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Nasdaq · USD

VERX

Vertex, Inc.

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Tapewire entity
4427
SEC CIK
0001806837
Parsed reports
324

Last 12 months

Inside the activity.

5 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202640
Mar 202610
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 10, 2023 Filed Feb 14, 2023 22:33 UTC
Rowland Bryan T.R.GENERAL COUNSEL
Exercise / conversionClass A Common Stock 4,088 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-002522 · form4-02142023_100250.xml · nonDerivative · entry 1

Rowland Bryan T.R. · CIK 0001607606 · GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,719

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 700 shares acquired through the Company's Employee Stock Purchase Plan.

Read SEC document
February 10, 2023 Filed Feb 14, 2023 22:31 UTC
SCHWAB JOHN RCHIEF FINANCIAL OFFICER
Exercise / conversionRestricted Stock Units · Derivative 24,009 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-002521 · form4-02142023_100229.xml · derivative · entry 3

SCHWAB JOHN R · CIK 0001249289 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,028

Underlying: Class A Common Stock · 24,009 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · derivative.exercise_date: The remaining restricted stock units will vest in three equal annual installments on each of February 10, 2024, February 10, 2025 and February 10, 2026 and have no expiration date.

F2 · derivative.expiration_date: The remaining restricted stock units will vest in three equal annual installments on each of February 10, 2024, February 10, 2025 and February 10, 2026 and have no expiration date.

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February 10, 2023 Filed Feb 14, 2023 22:31 UTC
SCHWAB JOHN RCHIEF FINANCIAL OFFICER
Tax withholdingClass A Common Stock 8,466 $14.21 $120,301.86
Disclosure

SEC source: 0001415889-23-002521 · form4-02142023_100229.xml · nonDerivative · entry 2

SCHWAB JOHN R · CIK 0001249289 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,122

Read SEC document
February 10, 2023 Filed Feb 14, 2023 22:31 UTC
SCHWAB JOHN RCHIEF FINANCIAL OFFICER
Exercise / conversionClass A Common Stock 24,009 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-002521 · form4-02142023_100229.xml · nonDerivative · entry 1

SCHWAB JOHN R · CIK 0001249289 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,588

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2023 Filed Feb 14, 2023 22:30 UTC
Butler LisaCHIEF ACCOUNTING OFFICER
Exercise / conversionRestricted Stock Units · Derivative 4,484 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-002520 · form4-02142023_100203.xml · derivative · entry 3

Butler Lisa · CIK 0001819414 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,453

Underlying: Class A Common Stock · 4,484 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · derivative.exercise_date: The remaining restricted stock units will vest in three equal annual installments on each of February 10, 2024, February 10, 2025 and February 10, 2026 and have no expiration date.

F2 · derivative.expiration_date: The remaining restricted stock units will vest in three equal annual installments on each of February 10, 2024, February 10, 2025 and February 10, 2026 and have no expiration date.

Read SEC document
February 10, 2023 Filed Feb 14, 2023 22:30 UTC
Butler LisaCHIEF ACCOUNTING OFFICER
Tax withholdingClass A Common Stock 1,516 $14.21 $21,542.36
Disclosure

SEC source: 0001415889-23-002520 · form4-02142023_100203.xml · nonDerivative · entry 2

Butler Lisa · CIK 0001819414 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,112

Read SEC document
February 10, 2023 Filed Feb 14, 2023 22:30 UTC
Butler LisaCHIEF ACCOUNTING OFFICER
Exercise / conversionClass A Common Stock 4,484 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-002520 · form4-02142023_100203.xml · nonDerivative · entry 1

Butler Lisa · CIK 0001819414 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,628

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 14, 2022 Filed Dec 14, 2022 16:49 UTC
DeStefano DavidDirector · PRESIDENT & CEO
SaleClass A Common Stock 9,089 $16.14 $146,678.28
Disclosure

SEC source: 0001415889-22-012543 · form4-12142022_091221.xml · nonDerivative · entry 3

DeStefano David · CIK 0001818526 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267,660

