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VEEA

VEEA INC.

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8262
SEC CIK
0001840317
Parsed reports
41

Last 12 months

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0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 29, 2025 Filed Oct 2, 2025 16:05 UTC
Antunes Helder FragueiroDirector · See Remarks
GrantStock Option (Right to Buy) · Derivative 110,000 Not disclosed Strike: $0.66 Not disclosed
Disclosure

SEC source: 0001213900-25-095388 · ownership.xml · derivative · entry 1

Antunes Helder Fragueiro · CIK 0002038207 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,000

Underlying: Common Stock · 110,000 shares

Expires 2035-09-29

F1 · price: Represents options to purchase 110,000 shares of common stock of the issuer awarded to Mr. Antunes under the issuer's 2024 Incentive Equity Plan (the "Plan") on September 29, 2025. The options will vest as follows: upon the occurrence of either (i) the issuer's stockholders' approval for the grant of the shares, or (ii) a sufficient number of shares becoming available under the Plan and a Form S-8 under which the shares under the Plan are registered has been filed with the Securities and Exchange Commission, options to purchase 27,500 shares (25%) will vest upon the issuer recognizing $3 million in gross revenue, and the options to purchase the remaining 82,500 shares (75%) will vest quarterly in equal installments over a three-year period following the initial vesting date.

F1 · derivative.exercise_date: Represents options to purchase 110,000 shares of common stock of the issuer awarded to Mr. Antunes under the issuer's 2024 Incentive Equity Plan (the "Plan") on September 29, 2025. The options will vest as follows: upon the occurrence of either (i) the issuer's stockholders' approval for the grant of the shares, or (ii) a sufficient number of shares becoming available under the Plan and a Form S-8 under which the shares under the Plan are registered has been filed with the Securities and Exchange Commission, options to purchase 27,500 shares (25%) will vest upon the issuer recognizing $3 million in gross revenue, and the options to purchase the remaining 82,500 shares (75%) will vest quarterly in equal installments over a three-year period following the initial vesting date.

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September 29, 2025 Filed Oct 2, 2025 16:05 UTC
Salmasi MichaelDirector · See Remarks
GrantStock Option (Right to Buy) · Derivative 75,000 Not disclosed Strike: $0.66 Not disclosed
Disclosure

SEC source: 0001213900-25-095386 · ownership.xml · derivative · entry 1

Salmasi Michael · CIK 0002025982 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2035-09-29

F1 · price: Represents options to purchase 75,000 shares of common stock of the issuer awarded to Mr. Salmasi under the issuer's 2024 Incentive Equity Plan (the "Plan") on September 29, 2025. The options will vest as follows: upon the occurrence of either (i) the issuer's stockholders' approval for the grant of the shares, or (ii) a sufficient number of shares becoming available under the Plan and a Form S-8 under which the shares under the Plan are registered has been filed with the Securities and Exchange Commission, options to purchase 18,750 shares (25%) will vest upon the issuer recognizing $3 million in gross revenue, and the options to purchase the remaining 56,250 shares (75%) will vest quarterly in equal installments over a three-year period following the initial vesting date.

F1 · derivative.exercise_date: Represents options to purchase 75,000 shares of common stock of the issuer awarded to Mr. Salmasi under the issuer's 2024 Incentive Equity Plan (the "Plan") on September 29, 2025. The options will vest as follows: upon the occurrence of either (i) the issuer's stockholders' approval for the grant of the shares, or (ii) a sufficient number of shares becoming available under the Plan and a Form S-8 under which the shares under the Plan are registered has been filed with the Securities and Exchange Commission, options to purchase 18,750 shares (25%) will vest upon the issuer recognizing $3 million in gross revenue, and the options to purchase the remaining 56,250 shares (75%) will vest quarterly in equal installments over a three-year period following the initial vesting date.

