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VAL

Valaris Ltd

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3776
SEC CIK
0000314808
Parsed reports
409

Last 12 months

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0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 05, 2024 Filed Mar 7, 2024 21:54 UTC
Lyne MatthewSVP - CCO
GrantCommon Shares 6,321 $0.00 $0.00
Disclosure

SEC source: 0000314808-24-000027 · wk-form4_1709848433.xml · nonDerivative · entry 1

Lyne Matthew · CIK 0001946778 · SVP - CCO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,521

F1 · shares: Consists of a one-time grant of 6,321 restricted share units, which will vest in three equal installments on each of the first three anniversaries of the date of grant.

Read SEC document
March 05, 2024 Filed Mar 7, 2024 21:53 UTC
Luca GillesSVP - COO
GrantCommon Shares 6,321 $0.00 $0.00
Disclosure

SEC source: 0000314808-24-000026 · wk-form4_1709848371.xml · nonDerivative · entry 1

Luca Gilles · CIK 0001626810 · SVP - COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,268

F1 · shares: Consists of a one-time grant of 6,321 restricted share units, which will vest in three equal installments on each of the first three anniversaries of the date of grant.

Read SEC document
August 09, 2023 Filed Aug 9, 2023 22:18 UTC
Grable ColleenVP - Controller
SaleCommon Shares 5,034 $75.00 $377,550.00
Disclosure

SEC source: 0000314808-23-000118 · wk-form4_1691619405.xml · nonDerivative · entry 1

Grable Colleen · CIK 0001812403 · VP - Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,074

Read SEC document
August 07, 2023 Filed Aug 9, 2023 20:15 UTC SaleCommon Shares, $0.01 par value per share ("Common Shares") 4,200,000 $73.10 $307,020,000.00
Disclosure

SEC source: 0000902664-23-004309 · ownership.xml · nonDerivative · entry 1

OAK HILL ADVISORS LP · CIK 0001164688 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 4,766,016

F1 · ownership.nature: Oak Hill Advisors, L.P. ("OHA", or the "Reporting Person") acts (directly or through an affiliate) as investment adviser to certain funds and client accounts (together, the "Oak Hill Advisory Entities"), with respect to the Common Shares directly held by the Oak Hill Advisory Entities. OHA is a subsidiary business of T. Rowe Price Associates, Inc. ("TRP"). OHA's beneficial ownership does not include any shares that may be beneficially owned by TRP. OHA disclaims beneficial ownership of the Common Shares held by the Oak Hill Advisory Entities beyond its respective pecuniary interest therein, if any, for purposes of Section 16 under the Securities Exchange Act of 1934, as amended.

F2 · ownership.nature: Reflects securities held by the Oak Hill Advisory Entities.

Read SEC document
July 19, 2023 Filed Jul 21, 2023 20:38 UTC Tax withholdingCommon Shares 230 $72.33 $16,635.90
Disclosure

SEC source: 0000314808-23-000109 · wk-form4_1689971901.xml · nonDerivative · entry 1

Weber Christopher T · CIK 0001577553 · SVP - CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,970

F1 · shares: These shares were withheld upon vesting to enable the reporting person to satisfy tax withholding obligations that arose upon such vesting, which will be paid by the issuer to the appropriate taxing authority in cash.

Read SEC document
July 19, 2023 Filed Jul 21, 2023 20:37 UTC
Dibowitz AntonDirector · President & CEO
Tax withholdingCommon Shares 1,038 $72.33 $75,078.54
Disclosure

SEC source: 0000314808-23-000108 · wk-form4_1689971841.xml · nonDerivative · entry 1

Dibowitz Anton · CIK 0001869594 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126,562

F1 · shares: These shares were withheld upon vesting to enable the reporting person to satisfy tax withholding obligations that arose upon such vesting, which will be paid by the issuer to the appropriate taxing authority in cash.

Read SEC document
July 19, 2023 Filed Jul 21, 2023 20:36 UTC
Grable ColleenVP - Controller
Tax withholdingCommon Shares 1,002 $72.33 $72,474.66
Disclosure

SEC source: 0000314808-23-000107 · wk-form4_1689971807.xml · nonDerivative · entry 1

Grable Colleen · CIK 0001812403 · VP - Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,108

F1 · shares: These shares were withheld upon vesting to enable the reporting person to satisfy tax withholding obligations that arose upon such vesting, which will be paid by the issuer to the appropriate taxing authority in cash.

Read SEC document
July 19, 2023 Filed Jul 21, 2023 20:36 UTC
Vukadin DavorSVP & General Counsel
Tax withholdingCommon Shares 854 $72.33 $61,769.82
Disclosure

SEC source: 0000314808-23-000106 · wk-form4_1689971766.xml · nonDerivative · entry 1

Vukadin Davor · CIK 0001929394 · SVP & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,440

F1 · shares: These shares were withheld upon vesting to enable the reporting person to satisfy tax withholding obligations that arose upon such vesting, which will be paid by the issuer to the appropriate taxing authority in cash.