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $16.00 to $16.39, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
December 14, 2022 Filed Dec 16, 2022 21:09 UTC
SCHWAB JOHN RCHIEF FINANCIAL OFFICER
Exercise / conversionStock Option · Derivative 7,439 $4.70 Strike: $4.70 $34,963.30
Disclosure

SEC source: 0001415889-22-012626 · form4-12162022_091213.xml · derivative · entry 3

SCHWAB JOHN R · CIK 0001249289 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 471,473

Underlying: Class A Common Stock · 7,439 shares

Expires 2030-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option became exercisable with respect to 50% of the shares on February 5, 2022, and will vest with respect to the remaining shares on February 5, 2025.

Read SEC document
December 14, 2022 Filed Dec 16, 2022 21:09 UTC
SCHWAB JOHN RCHIEF FINANCIAL OFFICER
SaleClass A Common Stock 7,439 $16.28 $121,076.42
Disclosure

SEC source: 0001415889-22-012626 · form4-12162022_091213.xml · nonDerivative · entry 2

SCHWAB JOHN R · CIK 0001249289 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,579

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $16.19 to $16.375, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
December 14, 2022 Filed Dec 16, 2022 21:09 UTC
SCHWAB JOHN RCHIEF FINANCIAL OFFICER
Exercise / conversionClass A Common Stock 7,439 $4.70 $34,963.30
Disclosure

SEC source: 0001415889-22-012626 · form4-12162022_091213.xml · nonDerivative · entry 1

SCHWAB JOHN R · CIK 0001249289 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,018

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 13, 2022 Filed Dec 14, 2022 16:49 UTC
DeStefano DavidDirector · PRESIDENT & CEO
SaleClass A Common Stock 30,000 $16.39 $491,805.00
Disclosure

SEC source: 0001415889-22-012543 · form4-12142022_091221.xml · nonDerivative · entry 2

DeStefano David · CIK 0001818526 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276,749

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $16.20 to $16.75, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
December 12, 2022 Filed Dec 14, 2022 16:49 UTC
DeStefano DavidDirector · PRESIDENT & CEO
SaleClass A Common Stock 9,631 $16.05 $154,548.66
Disclosure

SEC source: 0001415889-22-012543 · form4-12142022_091221.xml · nonDerivative · entry 1

DeStefano David · CIK 0001818526 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 306,749

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $15.95 to $16.17, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F2 · balance_after: Includes 278 shares acquired through the Company's Employee Stock Purchase Plan.

Read SEC document
December 06, 2022 Filed Dec 6, 2022 21:33 UTC SaleClass A Common Stock 7,894 $15.53 $122,570.93
Disclosure

SEC source: 0001415889-22-012134 · form4-12062022_091250.xml · nonDerivative · entry 2

Robert Kevin L · CIK 0001624505 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,615

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $15.40 to $15.60, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
December 05, 2022 Filed Dec 6, 2022 21:31 UTC
SCHWAB JOHN RCHIEF FINANCIAL OFFICER
Exercise / conversionStock Option · Derivative 899 $4.70 Strike: $4.70 $4,225.30
Disclosure

SEC source: 0001415889-22-012133 · form4-12062022_091213.xml · derivative · entry 6

SCHWAB JOHN R · CIK 0001249289 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 478,912

Underlying: Class A Common Stock · 899 shares

Expires 2030-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option became exercisable with respect to 50% of the shares on February 5, 2022, and will vest with respect to the remaining shares on February 5, 2025.

