Last 12 months
Inside the activity.
1 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 1 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 03, 2019 Filed Jul 8, 2019 15:15 UTC |
STEINER MITCHELL SHUSTERDirector · President and CEO · 10% owner
|
SaleCommon Stock | 20,000 | $2.25 | $44,980.00 |
DisclosureSEC source: 0001042167-19-000062 · primary_doc.xml · nonDerivative · entry 1 STEINER MITCHELL SHUSTER · CIK 0001276244 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,578,263 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reported person on December 18, 2018, as amended. F2 · price: The price reported above is the weighted average transaction price. The range of prices for such transactions is $2.22 to $2.29. Upon request by the Commission staff, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| June 05, 2019 Filed Jun 6, 2019 20:36 UTC |
STEINER MITCHELL SHUSTERDirector · President and CEO · 10% owner
|
SaleCommon Stock | 20,000 | $1.98 | $39,560.00 |
DisclosureSEC source: 0001042167-19-000060 · primary_doc.xml · nonDerivative · entry 1 STEINER MITCHELL SHUSTER · CIK 0001276244 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,598,263 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reported person on December 18, 2018, as amended. F2 · price: The price reported above is the weighted average transaction price. The range of prices for such transactions is $1.92 to $2.03. Upon request by the Commission staff, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| May 13, 2019 Filed May 21, 2019 22:49 UTC |
Rankowitz Michael LDirector
|
GrantCommon Stock Option · Derivative | 55,000 | $0.00 Strike: $1.60 | $0.00 |
DisclosureSEC source: 0001042167-19-000057 · primary_doc.xml · derivative · entry 1 Rankowitz Michael L · CIK 0001404846 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,000 Underlying: Common Stock · 55,000 shares Expires 2029-05-13 F1 · derivative.exercise_date: Options for one-third of the shares vest on each of May 13, 2020, May 13, 2021 and May 13, 2022. Read SEC document |
| May 13, 2019 Filed May 21, 2019 22:47 UTC |
Eisenberger MarioDirector
|
GrantCommon Stock Option · Derivative | 55,000 | $0.00 Strike: $1.60 | $0.00 |
DisclosureSEC source: 0001042167-19-000056 · primary_doc.xml · derivative · entry 1 Eisenberger Mario · CIK 0001689094 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,000 Underlying: Common Stock · 55,000 shares Expires 2029-05-13 F1 · derivative.exercise_date: Options for one-third of the shares vest on each of May 13, 2020, May 13, 2021 and May 13, 2022. Read SEC document |
| May 13, 2019 Filed May 21, 2019 22:44 UTC |
FISCH HARRYDirector · 10% owner
|
GrantCommon Stock Option · Derivative | 99,000 | $0.00 Strike: $1.60 | $0.00 |
DisclosureSEC source: 0001042167-19-000055 · primary_doc.xml · derivative · entry 1 FISCH HARRY · CIK 0001688984 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,000 Underlying: Common Stock · 99,000 shares Expires 2029-05-13 F1 · derivative.exercise_date: Options for one-third of the shares vest on each of May 13, 2020, May 13, 2021 and May 13, 2022. Read SEC document |
| May 13, 2019 Filed May 21, 2019 22:40 UTC |
BARNETTE K GARYChief Scientific Officer
|
GrantCommon Stock Option · Derivative | 99,000 | $0.00 Strike: $1.60 | $0.00 |
DisclosureSEC source: 0001042167-19-000054 · primary_doc.xml · derivative · entry 1 BARNETTE K GARY · CIK 0001314913 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,000 Underlying: Common Stock · 99,000 shares Expires 2029-05-13 F1 · derivative.exercise_date: Options for one-third of the shares vest on each of May 13, 2020, May 13, 2021 and May 13, 2022. Read SEC document |
| May 13, 2019 Filed May 21, 2019 22:37 UTC |
Greco MicheleCAO and CFO
|
GrantCommon Stock Option · Derivative | 92,100 | $0.00 Strike: $1.60 | $0.00 |
