 to $28.780.

Read SEC document
December 12, 2023 Filed Dec 12, 2023 18:32 UTC SaleClass A Common Stock 42,555 $28.88 $1,228,801.16
Disclosure

SEC source: 0001104659-23-125462 · tm2331951-9_4seq1.xml · nonDerivative · entry 3

ITEM SECOND IRR. TRUST FBO ANNE MARIE WESTPHAL u/a of JEFFREY R. WESTPHAL dated October 5, 2001 · CIK 0001818852 · 10% owner · 13(D) GROUP MEMBER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,374,373.706

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.700 to $29.210.

Read SEC document
December 12, 2023 Filed Dec 14, 2023 22:31 UTC SaleClass A Common Stock 49,199 $28.91 $1,422,402.13
Disclosure

SEC source: 0001104659-23-126075 · tm2331951-10_4seq1.xml · nonDerivative · entry 1

ITEM SECOND IRR. TRUST FBO JACOB J. WESTPHAL u/a of JEFFREY R. WESTPHAL dated October 5, 2001 · CIK 0001819296 · 10% owner · 13(D) GROUP MEMBER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,609,106

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.700 to $29.200.

Read SEC document
December 11, 2023 Filed Dec 11, 2023 22:52 UTC SaleClass A Common Stock 49,049 $28.72 $1,408,662.76
Disclosure

SEC source: 0001104659-23-125061 · tm2331951-7_4seq1.xml · nonDerivative · entry 3

ITEM SECOND IRR. TRUST FBO JACOB J. WESTPHAL u/a of JEFFREY R. WESTPHAL dated October 5, 2001 · CIK 0001819296 · 10% owner · 13(D) GROUP MEMBER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,658,305

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.600 to $28.940.

Read SEC document
December 11, 2023 Filed Dec 12, 2023 18:32 UTC SaleClass A Common Stock 70,822 $28.73 $2,034,475.27
Disclosure

SEC source: 0001104659-23-125462 · tm2331951-9_4seq1.xml · nonDerivative · entry 2

ITEM SECOND IRR. TRUST FBO ANNE MARIE WESTPHAL u/a of JEFFREY R. WESTPHAL dated October 5, 2001 · CIK 0001818852 · 10% owner · 13(D) GROUP MEMBER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,416,928.706

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.600 to $28.940.

Read SEC document
December 08, 2023 Filed Dec 11, 2023 22:52 UTC SaleClass A Common Stock 50,227 $28.65 $1,438,998.53
Disclosure

SEC source: 0001104659-23-125061 · tm2331951-7_4seq1.xml · nonDerivative · entry 2

ITEM SECOND IRR. TRUST FBO JACOB J. WESTPHAL u/a of JEFFREY R. WESTPHAL dated October 5, 2001 · CIK 0001819296 · 10% owner · 13(D) GROUP MEMBER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,707,354

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.220 to $28.868.

Read SEC document
December 08, 2023 Filed Dec 12, 2023 18:32 UTC SaleClass A Common Stock 36,907 $28.64 $1,057,016.48
Disclosure

SEC source: 0001104659-23-125462 · tm2331951-9_4seq1.xml · nonDerivative · entry 1

ITEM SECOND IRR. TRUST FBO ANNE MARIE WESTPHAL u/a of JEFFREY R. WESTPHAL dated October 5, 2001 · CIK 0001818852 · 10% owner · 13(D) GROUP MEMBER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,487,750.706

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.210 to $28.880.

Read SEC document
December 07, 2023 Filed Dec 7, 2023 19:18 UTC SaleClass A Common Stock 47,226 $28.69 $1,355,112.29
Disclosure

SEC source: 0001104659-23-124367 · tm2331951-4_4seq1.xml · nonDerivative · entry 3

ITEM SECOND IRR. TRUST FBO ANNE MARIE WESTPHAL u/a of JEFFREY R. WESTPHAL dated October 5, 2001 · CIK 0001818852 · 10% owner · 13(D) GROUP MEMBER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,524,657.706

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.210 to $28.930.

