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Nasdaq · USD

UVSP

UNIVEST FINANCIAL Corp

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4881
SEC CIK
0000102212
Parsed reports
534

Last 12 months

Inside the activity.

3 purchase rows · 11 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202520
Dec 202504
Jan 202600
Feb 202610
Mar 202600
Apr 202601
May 202601
Jun 202603
Jul 202600
Aug 202602
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 15, 2017 Filed Feb 17, 2017 20:16 UTC
MOYER K LEONDirector
Disposition to issuerCommon 1,875 $0.00 $0.00
Disclosure

SEC source: 0001201787-17-000011 · wf-form4_148736260561167.xml · nonDerivative · entry 2

MOYER K LEON · CIK 0001201787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,265.448

F4 · shares: RESTRICTED SHARES CANCELLED.

F3 · balance_after: DOES INCLUDE 19,356,5866 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.

F5 · balance_after: DOES INCLUDE 4,090 RESTRICTED SHARES SUBJECT TO VESTING.

Read SEC document
February 15, 2017 Filed Feb 17, 2017 20:16 UTC
MOYER K LEONDirector
Tax withholdingCommon 1,229 $28.55 $35,087.95
Disclosure

SEC source: 0001201787-17-000011 · wf-form4_148736260561167.xml · nonDerivative · entry 1

MOYER K LEON · CIK 0001201787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,140.448

F1 · shares: VESTED SHARES USED TO PAY TAXES.

F2 · balance_after: DOES INCLUDE 5,965 RESTRICTED SHARES SUBJECT TO VESTING.

F3 · balance_after: DOES INCLUDE 19,356,5866 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.

Read SEC document
February 15, 2017 Filed Feb 17, 2017 20:12 UTC
Conner Eric WExecutive Vice President
Disposition to issuerCommon 750 $0.00 $0.00
Disclosure

SEC source: 0001630859-17-000007 · wf-form4_148736233934617.xml · nonDerivative · entry 2

Conner Eric W · CIK 0001630859 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,787.7629

F4 · shares: RESTRICTED SHARES CANCELLED.

F3 · balance_after: DOES INCLUDE 861.7629 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN.

F5 · balance_after: DOES INCLUDE 5,944 RESTRICTED SHARES SUBJECT TO VESTING.

Read SEC document
February 15, 2017 Filed Feb 17, 2017 20:12 UTC
Conner Eric WExecutive Vice President
Tax withholdingCommon 528 $28.55 $15,074.40
Disclosure

SEC source: 0001630859-17-000007 · wf-form4_148736233934617.xml · nonDerivative · entry 1

Conner Eric W · CIK 0001630859 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,537.7629

F1 · shares: VESTED SHARES USED TO PAY TAXES.

F2 · balance_after: DOES INCLUDE 6,694 RESTRICTED SHARES SUBJECT TO VESTING.

F3 · balance_after: DOES INCLUDE 861.7629 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN.

Read SEC document
February 15, 2017 Filed Feb 17, 2017 19:13 UTC
SCHWEITZER JEFFREY MDirector · President & CEO
Disposition to issuerCommon 2,500 $0.00 $0.00
Disclosure

SEC source: 0001415199-17-000011 · wf-form4_148735880662759.xml · nonDerivative · entry 2

SCHWEITZER JEFFREY M · CIK 0001415199 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,779.024

F4 · shares: RESTRICTED SHARES CANCELLED.

F3 · balance_after: DOES INCLUDE 9,661.024 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.

F5 · balance_after: DOES INCLUDE 28,018 RESTRICTED SHARES SUBJECT TO VESTING.

Read SEC document
February 15, 2017 Filed Feb 17, 2017 19:13 UTC
SCHWEITZER JEFFREY MDirector · President & CEO
Tax withholdingCommon 2,108 $28.55 $60,183.40
Disclosure

SEC source: 0001415199-17-000011 · wf-form4_148735880662759.xml · nonDerivative · entry 1

SCHWEITZER JEFFREY M · CIK 0001415199 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,279.024

F1 · shares: VESTED SHARES USED TO PAY TAXES.

F2 · balance_after: DOES INCLUDE 30,518 RESTRICTED SHARES SUBJECT TO VESTING.