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September 29, 2025 Filed Oct 2, 2025 16:05 UTC
Tubinis MarkChief Commercial Officer
GrantStock Option (Right to Buy) · Derivative 125,000 Not disclosed Strike: $0.66 Not disclosed
Disclosure

SEC source: 0001213900-25-095387 · ownership.xml · derivative · entry 1

Tubinis Mark · CIK 0002026092 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock · 125,000 shares

Expires 2035-09-29

F1 · price: Represents options to purchase 125,000 shares of common stock of the issuer awarded to Mr. Tubinis under the issuer's 2024 Incentive Equity Plan (the "Plan") on September 29, 2025. The options will vest as follows: upon the occurrence of either (i) the issuer's stockholders' approval for the grant of the shares, or (ii) a sufficient number of shares becoming available under the Plan and a Form S-8 under which the shares under the Plan are registered has been filed with the Securities and Exchange Commission, options to purchase 31,250 shares (25%) will vest upon the issuer recognizing $3 million in gross revenue, and the options to purchase the remaining 93,750 shares (75%) will vest quarterly in equal installments over a three-year period following the initial vesting date.

F1 · derivative.exercise_date: Represents options to purchase 125,000 shares of common stock of the issuer awarded to Mr. Tubinis under the issuer's 2024 Incentive Equity Plan (the "Plan") on September 29, 2025. The options will vest as follows: upon the occurrence of either (i) the issuer's stockholders' approval for the grant of the shares, or (ii) a sufficient number of shares becoming available under the Plan and a Form S-8 under which the shares under the Plan are registered has been filed with the Securities and Exchange Commission, options to purchase 31,250 shares (25%) will vest upon the issuer recognizing $3 million in gross revenue, and the options to purchase the remaining 93,750 shares (75%) will vest quarterly in equal installments over a three-year period following the initial vesting date.

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August 14, 2025 Filed Aug 27, 2025 19:31 UTC
Salmasi AllenDirector · Chief Executive Officer
NLabs Inc.10% owner
OtherCommon Warrants · Derivative 5,239,096 $0.00 Strike: $1.10 $0.00
Disclosure

SEC source: 0001213900-25-081278 · ownership.xml · derivative · entry 4

Salmasi Allen · CIK 0001367633 · Director · Chief Executive Officer

NLabs Inc. · CIK 0002025902 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · Owned by NLabs, Inc.

Disclosed balance after: 5,239,096

Underlying: Common Stock · 5,239,096 shares

Expires 2030-08-14

F4 · security: Consists of warrants issued to NLabs Inc., a Delaware corporation, of which is Mr. Salmasi is the CEO and stockholder, pursuant to the above-mentioned offering. Mr. Salmasi disclaims beneficial ownership of these securities except to the extent of their pecuniary interest therein, and the inclusion of these warrants in this report shall not be deemed an admission of beneficial ownership of all of the reported warrants for purposes of Section 16 or for any other purpose.

F3 · derivative.exercise_price: Warrants issued in a public best-efforts offering by the Issuer on the Registration Statement (333-288878) pursuant to Form S-1, which warrants were issued at a public offering price of $1.00 per share and associated common warrant, and which warrant has an exercise price of $1.10 (subject to adjustment as provided therein).

F3 · kind: Warrants issued in a public best-efforts offering by the Issuer on the Registration Statement (333-288878) pursuant to Form S-1, which warrants were issued at a public offering price of $1.00 per share and associated common warrant, and which warrant has an exercise price of $1.10 (subject to adjustment as provided therein).

F3 · price: Warrants issued in a public best-efforts offering by the Issuer on the Registration Statement (333-288878) pursuant to Form S-1, which warrants were issued at a public offering price of $1.00 per share and associated common warrant, and which warrant has an exercise price of $1.10 (subject to adjustment as provided therein).

Read SEC document
August 14, 2025 Filed Aug 27, 2025 19:31 UTC
Salmasi AllenDirector · Chief Executive Officer
NLabs Inc.10% owner
OtherCommon Warrants · Derivative 5,239,096 $0.00 Strike: $1.10 $0.00
Disclosure

SEC source: 0001213900-25-081278 · ownership.xml · derivative · entry 3

Salmasi Allen · CIK 0001367633 · Director · Chief Executive Officer

NLabs Inc. · CIK 0002025902 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,239,096

Underlying: Common Stock · 5,239,096 shares

Expires 2030-08-14

F4 · security: Consists of warrants issued to NLabs Inc., a Delaware corporation, of which is Mr. Salmasi is the CEO and stockholder, pursuant to the above-mentioned offering. Mr. Salmasi disclaims beneficial ownership of these securities except to the extent of their pecuniary interest therein, and the inclusion of these warrants in this report shall not be deemed an admission of beneficial ownership of all of the reported warrants for purposes of Section 16 or for any other purpose.

