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Nasdaq · USD

VERX

Vertex, Inc.

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Tapewire entity
4427
SEC CIK
0001806837
Parsed reports
324

Last 12 months

Inside the activity.

5 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202640
Mar 202610
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 15, 2023 Filed Jun 20, 2023 20:28 UTC
Butler LisaCHIEF ACCOUNTING OFFICER
SaleClass A Common Stock 3,900 $21.21 $82,703.79
Disclosure

SEC source: 0001415889-23-010050 · form4-06202023_080638.xml · nonDerivative · entry 3

Butler Lisa · CIK 0001819414 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 850

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on December 16, 2022.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $21.00 to $21.85 inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
June 15, 2023 Filed Jun 20, 2023 20:28 UTC
Butler LisaCHIEF ACCOUNTING OFFICER
SaleClass A Common Stock 5,500 $20.52 $112,846.80
Disclosure

SEC source: 0001415889-23-010050 · form4-06202023_080638.xml · nonDerivative · entry 2

Butler Lisa · CIK 0001819414 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,750

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on December 16, 2022.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $20.03 to $20.9389, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

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June 15, 2023 Filed Jun 20, 2023 20:28 UTC
Butler LisaCHIEF ACCOUNTING OFFICER
Exercise / conversionClass A Common Stock 10,000 $2.50 $25,000.00
Disclosure

SEC source: 0001415889-23-010050 · form4-06202023_080638.xml · nonDerivative · entry 1

Butler Lisa · CIK 0001819414 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 10,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 13, 2023 Filed Jun 15, 2023 16:17 UTC
Radcliffe Amanda WestphalDirector · 10% owner
GrantClass A Common Stock 8,815 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-009820 · form4-06152023_080646.xml · nonDerivative · entry 1

Radcliffe Amanda Westphal · CIK 0001818517 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 132,360

F1 · shares: Represents an award of restricted stock that will vest on the earlier to occur of (i) the day immediately prior to the date of the next annual meeting of the Company's stockholders and (ii) June 13, 2024.

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June 13, 2023 Filed Jun 15, 2023 16:17 UTC
Thompson Stefanie WestphalDirector · 10% owner
GrantClass A Common Stock 8,815 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-009819 · form4-06152023_080602.xml · nonDerivative · entry 1

Thompson Stefanie Westphal · CIK 0001818515 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,325

F1 · shares: Represents an award of restricted stock that will vest on the earlier to occur of (i) the day immediately prior to the date of the next annual meeting of the Company's stockholders and (ii) June 13, 2024.

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June 13, 2023 Filed Jun 15, 2023 16:19 UTC GrantClass A Common Stock 8,815 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-009822 · form4-06152023_080602.xml · nonDerivative · entry 1

Stamm John Richard · CIK 0001818885 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,121

F1 · shares: Represents an award of restricted stock that will vest on the earlier to occur of (i) the day immediately prior to the date of the next annual meeting of the Company's stockholders and (ii) June 13, 2024.

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June 13, 2023 Filed Jun 15, 2023 20:20 UTC GrantClass A Common Stock 8,815 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-009824 · form4-06152023_080606.xml · nonDerivative · entry 1

Gayton Bradley M · CIK 0001660138 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,430

F1 · shares: Represents an award of restricted stock that will vest on the earlier to occur of (i) the day immediately prior to the date of the next annual meeting of the Company's stockholders and (ii) June 13, 2024.

Read SEC document
June 13, 2023 Filed Jun 15, 2023 20:19 UTC GrantClass 8,815 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-009823 · form4-06152023_080633.xml · nonDerivative · entry 1

ANDERSEN ERIC C. · CIK 0001552411 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,430

F1 · shares: Represents an award of restricted stock that will vest on the earlier to occur of (i) the day immediately prior to the date of the next annual meeting of the Company's stockholders and (ii) June 13, 2024.

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June 13, 2023 Filed Jun 15, 2023 20:18 UTC GrantClass A Common Stock 8,815 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-009821 · form4-06152023_080624.xml · nonDerivative · entry 1

Robert Kevin L · CIK 0001624505 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,430

F1 · shares: Represents an award of restricted stock that will vest on the earlier to occur of (i) the day immediately prior to the date of the next annual meeting of the Company's stockholders and (ii) June 13, 2024.