DisclosureSEC source: 0001042167-19-000053 · primary_doc.xml · derivative · entry 1 Greco Michele · CIK 0001566698 · CAO and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,100 Underlying: Common Stock · 92,100 shares Expires 2029-05-13 F1 · derivative.exercise_date: Options for one-third of the shares vest on each of May 13, 2020, May 13, 2021 and May 13, 2022. Read SEC document |
| May 13, 2019 Filed May 21, 2019 22:34 UTC |
STEINER MITCHELL SHUSTERDirector · President and CEO · 10% owner
|
GrantCommon Stock Option · Derivative | 215,600 | $0.00 Strike: $1.60 | $0.00 |
DisclosureSEC source: 0001042167-19-000052 · primary_doc.xml · derivative · entry 1 STEINER MITCHELL SHUSTER · CIK 0001276244 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 215,600 Underlying: Common Stock · 215,600 shares Expires 2029-05-13 F1 · derivative.exercise_date: Options for one-third of the shares vest on each of May 13, 2020, May 13, 2021 and May 13, 2022. Read SEC document |
| May 13, 2019 Filed May 21, 2019 22:30 UTC |
Socorro JesusDirector
|
GrantCommon Stock Option · Derivative | 55,000 | $0.00 Strike: $1.60 | $0.00 |
DisclosureSEC source: 0001042167-19-000051 · primary_doc.xml · derivative · entry 1 Socorro Jesus · CIK 0001701862 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,000 Underlying: Common Stock · 55,000 shares Expires 2029-05-13 F1 · derivative.exercise_date: Options for one-third of the shares vest on each of May 13, 2020, May 13, 2021 and May 13, 2022. Read SEC document |
| May 01, 2019 Filed May 3, 2019 21:52 UTC |
STEINER MITCHELL SHUSTERDirector · President and CEO · 10% owner
|
SaleCommon Stock | 20,000 | $1.43 | $28,520.00 |
DisclosureSEC source: 0001042167-19-000049 · primary_doc.xml · nonDerivative · entry 1 STEINER MITCHELL SHUSTER · CIK 0001276244 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,618,263 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reported person on December 18, 2018, as amended. F2 · price: The price reported above is the weighted average transaction price. The range of prices for such transactions is $1.40 to $1.44. Upon request by the Commission staff, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| April 10, 2019 Filed Apr 12, 2019 14:35 UTC |
STEINER MITCHELL SHUSTERDirector · President and CEO · 10% owner
|
SaleCommon Stock | 7,686 | $1.51 | $11,605.86 |
DisclosureSEC source: 0001042167-19-000048 · primary_doc.xml · nonDerivative · entry 1 STEINER MITCHELL SHUSTER · CIK 0001276244 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,638,263 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reported person on December 18, 2018, as amended. F2 · price: The price reported above is the weighted average transaction price. The range of prices for such transactions is $1.50 to $1.53. Upon request by the Commission staff, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| April 05, 2019 Filed Apr 5, 2019 21:58 UTC |
STEINER MITCHELL SHUSTERDirector · President and CEO · 10% owner
|
SaleCommon Stock | 10,100 | $1.44 | $14,493.50 |
DisclosureSEC source: 0001042167-19-000045 · primary_doc.xml · nonDerivative · entry 3 STEINER MITCHELL SHUSTER · CIK 0001276244 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,645,949 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reported person on December 18, 2018, as amended. F4 · price: The price reported above is the weighted average transaction price. The range of prices for such transactions is $1.42 to $1.45. Upon request by the Commission staff, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| April 04, 2019 Filed Apr 5, 2019 21:58 UTC |
STEINER MITCHELL SHUSTERDirector · President and CEO · 10% owner
|
SaleCommon Stock | 5,854 | $1.44 | $8,412.20 |
DisclosureSEC source: 0001042167-19-000045 · primary_doc.xml · nonDerivative · entry 2 STEINER MITCHELL SHUSTER · CIK 0001276244 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,656,049 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reported person on December 18, 2018, as amended. F3 · price: The price reported above is the weighted average transaction price. The range of prices for such transactions is $1.42 to $1.47. Upon request by the Commission staff, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| April 03, 2019 Filed Apr 5, 2019 21:58 UTC |