F3 · derivative.exercise_price: Warrants issued in a public best-efforts offering by the Issuer on the Registration Statement (333-288878) pursuant to Form S-1, which warrants were issued at a public offering price of $1.00 per share and associated common warrant, and which warrant has an exercise price of $1.10 (subject to adjustment as provided therein).

F3 · kind: Warrants issued in a public best-efforts offering by the Issuer on the Registration Statement (333-288878) pursuant to Form S-1, which warrants were issued at a public offering price of $1.00 per share and associated common warrant, and which warrant has an exercise price of $1.10 (subject to adjustment as provided therein).

F3 · price: Warrants issued in a public best-efforts offering by the Issuer on the Registration Statement (333-288878) pursuant to Form S-1, which warrants were issued at a public offering price of $1.00 per share and associated common warrant, and which warrant has an exercise price of $1.10 (subject to adjustment as provided therein).

Read SEC document
August 14, 2025 Filed Aug 27, 2025 19:31 UTC
Salmasi AllenDirector · Chief Executive Officer
NLabs Inc.10% owner
OtherCommon Stock 5,239,096 $1.00 $5,239,096.00
Disclosure

SEC source: 0001213900-25-081278 · ownership.xml · nonDerivative · entry 2

Salmasi Allen · CIK 0001367633 · Director · Chief Executive Officer

NLabs Inc. · CIK 0002025902 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · Owned by NLabs, Inc.

Disclosed balance after: 21,124,580

F2 · security: Consists of shares issued to NLabs Inc., a Delaware corporation, of which is Mr. Salmasi is the CEO and stockholder, pursuant to the above-mentioned offering. Mr. Salmasi disclaims beneficial ownership of these securities except to the extent of their pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F1 · kind: Shares issued in a public best-efforts offering by the Issuer on the Registration Statement (333-288878) pursuant to Form S-1, which shares were issued at a public offering price of $1.00 per share and associated common warrant, and which warrant has an exercise price of $1.10 (subject to adjustment as provided therein).

F1 · price: Shares issued in a public best-efforts offering by the Issuer on the Registration Statement (333-288878) pursuant to Form S-1, which shares were issued at a public offering price of $1.00 per share and associated common warrant, and which warrant has an exercise price of $1.10 (subject to adjustment as provided therein).

Read SEC document
August 14, 2025 Filed Aug 27, 2025 19:31 UTC
Salmasi AllenDirector · Chief Executive Officer
NLabs Inc.10% owner
OtherCommon Stock 5,239,096 $1.00 $5,239,096.00
Disclosure

SEC source: 0001213900-25-081278 · ownership.xml · nonDerivative · entry 1

Salmasi Allen · CIK 0001367633 · Director · Chief Executive Officer

NLabs Inc. · CIK 0002025902 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,388,017

F2 · security: Consists of shares issued to NLabs Inc., a Delaware corporation, of which is Mr. Salmasi is the CEO and stockholder, pursuant to the above-mentioned offering. Mr. Salmasi disclaims beneficial ownership of these securities except to the extent of their pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F1 · kind: Shares issued in a public best-efforts offering by the Issuer on the Registration Statement (333-288878) pursuant to Form S-1, which shares were issued at a public offering price of $1.00 per share and associated common warrant, and which warrant has an exercise price of $1.10 (subject to adjustment as provided therein).

F1 · price: Shares issued in a public best-efforts offering by the Issuer on the Registration Statement (333-288878) pursuant to Form S-1, which shares were issued at a public offering price of $1.00 per share and associated common warrant, and which warrant has an exercise price of $1.10 (subject to adjustment as provided therein).

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March 13, 2025 Filed Mar 19, 2025 18:30 UTC
SMITH JANICE K.COO and Interim CFO
Exercise / conversionStock Options · Derivative 23,007 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001213900-25-025184 · ownership.xml · derivative · entry 2

SMITH JANICE K. · CIK 0001481050 · COO and Interim CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,007 shares

Expires 2028-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 13, 2025 Filed Mar 19, 2025 18:30 UTC
SMITH JANICE K.COO and Interim CFO
GrantCommon Stock 23,007 $0.00 $11.50
Disclosure

SEC source: 0001213900-25-025184 · ownership.xml · nonDerivative · entry 1

SMITH JANICE K. · CIK 0001481050 · COO and Interim CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,509