F3 · balance_after: DOES INCLUDE 9,661.024 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.

Read SEC document
February 15, 2017 Filed Feb 17, 2017 19:10 UTC
Norris Kevin BrianPres - Invest. & Wealth Mgmt
Disposition to issuerCommon 750 $0.00 $0.00
Disclosure

SEC source: 0001665583-17-000009 · wf-form4_148735862881691.xml · nonDerivative · entry 1

Norris Kevin Brian · CIK 0001665583 · Pres - Invest. & Wealth Mgmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,984.4288

F1 · shares: RESTRICTED SHARES CANCELLED.

F2 · balance_after: DOES INCLUDE 8,309 RESTRICTED SHARES SUBJECT TO VESTING.

F3 · balance_after: DOES INCLUDE 5,265.4288 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.

Read SEC document
February 15, 2017 Filed Feb 17, 2017 19:07 UTC
Keim Michael SSenior EVP
Disposition to issuerCommon 750 $0.00 $0.00
Disclosure

SEC source: 0001566245-17-000009 · wf-form4_148735845724288.xml · nonDerivative · entry 2

Keim Michael S · CIK 0001566245 · Senior EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,040.4427

F4 · shares: RESTRICTED SHARES CANCELLED.

F3 · balance_after: DOES INCLUDE 11,913.4427 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.

F5 · balance_after: DOES INCLUDE 14,294 RESTRICTED SHARES SUBJECT TO VESTING.

Read SEC document
February 15, 2017 Filed Feb 17, 2017 19:07 UTC
Keim Michael SSenior EVP
Tax withholdingCommon 468 $28.55 $13,361.40
Disclosure

SEC source: 0001566245-17-000009 · wf-form4_148735845724288.xml · nonDerivative · entry 1

Keim Michael S · CIK 0001566245 · Senior EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,790.4427

F1 · shares: SHARES USED TO PAY TAXES.

F2 · balance_after: DOES INCLUDE 15,044 RESTRICTED SHARES SUBJECT TO VESTING.

F3 · balance_after: DOES INCLUDE 11,913.4427 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.

Read SEC document
February 15, 2017 Filed Mar 20, 2017 15:57 UTC Amendment
MOYER K LEONDirector
Disposition to issuerCommon 1,875 $0.00 $0.00
Disclosure

SEC source: 0001201787-17-000015 · wf-form4a_149002546244324.xml · nonDerivative · entry 2

MOYER K LEON · CIK 0001201787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,282.448

F4 · shares: RESTRICTED SHARES CANCELLED.

F3 · balance_after: DOES INCLUDE 19,356,5866 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.

F5 · balance_after: DOES INCLUDE 4,090 RESTRICTED SHARES SUBJECT TO VESTING.

Read SEC document
February 15, 2017 Filed Mar 20, 2017 15:57 UTC Amendment
MOYER K LEONDirector
Tax withholdingCommon 1,286 $28.55 $36,715.30
Disclosure

SEC source: 0001201787-17-000015 · wf-form4a_149002546244324.xml · nonDerivative · entry 1

MOYER K LEON · CIK 0001201787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,157.448

F1 · shares: VESTED SHARES USED TO PAY TAXES.

F2 · balance_after: DOES INCLUDE 5,965 RESTRICTED SHARES SUBJECT TO VESTING.

F3 · balance_after: DOES INCLUDE 19,356,5866 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.

Read SEC document
February 14, 2017 Filed Feb 15, 2017 18:39 UTC
LIDDLE MARY ESVP & Controller
Exercise / conversionIncentive Stock Options (Right to Buy) · Derivative 500 $0.00 Strike: $16.88 $0.00
Disclosure

SEC source: 0001408844-17-000007 · wf-form4_148718397056214.xml · derivative · entry 18

LIDDLE MARY E · CIK 0001408844 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 500 shares

Expires 2023-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2017 Filed Feb 15, 2017 18:39 UTC
LIDDLE MARY ESVP & Controller
Exercise / conversionIncentive Stock Options (Right to Buy) · Derivative 500 $0.00 Strike: $18.78 $0.00
Disclosure