STEINER MITCHELL SHUSTERDirector · President and CEO · 10% owner
|
SaleCommon Stock | 6,360 | $1.47 | $9,332.03 |
DisclosureSEC source: 0001042167-19-000045 · primary_doc.xml · nonDerivative · entry 1 STEINER MITCHELL SHUSTER · CIK 0001276244 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,661,903 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reported person on December 18, 2018, as amended. F2 · price: The price reported above is the weighted average transaction price. The range of prices for such transactions is $1.43 to $1.49. Upon request by the Commission staff, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| March 26, 2019 Filed Mar 28, 2019 15:59 UTC |
Eisenberger MarioDirector
|
GrantCommon Stock Option · Derivative | 5,000 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001042167-19-000042 · primary_doc.xml · derivative · entry 1 Eisenberger Mario · CIK 0001689094 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2029-03-26 F1 · derivative.exercise_date: Options for one-third of the shares vest on each of March 26, 2020, March 26, 2021 and March 26, 2022. Read SEC document |
| March 20, 2019 Filed Mar 22, 2019 20:49 UTC |
STEINER MITCHELL SHUSTERDirector · President and CEO · 10% owner
|
SaleCommon Stock | 49,899 | $1.53 | $76,145.87 |
DisclosureSEC source: 0001042167-19-000039 · primary_doc.xml · nonDerivative · entry 1 STEINER MITCHELL SHUSTER · CIK 0001276244 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,668,263 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reported person on December 18, 2018. F2 · price: The price reported above is the weighted average transaction price. The range of prices for such transactions is $1.50 to $1.60. Upon request by the Commission staff, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| March 15, 2019 Filed Mar 18, 2019 14:17 UTC |
FISCH HARRYDirector · 10% owner
|
PurchaseCommon Stock | 3,000 | $1.47 | $4,410.00 |
DisclosureSEC source: 0001042167-19-000037 · primary_doc.xml · nonDerivative · entry 1 FISCH HARRY · CIK 0001688984 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 836,025 F1 · balance_after: Includes 541,144 shares held jointly by the reporting person and his spouse. Read SEC document |
| March 13, 2019 Filed Mar 13, 2019 20:40 UTC |
FISCH HARRYDirector · 10% owner
|
PurchaseCommon Stock | 3,500 | $1.47 | $5,145.00 |
DisclosureSEC source: 0001042167-19-000035 · primary_doc.xml · nonDerivative · entry 1 FISCH HARRY · CIK 0001688984 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 833,025 F1 · balance_after: Includes 541,144 shares held jointly by the reporting person and his spouse. Read SEC document |
| March 06, 2019 Filed Mar 7, 2019 17:20 UTC |
FISCH HARRYDirector · 10% owner
|
PurchaseCommon Stock | 3,000 | $1.43 | $4,290.00 |
DisclosureSEC source: 0001042167-19-000034 · primary_doc.xml · nonDerivative · entry 1 FISCH HARRY · CIK 0001688984 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 829,525 F1 · balance_after: Includes 541,144 shares held jointly by the reporting person and his spouse. Read SEC document |
| March 05, 2019 Filed Mar 6, 2019 22:24 UTC |
FISCH HARRYDirector · 10% owner
|
PurchaseCommon Stock | 3,500 | $1.47 | $5,145.00 |
DisclosureSEC source: 0001042167-19-000033 · primary_doc.xml · nonDerivative · entry 1 FISCH HARRY · CIK 0001688984 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 826,525 F1 · balance_after: Includes 541,144 shares held jointly by the reporting person and his spouse. Read SEC document |
| March 01, 2019 Filed Mar 4, 2019 23:50 UTC |
STEINER MITCHELL SHUSTERDirector · President and CEO · 10% owner
|
SaleCommon Stock | 3,496 | $1.50 | $5,244.00 |