Read SEC document
December 30, 2024 Filed Jan 6, 2025 20:30 UTC
Salmasi AllenDirector · Chief Executive Officer · 10% owner
GrantStock Option (Right to Buy) · Derivative 3,036,308 $0.00 Strike: $3.89 $0.00
Disclosure

SEC source: 0001213900-25-001340 · ownership.xml · derivative · entry 1

Salmasi Allen · CIK 0001367633 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,036,308

Underlying: Common Stock · 3,036,308 shares

Expires 2028-12-29

Read SEC document
December 26, 2024 Filed Jan 6, 2025 20:31 UTC
BLACK ALAN JDirector
OtherCommon Stock 39,720 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-25-001343 · ownership.xml · nonDerivative · entry 2

BLACK ALAN J · CIK 0001211433 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,836

F2 · price: Represents the distribution by Plum Partners, LLC to the Reporting Person.

Read SEC document
December 26, 2024 Filed Jan 7, 2025 01:32 UTC
Roy KanishkaDirector
OtherWarrants · Derivative 985,277 $0.00 Strike: $11.50 $0.00
Disclosure

SEC source: 0001213900-25-001345 · ownership.xml · derivative · entry 3

Roy Kanishka · CIK 0001847130 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 985,277

Underlying: Common Stock · 985,277 shares

Expires 2029-10-12

F2 · kind: Represents the distribution by Plum Partners, LLC to the Reporting Person of (i) 2,100,885 shares of Common Stock of the Issuer, and (ii) 985,277 warrants to purchase Common Stock of the Issuer.

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December 26, 2024 Filed Jan 7, 2025 01:32 UTC
Roy KanishkaDirector
OtherCommon Stock 2,100,885 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-25-001345 · ownership.xml · nonDerivative · entry 2

Roy Kanishka · CIK 0001847130 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,232,001

F2 · price: Represents the distribution by Plum Partners, LLC to the Reporting Person of (i) 2,100,885 shares of Common Stock of the Issuer, and (ii) 985,277 warrants to purchase Common Stock of the Issuer.

Read SEC document
November 11, 2024 Filed Jan 6, 2025 20:31 UTC GrantCommon Stock 81,116 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-25-001344 · ownership.xml · nonDerivative · entry 1

Antunes Helder Fragueiro · CIK 0002038207 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,116

F1 · price: Represents 81,116 fully vested restricted stock units ("RSUs") of the Issuer with each RSU representing a right to receive one share of Common Stock of the Issuer. The RSUs were granted under the Issuer's 2024 Incentive Equity Plan.

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November 11, 2024 Filed Jan 6, 2025 20:31 UTC GrantCommon Stock 81,116 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-25-001342 · ownership.xml · nonDerivative · entry 1

Cohen Gary A. · CIK 0002026213 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,116

F1 · price: Represents 81,116 fully vested restricted stock units ("RSUs") of the Issuer with each RSU representing a right to receive one share of Common Stock of the Issuer. The RSUs were granted under the Issuer's 2024 Incentive Equity Plan.

Read SEC document
November 11, 2024 Filed Jan 6, 2025 20:31 UTC
BLACK ALAN JDirector
OtherCommon Stock 81,116 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-25-001343 · ownership.xml · nonDerivative · entry 1

BLACK ALAN J · CIK 0001211433 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,116

F1 · price: Represents 81,116 fully vested restricted stock units ("RSUs") of the Issuer with each RSU representing a right to receive one share of Common Stock of the Issuer. The RSUs were granted under the Issuer's 2024 Incentive Equity Plan.

Read SEC document
November 11, 2024 Filed Jan 6, 2025 20:30 UTC GrantCommon Stock 81,116 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-25-001341 · ownership.xml · nonDerivative · entry 1

Maine Douglas L · CIK 0001334320 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,008

F1 · price: Represents 81,116 fully vested restricted stock units ("RSUs") of the Issuer with each RSU representing a right to receive one share of Common Stock of the Issuer. The RSUs were granted under the Issuer's 2024 Incentive Equity Plan.

Read SEC document
November 11, 2024 Filed Jan 7, 2025 01:32 UTC
Roy KanishkaDirector
OtherCommon Stock 81,116 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-25-001345 · ownership.xml · nonDerivative · entry 1

Roy Kanishka · CIK 0001847130 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 131,116

F1 · price: Represents 81,116 fully vested restricted stock units ("RSUs") of the Issuer with each RSU representing a right to receive one share of Common Stock of the Issuer. The RSUs were granted under the Issuer's 2024 Incentive Equity Plan.