Read SEC document
December 05, 2022 Filed Dec 6, 2022 21:31 UTC
SCHWAB JOHN RCHIEF FINANCIAL OFFICER
SaleClass A Common Stock 899 $16.28 $14,632.12
Disclosure

SEC source: 0001415889-22-012133 · form4-12062022_091213.xml · nonDerivative · entry 4

SCHWAB JOHN R · CIK 0001249289 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,579

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $16.26 to $16.34, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
December 05, 2022 Filed Dec 6, 2022 21:31 UTC
SCHWAB JOHN RCHIEF FINANCIAL OFFICER
Exercise / conversionClass A Common Stock 899 $4.70 $4,225.30
Disclosure

SEC source: 0001415889-22-012133 · form4-12062022_091213.xml · nonDerivative · entry 3

SCHWAB JOHN R · CIK 0001249289 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,478

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 02, 2022 Filed Dec 6, 2022 21:33 UTC SaleClass A Common Stock 5,000 $16.83 $84,139.00
Disclosure

SEC source: 0001415889-22-012134 · form4-12062022_091250.xml · nonDerivative · entry 1

Robert Kevin L · CIK 0001624505 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,510

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $16.75 to $17.01, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
December 02, 2022 Filed Dec 6, 2022 21:31 UTC
SCHWAB JOHN RCHIEF FINANCIAL OFFICER
Exercise / conversionStock Option · Derivative 16,662 $4.70 Strike: $4.70 $78,311.40
Disclosure

SEC source: 0001415889-22-012133 · form4-12062022_091213.xml · derivative · entry 5

SCHWAB JOHN R · CIK 0001249289 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 479,811

Underlying: Class A Common Stock · 16,662 shares

Expires 2030-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option became exercisable with respect to 50% of the shares on February 5, 2022, and will vest with respect to the remaining shares on February 5, 2025.

Read SEC document
December 02, 2022 Filed Dec 6, 2022 21:31 UTC
SCHWAB JOHN RCHIEF FINANCIAL OFFICER
SaleClass A Common Stock 16,662 $16.79 $279,671.67
Disclosure

SEC source: 0001415889-22-012133 · form4-12062022_091213.xml · nonDerivative · entry 2

SCHWAB JOHN R · CIK 0001249289 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,579

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $16.75 to $16.86, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
December 02, 2022 Filed Dec 6, 2022 21:31 UTC
SCHWAB JOHN RCHIEF FINANCIAL OFFICER
Exercise / conversionClass A Common Stock 16,662 $4.70 $78,311.40
Disclosure

SEC source: 0001415889-22-012133 · form4-12062022_091213.xml · nonDerivative · entry 1

SCHWAB JOHN R · CIK 0001249289 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,241

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 23, 2022 Filed Nov 28, 2022 21:43 UTC Exercise / conversionStock Option · Derivative 5,000 $0.00 Strike: $2.50 $0.00
Disclosure

SEC source: 0001415889-22-011793 · form4-11282022_091146.xml · derivative · entry 3

Robert Kevin L · CIK 0001624505 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,000

Underlying: Class A Common Stock · 5,000 shares

Expires 2026-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
November 23, 2022 Filed Nov 28, 2022 21:43 UTC Exercise / conversionClass A Common Stock 5,000 $2.50 $12,500.00
Disclosure

SEC source: 0001415889-22-011793 · form4-11282022_091146.xml · nonDerivative · entry 2

Robert Kevin L · CIK 0001624505 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,510

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 23, 2022 Filed Nov 28, 2022 21:43 UTC SaleClass A Common Stock 11,843 $15.50 $183,554.66
Disclosure

SEC source: 0001415889-22-011793 · form4-11282022_091146.xml · nonDerivative · entry 1

Robert Kevin L · CIK 0001624505 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,510

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $15.45 to $15.57, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
November 17, 2022 Filed Nov 21, 2022 21:00 UTC SaleClass A Common Stock 1,500,000 $15.15 $22,725,000.00
Disclosure

SEC source: 0001104659-22-120900 · tm2229593-2_4seq1.xml · nonDerivative · entry 1

Westphal Jeffery · CIK 0001818851 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By The 2009 Jeffrey R. Westphal Generation-Skipping Trust

Disclosed balance after: 9,050,000

F1 · shares: Represents the number of shares of Class A Common Stock to be sold pursuant to a registered block trade transaction in connection with an Underwriting Agreement, dated November 17, 2022, by and among the Company, the Selling Stockholder and the Underwriter, each as defined therein, that will close on November 22, 2022, subject to satisfaction of customary closing conditions.