DisclosureSEC source: 0001042167-19-000031 · primary_doc.xml · nonDerivative · entry 2 STEINER MITCHELL SHUSTER · CIK 0001276244 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,714,666 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reported person on December 18, 2018. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 23:50 UTC |
STEINER MITCHELL SHUSTERDirector · President and CEO · 10% owner
|
SaleCommon Stock | 1,500 | $1.50 | $2,250.00 |
DisclosureSEC source: 0001042167-19-000031 · primary_doc.xml · nonDerivative · entry 1 STEINER MITCHELL SHUSTER · CIK 0001276244 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,718,162 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reported person on December 18, 2018. Read SEC document |
| February 27, 2019 Filed Mar 1, 2019 20:20 UTC |
FISCH HARRYDirector · 10% owner
|
PurchaseCommon Stock | 3,400 | $1.39 | $4,726.00 |
DisclosureSEC source: 0001042167-19-000023 · primary_doc.xml · nonDerivative · entry 1 FISCH HARRY · CIK 0001688984 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 823,025 F1 · balance_after: Includes 541,144 shares held jointly by the reporting person and his spouse. Read SEC document |
| February 26, 2019 Filed Feb 27, 2019 22:51 UTC |
FISCH HARRYDirector · 10% owner
|
PurchaseCommon Stock | 5,000 | $1.27 | $6,350.00 |
DisclosureSEC source: 0001042167-19-000022 · primary_doc.xml · nonDerivative · entry 1 FISCH HARRY · CIK 0001688984 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 819,625 F1 · balance_after: Includes 541,144 shares held jointly by the reporting person and his spouse. Read SEC document |
| February 25, 2019 Filed Feb 26, 2019 20:26 UTC |
FISCH HARRYDirector · 10% owner
|
PurchaseCommon Stock | 3,000 | $1.32 | $3,960.00 |
DisclosureSEC source: 0001042167-19-000021 · primary_doc.xml · nonDerivative · entry 1 FISCH HARRY · CIK 0001688984 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 814,625 F1 · balance_after: Includes 541,144 shares held jointly by the reporting person and his spouse. Read SEC document |
| February 22, 2019 Filed Feb 25, 2019 16:59 UTC |
FISCH HARRYDirector · 10% owner
|
PurchaseCommon Stock | 6,000 | $1.30 | $7,800.00 |
DisclosureSEC source: 0001042167-19-000020 · primary_doc.xml · nonDerivative · entry 1 FISCH HARRY · CIK 0001688984 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 811,625 F1 · balance_after: Includes 541,144 shares held jointly by the reporting person and his spouse. Read SEC document |
| February 21, 2019 Filed Feb 22, 2019 15:21 UTC |
FISCH HARRYDirector · 10% owner
|
PurchaseCommon Stock | 5,000 | $1.35 | $6,750.00 |
DisclosureSEC source: 0001042167-19-000019 · primary_doc.xml · nonDerivative · entry 1 FISCH HARRY · CIK 0001688984 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 805,625 F1 · balance_after: Includes 541,144 shares held jointly by the reporting person and his spouse. Read SEC document |
| February 19, 2019 Filed Feb 20, 2019 23:35 UTC |
FISCH HARRYDirector · 10% owner
|
PurchaseCommon Stock | 5,000 | $1.36 | $6,794.50 |
DisclosureSEC source: 0001042167-19-000018 · primary_doc.xml · nonDerivative · entry 1 FISCH HARRY · CIK 0001688984 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 800,625 F1 · balance_after: Includes 541,144 shares held jointly by the reporting person and his spouse. Read SEC document |
| February 15, 2019 Filed Feb 16, 2019 00:33 UTC |
FISCH HARRYDirector · 10% owner
|
PurchaseCommon Stock | 13,681 | $1.36 | $18,654.04 |
DisclosureSEC source: 0001042167-19-000013 · primary_doc.xml · nonDerivative · entry 1 FISCH HARRY · CIK 0001688984 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 795,625 F1 · balance_after: Includes 541,144 shares held jointly by the reporting person and his spouse. Read SEC document |
| February 13, 2019 Filed Feb 16, 2019 00:39 UTC |
STEINER MITCHELL SHUSTERDirector · President and CEO · 10% owner
|
SaleCommon Stock | 4,650 | $1.52 | $7,085.21 |