Read SEC document
July 19, 2023 Filed Jul 21, 2023 20:35 UTC
Luca GillesSenior Vice President & COO
Tax withholdingCommon Shares 416 $72.33 $30,089.28
Disclosure

SEC source: 0000314808-23-000105 · wk-form4_1689971735.xml · nonDerivative · entry 1

Luca Gilles · CIK 0001626810 · Senior Vice President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,947

F1 · shares: These shares were withheld upon vesting to enable the reporting person to satisfy tax withholding obligations that arose upon such vesting, which will be paid by the issuer to the appropriate taxing authority in cash.

Read SEC document
July 18, 2023 Filed Jul 20, 2023 20:57 UTC
Lyne MatthewSVP - CCO
GrantPerformance Share Units · Derivative 3,109 $0.00 $0.00
Disclosure

SEC source: 0000314808-23-000098 · wk-form4_1689886618.xml · derivative · entry 1

Lyne Matthew · CIK 0001946778 · SVP - CCO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,109

Underlying: Common Shares · 3,109 shares

Expires not disclosed

F1 · derivative.exercise_price: Consists of 3,109 performance share units for which the applicable performance criteria were determined to be satisfied on July 18th that remain subject to service based vesting conditions through the date following June 30, 2024 that the Company certifies the final number of earned performance share units under this award.

F1 · derivative.exercise_date: Consists of 3,109 performance share units for which the applicable performance criteria were determined to be satisfied on July 18th that remain subject to service based vesting conditions through the date following June 30, 2024 that the Company certifies the final number of earned performance share units under this award.

F1 · derivative.expiration_date: Consists of 3,109 performance share units for which the applicable performance criteria were determined to be satisfied on July 18th that remain subject to service based vesting conditions through the date following June 30, 2024 that the Company certifies the final number of earned performance share units under this award.

Read SEC document
July 18, 2023 Filed Jul 20, 2023 20:58 UTC
Vukadin DavorSVP & General Counsel
GrantPerformance Share Units · Derivative 1,092 $0.00 $0.00
Disclosure

SEC source: 0000314808-23-000099 · wk-form4_1689886724.xml · derivative · entry 1

Vukadin Davor · CIK 0001929394 · SVP & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,092

Underlying: Common Shares · 1,092 shares

Expires not disclosed

F1 · derivative.exercise_price: Consists of 1,092 performance share units for which the applicable performance criteria were determined to be satisfied on July 18th that remain subject to service based vesting conditions through the date following June 30, 2024 that the Company certifies the final number of earned performance share units under this award.

F1 · derivative.exercise_date: Consists of 1,092 performance share units for which the applicable performance criteria were determined to be satisfied on July 18th that remain subject to service based vesting conditions through the date following June 30, 2024 that the Company certifies the final number of earned performance share units under this award.

F1 · derivative.expiration_date: Consists of 1,092 performance share units for which the applicable performance criteria were determined to be satisfied on July 18th that remain subject to service based vesting conditions through the date following June 30, 2024 that the Company certifies the final number of earned performance share units under this award.

Read SEC document
July 18, 2023 Filed Jul 20, 2023 20:54 UTC
Dibowitz AntonDirector · President & CEO
GrantPerformance Share Units · Derivative 16,557 $0.00 $0.00
Disclosure

SEC source: 0000314808-23-000097 · wk-form4_1689886483.xml · derivative · entry 1

Dibowitz Anton · CIK 0001869594 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,557

Underlying: Common Shares · 16,557 shares

Expires not disclosed

F1 · derivative.exercise_price: Consists of 16,557 performance share units for which the applicable performance criteria were determined to be satisfied on July 18th that remain subject to service based vesting conditions through the date following June 30, 2024 that the Company certifies the final number of earned performance share units under this award.

F1 · derivative.exercise_date: Consists of 16,557 performance share units for which the applicable performance criteria were determined to be satisfied on July 18th that remain subject to service based vesting conditions through the date following June 30, 2024 that the Company certifies the final number of earned performance share units under this award.

F1 · derivative.expiration_date: Consists of 16,557 performance share units for which the applicable performance criteria were determined to be satisfied on July 18th that remain subject to service based vesting conditions through the date following June 30, 2024 that the Company certifies the final number of earned performance share units under this award.

Read SEC document
July 18, 2023 Filed Jul 20, 2023 20:53 UTC GrantPerformance Share Units · Derivative 3,109 $0.00 $0.00
Disclosure

SEC source: 0000314808-23-000096 · wk-form4_1689886405.xml · derivative · entry 1

Weber Christopher T · CIK 0001577553 · SVP - CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,109

Underlying: Common Shares · 3,109 shares

Expires not disclosed

F1 · derivative.exercise_price: Consists of 3,109 performance share units for which the applicable performance criteria were determined to be satisfied on July 18th that remain subject to service based vesting conditions through the date following June 30, 2024 that the Company certifies the final number of earned performance share units under this award.

