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Nasdaq · USD

UVSP

UNIVEST FINANCIAL Corp

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4881
SEC CIK
0000102212
Parsed reports
534

Last 12 months

Inside the activity.

3 purchase rows · 11 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202520
Dec 202504
Jan 202600
Feb 202610
Mar 202600
Apr 202601
May 202601
Jun 202603
Jul 202600
Aug 202602
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 31, 2017 Filed Feb 6, 2017 19:52 UTC
Deacon Roger SSenior EVP and CFO
GrantIncentive Stock Options (Right to Buy) · Derivative 4,688 $28.15 Strike: $28.15 $131,967.20
Disclosure

SEC source: 0001405428-17-000004 · wf-form4_148641076564605.xml · derivative · entry 3

Deacon Roger S · CIK 0001405428 · Senior EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,688

Underlying: Common · 4,688 shares

Expires 2027-01-31

Read SEC document
January 31, 2017 Filed Feb 6, 2017 19:52 UTC
Deacon Roger SSenior EVP and CFO
GrantCommon Stock (Restricted Shares Subject to Vesting) 2,611 $0.00 $0.00
Disclosure

SEC source: 0001405428-17-000004 · wf-form4_148641076564605.xml · nonDerivative · entry 1

Deacon Roger S · CIK 0001405428 · Senior EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,058

F1 · balance_after: DOES INCLUDE 2,611 RESTRICTED SHARES SUBJECT TO VESTING.

Read SEC document
January 31, 2017 Filed Feb 6, 2017 19:50 UTC
Conner Eric WExecutive Vice President
GrantIncentive Stock Options (Right to Buy) · Derivative 2,790 $28.15 Strike: $28.15 $78,538.50
Disclosure

SEC source: 0001630859-17-000004 · wf-form4_148641062314348.xml · derivative · entry 3

Conner Eric W · CIK 0001630859 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,790

Underlying: Common · 2,790 shares

Expires 2027-01-31

Read SEC document
January 31, 2017 Filed Feb 6, 2017 19:50 UTC
Conner Eric WExecutive Vice President
GrantRestricted Stock (Restricted Shares Subject to Vesting) 1,554 $0.00 $0.00
Disclosure

SEC source: 0001630859-17-000004 · wf-form4_148641062314348.xml · nonDerivative · entry 1

Conner Eric W · CIK 0001630859 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,065.7629

F1 · balance_after: DOES INCLUDE 8,194 RESTRICTED SHARES SUBJECT TO VESTING.

F2 · balance_after: DOES INCLUDE 861.7629 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN.

Read SEC document
January 31, 2017 Filed Feb 6, 2017 19:45 UTC GrantCommon Stock (Restricted Shares Subject to Vesting) 1,000 $0.00 $0.00
Disclosure

SEC source: 0001201785-17-000002 · wf-form4_148641033832500.xml · nonDerivative · entry 1

ZOOK MARGARET K · CIK 0001201785 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,160.6711

F1 · balance_after: DOES INCLUDE 2,000 RESTRICTED SHARES SUBJECT TO VESTING.

F2 · balance_after: DOES INCLUDE 1,238.6711 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN.

Read SEC document
January 31, 2017 Filed Feb 6, 2017 19:48 UTC
BROBST DUANE JSr EVP & Chief Risk Officer
GrantNon Qualified Stock Options (Right to Buy) · Derivative 132 $28.15 Strike: $28.15 $3,715.80
Disclosure

SEC source: 0001454969-17-000004 · wf-form4_148641048384055.xml · derivative · entry 4

BROBST DUANE J · CIK 0001454969 · Sr EVP & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132

Underlying: Common · 132 shares

Expires 2027-01-31

Read SEC document
January 31, 2017 Filed Feb 6, 2017 19:48 UTC
BROBST DUANE JSr EVP & Chief Risk Officer
GrantIncentive Stock Options (Right to Buy) · Derivative 3,712 $28.15 Strike: $28.15 $104,492.80
Disclosure

SEC source: 0001454969-17-000004 · wf-form4_148641048384055.xml · derivative · entry 3