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November 16, 2022 Filed Nov 18, 2022 16:18 UTC ConversionClass B Common Stock · Derivative 500,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-011588 · form4-11182022_091148.xml · derivative · entry 2

ITEM SECOND IRR. TRUST FBO ANNE MARIE WESTPHAL u/a of JEFFREY R. WESTPHAL dated October 5, 2001 · CIK 0001818852 · 10% owner · 13(D) GROUP MEMBER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,807,547.706

Underlying: Class A Common Stock · 500,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Class B Common Stock is convertible at any time at the option of the holder into one share of the Issuer's Class A Common Stock and has no expiration date. The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock on a one-to-one basis upon either (1) any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (2) the voting power of the Issuer's outstanding Class B Common Stock representing less than 10% of the combined voing power of all of the Issuer's outstanding common stock.

F1 · derivative.exercise_date: The Class B Common Stock is convertible at any time at the option of the holder into one share of the Issuer's Class A Common Stock and has no expiration date. The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock on a one-to-one basis upon either (1) any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (2) the voting power of the Issuer's outstanding Class B Common Stock representing less than 10% of the combined voing power of all of the Issuer's outstanding common stock.

F1 · derivative.expiration_date: The Class B Common Stock is convertible at any time at the option of the holder into one share of the Issuer's Class A Common Stock and has no expiration date. The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock on a one-to-one basis upon either (1) any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (2) the voting power of the Issuer's outstanding Class B Common Stock representing less than 10% of the combined voing power of all of the Issuer's outstanding common stock.

F2 · balance_after: The Form 3 originally filed by the reporting person overstated the number of shares of Class B common stock beneficially owned by an immaterial amount. The total number of shares of Class B common stock beneficially owned following this transaction has been updated herein to correct this error.

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November 16, 2022 Filed Nov 18, 2022 16:18 UTC ConversionClass A Common Stock 500,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-011588 · form4-11182022_091148.xml · nonDerivative · entry 1

ITEM SECOND IRR. TRUST FBO ANNE MARIE WESTPHAL u/a of JEFFREY R. WESTPHAL dated October 5, 2001 · CIK 0001818852 · 10% owner · 13(D) GROUP MEMBER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2022 Filed Nov 18, 2022 21:19 UTC ConversionClass B Common Stock · Derivative 500,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-011589 · form4-11182022_091137.xml · derivative · entry 2

ITEM SECOND IRR. TRUST FBO JACOB J. WESTPHAL u/a of JEFFREY R. WESTPHAL dated October 5, 2001 · CIK 0001819296 · 10% owner · 13(D) GROUP MEMBER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,089,000

Underlying: Class A Common Stock · 500,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Class B Common Stock is convertible at any time at the option of the holder into one share of the Issuer's Class A Common Stock and has no expiration date. The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock on a one-to-one basis upon either (1) any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (2) the voting power of the Issuer's outstanding Class B Common Stock representing less than 10% of the combined voing power of all of the Issuer's outstanding common stock.

F1 · derivative.exercise_date: The Class B Common Stock is convertible at any time at the option of the holder into one share of the Issuer's Class A Common Stock and has no expiration date. The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock on a one-to-one basis upon either (1) any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (2) the voting power of the Issuer's outstanding Class B Common Stock representing less than 10% of the combined voing power of all of the Issuer's outstanding common stock.

F1 · derivative.expiration_date: The Class B Common Stock is convertible at any time at the option of the holder into one share of the Issuer's Class A Common Stock and has no expiration date. The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock on a one-to-one basis upon either (1) any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (2) the voting power of the Issuer's outstanding Class B Common Stock representing less than 10% of the combined voing power of all of the Issuer's outstanding common stock.