Read SEC document
December 07, 2023 Filed Dec 11, 2023 22:52 UTC SaleClass A Common Stock 39,553 $28.69 $1,134,925.87
Disclosure

SEC source: 0001104659-23-125061 · tm2331951-7_4seq1.xml · nonDerivative · entry 1

ITEM SECOND IRR. TRUST FBO JACOB J. WESTPHAL u/a of JEFFREY R. WESTPHAL dated October 5, 2001 · CIK 0001819296 · 10% owner · 13(D) GROUP MEMBER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,757,581

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.135 to $28.950.

Read SEC document
December 06, 2023 Filed Dec 6, 2023 23:47 UTC SaleClass A Common Stock 21,696 $29.41 $638,124.92
Disclosure

SEC source: 0001104659-23-124066 · tm2331951-3_4seq1.xml · nonDerivative · entry 3

ITEM SECOND IRR. TRUST FBO JACOB J. WESTPHAL u/a of JEFFREY R. WESTPHAL dated October 5, 2001 · CIK 0001819296 · 10% owner · 13(D) GROUP MEMBER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,797,134

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.030 to $29.680.

Read SEC document
December 06, 2023 Filed Dec 7, 2023 19:18 UTC SaleClass A Common Stock 22,064 $29.41 $648,869.14
Disclosure

SEC source: 0001104659-23-124367 · tm2331951-4_4seq1.xml · nonDerivative · entry 2

ITEM SECOND IRR. TRUST FBO ANNE MARIE WESTPHAL u/a of JEFFREY R. WESTPHAL dated October 5, 2001 · CIK 0001818852 · 10% owner · 13(D) GROUP MEMBER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,571,883.706

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.030 to $29.680.

Read SEC document
December 06, 2023 Filed Dec 8, 2023 16:31 UTC
Radcliffe Amanda WestphalDirector · 10% owner
OtherClass B Common Stock · Derivative 789,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-124730 · tm2331951-6_4seq1.xml · derivative · entry 1

Radcliffe Amanda Westphal · CIK 0001818517 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 838,000

Underlying: Class A Common Stock · 789,000 shares

Expires not disclosed

F1 · derivative.exercise_price: The Class B Common Stock is convertible at any time at the option of the holder into one share of the Issuer's Class A Common Stock and has no expiration date. The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock on a one-to-one basis upon either (1) any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (2) the voting power of the Issuer's outstanding Class B Common Stock representing less than 10% of the combined voing power of all of the Issuer's outstanding common stock.

F1 · derivative.exercise_date: The Class B Common Stock is convertible at any time at the option of the holder into one share of the Issuer's Class A Common Stock and has no expiration date. The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock on a one-to-one basis upon either (1) any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (2) the voting power of the Issuer's outstanding Class B Common Stock representing less than 10% of the combined voing power of all of the Issuer's outstanding common stock.

F1 · derivative.expiration_date: The Class B Common Stock is convertible at any time at the option of the holder into one share of the Issuer's Class A Common Stock and has no expiration date. The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock on a one-to-one basis upon either (1) any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (2) the voting power of the Issuer's outstanding Class B Common Stock representing less than 10% of the combined voing power of all of the Issuer's outstanding common stock.

Read SEC document
December 06, 2023 Filed Dec 8, 2023 16:30 UTC
Thompson Stefanie WestphalDirector · 10% owner
OtherClass B Common Stock · Derivative 789,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-124726 · tm2331951d5_4seq1.xml · derivative · entry 2

Thompson Stefanie Westphal · CIK 0001818515 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 838,000

Underlying: Class A Common Stock · 789,000 shares

Expires not disclosed

F1 · derivative.exercise_price: The Class B Common Stock is convertible at any time at the option of the holder into one share of the Issuer's Class A Common Stock and has no expiration date. The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock on a one-to-one basis upon either (1) any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (2) the voting power of the Issuer's outstanding Class B Common Stock representing less than 10% of the combined voing power of all of the Issuer's outstanding common stock.