BROBST DUANE J · CIK 0001454969 · Sr EVP & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,712

Underlying: Common · 3,712 shares

Expires 2027-01-31

Read SEC document
January 31, 2017 Filed Feb 6, 2017 19:48 UTC
BROBST DUANE JSr EVP & Chief Risk Officer
GrantCommon Stock (Restricted Shares Subject to Vesting) 2,141 $0.00 $0.00
Disclosure

SEC source: 0001454969-17-000004 · wf-form4_148641048384055.xml · nonDerivative · entry 1

BROBST DUANE J · CIK 0001454969 · Sr EVP & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,541.2995

F1 · balance_after: DOES INCLUDE 11,365 RESTRICTED SHARES SUBJECT TO VESTING.

F2 · balance_after: DOES INCLUDE 6,819.2995 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.

Read SEC document
January 31, 2017 Filed Feb 6, 2017 19:43 UTC GrantCommon Stock (Restricted Shares Subject to Vesting) 1,000 $0.00 $0.00
Disclosure

SEC source: 0001644167-17-000004 · wf-form4_148641017510522.xml · nonDerivative · entry 1

Zimmerman Charles H · CIK 0001644167 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,425.5613

F1 · balance_after: DOES INCLUDE 1,000 RESTRICTED SHARES SUBJECT TO VESTING.

F2 · balance_after: DOES INCLUDE 25.5613 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN.

Read SEC document
January 31, 2017 Filed Feb 6, 2017 19:39 UTC GrantCommon Stock (Restricted Shares Subject to Vesting) 1,000 $0.00 $0.00
Disclosure

SEC source: 0001629911-17-000004 · wf-form4_148640992825537.xml · nonDerivative · entry 1

Turner Michael L. · CIK 0001629911 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,070.5265

F1 · balance_after: DOES INCLUDE 2,000 RESTRICTED SHARES SUBJECT TO VESTING.

F2 · balance_after: DOES INCLUDE 113.5265 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN.

Read SEC document
January 31, 2017 Filed Feb 6, 2017 19:37 UTC GrantCommon Stock (Restricted Shares Subject to Vesting) 1,000 $0.00 $0.00
Disclosure

SEC source: 0001201781-17-000004 · wf-form4_148640981924373.xml · nonDerivative · entry 2

SHELLY P GREGORY · CIK 0001201781 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,220.3371

F1 · balance_after: DOES INCLUDE 2,000 RESTRICTED SHARES SUBJECT TO VESTING.

F2 · balance_after: DOES INCLUDE 84,975.7955 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN.

Read SEC document
January 31, 2017 Filed Feb 6, 2017 19:33 UTC GrantCommon Stock (Restricted Shares Subject to Vesting) 1,000 $0.00 $0.00
Disclosure

SEC source: 0001331836-17-000004 · wf-form4_148640961966518.xml · nonDerivative · entry 1

SCHLOSSER MARK A · CIK 0001331836 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,208.2545

F1 · balance_after: DOES INCLUDE 2,000 RESTRICTED SHARES SUBJECT TO VESTING.

F2 · balance_after: DOES INCLUDE 235.2545 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN.

Read SEC document
January 31, 2017 Filed Feb 6, 2017 19:29 UTC GrantCommon Stock (Restricted Shares Subject to Vesting) 1,000 $0.00 $0.00
Disclosure

SEC source: 0001254295-17-000008 · wf-form4_148640936230688.xml · nonDerivative · entry 1

PETRO THOMAS M · CIK 0001254295 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,514

F1 · balance_after: DOES INCLUDE 1,000 RESTRICTED SHARES SUBJECT TO VESTING.