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November 16, 2022 Filed Nov 18, 2022 21:19 UTC ConversionClass A Common Stock 500,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-011589 · form4-11182022_091137.xml · nonDerivative · entry 1

ITEM SECOND IRR. TRUST FBO JACOB J. WESTPHAL u/a of JEFFREY R. WESTPHAL dated October 5, 2001 · CIK 0001819296 · 10% owner · 13(D) GROUP MEMBER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 01, 2022 Filed Nov 3, 2022 16:30 UTC SaleClass A Common Stock 35,950 $18.00 $647,171.90
Disclosure

SEC source: 0001104659-22-114436 · tm2229593-1_4seq1.xml · nonDerivative · entry 1

Westphal Jeffery · CIK 0001818851 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,310,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.21.

F2 · ownership.nature: Represents shares held by The 2009 Jeffrey R. Westphal Generation-Skipping Sub-Trust for Jenifer R. Westphal, of which the Reporting Person's spouse is trustee.

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October 26, 2022 Filed Oct 26, 2022 17:46 UTC OtherCall Option (Obligation to Sell) · Derivative 750,000 $0.00 Strike: $7.85 $0.00
Disclosure

SEC source: 0001104659-22-111615 · tm2228999-1_4seq1.xml · derivative · entry 4

Westphal Jeffery · CIK 0001818851 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By The 2009 Jeffrey R. Westphal Generation Skipping Trust

Disclosed balance after: 0

Underlying: Class A Common Stock · 750,000 shares

Expires 2022-10-27

F1 · shares: In connection with the privately negotiated sale of shares of Class A Common Stock reported in the Form 4 filed on August 2, 2022, the Reporting Person granted the buyer an option to purchase up to 750,000 additional shares of Class A Common Stock at a price of $7.85 per share. The buyer exercised this option and the shares were paid for and delivered on October 26, 2022.

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October 26, 2022 Filed Oct 26, 2022 17:46 UTC OtherClass A Common Stock 750,000 $7.85 $5,887,500.00
Disclosure

SEC source: 0001104659-22-111615 · tm2228999-1_4seq1.xml · nonDerivative · entry 1

Westphal Jeffery · CIK 0001818851 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By The 2009 Jeffrey R. Westphal Generation Skipping Trust

Disclosed balance after: 10,550,000

F1 · shares: In connection with the privately negotiated sale of shares of Class A Common Stock reported in the Form 4 filed on August 2, 2022, the Reporting Person granted the buyer an option to purchase up to 750,000 additional shares of Class A Common Stock at a price of $7.85 per share. The buyer exercised this option and the shares were paid for and delivered on October 26, 2022.

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October 25, 2022 Filed Oct 27, 2022 20:22 UTC OtherStock Option (Right to Buy) · Derivative 1 $0.00 Strike: $7.85 $0.00
Disclosure

SEC source: 0000899243-22-034313 · doc4.xml · derivative · entry 2

Tensile Capital Management LP · CIK 0001598843 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 750,000 shares

Expires 2022-10-25

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October 25, 2022 Filed Oct 27, 2022 20:22 UTC OtherClass A common stock 750,000 $7.85 $5,887,500.00
Disclosure

SEC source: 0000899243-22-034313 · doc4.xml · nonDerivative · entry 1

Tensile Capital Management LP · CIK 0001598843 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Tensile Capital Partners Master Fund LP

Disclosed balance after: 5,970,258

F1 · ownership.nature: The shares are held directly by Tensile Capital Partners Master Fund LP. The reporting persons ("Reporting Persons") are Douglas J. Dossey, Arthur C. Young, Tensile Capital Management LP, Tensile Capital Management GP LLC, Tensile Capital GP LLC and Tensile Capital Partners Master Fund LP.

F2 · ownership.nature: The general partner and investment adviser of Tensile Capital Partners Master Fund LP are Tensile Capital GP LLC and Tensile Capital Management LP, respectively. The general partner of Tensile Capital Management LP is Tensile Capital Management GP LLC.

F3 · ownership.nature: Douglas J. Dossey and Arthur C. Young are the controlling principals of Tensile Capital Management LP, Tensile Capital Management GP LLC, and Tensile Capital GP LLC. Each of the Reporting Persons may be deemed to share beneficial ownership of the shares with Tensile Capital Partners Master Fund LP. Each of the Reporting Persons disclaim beneficial ownership of the shares, except to the extent of such person's pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.