F1 · derivative.exercise_date: Consists of 3,109 performance share units for which the applicable performance criteria were determined to be satisfied on July 18th that remain subject to service based vesting conditions through the date following June 30, 2024 that the Company certifies the final number of earned performance share units under this award.

F1 · derivative.expiration_date: Consists of 3,109 performance share units for which the applicable performance criteria were determined to be satisfied on July 18th that remain subject to service based vesting conditions through the date following June 30, 2024 that the Company certifies the final number of earned performance share units under this award.

Read SEC document
July 18, 2023 Filed Jul 20, 2023 20:52 UTC
Luca GillesSenior Vice President & COO
GrantPerformance Share Units · Derivative 5,632 $0.00 $0.00
Disclosure

SEC source: 0000314808-23-000095 · wk-form4_1689886351.xml · derivative · entry 1

Luca Gilles · CIK 0001626810 · Senior Vice President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,632

Underlying: Common Shares · 5,632 shares

Expires not disclosed

F1 · derivative.exercise_price: Consists of 5,632 performance share units for which the applicable performance criteria were determined to be satisfied on July 19th that remain subject to service based vesting conditions through the date following June 30, 2024 that the Company certifies the final number of earned performance share units under this award.

F1 · derivative.exercise_date: Consists of 5,632 performance share units for which the applicable performance criteria were determined to be satisfied on July 19th that remain subject to service based vesting conditions through the date following June 30, 2024 that the Company certifies the final number of earned performance share units under this award.

F1 · derivative.expiration_date: Consists of 5,632 performance share units for which the applicable performance criteria were determined to be satisfied on July 19th that remain subject to service based vesting conditions through the date following June 30, 2024 that the Company certifies the final number of earned performance share units under this award.

Read SEC document
July 03, 2023 Filed Jul 13, 2023 20:54 UTC
Grable ColleenVP - Controller
GrantCommon Shares 5,865 $0.00 $0.00
Disclosure

SEC source: 0000314808-23-000083 · wk-form4_1689281688.xml · nonDerivative · entry 1

Grable Colleen · CIK 0001812403 · VP - Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,110

F1 · shares: Consists of a one-time grant of 5,865 restricted stock units, which will vest in three equal installments on each of the first three anniversaries of the date of grant.

Read SEC document
July 01, 2023 Filed Jul 5, 2023 20:12 UTC
Grable ColleenVP - Controller
Tax withholdingCommon Shares 423 $62.93 $26,619.39
Disclosure

SEC source: 0000314808-23-000081 · wk-form4_1688587943.xml · nonDerivative · entry 1

Grable Colleen · CIK 0001812403 · VP - Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,245

F1 · shares: These shares were withheld upon vesting to enable the reporting person to satisfy tax withholding obligations that arose upon such vesting, which will be paid by the issuer to the appropriate taxing authority in cash.

Read SEC document
June 15, 2023 Filed Jun 20, 2023 20:55 UTC
Dibowitz AntonDirector · President & CEO
Tax withholdingCommon Shares 1,050 $58.22 $61,131.00
Disclosure

SEC source: 0000314808-23-000079 · wk-form4_1687294520.xml · nonDerivative · entry 1

Dibowitz Anton · CIK 0001869594 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 127,600

F1 · shares: These shares were withheld upon vesting to enable the reporting person to satisfy tax withholding obligations that arose upon such vesting, which will be paid by the issuer to the appropriate taxing authority in cash.

Read SEC document
June 08, 2023 Filed Jun 9, 2023 20:28 UTC GrantCommon Shares 2,926 $0.00 $0.00
Disclosure

SEC source: 0000314808-23-000077 · wk-form4_1686342514.xml · nonDerivative · entry 1

Munganahalli Deepak · CIK 0001858862 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,017

F1 · shares: Consists of 2,926 restricted stock units, representing the recipient's annual equity retainer, which will vest in full on the earlier of the first anniversary of the date of grant or the next annual meeting of the Company's shareholders.

Read SEC document
June 08, 2023 Filed Jun 9, 2023 20:27 UTC GrantCommon Shares 2,926 $0.00 $0.00
Disclosure

SEC source: 0000314808-23-000076 · wk-form4_1686342446.xml · nonDerivative · entry 1

Hughes Catherine · CIK 0001953809 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,637

F1 · shares: Consists of 2,926 restricted stock units, representing the recipient's annual equity retainer, which will vest in full on the earlier of the first anniversary of the date of grant or the next annual meeting of the Company's shareholders.