Read SEC document
January 31, 2017 Filed Feb 6, 2017 19:27 UTC
LIDDLE MARY ESVP & Controller
GrantIncentive Stock Options (Right to Buy) · Derivative 1,500 $28.15 Strike: $28.15 $42,225.00
Disclosure

SEC source: 0001408844-17-000004 · wf-form4_148640921807389.xml · derivative · entry 4

LIDDLE MARY E · CIK 0001408844 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

Underlying: Common · 1,500 shares

Expires 2027-01-31

Read SEC document
January 31, 2017 Filed Feb 6, 2017 19:24 UTC
MOYER K LEONDirector
GrantCommon Stock (Restricted Shares Subject to Vesting) 1,000 $0.00 $0.00
Disclosure

SEC source: 0001201787-17-000004 · wf-form4_148640904340250.xml · nonDerivative · entry 1

MOYER K LEON · CIK 0001201787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,328.448

F1 · balance_after: DOES INCLUDE 12,100 RESTRICTED SHARES SUBJECT TO VESTING.

F2 · balance_after: DOES INCLUDE 19,356.5866 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.

Read SEC document
January 31, 2017 Filed Feb 6, 2017 19:19 UTC GrantCommon Stock (Restricted Shares Subject to Vesting) 1,000 $0.00 $0.00
Disclosure

SEC source: 0001145536-17-000004 · wf-form4_148640877904831.xml · nonDerivative · entry 1

MOYER GLENN E · CIK 0001145536 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,025.5613

F1 · balance_after: DOES INCLUDE 2,000 RESTRICTED SHARES SUBJECT TO VESTING.

F2 · balance_after: DOES INCLUDE 25.5613 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN.

Read SEC document
January 31, 2017 Filed Feb 6, 2017 19:14 UTC GrantCommon Stock (Restricted Shares Subject to Vesting) 1,000 $0.00 $0.00
Disclosure

SEC source: 0001199495-17-000004 · wf-form4_148640848422433.xml · nonDerivative · entry 1

MORRAL WILLIAM G · CIK 0001199495 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,175.8912

F1 · balance_after: DOES INCLUDE 2,000 RESTRICTED SHARES SUBJECT TO VESTING.

F2 · balance_after: DOES INCLUDE 199.6231 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN.

Read SEC document
January 31, 2017 Filed Feb 6, 2017 19:06 UTC
DELP R LEEDirector
GrantCommon Stock (Restricted Shares Subject to Vesting) 1,000 $0.00 $0.00
Disclosure

SEC source: 0001199489-17-000004 · wf-form4_148640798252537.xml · nonDerivative · entry 1

DELP R LEE · CIK 0001199489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,342.4067

F1 · balance_after: DOES INCLUDE 2,000 RESTRICTED SHARES SUBJECT TO VESTING.

F2 · balance_after: DOES INCLUDE 235.2545 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN.

Read SEC document
January 31, 2017 Filed Feb 6, 2017 18:59 UTC GrantCommon Stock (Restricted Shares Subject to Vesting) 1,000 $0.00 $0.00
Disclosure

SEC source: 0001362299-17-000004 · wf-form4_148640756310129.xml · nonDerivative · entry 1

Benning Todd S · CIK 0001362299 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,147

F1 · balance_after: DOES INCLUDE 1,000 RESTRICTED SHARES SUBJECT TO VESTING.

Read SEC document
January 31, 2017 Filed Feb 6, 2017 19:01 UTC GrantCommon Stock (Restricted Shares Subject to Vesting) 1,000 $0.00 $0.00
Disclosure

SEC source: 0001469267-17-000004 · wf-form4_148640768506470.xml · nonDerivative · entry 1

CLEMENS DOUGLAS C · CIK 0001469267 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,423.623

F1 · balance_after: DOES INCLUDE 2,000 RESTRICTED SHARES SUBJECT TO VESTING.

F2 · balance_after: DOES INCLUDE 13,423.623 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN.

Read SEC document
January 31, 2017 Filed Feb 6, 2017 18:52 UTC GrantCommon Stock (Restricted Shares Subject to Vesting) 1,000 $0.00 $0.00
Disclosure

SEC source: 0001199487-17-000004 · wf-form4_148640711232347.xml · nonDerivative · entry 1

AICHELE WILLIAM S · CIK 0001199487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,047.4299

F1 · balance_after: DOES INCLUDE 6,325 RESTRICTED SHARES SUBJECT TO VESTING.

F2 · balance_after: DOES INCLUDE 249.4299 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN.