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June 13, 2023 Filed Jun 15, 2023 20:16 UTC GrantClass A Common Stock 8,815 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-009818 · form4-06152023_080612.xml · nonDerivative · entry 1

Saunders Philip Seth · CIK 0001371044 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,936

F1 · shares: Represents an award of restricted stock that will vest on the earlier to occur of (i) the day immediately prior to the date of the next annual meeting of the Company's stockholders and (ii) June 13, 2024.

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May 15, 2023 Filed May 17, 2023 20:55 UTC
Butler LisaCHIEF ACCOUNTING OFFICER
Exercise / conversionStock Option · Derivative 10,000 $0.00 Strike: $2.50 $0.00
Disclosure

SEC source: 0001415889-23-008208 · form4-05172023_080512.xml · derivative · entry 3

Butler Lisa · CIK 0001819414 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 50,946

Underlying: Class A Common Stock · 10,000 shares

Expires 2026-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
May 15, 2023 Filed May 17, 2023 20:55 UTC
Butler LisaCHIEF ACCOUNTING OFFICER
SaleClass A Common Stock 10,000 $19.56 $195,648.00
Disclosure

SEC source: 0001415889-23-008208 · form4-05172023_080512.xml · nonDerivative · entry 2

Butler Lisa · CIK 0001819414 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 250

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on December 16, 2022.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $19.15 to $19.77, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
May 15, 2023 Filed May 17, 2023 20:55 UTC
Butler LisaCHIEF ACCOUNTING OFFICER
Exercise / conversionClass A Common Stock 10,000 $2.50 $25,000.00
Disclosure

SEC source: 0001415889-23-008208 · form4-05172023_080512.xml · nonDerivative · entry 1

Butler Lisa · CIK 0001819414 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 10,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2023 Filed May 17, 2023 20:54 UTC
SCHWAB JOHN RCHIEF FINANCIAL OFFICER
Exercise / conversionStock Option · Derivative 30,000 $0.00 Strike: $4.70 $0.00
Disclosure

SEC source: 0001415889-23-008207 · form4-05172023_080524.xml · derivative · entry 3

SCHWAB JOHN R · CIK 0001249289 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 441,473

Underlying: Class A Common Stock · 30,000 shares

Expires 2030-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option became exercisable with respect to 50% of the shares on February 5, 2022, and will vest with respect to the remaining shares on February 5, 2025.

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May 15, 2023 Filed May 17, 2023 20:54 UTC
SCHWAB JOHN RCHIEF FINANCIAL OFFICER
SaleClass A Common Stock 30,000 $19.61 $588,381.00
Disclosure

SEC source: 0001415889-23-008207 · form4-05172023_080524.xml · nonDerivative · entry 2

SCHWAB JOHN R · CIK 0001249289 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 23,316

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on December 16, 2022.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $19.13 to $19.78, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

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May 15, 2023 Filed May 17, 2023 20:54 UTC
SCHWAB JOHN RCHIEF FINANCIAL OFFICER
Exercise / conversionClass A Common Stock 30,000 $4.70 $141,000.00
Disclosure

SEC source: 0001415889-23-008207 · form4-05172023_080524.xml · nonDerivative · entry 1

SCHWAB JOHN R · CIK 0001249289 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 53,316

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 21, 2023 Filed Apr 22, 2023 01:00 UTC SaleClass A common stock 4,383 $22.32 $97,828.56
Disclosure

SEC source: 0000899243-23-011564 · doc4.xml · nonDerivative · entry 3

Tensile Capital Management LP · CIK 0001598843 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Tensile Capital Partners Master Fund LP

Disclosed balance after: 5,866,717

F6 · price: This transaction was executed in multiple trades at prices ranging from $22.25 to $22.38; the price reported above reflects the weighted average sale price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: The shares are held directly by Tensile Capital Partners Master Fund LP. The reporting persons ("Reporting Persons") are Douglas J. Dossey, Arthur C. Young, Tensile Capital Management LP, Tensile Capital Management GP LLC, Tensile Capital GP LLC and Tensile Capital Partners Master Fund LP.

