Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Energy XXI Gulf Coast, Inc.EXXI · Entity 162906 | Director | January 31, 2018 | February 02, 2018 |
| Southcross Energy Partners, L.P.SXE · Entity 157329 | Director · See Remarks | September 17, 2018 | September 18, 2018 |
| Valaris LtdVAL · Entity 3776 | Director | June 13, 2024 | June 17, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Energy XXI Gulf Coast, Inc.
Report date January 31, 2018 · Filed February 02, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 6,583 |
Ending reported balance
After 2018-01-31 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2018-01-31 · Exercise / conversion · Acquired 3,333 · Balance 3,333 F1: Represents the settlement for shares on the vesting of the first one-third tranche of the initial grant of 10,000 restricted stock units granted to Mr. Swent on January 6, 2017. No additional consideration was paid by Mr. Swent in connection with such settlement. Row 2 · 2018-01-31 · Exercise / conversion · Acquired 3,250 · Balance 6,583 F2: Represents the settlement for shares on the vesting of the second 50% tranche of the annual grant of 6,500 restricted stock units granted to Mr. Swent on January 6, 2017. No additional consideration was paid by Mr. Swent in connection with such settlement. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 6,667 |
Reported balance
After 2018-01-31 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-01-31 · Exercise / conversion · Disposed 3,333 · Balance 6,667 F1: Represents the settlement for shares on the vesting of the first one-third tranche of the initial grant of 10,000 restricted stock units granted to Mr. Swent on January 6, 2017. No additional consideration was paid by Mr. Swent in connection with such settlement. F3: Settlement of the vested portion of restricted stock units that were awarded to Mr. Swent under the 2016 Long Term Incentive Plan of Energy XXI Gulf Coast, Inc. Each restricted stock unit represents a right to receive one share of common stock, par value $0.01 per share, of Energy XXI Gulf Coast, Inc. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 3,250 |
Reported balance
After 2018-01-31 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2018-01-31 · Exercise / conversion · Disposed 3,250 · Balance 3,250 F2: Represents the settlement for shares on the vesting of the second 50% tranche of the annual grant of 6,500 restricted stock units granted to Mr. Swent on January 6, 2017. No additional consideration was paid by Mr. Swent in connection with such settlement. F3: Settlement of the vested portion of restricted stock units that were awarded to Mr. Swent under the 2016 Long Term Incentive Plan of Energy XXI Gulf Coast, Inc. Each restricted stock unit represents a right to receive one share of common stock, par value $0.01 per share, of Energy XXI Gulf Coast, Inc. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the settlement for shares on the vesting of the first one-third tranche of the initial grant of 10,000 restricted stock units granted to Mr. Swent on January 6, 2017. No additional consideration was paid by Mr. Swent in connection with such settlement.
F2: Represents the settlement for shares on the vesting of the second 50% tranche of the annual grant of 6,500 restricted stock units granted to Mr. Swent on January 6, 2017. No additional consideration was paid by Mr. Swent in connection with such settlement.
F3: Settlement of the vested portion of restricted stock units that were awarded to Mr. Swent under the 2016 Long Term Incentive Plan of Energy XXI Gulf Coast, Inc. Each restricted stock unit represents a right to receive one share of common stock, par value $0.01 per share, of Energy XXI Gulf Coast, Inc.
Southcross Energy Partners, L.P.
Report date September 17, 2018 · Filed September 18, 2018
This filing explicitly reported no securities owned.