SEC source: 0001408844-17-000007 · wf-form4_148718397056214.xml · derivative · entry 17

LIDDLE MARY E · CIK 0001408844 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500

Underlying: Common · 500 shares

Expires 2024-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2017 Filed Feb 15, 2017 18:39 UTC
LIDDLE MARY ESVP & Controller
Exercise / conversionIncentive Stock Options (Right to Buy) · Derivative 500 $0.00 Strike: $19.68 $0.00
Disclosure

SEC source: 0001408844-17-000007 · wf-form4_148718397056214.xml · derivative · entry 16

LIDDLE MARY E · CIK 0001408844 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common · 500 shares

Expires 2026-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2017 Filed Feb 15, 2017 18:39 UTC
LIDDLE MARY ESVP & Controller
Exercise / conversionIncentive Stock Options (Right to Buy) · Derivative 500 $0.00 Strike: $18.52 $0.00
Disclosure

SEC source: 0001408844-17-000007 · wf-form4_148718397056214.xml · derivative · entry 15

LIDDLE MARY E · CIK 0001408844 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common · 500 shares

Expires 2025-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2017 Filed Feb 15, 2017 18:39 UTC
LIDDLE MARY ESVP & Controller
Tax withholdingCommon 74 $28.15 $2,083.10
Disclosure

SEC source: 0001408844-17-000007 · wf-form4_148718397056214.xml · nonDerivative · entry 12

LIDDLE MARY E · CIK 0001408844 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,352.7874

F2 · shares: SHARES USED TO PAY TAXES.

F1 · balance_after: DOES INCLUDE 4,257.7874 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.

Read SEC document
February 14, 2017 Filed Feb 15, 2017 18:39 UTC
LIDDLE MARY ESVP & Controller
Disposition to issuerCommon 299 $28.15 $8,416.85
Disclosure

SEC source: 0001408844-17-000007 · wf-form4_148718397056214.xml · nonDerivative · entry 11

LIDDLE MARY E · CIK 0001408844 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,426.7874

F1 · balance_after: DOES INCLUDE 4,257.7874 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.

Read SEC document
February 14, 2017 Filed Feb 15, 2017 18:39 UTC
LIDDLE MARY ESVP & Controller
Exercise / conversionCommon 500 $16.88 $8,440.00
Disclosure

SEC source: 0001408844-17-000007 · wf-form4_148718397056214.xml · nonDerivative · entry 10

LIDDLE MARY E · CIK 0001408844 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,725.7874

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: DOES INCLUDE 4,257.7874 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.

Read SEC document
February 14, 2017 Filed Feb 15, 2017 18:39 UTC
LIDDLE MARY ESVP & Controller
Tax withholdingCommon 61 $28.15 $1,717.15
Disclosure

SEC source: 0001408844-17-000007 · wf-form4_148718397056214.xml · nonDerivative · entry 9

LIDDLE MARY E · CIK 0001408844 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,225.7874

F2 · shares: SHARES USED TO PAY TAXES.

F1 · balance_after: DOES INCLUDE 4,257.7874 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.

Read SEC document
February 14, 2017 Filed Feb 15, 2017 18:39 UTC
LIDDLE MARY ESVP & Controller
Disposition to issuerCommon 334 $28.15 $9,402.10
Disclosure

SEC source: 0001408844-17-000007 · wf-form4_148718397056214.xml · nonDerivative · entry 8

LIDDLE MARY E · CIK 0001408844 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,286.7874

F1 · balance_after: DOES INCLUDE 4,257.7874 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.

Read SEC document
February 14, 2017 Filed Feb 15, 2017 18:39 UTC
LIDDLE MARY ESVP & Controller
Exercise / conversionCommon 500 $18.78 $9,390.00
Disclosure

SEC source: 0001408844-17-000007 · wf-form4_148718397056214.xml · nonDerivative · entry 7

LIDDLE MARY E · CIK 0001408844 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,620.7874

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: DOES INCLUDE 4,257.7874 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.