Read SEC document
June 08, 2023 Filed Jun 9, 2023 20:26 UTC
Goldschmid JosephDirector · See Remarks
GrantCommon Shares 2,926 $0.00 $0.00
Disclosure

SEC source: 0000314808-23-000075 · wk-form4_1686342390.xml · nonDerivative · entry 1

Goldschmid Joseph · CIK 0001858857 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,017

F1 · shares: Consists of 2,926 restricted stock units, representing the recipient's annual equity retainer, which will vest in full on the earlier of the first anniversary of the date of grant or the next annual meeting of the Company's shareholders.

F2 · ownership.direct: Pursuant to the policies of Oak Hill Advisors, L.P. ("OHA"), the restricted stock units received by Mr. Goldschmid are held for the benefit of certain clients of OHA.

Read SEC document
June 08, 2023 Filed Jun 9, 2023 20:23 UTC GrantCommon Shares 2,926 $0.00 $0.00
Disclosure

SEC source: 0000314808-23-000074 · wk-form4_1686342216.xml · nonDerivative · entry 1

SWENT JAMES W III · CIK 0001075947 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,017

F1 · shares: Consists of 2,926 restricted stock units, representing the recipient's annual equity retainer, which will vest in full on the earlier of the first anniversary of the date of grant or the next annual meeting of the Company's shareholders.

Read SEC document
June 08, 2023 Filed Jun 9, 2023 20:22 UTC GrantCommon Shares 4,180 $0.00 $0.00
Disclosure

SEC source: 0000314808-23-000073 · wk-form4_1686342153.xml · nonDerivative · entry 1

LEYKUM ELIZABETH · CIK 0001560698 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,516

F1 · shares: Consists of 4,180 restricted stock units, representing the recipient's annual equity retainer, which will vest in full on the earlier of the first anniversary of the date of grant or the next annual meeting of the Company's shareholders.

Read SEC document
June 08, 2023 Filed Jun 9, 2023 20:19 UTC GrantCommon Shares 2,926 $0.00 $0.00
Disclosure

SEC source: 0000314808-23-000072 · wk-form4_1686341979.xml · nonDerivative · entry 1

FAGERSTAL DICK · CIK 0001255723 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,017

F1 · shares: Consists of 2,926 restricted stock units, representing the recipient's annual equity retainer, which will vest in full on the earlier of the first anniversary of the date of grant or the next annual meeting of the Company's shareholders.

Read SEC document
June 08, 2023 Filed Jun 9, 2023 20:18 UTC GrantCommon Shares 2,926 $0.00 $0.00
Disclosure

SEC source: 0000314808-23-000071 · wk-form4_1686341911.xml · nonDerivative · entry 1

Johansen Kristian · CIK 0001980204 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,926

F1 · shares: Consists of 2,926 restricted stock units, representing the recipient's annual equity retainer, which will vest in full on the earlier of the first anniversary of the date of grant or the next annual meeting of the Company's shareholders.

Read SEC document
June 08, 2023 Filed Jun 9, 2023 20:15 UTC GrantCommon Shares, $0.01 par value per share ("Common Shares") 2,926 Not disclosed Not disclosed
Disclosure

SEC source: 0000902664-23-003508 · ownership.xml · nonDerivative · entry 1

OAK HILL ADVISORS LP · CIK 0001164688 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 28,017

F1 · shares: Consists of a grant of 2,926 restricted stock units to Mr. Joseph Goldschmid ("Mr. Goldschmid"), an employee of Oak Hill Advisors, L.P. ("OHA", or the "Reporting Person") and a member of the board of directors of the Issuer, which represent Mr. Goldschmid's annual equity retainer. These restricted stock units will vest in full on the earlier of the first anniversary of the date of grant or the next annual meeting of the Issuer's shareholders. Mr. Goldschmid has separately reported this grant on his own Form 4 as well.

F1 · price: Consists of a grant of 2,926 restricted stock units to Mr. Joseph Goldschmid ("Mr. Goldschmid"), an employee of Oak Hill Advisors, L.P. ("OHA", or the "Reporting Person") and a member of the board of directors of the Issuer, which represent Mr. Goldschmid's annual equity retainer. These restricted stock units will vest in full on the earlier of the first anniversary of the date of grant or the next annual meeting of the Issuer's shareholders. Mr. Goldschmid has separately reported this grant on his own Form 4 as well.

F2 · ownership.nature: Pursuant to the policies of OHA, the restricted stock units received by Mr. Goldschmid are held for the benefit of certain OHA clients.

F3 · ownership.nature: OHA acts (directly or through an affiliate) as investment adviser to certain funds and client accounts (together, the "Oak Hill Advisory Entities"), with respect to the Common Shares directly held by the Oak Hill Advisory Entities. OHA is a subsidiary business of T. Rowe Price Associates, Inc. ("TRP"). OHA's beneficial ownership does not include any shares that may be beneficially owned by TRP. OHA disclaims beneficial ownership of the Common Shares held by the Oak Hill Advisory Entities beyond its respective pecuniary interest therein, if any, for purposes of Section 16 under the Securities Exchange Act of 1934, as amended.