F3 · ownership.nature: The general partner and investment adviser of Tensile Capital Partners Master Fund LP are Tensile Capital GP LLC and Tensile Capital Management LP, respectively. The general partner of Tensile Capital Management LP is Tensile Capital Management GP LLC.

F4 · ownership.nature: Douglas J. Dossey and Arthur C. Young are the controlling principals of Tensile Capital Management LP, Tensile Capital Management GP LLC, and Tensile Capital GP LLC. Each of the Reporting Persons may be deemed to share beneficial ownership of the shares with Tensile Capital Partners Master Fund LP. Each of the Reporting Persons disclaim beneficial ownership of the shares, except to the extent of such person's pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.

Read SEC document
April 20, 2023 Filed Apr 22, 2023 01:00 UTC SaleClass A common stock 54,845 $22.35 $1,225,785.75
Disclosure

SEC source: 0000899243-23-011564 · doc4.xml · nonDerivative · entry 2

Tensile Capital Management LP · CIK 0001598843 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Tensile Capital Partners Master Fund LP

Disclosed balance after: 5,871,100

F5 · price: This transaction was executed in multiple trades at prices ranging from $22.25 to $22.48; the price reported above reflects the weighted average sale price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: The shares are held directly by Tensile Capital Partners Master Fund LP. The reporting persons ("Reporting Persons") are Douglas J. Dossey, Arthur C. Young, Tensile Capital Management LP, Tensile Capital Management GP LLC, Tensile Capital GP LLC and Tensile Capital Partners Master Fund LP.

F3 · ownership.nature: The general partner and investment adviser of Tensile Capital Partners Master Fund LP are Tensile Capital GP LLC and Tensile Capital Management LP, respectively. The general partner of Tensile Capital Management LP is Tensile Capital Management GP LLC.

F4 · ownership.nature: Douglas J. Dossey and Arthur C. Young are the controlling principals of Tensile Capital Management LP, Tensile Capital Management GP LLC, and Tensile Capital GP LLC. Each of the Reporting Persons may be deemed to share beneficial ownership of the shares with Tensile Capital Partners Master Fund LP. Each of the Reporting Persons disclaim beneficial ownership of the shares, except to the extent of such person's pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.

Read SEC document
April 19, 2023 Filed Apr 22, 2023 01:00 UTC SaleClass A common stock 44,313 $22.61 $1,001,916.93
Disclosure

SEC source: 0000899243-23-011564 · doc4.xml · nonDerivative · entry 1

Tensile Capital Management LP · CIK 0001598843 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Tensile Capital Partners Master Fund LP

Disclosed balance after: 5,925,945

F1 · price: This transaction was executed in multiple trades at prices ranging from $22.50 to $22.66; the price reported above reflects the weighted average sale price. The Reporting Persons (as defined below) undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: The shares are held directly by Tensile Capital Partners Master Fund LP. The reporting persons ("Reporting Persons") are Douglas J. Dossey, Arthur C. Young, Tensile Capital Management LP, Tensile Capital Management GP LLC, Tensile Capital GP LLC and Tensile Capital Partners Master Fund LP.

F3 · ownership.nature: The general partner and investment adviser of Tensile Capital Partners Master Fund LP are Tensile Capital GP LLC and Tensile Capital Management LP, respectively. The general partner of Tensile Capital Management LP is Tensile Capital Management GP LLC.

F4 · ownership.nature: Douglas J. Dossey and Arthur C. Young are the controlling principals of Tensile Capital Management LP, Tensile Capital Management GP LLC, and Tensile Capital GP LLC. Each of the Reporting Persons may be deemed to share beneficial ownership of the shares with Tensile Capital Partners Master Fund LP. Each of the Reporting Persons disclaim beneficial ownership of the shares, except to the extent of such person's pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the shares for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.