Read SEC document
February 14, 2017 Filed Feb 15, 2017 18:39 UTC
LIDDLE MARY ESVP & Controller
Tax withholdingCommon 56 $28.15 $1,576.40
Disclosure

SEC source: 0001408844-17-000007 · wf-form4_148718397056214.xml · nonDerivative · entry 6

LIDDLE MARY E · CIK 0001408844 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,120.7874

F2 · shares: SHARES USED TO PAY TAXES.

F1 · balance_after: DOES INCLUDE 4,257.7874 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.

Read SEC document
February 14, 2017 Filed Feb 15, 2017 18:39 UTC
LIDDLE MARY ESVP & Controller
Disposition to issuerCommon 350 $28.15 $9,852.50
Disclosure

SEC source: 0001408844-17-000007 · wf-form4_148718397056214.xml · nonDerivative · entry 5

LIDDLE MARY E · CIK 0001408844 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,176.7874

F1 · balance_after: DOES INCLUDE 4,257.7874 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.

Read SEC document
February 14, 2017 Filed Feb 15, 2017 18:39 UTC
LIDDLE MARY ESVP & Controller
Exercise / conversionCommon 500 $19.68 $9,840.00
Disclosure

SEC source: 0001408844-17-000007 · wf-form4_148718397056214.xml · nonDerivative · entry 4

LIDDLE MARY E · CIK 0001408844 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,526.7874

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: DOES INCLUDE 4,257.7874 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.

Read SEC document
February 14, 2017 Filed Feb 15, 2017 18:39 UTC
LIDDLE MARY ESVP & Controller
Tax withholdingCommon 63 $28.15 $1,773.45
Disclosure

SEC source: 0001408844-17-000007 · wf-form4_148718397056214.xml · nonDerivative · entry 3

LIDDLE MARY E · CIK 0001408844 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,026.7874

F2 · shares: SHARES USED TO PAY TAXES.

F1 · balance_after: DOES INCLUDE 4,257.7874 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.

Read SEC document
February 14, 2017 Filed Feb 15, 2017 18:39 UTC
LIDDLE MARY ESVP & Controller
Disposition to issuerCommon 329 $28.15 $9,261.35
Disclosure

SEC source: 0001408844-17-000007 · wf-form4_148718397056214.xml · nonDerivative · entry 2

LIDDLE MARY E · CIK 0001408844 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,089.7874

F1 · balance_after: DOES INCLUDE 4,257.7874 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.

Read SEC document
February 14, 2017 Filed Feb 15, 2017 18:39 UTC
LIDDLE MARY ESVP & Controller
Exercise / conversionCommon 500 $18.52 $9,260.00
Disclosure

SEC source: 0001408844-17-000007 · wf-form4_148718397056214.xml · nonDerivative · entry 1

LIDDLE MARY E · CIK 0001408844 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,418.7874

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: DOES INCLUDE 4,257.7874 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.

Read SEC document
February 09, 2017 Filed Feb 13, 2017 18:24 UTC Tax withholdingCommon 745 $27.60 $20,562.00
Disclosure

SEC source: 0001199487-17-000009 · wf-form4_148701023033348.xml · nonDerivative · entry 1

AICHELE WILLIAM S · CIK 0001199487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,862.4299

F1 · shares: VESTED SHARES USED TO PAY TAXES.

F2 · balance_after: DOES INCLUDE 3,171 RESTRICTED SHARES SUBJECT TO VESTING.

F3 · balance_after: DOES INCLUDE 249.4299 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN.

Read SEC document
February 09, 2017 Filed Feb 13, 2017 18:29 UTC
SCHWEITZER JEFFREY MDirector · President & CEO
Tax withholdingCommon 80 $27.60 $2,208.00
Disclosure

SEC source: 0001415199-17-000009 · wf-form4_148701058142979.xml · nonDerivative · entry 1

SCHWEITZER JEFFREY M · CIK 0001415199 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,387.024

F1 · shares: SHARES USED TO PAY TAXES.

F2 · balance_after: DOES INCLUDE 35,518 RESTRICTED SHARES SUBJECT TO VESTING.

F3 · balance_after: DOES INCLUDE 9,661.024 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.