F1 · derivative.exercise_date: The Class B Common Stock is convertible at any time at the option of the holder into one share of the Issuer's Class A Common Stock and has no expiration date. The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock on a one-to-one basis upon either (1) any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (2) the voting power of the Issuer's outstanding Class B Common Stock representing less than 10% of the combined voing power of all of the Issuer's outstanding common stock.

F1 · derivative.expiration_date: The Class B Common Stock is convertible at any time at the option of the holder into one share of the Issuer's Class A Common Stock and has no expiration date. The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock on a one-to-one basis upon either (1) any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (2) the voting power of the Issuer's outstanding Class B Common Stock representing less than 10% of the combined voing power of all of the Issuer's outstanding common stock.

Read SEC document
December 06, 2023 Filed Dec 8, 2023 16:30 UTC
Thompson Stefanie WestphalDirector · 10% owner
OtherClass B Common Stock · Derivative 2,367,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-124726 · tm2331951d5_4seq1.xml · derivative · entry 1

Thompson Stefanie Westphal · CIK 0001818515 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Irr. Trust of Antoinette M. Westphal, 3/31/87, Stefanie W. Thompson and Sterling Trustees, LLC

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,367,000 shares

Expires not disclosed

F1 · derivative.exercise_price: The Class B Common Stock is convertible at any time at the option of the holder into one share of the Issuer's Class A Common Stock and has no expiration date. The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock on a one-to-one basis upon either (1) any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (2) the voting power of the Issuer's outstanding Class B Common Stock representing less than 10% of the combined voing power of all of the Issuer's outstanding common stock.

F1 · derivative.exercise_date: The Class B Common Stock is convertible at any time at the option of the holder into one share of the Issuer's Class A Common Stock and has no expiration date. The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock on a one-to-one basis upon either (1) any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (2) the voting power of the Issuer's outstanding Class B Common Stock representing less than 10% of the combined voing power of all of the Issuer's outstanding common stock.

F1 · derivative.expiration_date: The Class B Common Stock is convertible at any time at the option of the holder into one share of the Issuer's Class A Common Stock and has no expiration date. The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock on a one-to-one basis upon either (1) any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (2) the voting power of the Issuer's outstanding Class B Common Stock representing less than 10% of the combined voing power of all of the Issuer's outstanding common stock.

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December 06, 2023 Filed Dec 11, 2023 19:39 UTC OtherClass B Common Stock · Derivative 789,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-125085 · tm2331951-8_4seq1.xml · derivative · entry 3

Westphal Jeffery · CIK 0001818851 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 838,000

Underlying: Class A Common Stock · 789,000 shares

Expires not disclosed

F1 · derivative.exercise_price: The Class B Common Stock is convertible at any time at the option of the holder into one share of the Issuer's Class A Common Stock and has no expiration date. The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock on a one-to-one basis either (1) upon any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (2) if the voting power of the Issuer's outstanding Class B Common Stock represents less than 10% of the combined voting power of all of the Issuer's outstanding common stock.

F1 · derivative.exercise_date: The Class B Common Stock is convertible at any time at the option of the holder into one share of the Issuer's Class A Common Stock and has no expiration date. The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock on a one-to-one basis either (1) upon any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (2) if the voting power of the Issuer's outstanding Class B Common Stock represents less than 10% of the combined voting power of all of the Issuer's outstanding common stock.

F1 · derivative.expiration_date: The Class B Common Stock is convertible at any time at the option of the holder into one share of the Issuer's Class A Common Stock and has no expiration date. The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock on a one-to-one basis either (1) upon any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (2) if the voting power of the Issuer's outstanding Class B Common Stock represents less than 10% of the combined voting power of all of the Issuer's outstanding common stock.

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December 05, 2023 Filed Dec 6, 2023 23:47 UTC SaleClass A Common Stock 26,415 $29.61 $782,037.21
Disclosure

SEC source: 0001104659-23-124066 · tm2331951-3_4seq1.xml · nonDerivative · entry 2

ITEM SECOND IRR. TRUST FBO JACOB J. WESTPHAL u/a of JEFFREY R. WESTPHAL dated October 5, 2001 · CIK 0001819296 · 10% owner · 13(D) GROUP MEMBER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,818,830

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.500 to $29.780.