Read SEC document
April 17, 2023 Filed Apr 19, 2023 20:14 UTC
Butler LisaCHIEF ACCOUNTING OFFICER
Exercise / conversionStock Option · Derivative 10,000 $0.00 Strike: $2.50 $0.00
Disclosure

SEC source: 0001415889-23-006699 · form4-04192023_080449.xml · derivative · entry 3

Butler Lisa · CIK 0001819414 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 60,946

Underlying: Class A Common Stock · 10,000 shares

Expires 2026-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
April 17, 2023 Filed Apr 19, 2023 20:14 UTC
Butler LisaCHIEF ACCOUNTING OFFICER
SaleClass A Common Stock 10,000 $22.45 $224,480.00
Disclosure

SEC source: 0001415889-23-006699 · form4-04192023_080449.xml · nonDerivative · entry 2

Butler Lisa · CIK 0001819414 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 250

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on December 16, 2022.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $22.28 to $22.55, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
April 17, 2023 Filed Apr 19, 2023 20:14 UTC
Butler LisaCHIEF ACCOUNTING OFFICER
Exercise / conversionClass A Common Stock 10,000 $2.50 $25,000.00
Disclosure

SEC source: 0001415889-23-006699 · form4-04192023_080449.xml · nonDerivative · entry 1

Butler Lisa · CIK 0001819414 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 10,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 05, 2023 Filed Apr 7, 2023 17:50 UTC SaleClass A Common Stock 18,780 $21.33 $400,614.96
Disclosure

SEC source: 0001104659-23-043208 · tm2311726-3_4seq1.xml · nonDerivative · entry 1

ITEM SECOND IRR. TRUST FBO ANNE MARIE WESTPHAL u/a of JEFFREY R. WESTPHAL dated October 5, 2001 · CIK 0001818852 · 10% owner · 13(D) GROUP MEMBER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.05 to $21.67.

Read SEC document
April 05, 2023 Filed Apr 7, 2023 21:57 UTC SaleClass A Common Stock 18,780 $21.33 $400,614.96
Disclosure

SEC source: 0001104659-23-043210 · tm2311726-4_4seq1.xml · nonDerivative · entry 1

ITEM SECOND IRR. TRUST FBO JACOB J. WESTPHAL u/a of JEFFREY R. WESTPHAL dated October 5, 2001 · CIK 0001819296 · 10% owner · 13(D) GROUP MEMBER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.05 to $21.67.

Read SEC document
April 04, 2023 Filed Apr 4, 2023 19:14 UTC SaleClass A Common Stock 36,480 $21.41 $781,182.72
Disclosure

SEC source: 0001104659-23-041702 · tm2311726-2_4seq.xml · nonDerivative · entry 3

ITEM SECOND IRR. TRUST FBO ANNE MARIE WESTPHAL u/a of JEFFREY R. WESTPHAL dated October 5, 2001 · CIK 0001818852 · 10% owner · 13(D) GROUP MEMBER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,780

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.88 to $21.65.

Read SEC document
April 04, 2023 Filed Apr 4, 2023 23:12 UTC SaleClass A Common Stock 36,479 $21.41 $781,161.31
Disclosure

SEC source: 0001104659-23-041699 · tm2311726-1_4seq1.xml · nonDerivative · entry 3

ITEM SECOND IRR. TRUST FBO JACOB J. WESTPHAL u/a of JEFFREY R. WESTPHAL dated October 5, 2001 · CIK 0001819296 · 10% owner · 13(D) GROUP MEMBER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,780

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.88 to $21.65.

Read SEC document
April 03, 2023 Filed Apr 4, 2023 19:14 UTC SaleClass A Common Stock 27,123 $21.05 $570,857.78
Disclosure

SEC source: 0001104659-23-041702 · tm2311726-2_4seq.xml · nonDerivative · entry 2

ITEM SECOND IRR. TRUST FBO ANNE MARIE WESTPHAL u/a of JEFFREY R. WESTPHAL dated October 5, 2001 · CIK 0001818852 · 10% owner · 13(D) GROUP MEMBER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 155,260

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.40 to $21.36.