Read SEC document
February 09, 2017 Filed Feb 13, 2017 18:26 UTC
MOYER K LEONDirector
Tax withholdingCommon 384 $27.60 $10,598.40
Disclosure

SEC source: 0001201787-17-000009 · wf-form4_148701037537240.xml · nonDerivative · entry 1

MOYER K LEON · CIK 0001201787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,369.448

F1 · shares: SHARES USED TO PAY TAXES.

F2 · balance_after: DOES INCLUDE 9,715 RESTRICTED SHARES SUBJECT TO VESTING.

F3 · balance_after: DOES INCLUDE 19,356.5866 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.

Read SEC document
February 07, 2017 Filed Feb 8, 2017 16:22 UTC
SCHWEITZER JEFFREY MDirector · President & CEO
Tax withholdingCommon 78 $27.35 $2,133.30
Disclosure

SEC source: 0001415199-17-000007 · wf-form4_148657095473445.xml · nonDerivative · entry 2

SCHWEITZER JEFFREY M · CIK 0001415199 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,467.024

F1 · shares: VESTED SHARES USED TO PAY TAXES.

F3 · balance_after: DOES INCLUDE 9,661.024 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.

F4 · balance_after: DOES INCLUDE 35,729 RESTRICTED SHARES SUBJECT TO VESTING.

Read SEC document
February 07, 2017 Filed Feb 8, 2017 16:08 UTC
MOYER K LEONDirector
Tax withholdingCommon 227 $27.35 $6,208.45
Disclosure

SEC source: 0001201787-17-000007 · wf-form4_148657008517480.xml · nonDerivative · entry 2

MOYER K LEON · CIK 0001201787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,753.448

F1 · shares: VESTED SHARES USED TO PAY TAXES.

F3 · balance_after: DOES INCLUDE 19,356.5866 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.

F4 · balance_after: DOES INCLUDE 10,750 RESTRICTED SHARES SUBJECT TO VESTING.

Read SEC document
February 07, 2017 Filed Feb 8, 2017 16:04 UTC Tax withholdingCommon 440 $27.35 $12,034.00
Disclosure

SEC source: 0001199487-17-000007 · wf-form4_148656982917610.xml · nonDerivative · entry 1

AICHELE WILLIAM S · CIK 0001199487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,607.4299

F1 · shares: VESTED SHARES USED TO PAY TAXES.

F2 · balance_after: DOES INCLUDE 5,154 RESTRICTED SHARES SUBJECT TO VESTING.

F3 · balance_after: DOES INCLUDE 249.4299 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN.

Read SEC document
February 07, 2017 Filed Mar 20, 2017 15:55 UTC Amendment
MOYER K LEONDirector
Tax withholdingCommon 227 $27.35 $6,208.45
Disclosure

SEC source: 0001201787-17-000013 · wf-form4a_149002531256302.xml · nonDerivative · entry 2

MOYER K LEON · CIK 0001201787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,827.448

F1 · shares: VESTED SHARES USED TO PAY TAXES.

F3 · balance_after: DOES INCLUDE 19,356.5866 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.

F4 · balance_after: DOES INCLUDE 10,750 RESTRICTED SHARES SUBJECT TO VESTING.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 14:59 UTC
BROBST DUANE JSr EVP & Chief Risk Officer
Tax withholdingCommon 21 $27.60 $579.60
Disclosure

SEC source: 0001454969-17-000007 · wf-form4_148656598171249.xml · nonDerivative · entry 1

BROBST DUANE J · CIK 0001454969 · Sr EVP & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,520.2995

F1 · shares: VESTED SHARES USED TO PAY TAXES.

F2 · balance_after: DOES INCLUDE 11,310 RESTRICTED SHARES SUBJECT TO VESTING.

F3 · balance_after: DOES INCLUDE 6,819.2995 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 16:22 UTC
SCHWEITZER JEFFREY MDirector · President & CEO
Tax withholdingCommon 273 $27.60 $7,534.80
Disclosure

SEC source: 0001415199-17-000007 · wf-form4_148657095473445.xml · nonDerivative · entry 1

SCHWEITZER JEFFREY M · CIK 0001415199 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,545.024

F1 · shares: VESTED SHARES USED TO PAY TAXES.