Valaris Ltd
Report date June 13, 2024 · Filed June 17, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 31,147 |
Reported balance
After 2024-06-13 transaction · row 1
1 source rowRow 1 · 2024-06-13 · Grant · Acquired 3,130 · Balance 31,147 F1: Consists of 3,130 restricted stock units, representing the recipient's annual equity retainer, which will vest in full on the earlier of the first anniversary of the date of grant or the next annual meeting of the Company's shareholders. |
Filing footnotes · ownership attribution and instrument terms
F1: Consists of 3,130 restricted stock units, representing the recipient's annual equity retainer, which will vest in full on the earlier of the first anniversary of the date of grant or the next annual meeting of the Company's shareholders.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 13, 2024 Filed Jun 17, 2024 20:55 UTC | Valaris Ltd VAL · Entity 3776 | GrantCommon Shares | 3,130 | $0.00 | $0.00 |
DisclosureSEC source: 0000314808-24-000081 · wk-form4_1718657695.xml · nonDerivative · entry 1 SWENT JAMES W III · CIK 0001075947 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,147 F1 · shares: Consists of 3,130 restricted stock units, representing the recipient's annual equity retainer, which will vest in full on the earlier of the first anniversary of the date of grant or the next annual meeting of the Company's shareholders. Read SEC document |
| June 08, 2023 Filed Jun 9, 2023 20:23 UTC | Valaris Ltd VAL · Entity 3776 | GrantCommon Shares | 2,926 | $0.00 | $0.00 |
DisclosureSEC source: 0000314808-23-000074 · wk-form4_1686342216.xml · nonDerivative · entry 1 SWENT JAMES W III · CIK 0001075947 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,017 F1 · shares: Consists of 2,926 restricted stock units, representing the recipient's annual equity retainer, which will vest in full on the earlier of the first anniversary of the date of grant or the next annual meeting of the Company's shareholders. Read SEC document |
| June 09, 2022 Filed Jun 13, 2022 21:05 UTC | Valaris Ltd VAL · Entity 3776 | GrantCommon Shares | 3,068 | $0.00 | $0.00 |
DisclosureSEC source: 0000314808-22-000068 · wf-form4_165515434435229.xml · nonDerivative · entry 1 SWENT JAMES W III · CIK 0001075947 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,091 F1 · shares: Consists of 3,068 restricted stock units, representing the recipient's annual equity retainer, which will vest in full on the earlier of the first anniversary of the date of grant or the next annual meeting of the Company's shareholders. Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 21:08 UTC | Valaris Ltd VAL · Entity 3776 | GrantCommon Shares | 22,023 | $0.00 | $0.00 |
DisclosureSEC source: 0000314808-21-000047 · wf-form4_162396405873848.xml · nonDerivative · entry 1 SWENT JAMES W III · CIK 0001075947 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,023 F1 · shares: Consists of a one-time grant of 14,823 restricted stock units awarded in connection with the Company's emergence from chapter 11, which will vest ratably in three installments on each of the first three anniversaries of the date of grant, and 7,200 restricted stock units, representing the recipients annual equity retainer, which will vest in full on the earlier of the first anniversary of the date of grant or the next annual meeting of the Company's shareholders. F1 · balance_after: Consists of a one-time grant of 14,823 restricted stock units awarded in connection with the Company's emergence from chapter 11, which will vest ratably in three installments on each of the first three anniversaries of the date of grant, and 7,200 restricted stock units, representing the recipients annual equity retainer, which will vest in full on the earlier of the first anniversary of the date of grant or the next annual meeting of the Company's shareholders. Read SEC document |
| January 31, 2018 Filed Feb 2, 2018 13:58 UTC | Energy XXI Gulf Coast, Inc. EXXI · Entity 162906 | Exercise / conversionRestricted Stock Units · Derivative | 3,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-006122 · a4.xml · derivative · entry 4 SWENT JAMES W III · CIK 0001075947 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,250 Underlying: Common Stock · 3,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Represents the settlement for shares on the vesting of the second 50% tranche of the annual grant of 6,500 restricted stock units granted to Mr. Swent on January 6, 2017. No additional consideration was paid by Mr. Swent in connection with such settlement. F3 · derivative.exercise_price: Settlement of the vested portion of restricted stock units that were awarded to Mr. Swent under the 2016 Long Term Incentive Plan of Energy XXI Gulf Coast, Inc. Each restricted stock unit represents a right to receive one share of common stock, par value $0.01 per share, of Energy XXI Gulf Coast, Inc. F3 · kind: Settlement of the vested portion of restricted stock units that were awarded to Mr. Swent under the 2016 Long Term Incentive Plan of Energy XXI Gulf Coast, Inc. Each