Read SEC document
January 30, 2017 Filed Jan 31, 2017 16:52 UTC SaleCommon 4,075 $28.42 $115,796.83
Disclosure

SEC source: 0001158369-17-000006 · wf-form4_148588156611560.xml · nonDerivative · entry 2

BALLOU ROGER H · CIK 0001158369 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Joint

Disclosed balance after: 11,483

Read SEC document
January 30, 2017 Filed Jan 31, 2017 16:52 UTC SaleCommon 6,925 $28.42 $196,783.57
Disclosure

SEC source: 0001158369-17-000006 · wf-form4_148588156611560.xml · nonDerivative · entry 1

BALLOU ROGER H · CIK 0001158369 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,913

Read SEC document
January 04, 2017 Filed Apr 16, 2018 20:01 UTC PurchaseCommon 15.948 $30.96 $493.75
Disclosure

SEC source: 0001644167-18-000010 · wf-form4_152390889025605.xml · nonDerivative · entry 4

Zimmerman Charles H · CIK 0001644167 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,085.1337

F1 · balance_after: PURCHASES EFFECTIVE PURSUANT TO BROKER-ASSISTED PROGRAM FOR REINVESTED DIVIDENDS.

Read SEC document
January 03, 2017 Filed Feb 6, 2017 19:37 UTC GiftCommon 350 $30.85 $10,797.50
Disclosure

SEC source: 0001201781-17-000004 · wf-form4_148640981924373.xml · nonDerivative · entry 1

SHELLY P GREGORY · CIK 0001201781 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,220.3371

F1 · balance_after: DOES INCLUDE 2,000 RESTRICTED SHARES SUBJECT TO VESTING.

F2 · balance_after: DOES INCLUDE 84,975.7955 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN.

Read SEC document
December 29, 2016 Filed Jan 25, 2017 21:22 UTC GiftCommon 350 $23.00 $8,050.00
Disclosure

SEC source: 0001201781-17-000002 · wf-form5_148537930718408.xml · nonDerivative · entry 2

SHELLY P GREGORY · CIK 0001201781 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,910.6666

F1 · balance_after: DOES INCLUDE 2,000 RESTRICTED SHARES SUBJECT TO VESTING.

F3 · balance_after: DOES INCLUDE 84,666.1250 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN.

Read SEC document
December 29, 2016 Filed Jan 25, 2017 21:22 UTC GiftCommon 1,200 $30.70 $36,843.00
Disclosure

SEC source: 0001201781-17-000002 · wf-form5_148537930718408.xml · nonDerivative · entry 1

SHELLY P GREGORY · CIK 0001201781 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,260.6666

F1 · balance_after: DOES INCLUDE 2,000 RESTRICTED SHARES SUBJECT TO VESTING.

F2 · balance_after: DOES INCLUDE 85,016.1250 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN.

Read SEC document
December 28, 2016 Filed Dec 29, 2016 18:45 UTC
BROBST DUANE JSr EVP & Chief Risk Officer
Exercise / conversionIncentive Stock Options (Right to Buy) · Derivative 667 $0.00 Strike: $18.78 $0.00
Disclosure

SEC source: 0001454969-16-000012 · wf-form4_148303712171105.xml · derivative · entry 20

BROBST DUANE J · CIK 0001454969 · Sr EVP & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,333

Underlying: Common · 667 shares

Expires 2024-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 28, 2016 Filed Dec 29, 2016 18:45 UTC
BROBST DUANE JSr EVP & Chief Risk Officer
Exercise / conversionIncentive Stock Options (Right to Buy) · Derivative 2,000 $0.00 Strike: $17.24 $0.00
Disclosure

SEC source: 0001454969-16-000012 · wf-form4_148303712171105.xml · derivative · entry 19

BROBST DUANE J · CIK 0001454969 · Sr EVP & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 2,000 shares

Expires 2021-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 28, 2016 Filed Dec 29, 2016 18:45 UTC
BROBST DUANE JSr EVP & Chief Risk Officer
Exercise / conversionIncentive Stock Options (Right to Buy) · Derivative 6,000 $0.00 Strike: $21.11 $0.00
Disclosure