F2 · balance_after: DOES INCLUDE 35,936 RESTRICTED SHARES SUBJECT TO VESTING.

F3 · balance_after: DOES INCLUDE 9,661.024 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 16:08 UTC
MOYER K LEONDirector
Tax withholdingCommon 348 $27.60 $9,604.80
Disclosure

SEC source: 0001201787-17-000007 · wf-form4_148657008517480.xml · nonDerivative · entry 1

MOYER K LEON · CIK 0001201787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,980.448

F1 · shares: VESTED SHARES USED TO PAY TAXES.

F2 · balance_after: DOES INCLUDE 11,361 RESTRICTED SHARES SUBJECT TO VESTING.

F3 · balance_after: DOES INCLUDE 19,356.5866 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 15:06 UTC
Keim Michael SSenior EVP
Tax withholdingCommon 102 $27.60 $2,815.20
Disclosure

SEC source: 0001566245-17-000007 · wf-form4_148656639115349.xml · nonDerivative · entry 1

Keim Michael S · CIK 0001566245 · Senior EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,258.4427

F1 · shares: VESTED SHARES USED TO PAY TAXES.

F2 · balance_after: DOES INCLUDE 16,544 RESTRICTED SHARES SUBJECT TO VESTING.

F3 · balance_after: DOES INCLUDE 11,913.4427 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.

Read SEC document
February 06, 2017 Filed Mar 20, 2017 15:55 UTC Amendment
MOYER K LEONDirector
Tax withholdingCommon 274 $27.60 $7,562.40
Disclosure

SEC source: 0001201787-17-000013 · wf-form4a_149002531256302.xml · nonDerivative · entry 1

MOYER K LEON · CIK 0001201787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,054.448

F1 · shares: VESTED SHARES USED TO PAY TAXES.

F2 · balance_after: DOES INCLUDE 11,361 RESTRICTED SHARES SUBJECT TO VESTING.

F3 · balance_after: DOES INCLUDE 19,356.5866 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.

Read SEC document
January 31, 2017 Filed Feb 6, 2017 18:55 UTC GrantCommon Stock (Restricted Shares Subject to Vesting) 1,000 $0.00 $0.00
Disclosure

SEC source: 0001158369-17-000008 · wf-form4_148640733533636.xml · nonDerivative · entry 1

BALLOU ROGER H · CIK 0001158369 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,913

F1 · balance_after: DOES INCLUDE 1,000 RESTRICTED SHARES SUBJECT TO VESTING.

Read SEC document
January 31, 2017 Filed Feb 6, 2017 19:57 UTC
Norris Kevin BrianPres - Invest. & Wealth Mgmt
GrantIncentive Stock Options (Right to Buy) · Derivative 4,531 $28.15 Strike: $28.15 $127,547.65
Disclosure

SEC source: 0001665583-17-000004 · wf-form4_148641104691887.xml · derivative · entry 3

Norris Kevin Brian · CIK 0001665583 · Pres - Invest. & Wealth Mgmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,531

Underlying: Common · 4,531 shares

Expires 2027-01-31

Read SEC document
January 31, 2017 Filed Feb 6, 2017 19:57 UTC
Norris Kevin BrianPres - Invest. & Wealth Mgmt
GrantCommon Stock (Restricted Shares Subject to Vesting) 2,524 $0.00 $0.00
Disclosure

SEC source: 0001665583-17-000004 · wf-form4_148641104691887.xml · nonDerivative · entry 1

Norris Kevin Brian · CIK 0001665583 · Pres - Invest. & Wealth Mgmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,734.4288

F1 · balance_after: DOES INCLUDE 10,559 RESTRICTED SHARES SUBJECT TO VESTING.

F2 · balance_after: DOES INCLUDE 5265.4288 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.