DisclosureSEC source: 0001042167-19-000014 · primary_doc.xml · nonDerivative · entry 1 STEINER MITCHELL SHUSTER · CIK 0001276244 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,719,662 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reported person on December 18, 2018. F2 · price: The price reported above is the weighted average transaction price. The range of prices for such transactions is $1.50 to $1.55. Upon request by the Commission staff, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| February 08, 2019 Filed Feb 8, 2019 22:36 UTC |
STEINER MITCHELL SHUSTERDirector · President and CEO · 10% owner
|
SaleCommon Stock | 6,955 | $1.50 | $10,438.06 |
DisclosureSEC source: 0001042167-19-000010 · primary_doc.xml · nonDerivative · entry 3 STEINER MITCHELL SHUSTER · CIK 0001276244 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,724,312 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reported person on December 18, 2018. F3 · price: The price reported above is the weighted average transaction price. The range of prices for such transactions is $1.50 to $1.505. Upon request by the Commission staff, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| February 07, 2019 Filed Feb 8, 2019 22:36 UTC |
STEINER MITCHELL SHUSTERDirector · President and CEO · 10% owner
|
SaleCommon Stock | 300 | $1.50 | $450.00 |
DisclosureSEC source: 0001042167-19-000010 · primary_doc.xml · nonDerivative · entry 2 STEINER MITCHELL SHUSTER · CIK 0001276244 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,731,267 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reported person on December 18, 2018. Read SEC document |
| February 06, 2019 Filed Feb 8, 2019 22:36 UTC |
STEINER MITCHELL SHUSTERDirector · President and CEO · 10% owner
|
SaleCommon Stock | 3,200 | $1.51 | $4,835.84 |
DisclosureSEC source: 0001042167-19-000010 · primary_doc.xml · nonDerivative · entry 1 STEINER MITCHELL SHUSTER · CIK 0001276244 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,731,567 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reported person on December 18, 2018. F2 · price: The price reported above is the weighted average transaction price. The range of prices for such transactions is $1.50 to $1.54. Upon request by the Commission staff, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| January 24, 2019 Filed Jan 28, 2019 19:27 UTC |
STEINER MITCHELL SHUSTERDirector · President and CEO · 10% owner
|
SaleCommon Stock | 4,400 | $1.33 | $5,859.04 |
DisclosureSEC source: 0001042167-19-000007 · primary_doc.xml · nonDerivative · entry 1 STEINER MITCHELL SHUSTER · CIK 0001276244 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,734,767 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reported person on December 18, 2018. F2 · price: The price reported above is the weighted average transaction price. The range of prices for such transactions is $1.30 to $1.36. Upon request by the Commission staff, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| January 23, 2019 Filed Jan 23, 2019 22:38 UTC |
STEINER MITCHELL SHUSTERDirector · President and CEO · 10% owner
|
SaleCommon Stock | 12,768 | $1.34 | $17,157.64 |
DisclosureSEC source: 0001042167-19-000006 · primary_doc.xml · nonDerivative · entry 2 STEINER MITCHELL SHUSTER · CIK 0001276244 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,739,167 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reported person on December 18, 2018. F3 · price: The price reported above is the weighted average transaction price. The range of prices for such transactions is $1.29 to $1.36. Upon request by the Commission staff, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| January 18, 2019 Filed Jan 23, 2019 22:38 UTC |
STEINER MITCHELL SHUSTERDirector · President and CEO · 10% owner
|
SaleCommon Stock | 12,832 | $1.34 | $17,189.75 |
DisclosureSEC source: 0001042167-19-000006 · primary_doc.xml · nonDerivative · entry 1 STEINER MITCHELL SHUSTER · CIK 0001276244 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,751,935 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reported person on December 18, 2018. F2 · price: The price reported above is the weighted average transaction price. The range of prices for such transactions is $1.33 to $1.35. Upon request by the Commission staff, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 15:08 UTC |