SEC source: 0001454969-16-000012 · wf-form4_148303712171105.xml · derivative · entry 18

BROBST DUANE J · CIK 0001454969 · Sr EVP & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 6,000 shares

Expires 2017-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 28, 2016 Filed Dec 29, 2016 18:45 UTC
BROBST DUANE JSr EVP & Chief Risk Officer
Exercise / conversionIncentive Stock Options (Right to Buy) · Derivative 1,333 $0.00 Strike: $16.88 $0.00
Disclosure

SEC source: 0001454969-16-000012 · wf-form4_148303712171105.xml · derivative · entry 17

BROBST DUANE J · CIK 0001454969 · Sr EVP & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 667

Underlying: Common · 1,333 shares

Expires 2023-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 28, 2016 Filed Dec 29, 2016 18:45 UTC
BROBST DUANE JSr EVP & Chief Risk Officer
Exercise / conversionIncentive Stock Options (Right to Buy) · Derivative 2,000 $0.00 Strike: $14.80 $0.00
Disclosure

SEC source: 0001454969-16-000012 · wf-form4_148303712171105.xml · derivative · entry 16

BROBST DUANE J · CIK 0001454969 · Sr EVP & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 2,000 shares

Expires 2022-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 28, 2016 Filed Dec 29, 2016 18:45 UTC
BROBST DUANE JSr EVP & Chief Risk Officer
Tax withholdingCommon 84 $31.15 $2,616.60
Disclosure

SEC source: 0001454969-16-000012 · wf-form4_148303712171105.xml · nonDerivative · entry 15

BROBST DUANE J · CIK 0001454969 · Sr EVP & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,241.669

F3 · shares: SHARES USED TO PAY TAXES.

F1 · balance_after: DOES INCLUDE 9,224 RESTRICTED SHARES SUBJECT TO VESTING.

F2 · balance_after: DOES INCLUDE 6,660.6690 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.

Read SEC document
December 28, 2016 Filed Dec 29, 2016 18:45 UTC
BROBST DUANE JSr EVP & Chief Risk Officer
Disposition to issuerCommon 402 $31.15 $12,522.30
Disclosure

SEC source: 0001454969-16-000012 · wf-form4_148303712171105.xml · nonDerivative · entry 14

BROBST DUANE J · CIK 0001454969 · Sr EVP & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,325.669

F1 · balance_after: DOES INCLUDE 9,224 RESTRICTED SHARES SUBJECT TO VESTING.

F2 · balance_after: DOES INCLUDE 6,660.6690 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.

Read SEC document
December 28, 2016 Filed Dec 29, 2016 18:45 UTC
BROBST DUANE JSr EVP & Chief Risk Officer
Exercise / conversionCommon 667 $18.78 $12,526.26
Disclosure

SEC source: 0001454969-16-000012 · wf-form4_148303712171105.xml · nonDerivative · entry 13

BROBST DUANE J · CIK 0001454969 · Sr EVP & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,727.669

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: DOES INCLUDE 9,224 RESTRICTED SHARES SUBJECT TO VESTING.

F2 · balance_after: DOES INCLUDE 6,660.6690 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.

Read SEC document
December 28, 2016 Filed Dec 29, 2016 18:45 UTC
BROBST DUANE JSr EVP & Chief Risk Officer
Tax withholdingCommon 284 $31.15 $8,846.60
Disclosure

SEC source: 0001454969-16-000012 · wf-form4_148303712171105.xml · nonDerivative · entry 12

BROBST DUANE J · CIK 0001454969 · Sr EVP & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,060.669

F3 · shares: SHARES USED TO PAY TAXES.

F1 · balance_after: DOES INCLUDE 9,224 RESTRICTED SHARES SUBJECT TO VESTING.

F2 · balance_after: DOES INCLUDE 6,660.6690 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.