Read SEC document
September 17, 2024 Filed Sep 25, 2024 20:12 UTC
SMITH JANICE K.COO and Interim CFO
Exercise / conversionStock Options · Derivative 25,000 $0.00 Strike: $3.01 $0.00
Disclosure

SEC source: 0001213900-24-081905 · ownership.xml · derivative · entry 3

SMITH JANICE K. · CIK 0001481050 · COO and Interim CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,345

Underlying: Common Stock · 25,000 shares

Expires 2032-05-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 17, 2024 Filed Sep 25, 2024 20:12 UTC
SMITH JANICE K.COO and Interim CFO
Tax withholdingCommon Stock 6,143 $12.25 $75,251.75
Disclosure

SEC source: 0001213900-24-081905 · ownership.xml · nonDerivative · entry 2

SMITH JANICE K. · CIK 0001481050 · COO and Interim CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,502

Read SEC document
September 17, 2024 Filed Sep 25, 2024 20:12 UTC
SMITH JANICE K.COO and Interim CFO
Exercise / conversionCommon Stock 25,000 $3.01 $75,250.00
Disclosure

SEC source: 0001213900-24-081905 · ownership.xml · nonDerivative · entry 1

SMITH JANICE K. · CIK 0001481050 · COO and Interim CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,645

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 16, 2024 Filed Sep 19, 2024 01:58 UTC
Roy KanishkaDirector
GrantCommon Stock 50,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-24-080019 · ownership.xml · nonDerivative · entry 2

Roy Kanishka · CIK 0001847130 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

F4 · price: These shares of Common Stock were issued upon the conversion of a promissory note held by the Reporting Person in the principal amount of $250,000 at a conversion price of $5.00 per share.

F4 · balance_after: These shares of Common Stock were issued upon the conversion of a promissory note held by the Reporting Person in the principal amount of $250,000 at a conversion price of $5.00 per share.

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September 16, 2024 Filed Sep 19, 2024 01:58 UTC
Roy KanishkaDirector
GrantCommon Stock 4,507,346 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-24-080019 · ownership.xml · nonDerivative · entry 1

Roy Kanishka · CIK 0001847130 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Plum Partners, LLC

Disclosed balance after: 4,507,346

F1 · price: On September 16, 2024, pursuant to the previously announced Business Combination Agreement, dated as of November 27, 2023, by and among Plum Acquisition Corp. I ("Plum"), Plum SPAC Merger Sub, Inc., and Veea Inc. ("Veea"), each issued and outstanding share of common stock of Veea was automatically converted on a one-for-one basis into common stock of the Issuer.

F1 · balance_after: On September 16, 2024, pursuant to the previously announced Business Combination Agreement, dated as of November 27, 2023, by and among Plum Acquisition Corp. I ("Plum"), Plum SPAC Merger Sub, Inc., and Veea Inc. ("Veea"), each issued and outstanding share of common stock of Veea was automatically converted on a one-for-one basis into common stock of the Issuer.

F2 · balance_after: Represents (i) 4,427,356 shares of common stock owned by Plum Partners, LLC (the "Sponsor") that were converted on a one-for-one basis into common stock of the Issuer and (ii) 79,990 shares of common stock of the Issuer issued to the Sponsor upon the conversion of a promissory note issued by Plum.

F3 · ownership.direct: The securities reported herein are held directly by the Sponsor. The reporting person controls the Sponsor, and as such, has voting and investment discretion with respect to the securities held by the Sponsor and may be deemed to have beneficial ownership of the securities held directly by the Sponsor. The reporting person disclaims beneficial ownership of the securities reported hereby except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purposes.

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September 13, 2024 Filed Jan 6, 2025 20:31 UTC GrantConvertible Note · Derivative Not disclosed Not disclosed Strike: $7.50 $150,000.00
Disclosure

SEC source: 0001213900-25-001344 · ownership.xml · derivative · entry 2

Antunes Helder Fragueiro · CIK 0002038207 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock · 20,000 shares

Expires not disclosed

F2 · reported_value: The Issuer issued to Helder Autunes a unsecured convertible note with a principal of $150,000 (the "Note"). The principal and accrued interest owing under the Note may be converted at any time, subject to the satisfaction of applicable regulatory conditions, by the holder into shares of common stock of the issuer at the conversion price of $7.50 per share, subject to certain adjustments. The Note matures on March 13, 2026.