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December 05, 2023 Filed Dec 7, 2023 19:18 UTC SaleClass A Common Stock 36,200 $29.63 $1,072,450.34
Disclosure

SEC source: 0001104659-23-124367 · tm2331951-4_4seq1.xml · nonDerivative · entry 1

ITEM SECOND IRR. TRUST FBO ANNE MARIE WESTPHAL u/a of JEFFREY R. WESTPHAL dated October 5, 2001 · CIK 0001818852 · 10% owner · 13(D) GROUP MEMBER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,593,947.706

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.500 to $29.780.

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December 04, 2023 Filed Dec 4, 2023 20:45 UTC SaleClass A Common Stock 18,900 $27.82 $525,850.92
Disclosure

SEC source: 0001104659-23-123375 · tm2331951-1_4seq1.xml · nonDerivative · entry 3

ITEM SECOND IRR. TRUST FBO ANNE MARIE WESTPHAL u/a of JEFFREY R. WESTPHAL dated October 5, 2001 · CIK 0001818852 · 10% owner · 13(D) GROUP MEMBER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,630,147.706

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.600 to $28.325.

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December 04, 2023 Filed Dec 6, 2023 23:47 UTC SaleClass A Common Stock 15,200 $27.82 $422,839.68
Disclosure

SEC source: 0001104659-23-124066 · tm2331951-3_4seq1.xml · nonDerivative · entry 1

ITEM SECOND IRR. TRUST FBO JACOB J. WESTPHAL u/a of JEFFREY R. WESTPHAL dated October 5, 2001 · CIK 0001819296 · 10% owner · 13(D) GROUP MEMBER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,845,245

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.600 to $28.250.

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December 01, 2023 Filed Dec 1, 2023 23:48 UTC SaleClass A Common Stock 79,200 $27.77 $2,199,439.44
Disclosure

SEC source: 0001104659-23-122930 · tm2331951-2_4seq1.xml · nonDerivative · entry 3

ITEM SECOND IRR. TRUST FBO JACOB J. WESTPHAL u/a of JEFFREY R. WESTPHAL dated October 5, 2001 · CIK 0001819296 · 10% owner · 13(D) GROUP MEMBER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,860,445

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.550 to $28.080

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December 01, 2023 Filed Dec 4, 2023 20:45 UTC SaleClass A Common Stock 75,100 $27.76 $2,085,136.48
Disclosure

SEC source: 0001104659-23-123375 · tm2331951-1_4seq1.xml · nonDerivative · entry 2

ITEM SECOND IRR. TRUST FBO ANNE MARIE WESTPHAL u/a of JEFFREY R. WESTPHAL dated October 5, 2001 · CIK 0001818852 · 10% owner · 13(D) GROUP MEMBER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,649,047.706

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.540 to $28.060.

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November 30, 2023 Filed Dec 1, 2023 23:48 UTC SaleClass A Common Stock 82,355 $28.05 $2,310,420.11
Disclosure

SEC source: 0001104659-23-122930 · tm2331951-2_4seq1.xml · nonDerivative · entry 2

ITEM SECOND IRR. TRUST FBO JACOB J. WESTPHAL u/a of JEFFREY R. WESTPHAL dated October 5, 2001 · CIK 0001819296 · 10% owner · 13(D) GROUP MEMBER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,939,645

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.760 to $29.075.

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November 30, 2023 Filed Dec 4, 2023 20:45 UTC SaleClass A Common Stock 83,400 $27.98 $2,333,657.10
Disclosure

SEC source: 0001104659-23-123375 · tm2331951-1_4seq1.xml · nonDerivative · entry 1

ITEM SECOND IRR. TRUST FBO ANNE MARIE WESTPHAL u/a of JEFFREY R. WESTPHAL dated October 5, 2001 · CIK 0001818852 · 10% owner · 13(D) GROUP MEMBER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,724,147.706

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.760 to $28.390.