Read SEC document
April 03, 2023 Filed Apr 4, 2023 23:12 UTC SaleClass A Common Stock 27,123 $21.05 $570,857.78
Disclosure

SEC source: 0001104659-23-041699 · tm2311726-1_4seq1.xml · nonDerivative · entry 2

ITEM SECOND IRR. TRUST FBO JACOB J. WESTPHAL u/a of JEFFREY R. WESTPHAL dated October 5, 2001 · CIK 0001819296 · 10% owner · 13(D) GROUP MEMBER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 155,259

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.40 to $21.36.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 19:14 UTC SaleClass A Common Stock 32,367 $20.78 $672,424.43
Disclosure

SEC source: 0001104659-23-041702 · tm2311726-2_4seq.xml · nonDerivative · entry 1

ITEM SECOND IRR. TRUST FBO ANNE MARIE WESTPHAL u/a of JEFFREY R. WESTPHAL dated October 5, 2001 · CIK 0001818852 · 10% owner · 13(D) GROUP MEMBER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 182,383

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.55 to $21.15.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 23:12 UTC SaleClass A Common Stock 32,367 $20.78 $672,424.43
Disclosure

SEC source: 0001104659-23-041699 · tm2311726-1_4seq1.xml · nonDerivative · entry 1

ITEM SECOND IRR. TRUST FBO JACOB J. WESTPHAL u/a of JEFFREY R. WESTPHAL dated October 5, 2001 · CIK 0001819296 · 10% owner · 13(D) GROUP MEMBER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 182,382

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.55 to $21.15.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 20:19 UTC ConversionClass B Common Stock · Derivative 2,589,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-006008 · form4-04042023_080404.xml · derivative · entry 2

ITEM SECOND IRR. TRUST FBO KYLE R. WESTPHAL u/a of JEFFREY R. WESTPHAL dated October 5, 2001 · CIK 0001819244 · 10% owner · 13(D) GROUP MEMBER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,589,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Class B Common Stock is convertible at any time at the option of the holder into one share of the Issuer's Class A Common Stock and has no expiration date. The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock on a one-to-one basis upon either (1) any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (2) the voting power of the Issuer's outstanding Class B Common Stock representing less than 10% of the combined voing power of all of the Issuer's outstanding common stock.

F1 · derivative.exercise_date: The Class B Common Stock is convertible at any time at the option of the holder into one share of the Issuer's Class A Common Stock and has no expiration date. The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock on a one-to-one basis upon either (1) any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (2) the voting power of the Issuer's outstanding Class B Common Stock representing less than 10% of the combined voing power of all of the Issuer's outstanding common stock.

F1 · derivative.expiration_date: The Class B Common Stock is convertible at any time at the option of the holder into one share of the Issuer's Class A Common Stock and has no expiration date. The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock on a one-to-one basis upon either (1) any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (2) the voting power of the Issuer's outstanding Class B Common Stock representing less than 10% of the combined voing power of all of the Issuer's outstanding common stock.

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March 31, 2023 Filed Apr 4, 2023 20:19 UTC ConversionClass A Common Stock 2,589,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-006008 · form4-04042023_080404.xml · nonDerivative · entry 1

ITEM SECOND IRR. TRUST FBO KYLE R. WESTPHAL u/a of JEFFREY R. WESTPHAL dated October 5, 2001 · CIK 0001819244 · 10% owner · 13(D) GROUP MEMBER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,589,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 30, 2023 Filed Mar 30, 2023 18:58 UTC SaleClass A Common Stock 35,766 $20.52 $733,918.32
Disclosure

SEC source: 0001104659-23-039314 · tm238349-11_4seq1.xml · nonDerivative · entry 3

ITEM SECOND IRR. TRUST FBO ANNE MARIE WESTPHAL u/a of JEFFREY R. WESTPHAL dated October 5, 2001 · CIK 0001818852 · 10% owner · 13(D) GROUP MEMBER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 214,750

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.80 to $20.6047.

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March 30, 2023 Filed Mar 30, 2023 22:54 UTC SaleClass A Common Stock 35,766 $20.52 $733,918.32
Disclosure

SEC source: 0001104659-23-039312 · tm238349-10_4seq1.xml · nonDerivative · entry 3

ITEM SECOND IRR. TRUST FBO JACOB J. WESTPHAL u/a of JEFFREY R. WESTPHAL dated October 5, 2001 · CIK 0001819296 · 10% owner · 13(D) GROUP MEMBER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 214,749

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.80 to $20.6047.