F3 · price: Not applicable.

F2 · derivative.exercise_date: The Issuer issued to Helder Autunes a unsecured convertible note with a principal of $150,000 (the "Note"). The principal and accrued interest owing under the Note may be converted at any time, subject to the satisfaction of applicable regulatory conditions, by the holder into shares of common stock of the issuer at the conversion price of $7.50 per share, subject to certain adjustments. The Note matures on March 13, 2026.

F2 · derivative.expiration_date: The Issuer issued to Helder Autunes a unsecured convertible note with a principal of $150,000 (the "Note"). The principal and accrued interest owing under the Note may be converted at any time, subject to the satisfaction of applicable regulatory conditions, by the holder into shares of common stock of the issuer at the conversion price of $7.50 per share, subject to certain adjustments. The Note matures on March 13, 2026.

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March 20, 2023 Filed Mar 22, 2023 20:30 UTC
Sama AlokDirector
Disposition to issuerClass A ordinary shares 150,000 $10.23 $1,534,500.00
Disclosure

SEC source: 0000899243-23-009392 · doc4.xml · nonDerivative · entry 1

Sama Alok · CIK 0001842325 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Siri Fort Corporation

Disclosed balance after: 150,000

F1 · ownership.direct: The shares reported on this Form 4 are held directly by Siri Fort Corporation, which is controlled by Siri Fort Trust. The reporting person may be deemed to have beneficial ownership of the securities reported hereby, however the reporting person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purposes.

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April 29, 2021 Filed May 3, 2021 22:50 UTC
BURNS URSULA MDirector · Executive Chairwoman · 10% owner
OtherClass B ordinary shares · Derivative 644,591 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-017827 · doc4.xml · derivative · entry 1

BURNS URSULA M · CIK 0001190699 · Director · Executive Chairwoman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Plum Partners, LLC

Disclosed balance after: 7,980,409

Underlying: Class A ordinary shares · 644,591 shares

Expires not disclosed

F1 · derivative.exercise_price: This Form 4 reflects the automatic surrender to the issuer of 644,591 of the issuer's Class B ordinary shares, par value $0.0001 per share, for no consideration byPlum Partners, LLC (the "Sponsor") pursuant to contractual arrangements with the issuer, triggered by the expiration of the option of the underwriter of the issuer's initial public offering to purchase additional units.

F1 · kind: This Form 4 reflects the automatic surrender to the issuer of 644,591 of the issuer's Class B ordinary shares, par value $0.0001 per share, for no consideration byPlum Partners, LLC (the "Sponsor") pursuant to contractual arrangements with the issuer, triggered by the expiration of the option of the underwriter of the issuer's initial public offering to purchase additional units.

F2 · price: As described in the issuer's registration statement on Form S-1 (File No. 333-253331) under the heading "Description of Securities -- Founder Shares", the Class B ordinary shares will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for share subdivisions, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.

F2 · derivative.exercise_date: As described in the issuer's registration statement on Form S-1 (File No. 333-253331) under the heading "Description of Securities -- Founder Shares", the Class B ordinary shares will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for share subdivisions, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.

F2 · derivative.expiration_date: As described in the issuer's registration statement on Form S-1 (File No. 333-253331) under the heading "Description of Securities -- Founder Shares", the Class B ordinary shares will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for share subdivisions, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.

F3 · ownership.direct: The securities reported herein are held directly by the Sponsor. The reporting person controls the Sponsor, and as such, has voting and investment discretion with respect to the securities held by the Sponsor and may be deemed to have beneficial ownership of the securities held directly by the Sponsor. The reporting person disclaims beneficial ownership of the securities reported hereby except to the extent of her pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purposes.