Read SEC document
June 01, 2023 Filed Jun 5, 2023 21:04 UTC
Grable ColleenVP - Controller
Tax withholdingCommon Shares 201 $60.78 $12,216.78
Disclosure

SEC source: 0000314808-23-000058 · wk-form4_1685999074.xml · nonDerivative · entry 1

Grable Colleen · CIK 0001812403 · VP - Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,668

F1 · shares: These shares were withheld upon vesting to enable the reporting person to satisfy tax withholding obligations that arose upon such vesting, which will be paid by the issuer to the appropriate taxing authority in cash.

Read SEC document
March 10, 2023 Filed Mar 14, 2023 20:50 UTC
Lyne MatthewSVP - CCO
GrantCommon Shares 3,960 $0.00 $0.00
Disclosure

SEC source: 0000314808-23-000027 · wf-form4_167882701408795.xml · nonDerivative · entry 1

Lyne Matthew · CIK 0001946778 · SVP - CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,200

F1 · shares: Consists of a grant of 3,960 restricted stock units, one-third of which will vest on December 31, 2024 and two-thirds of which will vest on December 31, 2025.

Read SEC document
March 10, 2023 Filed Mar 14, 2023 20:52 UTC
Dibowitz AntonDirector · President & CEO
GrantCommon Shares 10,446 $0.00 $0.00
Disclosure

SEC source: 0000314808-23-000028 · wf-form4_167882712459680.xml · nonDerivative · entry 1

Dibowitz Anton · CIK 0001869594 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,650

F1 · shares: Consists of a grant of 10,446 restricted stock units, one-third of which will vest on December 31, 2024 and two-thirds of which will vest on December 31, 2025.

Read SEC document
March 10, 2023 Filed Mar 14, 2023 20:49 UTC
Vukadin DavorSVP & General Counsel
GrantCommon Shares 2,130 $0.00 $0.00
Disclosure

SEC source: 0000314808-23-000026 · wf-form4_167882694560260.xml · nonDerivative · entry 1

Vukadin Davor · CIK 0001929394 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,294

F1 · shares: Consists of a grant of 2,130 restricted stock units, one-third of which will vest on December 31, 2024 and two-thirds of which will vest on December 31, 2025.

Read SEC document
March 10, 2023 Filed Mar 14, 2023 20:47 UTC
Luca GillesSenior Vice President & COO
GrantCommon Shares 3,960 $0.00 $0.00
Disclosure

SEC source: 0000314808-23-000025 · wf-form4_167882682332048.xml · nonDerivative · entry 1

Luca Gilles · CIK 0001626810 · Senior Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,363

F1 · shares: Consists of a grant of 3,960 restricted stock units, one-third of which will vest on December 31, 2024 and two-thirds of which will vest on December 31, 2025.

Read SEC document
March 10, 2023 Filed Mar 14, 2023 20:46 UTC GrantCommon Shares 3,960 $0.00 $0.00
Disclosure

SEC source: 0000314808-23-000024 · wf-form4_167882674797721.xml · nonDerivative · entry 1

Weber Christopher T · CIK 0001577553 · SVP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,200

F1 · shares: Consists of a grant of 3,960 restricted stock units, one-third of which will vest on December 31, 2024 and two-thirds of which will vest on December 31, 2025.

Read SEC document
March 09, 2023 Filed Mar 10, 2023 21:30 UTC SaleCommon Shares 18,923 $71.65 $1,355,870.80
Disclosure

SEC source: 0000902664-23-002237 · ownership.xml · nonDerivative · entry 2

OAK HILL ADVISORS LP · CIK 0001164688 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 8,966,016

F1 · ownership.nature: Oak Hill Advisors, L.P. ("OHA", or the "Reporting Person") acts (directly or through an affiliate) as investment adviser to certain funds and client accounts (together, the "Oak Hill Advisory Entities"), with respect to the Common Shares directly held by the Oak Hill Advisory Entities. OHA is a subsidiary business of T. Rowe Price Associates, Inc. ("TRP"). OHA's beneficial ownership does not include any shares that may be beneficially owned by TRP. OHA disclaims beneficial ownership of the Common Shares held by the Oak Hill Advisory Entities beyond its respective pecuniary interest therein, if any, for purposes of Section 16 under the Securities Exchange Act of 1934, as amended.

F2 · ownership.nature: Reflects securities held by the Oak Hill Advisory Entities.