Todd Charles T JrCEO of FHC Division
|
GrantCommon Stock Option · Derivative | 42,226 | $0.00 Strike: $1.40 | $0.00 |
DisclosureSEC source: 0001042167-19-000002 · primary_doc.xml · derivative · entry 1 Todd Charles T Jr · CIK 0001763424 · CEO of FHC Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,226 Underlying: Common Stock · 42,226 shares Expires 2029-01-02 F1 · derivative.exercise_date: Options for the shares vest on January 2, 2020. Read SEC document |
| December 18, 2018 Filed Dec 19, 2018 18:45 UTC |
BARNETTE K GARYChief Scientific Officer
|
PurchaseCommon Stock | 50,000 | $1.51 | $75,500.00 |
DisclosureSEC source: 0001042167-18-000097 · primary_doc.xml · nonDerivative · entry 2 BARNETTE K GARY · CIK 0001314913 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Read SEC document |
| December 18, 2018 Filed Dec 20, 2018 21:05 UTC |
FISCH HARRYDirector · 10% owner
|
PurchaseCommon Stock | 30,000 | $1.42 | $42,672.00 |
DisclosureSEC source: 0001042167-18-000098 · primary_doc.xml · nonDerivative · entry 1 FISCH HARRY · CIK 0001688984 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 781,944 F1 · price: The price reported above is the weighted average transaction price. The range of prices for such transactions is $1.41 to $1.43. Upon request by the Commission staff, the reporting person will provide full information regarding the number of shares sold at each separate price. F2 · balance_after: Includes 541,144 shares held jointly by the reporting person and his spouse. Read SEC document |
| December 17, 2018 Filed Dec 19, 2018 18:45 UTC |
BARNETTE K GARYChief Scientific Officer
|
PurchaseCommon Stock | 50,000 | $1.41 | $70,660.00 |
DisclosureSEC source: 0001042167-18-000097 · primary_doc.xml · nonDerivative · entry 1 BARNETTE K GARY · CIK 0001314913 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 F1 · price: The price reported above is the weighted average transaction price. The range of prices for such transactions is $1.369 to $1.42. Upon request by the Commission staff, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| December 11, 2018 Filed Dec 13, 2018 18:21 UTC |
STEINER MITCHELL SHUSTERDirector · President and CEO · 10% owner
|
GrantCommon Stock Option · Derivative | 125,802 | $0.00 Strike: $1.38 | $0.00 |
DisclosureSEC source: 0001042167-18-000096 · primary_doc.xml · derivative · entry 1 STEINER MITCHELL SHUSTER · CIK 0001276244 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,802 Underlying: Common Stock · 125,802 shares Expires 2028-12-11 F1 · derivative.exercise_date: Options for all of the shares vest on December 11, 2019. Read SEC document |
| December 11, 2018 Filed Dec 13, 2018 18:04 UTC |
Greco MicheleChief Admin Officer & CFO
|
GrantCommon Stock Option · Derivative | 83,025 | $0.00 Strike: $1.38 | $0.00 |
DisclosureSEC source: 0001042167-18-000095 · primary_doc.xml · derivative · entry 1 Greco Michele · CIK 0001566698 · Chief Admin Officer & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,025 Underlying: Common Stock · 83,025 shares Expires 2028-12-11 F1 · derivative.exercise_date: Options for all of the shares vest on December 11, 2019. Read SEC document |
| December 11, 2018 Filed Dec 13, 2018 17:50 UTC |
FISCH HARRYDirector · 10% owner
|
GrantCommon Stock Option · Derivative | 37,395 | $0.00 Strike: $1.38 | $0.00 |
DisclosureSEC source: 0001042167-18-000094 · primary_doc.xml · derivative · entry 1 FISCH HARRY · CIK 0001688984 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,395 Underlying: Common Stock · 37,395 shares Expires 2028-12-11 F1 · derivative.exercise_date: Options for all of the shares vest on December 11, 2019. Read SEC document |
| October 31, 2018 Filed Nov 1, 2018 15:14 UTC |