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April 29, 2021 Filed May 3, 2021 18:50 UTC
Plum Partners, LLCDirector · 10% owner
OtherClass B ordinary shares · Derivative 644,591 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-017825 · doc4.xml · derivative · entry 1

Plum Partners, LLC · CIK 0001840321 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,980,409

Underlying: Class A ordinary shares · 644,591 shares

Expires not disclosed

F1 · derivative.exercise_price: This Form 4 reflects the automatic surrender to the issuer of 644,591 of the issuer's Class B ordinary shares, par value $0.0001 per share, for no consideration by the reporting person pursuant to contractual arrangements with the issuer, triggered by the expiration of the option of the underwriter of the issuer's initial public offering to purchase additional units.

F1 · kind: This Form 4 reflects the automatic surrender to the issuer of 644,591 of the issuer's Class B ordinary shares, par value $0.0001 per share, for no consideration by the reporting person pursuant to contractual arrangements with the issuer, triggered by the expiration of the option of the underwriter of the issuer's initial public offering to purchase additional units.

F2 · price: As described in the issuer's registration statement on Form S-1 (File No. 333-253331) under the heading "Description of Securities -- Founder Shares", the Class B ordinary shares will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for share subdivisions, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.

F2 · derivative.exercise_date: As described in the issuer's registration statement on Form S-1 (File No. 333-253331) under the heading "Description of Securities -- Founder Shares", the Class B ordinary shares will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for share subdivisions, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.

F2 · derivative.expiration_date: As described in the issuer's registration statement on Form S-1 (File No. 333-253331) under the heading "Description of Securities -- Founder Shares", the Class B ordinary shares will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for share subdivisions, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.

F3 · ownership.direct: This Form 4 is being filed by Plum Partners, LLC (the "Sponsor"). The Sponsor is controlled by Ursula Burns, Clay Whitehead, Kanishka Roy and Michael Dinsdale.

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April 29, 2021 Filed May 3, 2021 22:56 UTC
Roy KanishkaDirector · President · 10% owner
OtherClass B ordinary shares · Derivative 644,591 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-017832 · doc4.xml · derivative · entry 1

Roy Kanishka · CIK 0001847130 · Director · President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Plum Partners, LLC

Disclosed balance after: 7,980,409

Underlying: Class A ordinary shares · 644,591 shares

Expires not disclosed

F1 · derivative.exercise_price: This Form 4 reflects the automatic surrender to the issuer of 644,591 of the issuer's Class B ordinary shares, par value $0.0001 per share, for no consideration by Plum Partners, LLC (the "Sponsor") pursuant to contractual arrangements with the issuer, triggered by the expiration of the option of the underwriter of the issuer's initial public offering to purchase additional units.

F1 · kind: This Form 4 reflects the automatic surrender to the issuer of 644,591 of the issuer's Class B ordinary shares, par value $0.0001 per share, for no consideration by Plum Partners, LLC (the "Sponsor") pursuant to contractual arrangements with the issuer, triggered by the expiration of the option of the underwriter of the issuer's initial public offering to purchase additional units.

F2 · price: As described in the issuer's registration statement on Form S-1 (File No. 333-253331) under the heading "Description of Securities -- Founder Shares", the Class B ordinary shares will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for share subdivisions, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.

F2 · derivative.exercise_date: As described in the issuer's registration statement on Form S-1 (File No. 333-253331) under the heading "Description of Securities -- Founder Shares", the Class B ordinary shares will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for share subdivisions, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.

F2 · derivative.expiration_date: As described in the issuer's registration statement on Form S-1 (File No. 333-253331) under the heading "Description of Securities -- Founder Shares", the Class B ordinary shares will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for share subdivisions, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.

F3 · ownership.direct: The securities reported herein are held directly by the Sponsor. The reporting person controls the Sponsor, and as such, has voting and investment discretion with respect to the securities held by the Sponsor and may be deemed to have beneficial ownership of the securities held directly by the Sponsor. The reporting person disclaims beneficial ownership of the securities reported hereby except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purposes.

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April 29, 2021 Filed May 3, 2021 22:51 UTC
Dinsdale Mike JohnDirector · See Remarks · 10% owner
OtherClass B ordinary shares · Derivative 644,591 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-017828 · doc4.xml · derivative · entry 1

Dinsdale Mike John · CIK 0001847123 · Director · See Remarks · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Plum Partners, LLC

Disclosed balance after: 7,980,409

Underlying: Class A ordinary shares · 644,591 shares

Expires not disclosed

F1 · derivative.exercise_price: This Form 4 reflects the automatic surrender to the issuer of 644,591 of the issuer's Class B ordinary shares, par value $0.0001 per share, for no consideration by Plum Partners, LLC (the "Sponsor") pursuant to contractual arrangements with the issuer, triggered by the expiration of the option of the underwriter of the issuer's initial public offering to purchase additional units.