Read SEC document
January 31, 2017 Filed Feb 6, 2017 19:55 UTC
Keim Michael SSenior EVP
GrantNon Qualified Stock Options (Right to Buy) · Derivative 3,242 $28.15 Strike: $28.15 $91,262.30
Disclosure

SEC source: 0001566245-17-000004 · wf-form4_148641088674705.xml · derivative · entry 4

Keim Michael S · CIK 0001566245 · Senior EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,242

Underlying: Common · 3,242 shares

Expires 2027-01-31

Read SEC document
January 31, 2017 Filed Feb 6, 2017 19:55 UTC
Keim Michael SSenior EVP
GrantIncentive Stock Options (Right to Buy) · Derivative 3,454 $28.15 Strike: $28.15 $97,230.10
Disclosure

SEC source: 0001566245-17-000004 · wf-form4_148641088674705.xml · derivative · entry 3

Keim Michael S · CIK 0001566245 · Senior EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,454

Underlying: Common · 3,454 shares

Expires 2027-01-31

Read SEC document
January 31, 2017 Filed Feb 6, 2017 19:55 UTC
Keim Michael SSenior EVP
GrantCommon Stock (Restricted Shares Subject to Vesting) 3,730 $0.00 $0.00
Disclosure

SEC source: 0001566245-17-000004 · wf-form4_148641088674705.xml · nonDerivative · entry 1

Keim Michael S · CIK 0001566245 · Senior EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,360.4427

F1 · balance_after: DOES INCLUDE 16,820 RESTRICTED SHARES SUBJECT TO VESTING.

F2 · balance_after: DOES INCLUDE 11,913.4427 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.

Read SEC document
January 31, 2017 Filed Feb 6, 2017 20:02 UTC
SCHWEITZER JEFFREY MDirector · President & CEO
GrantNon Qualified Stock Options (Right to Buy) · Derivative 8,725 $28.15 Strike: $28.15 $245,608.75
Disclosure

SEC source: 0001415199-17-000004 · wf-form4_148641132314017.xml · derivative · entry 4

SCHWEITZER JEFFREY M · CIK 0001415199 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,725

Underlying: Common · 8,725 shares

Expires 2027-01-31

Read SEC document
January 31, 2017 Filed Feb 6, 2017 20:02 UTC
SCHWEITZER JEFFREY MDirector · President & CEO
GrantIncentive Stock Options (Right to Buy) · Derivative 3,552 $28.15 Strike: $28.15 $99,988.80
Disclosure

SEC source: 0001415199-17-000004 · wf-form4_148641132314017.xml · derivative · entry 3

SCHWEITZER JEFFREY M · CIK 0001415199 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,552

Underlying: Common · 3,552 shares

Expires 2027-01-31

Read SEC document
January 31, 2017 Filed Feb 6, 2017 20:02 UTC
SCHWEITZER JEFFREY MDirector · President & CEO
GrantCommon Stock (Restricted Shares Subject to Vesting) 6,838 $0.00 $0.00
Disclosure

SEC source: 0001415199-17-000004 · wf-form4_148641132314017.xml · nonDerivative · entry 1

SCHWEITZER JEFFREY M · CIK 0001415199 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,818.024

F1 · balance_after: DOES INCLUDE 36,663 RESTRICTED SHARES SUBJECT TO VESTING.

F2 · balance_after: DOES INCLUDE 9,661.0240 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.

Read SEC document
January 31, 2017 Filed Feb 6, 2017 20:00 UTC
Santana Megan DExecutive Vice President · General Counsel
GrantIncentive Stock Options (Right to Buy) · Derivative 2,522 $28.15 Strike: $28.15 $70,994.30
Disclosure

SEC source: 0001668308-17-000004 · wf-form4_148641118804539.xml · derivative · entry 3

Santana Megan D · CIK 0001668308 · Executive Vice President · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,522

Underlying: Common · 2,522 shares

Expires 2027-01-31

Read SEC document
January 31, 2017 Filed Feb 6, 2017 20:00 UTC
Santana Megan DExecutive Vice President · General Counsel
GrantCommon Stock (Restricted Shares Subject to Vesting) 1,405 $0.00 $0.00
Disclosure

SEC source: 0001668308-17-000004 · wf-form4_148641118804539.xml · nonDerivative · entry 1

Santana Megan D · CIK 0001668308 · Executive Vice President · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,561.8357

F1 · balance_after: DOES INCLUDE 1,405 RESTRICTED SHARES SUBJECT TO VESTING.

F2 · balance_after: DOES INCLUDE 6.8357 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.