Read SEC document
December 28, 2016 Filed Dec 29, 2016 18:45 UTC
BROBST DUANE JSr EVP & Chief Risk Officer
Disposition to issuerCommon 1,107 $31.15 $34,483.05
Disclosure

SEC source: 0001454969-16-000012 · wf-form4_148303712171105.xml · nonDerivative · entry 11

BROBST DUANE J · CIK 0001454969 · Sr EVP & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,344.669

F1 · balance_after: DOES INCLUDE 9,224 RESTRICTED SHARES SUBJECT TO VESTING.

F2 · balance_after: DOES INCLUDE 6,660.6690 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.

Read SEC document
December 28, 2016 Filed Dec 29, 2016 18:45 UTC
BROBST DUANE JSr EVP & Chief Risk Officer
Exercise / conversionCommon 2,000 $17.24 $34,470.00
Disclosure

SEC source: 0001454969-16-000012 · wf-form4_148303712171105.xml · nonDerivative · entry 10

BROBST DUANE J · CIK 0001454969 · Sr EVP & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,451.669

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: DOES INCLUDE 9,224 RESTRICTED SHARES SUBJECT TO VESTING.

F2 · balance_after: DOES INCLUDE 6,660.6690 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.

Read SEC document
December 28, 2016 Filed Dec 29, 2016 18:45 UTC
BROBST DUANE JSr EVP & Chief Risk Officer
Tax withholdingCommon 614 $31.15 $19,126.10
Disclosure

SEC source: 0001454969-16-000012 · wf-form4_148303712171105.xml · nonDerivative · entry 9

BROBST DUANE J · CIK 0001454969 · Sr EVP & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,451.669

F3 · shares: SHARES USED TO PAY TAXES.

F1 · balance_after: DOES INCLUDE 9,224 RESTRICTED SHARES SUBJECT TO VESTING.

F2 · balance_after: DOES INCLUDE 6,660.6690 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.

Read SEC document
December 28, 2016 Filed Dec 29, 2016 18:45 UTC
BROBST DUANE JSr EVP & Chief Risk Officer
Disposition to issuerCommon 4,066 $31.15 $126,655.90
Disclosure

SEC source: 0001454969-16-000012 · wf-form4_148303712171105.xml · nonDerivative · entry 8

BROBST DUANE J · CIK 0001454969 · Sr EVP & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,065.669

F1 · balance_after: DOES INCLUDE 9,224 RESTRICTED SHARES SUBJECT TO VESTING.

F2 · balance_after: DOES INCLUDE 6,660.6690 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.

Read SEC document
December 28, 2016 Filed Dec 29, 2016 18:45 UTC
BROBST DUANE JSr EVP & Chief Risk Officer
Exercise / conversionCommon 6,000 $21.11 $126,660.00
Disclosure

SEC source: 0001454969-16-000012 · wf-form4_148303712171105.xml · nonDerivative · entry 7

BROBST DUANE J · CIK 0001454969 · Sr EVP & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,131.669

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: DOES INCLUDE 9,224 RESTRICTED SHARES SUBJECT TO VESTING.

F2 · balance_after: DOES INCLUDE 6,660.6690 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.

Read SEC document
December 28, 2016 Filed Dec 29, 2016 18:45 UTC
BROBST DUANE JSr EVP & Chief Risk Officer
Tax withholdingCommon 194 $31.15 $6,043.10
Disclosure

SEC source: 0001454969-16-000012 · wf-form4_148303712171105.xml · nonDerivative · entry 6

BROBST DUANE J · CIK 0001454969 · Sr EVP & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,131.669

F3 · shares: SHARES USED TO PAY TAXES.

F1 · balance_after: DOES INCLUDE 9,224 RESTRICTED SHARES SUBJECT TO VESTING.

F2 · balance_after: DOES INCLUDE 6,660.6690 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.

Read SEC document
December 28, 2016 Filed Dec 29, 2016 18:45 UTC
BROBST DUANE JSr EVP & Chief Risk Officer
Disposition to issuerCommon 722 $31.15 $22,490.30
Disclosure

SEC source: 0001454969-16-000012 · wf-form4_148303712171105.xml · nonDerivative · entry 5

BROBST DUANE J · CIK 0001454969 · Sr EVP & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,325.669

F1 · balance_after: DOES INCLUDE 9,224 RESTRICTED SHARES SUBJECT TO VESTING.