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November 29, 2023 Filed Dec 1, 2023 23:48 UTC SaleClass A Common Stock 67,000 $28.89 $1,935,355.30
Disclosure

SEC source: 0001104659-23-122930 · tm2331951-2_4seq1.xml · nonDerivative · entry 1

ITEM SECOND IRR. TRUST FBO JACOB J. WESTPHAL u/a of JEFFREY R. WESTPHAL dated October 5, 2001 · CIK 0001819296 · 10% owner · 13(D) GROUP MEMBER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,022,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.800 to $29.080.

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November 20, 2023 Filed Nov 22, 2023 21:06 UTC SaleClass A Common Stock 10,000 $26.24 $262,391.00
Disclosure

SEC source: 0001415889-23-015411 · form4-11222023_091111.xml · nonDerivative · entry 1

ANDERSEN ERIC C. · CIK 0001552411 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 87,309

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $26.00 to $26.2391, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

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November 15, 2023 Filed Nov 15, 2023 18:22 UTC SaleClass A Common Stock 39,473 $26.38 $1,041,325.37
Disclosure

SEC source: 0001104659-23-118826 · tm2329829-4_4seq1.xml · nonDerivative · entry 3

ITEM SECOND IRR. TRUST FBO ANNE MARIE WESTPHAL u/a of JEFFREY R. WESTPHAL dated October 5, 2001 · CIK 0001818852 · 10% owner · 13(D) GROUP MEMBER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,807,547.706

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.170 to $26.610.

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November 15, 2023 Filed Nov 15, 2023 23:23 UTC SaleClass A Common Stock 50,318 $26.35 $1,325,778.66
Disclosure

SEC source: 0001104659-23-118828 · tm2329829-5_4seq1.xml · nonDerivative · entry 3

ITEM SECOND IRR. TRUST FBO JACOB J. WESTPHAL u/a of JEFFREY R. WESTPHAL dated October 5, 2001 · CIK 0001819296 · 10% owner · 13(D) GROUP MEMBER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,089,000

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.030 to $26.630.

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November 14, 2023 Filed Nov 15, 2023 18:22 UTC SaleClass A Common Stock 45,000 $27.66 $1,244,560.50
Disclosure

SEC source: 0001104659-23-118826 · tm2329829-4_4seq1.xml · nonDerivative · entry 2

ITEM SECOND IRR. TRUST FBO ANNE MARIE WESTPHAL u/a of JEFFREY R. WESTPHAL dated October 5, 2001 · CIK 0001818852 · 10% owner · 13(D) GROUP MEMBER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,847,020.706

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.000 to $28.040.

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November 14, 2023 Filed Nov 15, 2023 23:23 UTC SaleClass A Common Stock 45,000 $27.67 $1,245,109.50
Disclosure

SEC source: 0001104659-23-118828 · tm2329829-5_4seq1.xml · nonDerivative · entry 2

ITEM SECOND IRR. TRUST FBO JACOB J. WESTPHAL u/a of JEFFREY R. WESTPHAL dated October 5, 2001 · CIK 0001819296 · 10% owner · 13(D) GROUP MEMBER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,139,318

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.010 to $28.030.

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November 14, 2023 Filed Nov 16, 2023 18:00 UTC SaleClass A Common Stock 1,076,727 $26.06 $28,059,505.62
Disclosure

SEC source: 0001104659-23-119192 · tm2329829-6_4seq1.xml · nonDerivative · entry 2

Westphal Jeffery · CIK 0001818851 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F1 · ownership.nature: Represents shares held by The 2009 Jeffrey R. Westphal Generation-Skipping Sub-Trust for Jenifer R. Westphal, of which the Reporting Person's spouse is trustee.

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November 14, 2023 Filed Nov 16, 2023 18:00 UTC SaleClass A Common Stock 822,298 $26.06 $21,429,085.88
Disclosure

SEC source: 0001104659-23-119192 · tm2329829-6_4seq1.xml · nonDerivative · entry 1

Westphal Jeffery · CIK 0001818851 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By The 2009 Jeffrey R. Westphal Generation Skipping Trust

Disclosed balance after: 4,762,081

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.