restricted stock unit represents a right to receive one share of common stock, par value $0.01 per share, of Energy XXI Gulf Coast, Inc. F3 · derivative.exercise_date: Settlement of the vested portion of restricted stock units that were awarded to Mr. Swent under the 2016 Long Term Incentive Plan of Energy XXI Gulf Coast, Inc. Each restricted stock unit represents a right to receive one share of common stock, par value $0.01 per share, of Energy XXI Gulf Coast, Inc. F3 · derivative.expiration_date: Settlement of the vested portion of restricted stock units that were awarded to Mr. Swent under the 2016 Long Term Incentive Plan of Energy XXI Gulf Coast, Inc. Each restricted stock unit represents a right to receive one share of common stock, par value $0.01 per share, of Energy XXI Gulf Coast, Inc. Read SEC document |
| January 31, 2018 Filed Feb 2, 2018 13:58 UTC | Energy XXI Gulf Coast, Inc. EXXI · Entity 162906 | Exercise / conversionRestricted Stock Units · Derivative | 3,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-006122 · a4.xml · derivative · entry 3 SWENT JAMES W III · CIK 0001075947 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,667 Underlying: Common Stock · 3,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents the settlement for shares on the vesting of the first one-third tranche of the initial grant of 10,000 restricted stock units granted to Mr. Swent on January 6, 2017. No additional consideration was paid by Mr. Swent in connection with such settlement. F3 · derivative.exercise_price: Settlement of the vested portion of restricted stock units that were awarded to Mr. Swent under the 2016 Long Term Incentive Plan of Energy XXI Gulf Coast, Inc. Each restricted stock unit represents a right to receive one share of common stock, par value $0.01 per share, of Energy XXI Gulf Coast, Inc. F3 · kind: Settlement of the vested portion of restricted stock units that were awarded to Mr. Swent under the 2016 Long Term Incentive Plan of Energy XXI Gulf Coast, Inc. Each restricted stock unit represents a right to receive one share of common stock, par value $0.01 per share, of Energy XXI Gulf Coast, Inc. F3 · derivative.exercise_date: Settlement of the vested portion of restricted stock units that were awarded to Mr. Swent under the 2016 Long Term Incentive Plan of Energy XXI Gulf Coast, Inc. Each restricted stock unit represents a right to receive one share of common stock, par value $0.01 per share, of Energy XXI Gulf Coast, Inc. F3 · derivative.expiration_date: Settlement of the vested portion of restricted stock units that were awarded to Mr. Swent under the 2016 Long Term Incentive Plan of Energy XXI Gulf Coast, Inc. Each restricted stock unit represents a right to receive one share of common stock, par value $0.01 per share, of Energy XXI Gulf Coast, Inc. Read SEC document |
| January 31, 2018 Filed Feb 2, 2018 13:58 UTC | Energy XXI Gulf Coast, Inc. EXXI · Entity 162906 | Exercise / conversionCommon Stock | 3,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-18-006122 · a4.xml · nonDerivative · entry 2 SWENT JAMES W III · CIK 0001075947 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,583 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Represents the settlement for shares on the vesting of the second 50% tranche of the annual grant of 6,500 restricted stock units granted to Mr. Swent on January 6, 2017. No additional consideration was paid by Mr. Swent in connection with such settlement. F2 · price: Represents the settlement for shares on the vesting of the second 50% tranche of the annual grant of 6,500 restricted stock units granted to Mr. Swent on January 6, 2017. No additional consideration was paid by Mr. Swent in connection with such settlement. Read SEC document |
| January 31, 2018 Filed Feb 2, 2018 13:58 UTC | Energy XXI Gulf Coast, Inc. EXXI · Entity 162906 | Exercise / conversionCommon Stock | 3,333 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-18-006122 · a4.xml · nonDerivative · entry 1 SWENT JAMES W III · CIK 0001075947 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,333 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the settlement for shares on the vesting of the first one-third tranche of the initial grant of 10,000 restricted stock units granted to Mr. Swent on January 6, 2017. No additional consideration was paid by Mr. Swent in connection with such settlement. F1 · price: Represents the settlement for shares on the vesting of the first one-third tranche of the initial grant of 10,000 restricted stock units granted to Mr. Swent on January 6, 2017. No additional consideration was paid by Mr. Swent in connection with such settlement. Read SEC document |