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March 29, 2023 Filed Mar 30, 2023 18:58 UTC SaleClass A Common Stock 43,754 $19.69 $861,297.49
Disclosure

SEC source: 0001104659-23-039314 · tm238349-11_4seq1.xml · nonDerivative · entry 2

ITEM SECOND IRR. TRUST FBO ANNE MARIE WESTPHAL u/a of JEFFREY R. WESTPHAL dated October 5, 2001 · CIK 0001818852 · 10% owner · 13(D) GROUP MEMBER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250,516

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.273 to $19.90.

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March 29, 2023 Filed Mar 30, 2023 22:54 UTC SaleClass A Common Stock 43,754 $19.69 $861,297.49
Disclosure

SEC source: 0001104659-23-039312 · tm238349-10_4seq1.xml · nonDerivative · entry 2

ITEM SECOND IRR. TRUST FBO JACOB J. WESTPHAL u/a of JEFFREY R. WESTPHAL dated October 5, 2001 · CIK 0001819296 · 10% owner · 13(D) GROUP MEMBER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250,515

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.273 to $19.90.

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March 28, 2023 Filed Mar 30, 2023 18:58 UTC SaleClass A Common Stock 5,730 $19.18 $109,907.13
Disclosure

SEC source: 0001104659-23-039314 · tm238349-11_4seq1.xml · nonDerivative · entry 1

ITEM SECOND IRR. TRUST FBO ANNE MARIE WESTPHAL u/a of JEFFREY R. WESTPHAL dated October 5, 2001 · CIK 0001818852 · 10% owner · 13(D) GROUP MEMBER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 294,270

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.08 to $19.30.

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March 28, 2023 Filed Mar 30, 2023 22:54 UTC SaleClass A Common Stock 5,731 $19.18 $109,926.31
Disclosure

SEC source: 0001104659-23-039312 · tm238349-10_4seq1.xml · nonDerivative · entry 1

ITEM SECOND IRR. TRUST FBO JACOB J. WESTPHAL u/a of JEFFREY R. WESTPHAL dated October 5, 2001 · CIK 0001819296 · 10% owner · 13(D) GROUP MEMBER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 294,269

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.08 to $19.30.

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March 22, 2023 Filed Mar 22, 2023 20:46 UTC SaleClass A Common Stock 10,533 $18.24 $192,069.26
Disclosure

SEC source: 0001104659-23-035726 · tm238349-9_4seq1.xml · nonDerivative · entry 3

ITEM SECOND IRR. TRUST FBO ANNE MARIE WESTPHAL u/a of JEFFREY R. WESTPHAL dated October 5, 2001 · CIK 0001818852 · 10% owner · 13(D) GROUP MEMBER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 300,000

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.54.

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March 22, 2023 Filed Mar 23, 2023 00:44 UTC SaleClass A Common Stock 10,534 $18.24 $192,087.49
Disclosure

SEC source: 0001104659-23-035725 · tm238349-8_4seq1.xml · nonDerivative · entry 3

ITEM SECOND IRR. TRUST FBO JACOB J. WESTPHAL u/a of JEFFREY R. WESTPHAL dated October 5, 2001 · CIK 0001819296 · 10% owner · 13(D) GROUP MEMBER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 300,000

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.54.

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March 21, 2023 Filed Mar 22, 2023 20:46 UTC SaleClass A Common Stock 11,379 $18.25 $207,621.23
Disclosure

SEC source: 0001104659-23-035726 · tm238349-9_4seq1.xml · nonDerivative · entry 2

ITEM SECOND IRR. TRUST FBO ANNE MARIE WESTPHAL u/a of JEFFREY R. WESTPHAL dated October 5, 2001 · CIK 0001818852 · 10% owner · 13(D) GROUP MEMBER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 310,533

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.51.

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March 21, 2023 Filed Mar 23, 2023 00:44 UTC SaleClass A Common Stock 11,378 $18.25 $207,602.99
Disclosure

SEC source: 0001104659-23-035725 · tm238349-8_4seq1.xml · nonDerivative · entry 2

ITEM SECOND IRR. TRUST FBO JACOB J. WESTPHAL u/a of JEFFREY R. WESTPHAL dated October 5, 2001 · CIK 0001819296 · 10% owner · 13(D) GROUP MEMBER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 310,534

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.51.