F2 · balance_after: DOES INCLUDE 6,660.6690 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.

Read SEC document
December 28, 2016 Filed Dec 29, 2016 18:45 UTC
BROBST DUANE JSr EVP & Chief Risk Officer
Exercise / conversionCommon 1,333 $16.88 $22,501.04
Disclosure

SEC source: 0001454969-16-000012 · wf-form4_148303712171105.xml · nonDerivative · entry 4

BROBST DUANE J · CIK 0001454969 · Sr EVP & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,047.669

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: DOES INCLUDE 9,224 RESTRICTED SHARES SUBJECT TO VESTING.

F2 · balance_after: DOES INCLUDE 6,660.6690 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.

Read SEC document
December 28, 2016 Filed Dec 29, 2016 18:45 UTC
BROBST DUANE JSr EVP & Chief Risk Officer
Tax withholdingCommon 333 $31.15 $10,372.95
Disclosure

SEC source: 0001454969-16-000012 · wf-form4_148303712171105.xml · nonDerivative · entry 3

BROBST DUANE J · CIK 0001454969 · Sr EVP & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,714.669

F3 · shares: SHARES USED TO PAY TAXES.

F1 · balance_after: DOES INCLUDE 9,224 RESTRICTED SHARES SUBJECT TO VESTING.

F2 · balance_after: DOES INCLUDE 6,660.6690 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.

Read SEC document
December 28, 2016 Filed Dec 29, 2016 18:45 UTC
BROBST DUANE JSr EVP & Chief Risk Officer
Disposition to issuerCommon 951 $31.15 $29,623.65
Disclosure

SEC source: 0001454969-16-000012 · wf-form4_148303712171105.xml · nonDerivative · entry 2

BROBST DUANE J · CIK 0001454969 · Sr EVP & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,047.669

F1 · balance_after: DOES INCLUDE 9,224 RESTRICTED SHARES SUBJECT TO VESTING.

F2 · balance_after: DOES INCLUDE 6,660.6690 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.

Read SEC document
December 28, 2016 Filed Dec 29, 2016 18:45 UTC
BROBST DUANE JSr EVP & Chief Risk Officer
Exercise / conversionCommon 2,000 $14.80 $29,600.00
Disclosure

SEC source: 0001454969-16-000012 · wf-form4_148303712171105.xml · nonDerivative · entry 1

BROBST DUANE J · CIK 0001454969 · Sr EVP & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,998.669

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: DOES INCLUDE 9,224 RESTRICTED SHARES SUBJECT TO VESTING.

F2 · balance_after: DOES INCLUDE 6,660.6690 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.

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December 19, 2016 Filed Jan 17, 2017 18:27 UTC GiftCommon 3,400 $30.75 $104,550.00
Disclosure

SEC source: 0001254295-17-000006 · wf-form5_148467765660719.xml · nonDerivative · entry 1

PETRO THOMAS M · CIK 0001254295 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,514

Read SEC document
December 16, 2016 Filed Jan 13, 2017 21:32 UTC
MOYER K LEONDirector
GiftCommon 125 $30.60 $3,825.00
Disclosure

SEC source: 0001201787-17-000002 · wf-form5_148434311474001.xml · nonDerivative · entry 1

MOYER K LEON · CIK 0001201787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,125.0904

F1 · balance_after: DOES INCLUDE 12,100 RESTRICTED SHARES SUBJECT TO VESTING.

F2 · balance_after: DOES INCLUDE 19,153.2290 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.

Read SEC document
December 14, 2016 Filed Dec 15, 2016 17:01 UTC
SCHWEITZER JEFFREY MDirector · President & CEO
Exercise / conversionIncentive Stock Options (Right to Buy) · Derivative 4,500 $0.00 Strike: $14.80 $0.00
Disclosure

SEC source: 0001415199-16-000022 · wf-form4_148182129519543.xml · derivative · entry 4

SCHWEITZER JEFFREY M · CIK 0001415199 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 4,500 shares

Expires 2022-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.