| January 01, 2018 Filed Jan 3, 2018 16:20 UTC | Energy XXI Gulf Coast, Inc. EXXI · Entity 162906 | GrantRestricted Stock Units · Derivative | 8,796 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-000529 · a4.xml · derivative · entry 1 SWENT JAMES W III · CIK 0001075947 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,796 Underlying: Common Stock · 8,796 shares Expires not disclosed F1 · security: The restricted stock units were awarded under the Energy XXI Gulf Coast, Inc. 2016 Long Term Incentive Plan to Mr. Swent. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock, par value $0.01 per share, of Energy XXI Gulf Coast, Inc. F3 · derivative.exercise_date: The restricted stock units will vest 100% on the date of the 2018 annual meeting of stockholders of Energy XXI Gulf Coast, Inc., so long as Mr. Swent is a member of the Board immediately prior to such stockholder meeting. F3 · derivative.expiration_date: The restricted stock units will vest 100% on the date of the 2018 annual meeting of stockholders of Energy XXI Gulf Coast, Inc., so long as Mr. Swent is a member of the Board immediately prior to such stockholder meeting. Read SEC document |
| January 01, 2018 Filed Jan 9, 2018 12:56 UTC Amendment | Energy XXI Gulf Coast, Inc. EXXI · Entity 162906 | GrantRestricted Stock Units · Derivative | 8,796 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-001436 · a4a.xml · derivative · entry 1 SWENT JAMES W III · CIK 0001075947 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,796 Underlying: Common Stock · 8,796 shares Expires not disclosed F1 · security: The restricted stock units were awarded under the Energy XXI Gulf Coast, Inc. 2016 Long Term Incentive Plan to Mr. Swent. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock, par value $0.01 per share, of Energy XXI Gulf Coast, Inc. F3 · shares: The original filing inadvertently placed the number of restricted stock units awarded to the Reporting Person under column 5(D) (disposition) of Table II instead of column 5(A) (acquisition). The Transaction Code (A) used in the original filing made clear that the award of restricted stock units was an acquisition exempt under Rule 16b3-1. F4 · derivative.exercise_date: The restricted stock units will vest 100% on the date of the 2018 annual meeting of stockholders of Energy XXI Gulf Coast, Inc., so long as Mr. Swent is a member of the Board immediately prior to such stockholder meeting. F4 · derivative.expiration_date: The restricted stock units will vest 100% on the date of the 2018 annual meeting of stockholders of Energy XXI Gulf Coast, Inc., so long as Mr. Swent is a member of the Board immediately prior to such stockholder meeting. Read SEC document |
| January 06, 2017 Filed Jan 10, 2017 21:33 UTC | Energy XXI Gulf Coast, Inc. NONE · Entity 162906 | GrantRestricted Stock Units · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-17-001718 · v456717_4.xml · derivative · entry 2 SWENT JAMES W III · CIK 0001075947 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,500 Underlying: Common Stock · 10,000 shares Expires not disclosed F1 · security: The restricted stock units were awarded under the Energy XXI Gulf Coast, Inc. 2016 Long Term Incentive Plan to Mr. Swent. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock, par value $0.01 per share, of Energy XXI Gulf Coast, Inc. F4 · derivative.exercise_date: The restricted stock units will vest in three equal installments on January 31, 2018, December 31, 2018, and December 31, 2019, but settlement of the award may be deferred at the election of Mr. Swent. F4 · derivative.expiration_date: The restricted stock units will vest in three equal installments on January 31, 2018, December 31, 2018, and December 31, 2019, but settlement of the award may be deferred at the election of Mr. Swent. Read SEC document |
| January 06, 2017 Filed Jan 10, 2017 21:33 UTC | Energy XXI Gulf Coast, Inc. NONE · Entity 162906 | GrantRestricted Stock Units · Derivative | 6,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-17-001718 · v456717_4.xml · derivative · entry 1 SWENT JAMES W III · CIK 0001075947 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,500 Underlying: Common Stock · 6,500 shares Expires not disclosed F1 · security: The restricted stock units were awarded under the Energy XXI Gulf Coast, Inc. 2016 Long Term Incentive Plan to Mr. Swent. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock, par value $0.01 per share, of Energy XXI Gulf Coast, Inc. F3 · derivative.exercise_date: 3,250 of the restricted stock units are vested, but settlement of this portion of this award is deferred until the earlier of (a) a change of control of Energy XXI Gulf Coast, Inc. or (b) the date that Mr. Swent ceases to be a member of the Board of Directors. 3,250 of the restricted stock units will vest on January 31, 2018, but the settlement of this portion of this award may be deferred at the election of Mr. Swent. F3 · derivative.expiration_date: 3,250 of the restricted stock units are vested, but settlement of this portion of this award is deferred until the earlier of (a) a change of control of Energy XXI Gulf Coast, Inc. or (b) the date that Mr. Swent ceases to be a member of the Board of Directors. 3,250 of the restricted stock units will vest on January 31, 2018, but the settlement of this portion of this award may be deferred at the election of Mr. Swent. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.