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October 10, 2022 Filed Oct 11, 2022 16:15 UTC
DeStefano DavidDirector · PRESIDENT & CEO
SaleClass A Common Stock 17,671 $14.56 $257,323.33
Disclosure

SEC source: 0001415889-22-010427 · form4-10112022_011033.xml · nonDerivative · entry 1

DeStefano David · CIK 0001818526 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 316,102

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $14.20 to $14.75, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

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September 30, 2022 Filed Sep 30, 2022 21:23 UTC
DeStefano DavidDirector · President & CEO
SaleClass A Common Stock 28,900 $13.94 $402,761.96
Disclosure

SEC source: 0001104659-22-104782 · tm2227123-1_4seq1.xml · nonDerivative · entry 3

DeStefano David · CIK 0001818526 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 333,773

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $13.44 to $14.34, inclusive. The Reporting Person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

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September 29, 2022 Filed Sep 30, 2022 21:23 UTC
DeStefano DavidDirector · President & CEO
SaleClass A Common Stock 33,930 $13.50 $458,021.07
Disclosure

SEC source: 0001104659-22-104782 · tm2227123-1_4seq1.xml · nonDerivative · entry 2

DeStefano David · CIK 0001818526 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 362,673

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $13.02 to $13.73, inclusive. The Reporting Person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

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September 28, 2022 Filed Sep 30, 2022 21:23 UTC
DeStefano DavidDirector · President & CEO
SaleClass A Common Stock 36,419 $13.59 $494,919.64
Disclosure

SEC source: 0001104659-22-104782 · tm2227123-1_4seq1.xml · nonDerivative · entry 1

DeStefano David · CIK 0001818526 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 396,603

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $13.12 to $13.80, inclusive. The Reporting Person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

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September 19, 2022 Filed Sep 19, 2022 17:42 UTC
DeStefano DavidDirector · PRESIDENT & CEO
SaleClass A Common Stock 26,340 $13.73 $361,616.59
Disclosure

SEC source: 0001415889-22-009781 · form4-09192022_020948.xml · nonDerivative · entry 3

DeStefano David · CIK 0001818526 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 433,022

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $13.51 to $13.94, inclusive. The Reporting Person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

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September 16, 2022 Filed Sep 19, 2022 17:42 UTC
DeStefano DavidDirector · PRESIDENT & CEO
SaleClass A Common Stock 60,943 $13.94 $849,618.55
Disclosure

SEC source: 0001415889-22-009781 · form4-09192022_020948.xml · nonDerivative · entry 2

DeStefano David · CIK 0001818526 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 459,362

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $13.56 to $14.15, inclusive. The Reporting Person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

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September 15, 2022 Filed Sep 19, 2022 17:42 UTC
DeStefano DavidDirector · PRESIDENT & CEO
SaleClass A Common Stock 47,275 $14.51 $686,007.53
Disclosure

SEC source: 0001415889-22-009781 · form4-09192022_020948.xml · nonDerivative · entry 1

DeStefano David · CIK 0001818526 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 520,305

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $14.31 to $14.95, inclusive. The Reporting Person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

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September 13, 2022 Filed Sep 15, 2022 20:57 UTC
Butler LisaCHIEF ACCOUNTING OFFICER
Exercise / conversionStock Option · Derivative 25,000 $0.00 Strike: $2.50 $0.00
Disclosure

SEC source: 0001415889-22-009678 · form4-09152022_010952.xml · derivative · entry 4

Butler Lisa · CIK 0001819414 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,946

Underlying: Class A Common Stock · 25,000 shares

Expires 2026-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option is fully vested and exercisable.