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March 20, 2023 Filed Mar 22, 2023 20:46 UTC SaleClass A Common Stock 2,354 $18.26 $42,972.27
Disclosure

SEC source: 0001104659-23-035726 · tm238349-9_4seq1.xml · nonDerivative · entry 1

ITEM SECOND IRR. TRUST FBO ANNE MARIE WESTPHAL u/a of JEFFREY R. WESTPHAL dated October 5, 2001 · CIK 0001818852 · 10% owner · 13(D) GROUP MEMBER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 321,912

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.55.

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March 20, 2023 Filed Mar 23, 2023 00:44 UTC SaleClass A Common Stock 2,355 $18.26 $42,990.53
Disclosure

SEC source: 0001104659-23-035725 · tm238349-8_4seq1.xml · nonDerivative · entry 1

ITEM SECOND IRR. TRUST FBO JACOB J. WESTPHAL u/a of JEFFREY R. WESTPHAL dated October 5, 2001 · CIK 0001819296 · 10% owner · 13(D) GROUP MEMBER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 321,912

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.55.

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March 17, 2023 Filed Mar 17, 2023 19:41 UTC SaleClass A Common Stock 30,153 $18.29 $551,347.61
Disclosure

SEC source: 0001104659-23-034078 · tm238349-7_4seq1.xml · nonDerivative · entry 3

ITEM SECOND IRR. TRUST FBO ANNE MARIE WESTPHAL u/a of JEFFREY R. WESTPHAL dated October 5, 2001 · CIK 0001818852 · 10% owner · 13(D) GROUP MEMBER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 324,266

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.50.

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March 17, 2023 Filed Mar 17, 2023 23:39 UTC SaleClass A Common Stock 30,153 $18.29 $551,347.61
Disclosure

SEC source: 0001104659-23-034076 · tm238349-6_4seq1.xml · nonDerivative · entry 3

ITEM SECOND IRR. TRUST FBO JACOB J. WESTPHAL u/a of JEFFREY R. WESTPHAL dated October 5, 2001 · CIK 0001819296 · 10% owner · 13(D) GROUP MEMBER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 324,267

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.50.

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March 16, 2023 Filed Mar 16, 2023 19:06 UTC SaleClass A Common Stock 1,215,164 $17.62 $21,411,189.68
Disclosure

SEC source: 0001104659-23-033430 · tm238349-5_4seq1.xml · nonDerivative · entry 4

Westphal Jeffery · CIK 0001818851 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By The 2009 Jeffrey R. Westphal Generation Skipping Trust

Disclosed balance after: 7,309,379

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March 16, 2023 Filed Mar 16, 2023 19:06 UTC SaleClass A Common Stock 160,000 $18.74 $2,997,600.00
Disclosure

SEC source: 0001104659-23-033430 · tm238349-5_4seq1.xml · nonDerivative · entry 3

Westphal Jeffery · CIK 0001818851 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By The 2009 Jeffrey R. Westphal Generation Skipping Trust

Disclosed balance after: 8,524,543

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.50 to $19.01.

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March 16, 2023 Filed Mar 17, 2023 19:41 UTC SaleClass A Common Stock 73,262 $18.60 $1,362,306.89
Disclosure

SEC source: 0001104659-23-034078 · tm238349-7_4seq1.xml · nonDerivative · entry 2

ITEM SECOND IRR. TRUST FBO ANNE MARIE WESTPHAL u/a of JEFFREY R. WESTPHAL dated October 5, 2001 · CIK 0001818852 · 10% owner · 13(D) GROUP MEMBER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 354,419

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.06 to $19.04.

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March 16, 2023 Filed Mar 17, 2023 23:39 UTC SaleClass A Common Stock 73,262 $18.60 $1,362,306.89
Disclosure

SEC source: 0001104659-23-034076 · tm238349-6_4seq1.xml · nonDerivative · entry 2

ITEM SECOND IRR. TRUST FBO JACOB J. WESTPHAL u/a of JEFFREY R. WESTPHAL dated October 5, 2001 · CIK 0001819296 · 10% owner · 13(D) GROUP MEMBER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 354,420

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.06 to $19.04.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.