F1 · kind: This Form 4 reflects the automatic surrender to the issuer of 644,591 of the issuer's Class B ordinary shares, par value $0.0001 per share, for no consideration by Plum Partners, LLC (the "Sponsor") pursuant to contractual arrangements with the issuer, triggered by the expiration of the option of the underwriter of the issuer's initial public offering to purchase additional units.

F2 · price: As described in the issuer's registration statement on Form S-1 (File No. 333-253331) under the heading "Description of Securities -- Founder Shares", the Class B ordinary shares will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for share subdivisions, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.

F2 · derivative.exercise_date: As described in the issuer's registration statement on Form S-1 (File No. 333-253331) under the heading "Description of Securities -- Founder Shares", the Class B ordinary shares will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for share subdivisions, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.

F2 · derivative.expiration_date: As described in the issuer's registration statement on Form S-1 (File No. 333-253331) under the heading "Description of Securities -- Founder Shares", the Class B ordinary shares will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for share subdivisions, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.

F3 · ownership.direct: The securities reported herein are held directly by the Sponsor. The reporting person controls the Sponsor, and as such, has voting and investment discretion with respect to the securities held by the Sponsor and may be deemed to thehave beneficial ownership of the securities held directly by the Sponsor. The reporting person disclaims beneficial ownership of the securities reported hereby except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purposes.

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April 29, 2021 Filed May 3, 2021 22:50 UTC
Whitehead ClayDirector · Chief Executive Officer · 10% owner
OtherClass B ordinary shares · Derivative 644,591 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-017826 · doc4.xml · derivative · entry 1

Whitehead Clay · CIK 0001848224 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Plum Partners, LLC

Disclosed balance after: 7,980,409

Underlying: Class A ordinary shares · 644,591 shares

Expires not disclosed

F1 · derivative.exercise_price: This Form 4 reflects the automatic surrender to the issuer of 644,591 of the issuer's Class B ordinary shares, par value $0.0001 per share, for no consideration by Plum Partners, LLC (the "Sponsor") pursuant to contractual arrangements with the issuer, triggered by the expiration of the option of the underwriter of the issuer's initial public offering to purchase additional units.

F1 · kind: This Form 4 reflects the automatic surrender to the issuer of 644,591 of the issuer's Class B ordinary shares, par value $0.0001 per share, for no consideration by Plum Partners, LLC (the "Sponsor") pursuant to contractual arrangements with the issuer, triggered by the expiration of the option of the underwriter of the issuer's initial public offering to purchase additional units.

F2 · price: As described in the issuer's registration statement on Form S-1 (File No. 333-253331) under the heading "Description of Securities -- Founder Shares", the Class B ordinary shares will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for share subdivisions, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.

F2 · derivative.exercise_date: As described in the issuer's registration statement on Form S-1 (File No. 333-253331) under the heading "Description of Securities -- Founder Shares", the Class B ordinary shares will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for share subdivisions, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.

F2 · derivative.expiration_date: As described in the issuer's registration statement on Form S-1 (File No. 333-253331) under the heading "Description of Securities -- Founder Shares", the Class B ordinary shares will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for share subdivisions, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.

F3 · ownership.direct: The securities reported herein are held directly by the Sponsor. The reporting person controls the Sponsor, and as such, has voting and investment discretion with respect to the securities held by the Sponsor and may be deemed to have beneficial ownership of the securities held directly by the Sponsor. The reporting person disclaims beneficial ownership of the securities reported hereby except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purposes.

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March 16, 2021 Filed Mar 18, 2021 01:18 UTC
Sama AlokDirector
PurchaseClass A ordinary shares 300,000 $10.00 $3,000,000.00
Disclosure

SEC source: 0000899243-21-012348 · doc4.xml · nonDerivative · entry 1

Sama Alok · CIK 0001842325 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Siri Fort Corporation

Disclosed balance after: 300,000

F1 · ownership.direct: The shares reported on this Form 4 are held directly by Siri Fort Corporation, which is controlled by Siri Fort Trust. The reporting person may be deemed to have beneficial ownership of the securities reported hereby, however the reporting person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purposes.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.