Read SEC document
March 08, 2023 Filed Mar 10, 2023 21:30 UTC SaleCommon Shares, $0.01 par value per share ("Common Shares") 258,879 $71.65 $18,548,835.68
Disclosure

SEC source: 0000902664-23-002237 · ownership.xml · nonDerivative · entry 1

OAK HILL ADVISORS LP · CIK 0001164688 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 8,984,939

F1 · ownership.nature: Oak Hill Advisors, L.P. ("OHA", or the "Reporting Person") acts (directly or through an affiliate) as investment adviser to certain funds and client accounts (together, the "Oak Hill Advisory Entities"), with respect to the Common Shares directly held by the Oak Hill Advisory Entities. OHA is a subsidiary business of T. Rowe Price Associates, Inc. ("TRP"). OHA's beneficial ownership does not include any shares that may be beneficially owned by TRP. OHA disclaims beneficial ownership of the Common Shares held by the Oak Hill Advisory Entities beyond its respective pecuniary interest therein, if any, for purposes of Section 16 under the Securities Exchange Act of 1934, as amended.

F2 · ownership.nature: Reflects securities held by the Oak Hill Advisory Entities.

Read SEC document
March 07, 2023 Filed Mar 8, 2023 23:52 UTC SaleCommon Shares 10,372 $75.02 $778,085.66
Disclosure

SEC source: 0000902664-23-002162 · ownership.xml · nonDerivative · entry 2

OAK HILL ADVISORS LP · CIK 0001164688 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 9,243,818

F1 · ownership.nature: Oak Hill Advisors, L.P. ("OHA", or the "Reporting Person") acts (directly or through an affiliate) as investment adviser to certain funds and client accounts (together, the "Oak Hill Advisory Entities"), with respect to the Common Shares directly held by the Oak Hill Advisory Entities. OHA is a subsidiary business of T. Rowe Price Associates, Inc. ("TRP"). OHA's beneficial ownership does not include any shares that may be beneficially owned by TRP. OHA disclaims beneficial ownership of the Common Shares held by the Oak Hill Advisory Entities beyond its respective pecuniary interest therein, if any, for purposes of Section 16 under the Securities Exchange Act of 1934, as amended.

F2 · ownership.nature: Reflects securities held by the Oak Hill Advisory Entities.

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March 06, 2023 Filed Mar 8, 2023 23:52 UTC SaleCommon Shares, $0.01 par value per share ("Common Shares") 158,632 $76.39 $12,117,723.98
Disclosure

SEC source: 0000902664-23-002162 · ownership.xml · nonDerivative · entry 1

OAK HILL ADVISORS LP · CIK 0001164688 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 9,254,190

F1 · ownership.nature: Oak Hill Advisors, L.P. ("OHA", or the "Reporting Person") acts (directly or through an affiliate) as investment adviser to certain funds and client accounts (together, the "Oak Hill Advisory Entities"), with respect to the Common Shares directly held by the Oak Hill Advisory Entities. OHA is a subsidiary business of T. Rowe Price Associates, Inc. ("TRP"). OHA's beneficial ownership does not include any shares that may be beneficially owned by TRP. OHA disclaims beneficial ownership of the Common Shares held by the Oak Hill Advisory Entities beyond its respective pecuniary interest therein, if any, for purposes of Section 16 under the Securities Exchange Act of 1934, as amended.

F2 · ownership.nature: Reflects securities held by the Oak Hill Advisory Entities.

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November 09, 2022 Filed Nov 10, 2022 22:05 UTC GrantCommon Shares 1,711 $0.00 $0.00
Disclosure

SEC source: 0000314808-22-000134 · wf-form4_166811793876034.xml · nonDerivative · entry 1

Hughes Catherine · CIK 0001953809 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,711

F1 · shares: Consists of 1,711 restricted stock units, representing the recipient's pro-rated annual equity retainer, which will vest in full on the earlier of the first anniversary of the date of grant or the next annual meeting of the Company's shareholders.

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September 26, 2022 Filed Sep 27, 2022 22:15 UTC
Lyne MatthewSVP - CCO
GrantPerformance Share Units · Derivative 64,002 $0.00 $0.00
Disclosure

SEC source: 0000314808-22-000113 · wf-form4_166431692598605.xml · derivative · entry 2

Lyne Matthew · CIK 0001946778 · SVP - CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,002

Underlying: Common Shares · 64,002 shares

Expires not disclosed

F2 · derivative.exercise_price: Consists of a one-time grant of up to 64,002 share price based performance share units, of which 21,334 will vest upon the Company's achievement of a $45 closing share price, 21,334 will vest upon the Company's achievement of a $55 closing share price, and 21,334 will vest upon the Company's achievement of a $75 closing share price, in each case held for at least 90 consecutive trading days.

F2 · derivative.exercise_date: Consists of a one-time grant of up to 64,002 share price based performance share units, of which 21,334 will vest upon the Company's achievement of a $45 closing share price, 21,334 will vest upon the Company's achievement of a $55 closing share price, and 21,334 will vest upon the Company's achievement of a $75 closing share price, in each case held for at least 90 consecutive trading days.