BETHUNE DAVID RDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 140,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001042167-18-000087 · primary_doc.xml · derivative · entry 2 BETHUNE DAVID R · CIK 0001212655 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 140,000 shares Expires 2018-10-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Common Stock. F2 · derivative.exercise_date: All of the 140,000 RSUs granted October 31, 2016 vested on October 31, 2018. F2 · derivative.expiration_date: All of the 140,000 RSUs granted October 31, 2016 vested on October 31, 2018. Read SEC document |
| October 31, 2018 Filed Nov 1, 2018 15:14 UTC |
BETHUNE DAVID RDirector
|
Exercise / conversionCommon Stock | 140,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001042167-18-000087 · primary_doc.xml · nonDerivative · entry 1 BETHUNE DAVID R · CIK 0001212655 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 575,982 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of Common Stock. Read SEC document |
| September 06, 2018 Filed Sep 6, 2018 22:48 UTC |
FISCH HARRYDirector · 10% owner
|
PurchaseCommon Stock | 8,000 | $1.88 | $15,060.00 |
DisclosureSEC source: 0001042167-18-000080 · primary_doc.xml · nonDerivative · entry 2 FISCH HARRY · CIK 0001688984 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 751,944 F3 · price: The price reported above is the weighted average transaction price. The range of prices for such transactions is $1.86 to $1.92. Upon request by the Commission staff, the reporting person will provide full information regarding the number of shares sold at each separate price. F2 · balance_after: Includes 541,144 shares held jointly by the reporting person and his spouse. Read SEC document |
| September 06, 2018 Filed Sep 6, 2018 22:40 UTC |
Socorro JesusDirector
|
PurchaseCommon Stock | 5,400 | $1.89 | $10,204.38 |
DisclosureSEC source: 0001042167-18-000079 · primary_doc.xml · nonDerivative · entry 1 Socorro Jesus · CIK 0001701862 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 F1 · price: The price reported above is the weighted average transaction price. The range of prices for such transactions is $1.8891 to $1.89. Upon request by the Commission staff, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| September 05, 2018 Filed Sep 6, 2018 22:48 UTC |
FISCH HARRYDirector · 10% owner
|
PurchaseCommon Stock | 7,800 | $1.91 | $14,869.92 |
DisclosureSEC source: 0001042167-18-000080 · primary_doc.xml · nonDerivative · entry 1 FISCH HARRY · CIK 0001688984 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 743,944 F1 · price: The price reported above is the weighted average transaction price. The range of prices for such transactions is $1.90 to $1.91. Upon request by the Commission staff, the reporting person will provide full information regarding the number of shares sold at each separate price. F2 · balance_after: Includes 541,144 shares held jointly by the reporting person and his spouse. Read SEC document |
| September 04, 2018 Filed Sep 5, 2018 22:16 UTC |
BARNETTE K GARYChief Scientific Officer
|
GrantCommon Stock Option · Derivative | 300,000 | $0.00 Strike: $1.87 | $0.00 |
DisclosureSEC source: 0001042167-18-000078 · primary_doc.xml · derivative · entry 1 BARNETTE K GARY · CIK 0001314913 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Stock · 300,000 shares Expires 2028-09-04 F1 · derivative.exercise_date: Options for one-third of the shares vest on each of September 4, 2019, September 4, 2020 and September 4, 2021. Read SEC document |
| August 17, 2018 Filed Sep 10, 2018 22:55 UTC |
Rankowitz Michael LDirector
|
GrantCommon Stock Option · Derivative | 5,000 | $0.00 Strike: $2.08 | $0.00 |
DisclosureSEC source: 0001042167-18-000083 · primary_doc.xml · derivative · entry 1 Rankowitz Michael L · CIK 0001404846 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2028-08-17 F1 · derivative.exercise_date: Options for one-third of the shares vest on each of August 17, 2019, August 17, 2020 and August 17, 2021. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.