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September 13, 2022 Filed Sep 15, 2022 20:57 UTC
Butler LisaCHIEF ACCOUNTING OFFICER
SaleClass A Common Stock 22,793 $14.69 $334,715.21
Disclosure

SEC source: 0001415889-22-009678 · form4-09152022_010952.xml · nonDerivative · entry 3

Butler Lisa · CIK 0001819414 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,144

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $14.680 to $14.685, inclusive. The Reporting Person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

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September 13, 2022 Filed Sep 15, 2022 20:57 UTC
Butler LisaCHIEF ACCOUNTING OFFICER
SaleClass A Common Stock 25,000 $14.55 $363,682.50
Disclosure

SEC source: 0001415889-22-009678 · form4-09152022_010952.xml · nonDerivative · entry 2

Butler Lisa · CIK 0001819414 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,937

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $14.495 to $14.685, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

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September 13, 2022 Filed Sep 15, 2022 20:57 UTC
Butler LisaCHIEF ACCOUNTING OFFICER
Exercise / conversionClass A Common Stock 25,000 $2.50 $62,500.00
Disclosure

SEC source: 0001415889-22-009678 · form4-09152022_010952.xml · nonDerivative · entry 1

Butler Lisa · CIK 0001819414 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,937

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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July 29, 2022 Filed Aug 2, 2022 16:55 UTC SaleCall Option (Obligation to Sell) · Derivative 750,000 $0.00 Strike: $7.85 $0.00
Disclosure

SEC source: 0001104659-22-085259 · tm2222127-1_4seq1.xml · derivative · entry 4

Westphal Jeffery · CIK 0001818851 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By The 2009 Jeffrey R. Westphal Generation Skipping Trust

Disclosed balance after: 0

Underlying: Class A Common Stock · 750,000 shares

Expires 2022-10-27

F2 · price: In connection with the privately negotiated sale of shares of Class A Common Stock reported herein, the Reporting Person granted the buyer an option to purchase up to 750,000 additional shares of Class A Common Stock at a price of $7.85 per share.

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July 29, 2022 Filed Aug 2, 2022 16:55 UTC SaleClass A Common Stock 5,000,000 $7.35 $36,750,000.00
Disclosure

SEC source: 0001104659-22-085259 · tm2222127-1_4seq1.xml · nonDerivative · entry 1

Westphal Jeffery · CIK 0001818851 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By The 2009 Jeffrey R. Westphal Generation Skipping Trust

Disclosed balance after: 11,300,000

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July 12, 2022 Filed Jul 13, 2022 17:04 UTC SaleClass A Common Stock 1,987 $11.12 $22,090.08
Disclosure

SEC source: 0001415889-22-007660 · form4-07132022_020736.xml · nonDerivative · entry 2

Westphal Jeffery · CIK 0001818851 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,345,950

F1 · ownership.nature: Represents shares held by The 2009 Jeffrey R. Westphal Generation-Skipping Sub-Trust for Jenifer R. Westphal (the "Sub-Trust"), of which the Reporting Person's spouse is trustee.

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July 11, 2022 Filed Jul 13, 2022 17:04 UTC SaleClass A Common Stock 69,562 $11.36 $790,293.88
Disclosure

SEC source: 0001415889-22-007660 · form4-07132022_020736.xml · nonDerivative · entry 1

Westphal Jeffery · CIK 0001818851 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,347,937

F1 · ownership.nature: Represents shares held by The 2009 Jeffrey R. Westphal Generation-Skipping Sub-Trust for Jenifer R. Westphal (the "Sub-Trust"), of which the Reporting Person's spouse is trustee.

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July 08, 2022 Filed Jul 12, 2022 17:56 UTC SaleClass A Common Stock 25,343 $12.02 $304,501.21
Disclosure

SEC source: 0001104659-22-079260 · tm2220915-1_4seq1.xml · nonDerivative · entry 1

Westphal Jeffery · CIK 0001818851 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,417,499

F1 · ownership.nature: Represents shares held by The 2009 Jeffrey R. Westphal Generation-Skipping Sub-Trust for Jenifer R. Westphal (the "Sub-Trust"), of which the Reporting Person's spouse is trustee.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.