F2 · derivative.expiration_date: Consists of a one-time grant of up to 64,002 share price based performance share units, of which 21,334 will vest upon the Company's achievement of a $45 closing share price, 21,334 will vest upon the Company's achievement of a $55 closing share price, and 21,334 will vest upon the Company's achievement of a $75 closing share price, in each case held for at least 90 consecutive trading days.

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September 26, 2022 Filed Sep 27, 2022 22:15 UTC
Lyne MatthewSVP - CCO
GrantCommon Shares 15,240 $0.00 $0.00
Disclosure

SEC source: 0000314808-22-000113 · wf-form4_166431692598605.xml · nonDerivative · entry 1

Lyne Matthew · CIK 0001946778 · SVP - CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,240

F1 · shares: Consists of a one-time grant of 15,240 restricted stock units, which will vest in two equal installments on each of July 19, 2023 and July 19, 2024, with settlement of all vested restricted stock units generally deferred until July 19, 2024.

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August 16, 2022 Filed Aug 18, 2022 11:19 UTC
Grable ColleenVP - Controller
SaleCommon Shares 3,109 $47.57 $147,895.13
Disclosure

SEC source: 0000314808-22-000109 · wf-form4_166082156529303.xml · nonDerivative · entry 1

Grable Colleen · CIK 0001812403 · VP - Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,869

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August 03, 2022 Filed Aug 4, 2022 21:08 UTC GrantPerformance Share Units · Derivative 64,002 $0.00 $0.00
Disclosure

SEC source: 0000314808-22-000107 · wf-form4_165964721821930.xml · derivative · entry 2

Weber Christopher T · CIK 0001577553 · SVP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,002

Underlying: Common Shares · 64,002 shares

Expires not disclosed

F2 · derivative.exercise_price: Consists of a one-time grant of up to 64,002 share price based performance share units, of which 21,334 will vest upon the Company's achievement of a $45 closing share price, 21,334 will vest upon the Company's achievement of a $55 closing share price, and 21,334 will vest upon the Company's achievement of a $75 closing share price, in each case held for at least 90 consecutive trading days.

F2 · derivative.exercise_date: Consists of a one-time grant of up to 64,002 share price based performance share units, of which 21,334 will vest upon the Company's achievement of a $45 closing share price, 21,334 will vest upon the Company's achievement of a $55 closing share price, and 21,334 will vest upon the Company's achievement of a $75 closing share price, in each case held for at least 90 consecutive trading days.

F2 · derivative.expiration_date: Consists of a one-time grant of up to 64,002 share price based performance share units, of which 21,334 will vest upon the Company's achievement of a $45 closing share price, 21,334 will vest upon the Company's achievement of a $55 closing share price, and 21,334 will vest upon the Company's achievement of a $75 closing share price, in each case held for at least 90 consecutive trading days.

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August 03, 2022 Filed Aug 4, 2022 21:08 UTC GrantRestricted Share Units 15,240 $0.00 $0.00
Disclosure

SEC source: 0000314808-22-000107 · wf-form4_165964721821930.xml · nonDerivative · entry 1

Weber Christopher T · CIK 0001577553 · SVP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,240

F1 · shares: Consists of a one-time grant of 15,240 restricted stock units, which will vest in two equal installments on each of July 19, 2023 and July 19, 2024, with settlement of all vested restricted stock units generally deferred until July 19, 2024.

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July 19, 2022 Filed Jul 21, 2022 21:59 UTC
Dibowitz AntonDirector · President & CEO
GrantPerformance Share Units · Derivative 16,557 $0.00 $0.00
Disclosure

SEC source: 0000314808-22-000087 · wf-form4_165844077192714.xml · derivative · entry 2

Dibowitz Anton · CIK 0001869594 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,557

Underlying: Common Shares · 16,557 shares

Expires not disclosed

F2 · derivative.exercise_price: Consists of 16,557 performance share units for which the applicable performance criteria were determined to be satisfied on July 19th that remain subject to service based vesting conditions through the date following June 30, 2024 that the Company certifies the final number of earned performance share units under this award.

F2 · derivative.exercise_date: Consists of 16,557 performance share units for which the applicable performance criteria were determined to be satisfied on July 19th that remain subject to service based vesting conditions through the date following June 30, 2024 that the Company certifies the final number of earned performance share units under this award.

F2 · derivative.expiration_date: Consists of 16,557 performance share units for which the applicable performance criteria were determined to be satisfied on July 19th that remain subject to service based vesting conditions through the date following June 30, 2024 that the Company certifies the final number of earned performance share units under this award.

