Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| UNIVEST FINANCIAL CorpUVSP · Entity 4881 | Senior EVP and CFO | December 31, 2018 | January 15, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
UNIVEST FINANCIAL Corp
Report date December 31, 2018 · Filed January 15, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| CommonSEC Table I · non-derivative | Direct | 70,575.8463 |
Reported balance
Holding disclosure · report date 2018-12-31 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 70,575.8463 F1: DOES INCLUDE 5,319 RESTRICTED SHARES SUBJECT TO VESTING. F2: DOES INCLUDE 809.8463 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN. |
| Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $28.15 · Expires 2027-01-31 | Direct | 4,688 |
Reported balance
Holding disclosure · report date 2018-12-31 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 4,688 F3: AT THE GRANT DATE, STOCK OPTIONS ARE EXERCISABLE AT 33.3% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED. |
| Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $28.50 · Expires 2028-03-15 | Direct | 5,120 |
Reported balance
Holding disclosure · report date 2018-12-31 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 5,120 F3: AT THE GRANT DATE, STOCK OPTIONS ARE EXERCISABLE AT 33.3% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED. |
Filing footnotes · ownership attribution and instrument terms
F1: DOES INCLUDE 5,319 RESTRICTED SHARES SUBJECT TO VESTING.
F2: DOES INCLUDE 809.8463 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.
F3: AT THE GRANT DATE, STOCK OPTIONS ARE EXERCISABLE AT 33.3% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 15, 2018 Filed Mar 19, 2018 20:12 UTC | UNIVEST FINANCIAL Corp UVSP · Entity 4881 | GrantStock Options (Right to Buy) · Derivative | 5,120 | $28.50 Strike: $28.50 | $145,920.00 |
DisclosureSEC source: 0001405428-18-000004 · wf-form4_152149030975053.xml · derivative · entry 3 Deacon Roger S · CIK 0001405428 · Senior EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,120 Underlying: Common · 5,120 shares Expires 2028-03-15 F3 · derivative.exercise_date: Stock options become exercisable at 33.3 percent per year for each of the following three years Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 20:12 UTC | UNIVEST FINANCIAL Corp UVSP · Entity 4881 | GrantCommon Stock (Restricted Shares Subject to Vesting) | 2,708 | $0.00 | $0.00 |
DisclosureSEC source: 0001405428-18-000004 · wf-form4_152149030975053.xml · nonDerivative · entry 1 Deacon Roger S · CIK 0001405428 · Senior EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,839.4486 F1 · balance_after: DOES INCLUDE 5,319 RESTRICTED SHARES SUBJECT TO VESTING. F2 · balance_after: DOES INCLUDE 73.4486 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN. Read SEC document |
| January 31, 2017 Filed Feb 6, 2017 19:52 UTC | UNIVEST FINANCIAL Corp UVSP · Entity 4881 | GrantIncentive Stock Options (Right to Buy) · Derivative | 4,688 | $28.15 Strike: $28.15 | $131,967.20 |
DisclosureSEC source: 0001405428-17-000004 · wf-form4_148641076564605.xml · derivative · entry 3 Deacon Roger S · CIK 0001405428 · Senior EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,688 Underlying: Common · 4,688 shares Expires 2027-01-31 Read SEC document |
| January 31, 2017 Filed Feb 6, 2017 19:52 UTC | UNIVEST FINANCIAL Corp UVSP · Entity 4881 | GrantCommon Stock (Restricted Shares Subject to Vesting) | 2,611 | $0.00 | $0.00 |
DisclosureSEC source: 0001405428-17-000004 · wf-form4_148641076564605.xml · nonDerivative · entry 1 Deacon Roger S · CIK 0001405428 · Senior EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,058 F1 · balance_after: DOES INCLUDE 2,611 RESTRICTED SHARES SUBJECT TO VESTING. Read SEC document |
| December 13, 2016 Filed Dec 13, 2016 21:00 UTC | UNIVEST FINANCIAL Corp UVSP · Entity 4881 | SaleCommon | 3,302 | $30.50 | $100,711.00 |
DisclosureSEC source: 0001405428-16-000010 · wf-form4_148166278968689.xml · nonDerivative · entry 2 Deacon Roger S · CIK 0001405428 · Senior EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,447 Read SEC document |
| December 13, 2016 Filed Dec 13, 2016 21:00 UTC | UNIVEST FINANCIAL Corp UVSP · Entity 4881 | SaleCommon | 3,000 | $30.35 | $91,050.00 |
DisclosureSEC source: 0001405428-16-000010 · wf-form4_148166278968689.xml · nonDerivative · entry 1 Deacon Roger S · CIK 0001405428 · Senior EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,749 Read SEC document |
| November 29, 2016 Filed Nov 29, 2016 19:25 UTC | UNIVEST FINANCIAL Corp UVSP · Entity 4881 | SaleCommon | 5,000 | $28.60 | $143,000.00 |
DisclosureSEC source: 0001405428-16-000008 · wf-form4_148044752944534.xml · nonDerivative · entry 6 Deacon Roger S · CIK 0001405428 · Senior EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,749 Read SEC document |
| November 29, 2016 Filed Nov 29, 2016 19:25 UTC | UNIVEST FINANCIAL Corp UVSP · Entity 4881 | SaleCommon | 3,000 | $28.50 | $85,500.00 |
DisclosureSEC source: 0001405428-16-000008 · wf-form4_148044752944534.xml · nonDerivative · entry 5 Deacon Roger S · CIK 0001405428 · Senior EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,749 Read SEC document |
| November 29, 2016 Filed Nov 29, 2016 19:25 UTC | UNIVEST FINANCIAL Corp UVSP · Entity 4881 | SaleCommon | 3,000 | $28.40 | $85,200.00 |
DisclosureSEC source: 0001405428-16-000008 · wf-form4_148044752944534.xml · nonDerivative · entry 4 Deacon Roger S · CIK 0001405428 · Senior EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,749 Read SEC document |
| November 29, 2016 Filed Nov 29, 2016 19:25 UTC | UNIVEST FINANCIAL Corp UVSP · Entity 4881 | SaleCommon | 800 | $28.31 | $22,648.00 |
DisclosureSEC source: 0001405428-16-000008 · wf-form4_148044752944534.xml · nonDerivative · entry 3 Deacon Roger S · CIK 0001405428 · Senior EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,749 Read SEC document |
| November 29, 2016 Filed Nov 29, 2016 19:25 UTC | UNIVEST FINANCIAL Corp UVSP · Entity 4881 | SaleCommon | 900 | $28.35 | $25,515.00 |
DisclosureSEC source: 0001405428-16-000008 · wf-form4_148044752944534.xml · nonDerivative · entry 2 Deacon Roger S · CIK 0001405428 · Senior EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,549 Read SEC document |
| November 29, 2016 Filed Nov 29, 2016 19:25 UTC | UNIVEST FINANCIAL Corp UVSP · Entity 4881 | SaleCommon | 300 | $28.40 | $8,520.00 |
DisclosureSEC source: 0001405428-16-000008 · wf-form4_148044752944534.xml · nonDerivative · entry 1 Deacon Roger S · CIK 0001405428 · Senior EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,449 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.