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July 19, 2022 Filed Jul 21, 2022 21:59 UTC
Dibowitz AntonDirector · President & CEO
Tax withholdingCommon Shares 1,143 $42.66 $48,760.38
Disclosure

SEC source: 0000314808-22-000087 · wf-form4_165844077192714.xml · nonDerivative · entry 1

Dibowitz Anton · CIK 0001869594 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,204

F1 · shares: These shares were withheld upon vesting to enable the reporting person to satisfy tax withholding obligations that arose upon such vesting, which will be paid by the issuer to the appropriate taxing authority in cash.

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July 19, 2022 Filed Jul 21, 2022 21:58 UTC
Vukadin DavorSVP & General Counsel
Tax withholdingCommon Shares 798 $42.66 $34,042.68
Disclosure

SEC source: 0000314808-22-000086 · wf-form4_165844071075640.xml · nonDerivative · entry 1

Vukadin Davor · CIK 0001929394 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,164

F1 · shares: These shares were withheld upon vesting to enable the reporting person to satisfy tax withholding obligations that arose upon such vesting, which will be paid by the issuer to the appropriate taxing authority in cash.

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July 19, 2022 Filed Jul 21, 2022 21:57 UTC
Gibbins DarinInterim CFO and VP
Tax withholdingCommon Shares 1,202 $42.66 $51,277.32
Disclosure

SEC source: 0000314808-22-000085 · wf-form4_165844062830208.xml · nonDerivative · entry 1

Gibbins Darin · CIK 0001880964 · Interim CFO and VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,495

F1 · shares: These shares were withheld upon vesting to enable the reporting person to satisfy tax withholding obligations that arose upon such vesting, which will be paid by the issuer to the appropriate taxing authority in cash.

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July 19, 2022 Filed Jul 21, 2022 21:56 UTC
Grable ColleenVP - Controller
Tax withholdingCommon Shares 1,002 $42.66 $42,745.32
Disclosure

SEC source: 0000314808-22-000084 · wf-form4_165844056306048.xml · nonDerivative · entry 1

Grable Colleen · CIK 0001812403 · VP - Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,978

F1 · shares: These shares were withheld upon vesting to enable the reporting person to satisfy tax withholding obligations that arose upon such vesting, which will be paid by the issuer to the appropriate taxing authority in cash.

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July 19, 2022 Filed Jul 21, 2022 21:55 UTC
Luca GillesSenior Vice President & COO
GrantPerformance Share Units · Derivative 5,632 $0.00 $0.00
Disclosure

SEC source: 0000314808-22-000083 · wf-form4_165844049823475.xml · derivative · entry 1

Luca Gilles · CIK 0001626810 · Senior Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,632

Underlying: Common Shares · 5,632 shares

Expires not disclosed

F1 · derivative.exercise_price: Consists of 5,632 performance share units for which the applicable performance criteria were determined to be satisfied on July 19th that remain subject to service based vesting conditions through the date following June 30, 2024 that the Company certifies the final number of earned performance share units under this award.

F1 · derivative.exercise_date: Consists of 5,632 performance share units for which the applicable performance criteria were determined to be satisfied on July 19th that remain subject to service based vesting conditions through the date following June 30, 2024 that the Company certifies the final number of earned performance share units under this award.

F1 · derivative.expiration_date: Consists of 5,632 performance share units for which the applicable performance criteria were determined to be satisfied on July 19th that remain subject to service based vesting conditions through the date following June 30, 2024 that the Company certifies the final number of earned performance share units under this award.

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July 01, 2022 Filed Jul 8, 2022 21:49 UTC
Gibbins DarinInterim CFO and VP
GrantCommon Shares 5,898 $0.00 $0.00
Disclosure

SEC source: 0000314808-22-000077 · wf-form4_165731694533860.xml · nonDerivative · entry 1

Gibbins Darin · CIK 0001880964 · Interim CFO and VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,697

F1 · shares: Consists of a one-time grant of 5,898 restricted stock units, which will vest in three equal installments on each of the first three anniversaries of the date of grant.

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July 01, 2022 Filed Jul 8, 2022 21:45 UTC
Grable ColleenController
GrantCommon Shares 5,202 $0.00 $0.00
Disclosure

SEC source: 0000314808-22-000076 · wf-form4_165731669922570.xml · nonDerivative · entry 1

Grable Colleen · CIK 0001812403 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,980

F1 · shares: Consists of a one-time grant of 5,202 restricted stock units, which will vest in three equal installments on each of the first three anniversaries of the date of grant.

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June 15, 2022 Filed Jun 17, 2022 20:25 UTC
Dibowitz AntonDirector · President & CEO
Tax withholdingCommon Shares 1,050 $51.58 $54,159.00
Disclosure

SEC source: 0000314808-22-000073 · wf-form4_165549752698445.xml · nonDerivative · entry 1

Dibowitz Anton · CIK 0001869594 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,347

F1 · shares: These shares were withheld upon vesting to enable the reporting person to satisfy tax withholding obligations that arose upon such vesting, which will be paid by the issuer to the appropriate taxing authority in cash.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.