Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| UNIVEST FINANCIAL CorpUVSP · Entity 4881 | Pres - Invest. & Wealth Mgmt | December 31, 2017 | January 05, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
UNIVEST FINANCIAL Corp
Report date December 31, 2017 · Filed January 05, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| CommonSEC Table I · non-derivative | Direct | 21,526.2249 |
Reported balance
Holding disclosure · report date 2017-12-31 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 21,526.2249 F1: DOES INCLUDE 8,074 RESTRICTED SHARES SUBJECT TO VESTING. F2: DOES INCLUDE 6,807.2249 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN. |
| Incentive Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $18.78 · Expires 2024-01-31 | Direct | 2,000 |
Reported balance
Holding disclosure · report date 2017-12-31 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 2,000 |
| Incentive Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $18.52 · Expires 2025-01-31 | Direct | 2,000 |
Reported balance
Holding disclosure · report date 2017-12-31 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 2,000 |
| Incentive Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $19.68 · Expires 2026-01-31 | Direct | 3,529 |
Reported balance
Holding disclosure · report date 2017-12-31 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 3,529 |
| Incentive Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $28.15 · Expires 2027-01-31 | Direct | 4,531 |
Reported balance
Holding disclosure · report date 2017-12-31 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 4,531 |
Filing footnotes · ownership attribution and instrument terms
F1: DOES INCLUDE 8,074 RESTRICTED SHARES SUBJECT TO VESTING.
F2: DOES INCLUDE 6,807.2249 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 19, 2017 Filed Feb 21, 2017 17:06 UTC | UNIVEST FINANCIAL Corp UVSP · Entity 4881 | Tax withholdingCommon | 87 | $28.90 | $2,514.30 |
DisclosureSEC source: 0001665583-17-000011 · wf-form4_148769678211842.xml · nonDerivative · entry 1 Norris Kevin Brian · CIK 0001665583 · Pres - Invest. & Wealth Mgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,897.4288 F1 · shares: VESTED SHARES USED TO PAY TAXES. F2 · balance_after: DOES INCLUDE 5,265.4288 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN. F3 · balance_after: DOES INCLUDE 8,074 RESTRICTED SHARES SUBJECT TO VESTING. Read SEC document |
| February 16, 2017 Filed Feb 16, 2017 21:02 UTC | UNIVEST FINANCIAL Corp UVSP · Entity 4881 | PurchaseCommon | 1,000 | $28.53 | $28,530.00 |
DisclosureSEC source: 0001665583-17-000007 · wf-form4_148727894595826.xml · nonDerivative · entry 1 Norris Kevin Brian · CIK 0001665583 · Pres - Invest. & Wealth Mgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,734.4288 F1 · balance_after: DOES INCLUDE 10,559 RESTRICTED SHARES SUBJECT TO VESTING. F2 · balance_after: DOES INCLUDE 5,265.4288 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 19:10 UTC | UNIVEST FINANCIAL Corp UVSP · Entity 4881 | Disposition to issuerCommon | 750 | $0.00 | $0.00 |
DisclosureSEC source: 0001665583-17-000009 · wf-form4_148735862881691.xml · nonDerivative · entry 1 Norris Kevin Brian · CIK 0001665583 · Pres - Invest. & Wealth Mgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,984.4288 F1 · shares: RESTRICTED SHARES CANCELLED. F2 · balance_after: DOES INCLUDE 8,309 RESTRICTED SHARES SUBJECT TO VESTING. F3 · balance_after: DOES INCLUDE 5,265.4288 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN. Read SEC document |
| January 31, 2017 Filed Feb 6, 2017 19:57 UTC | UNIVEST FINANCIAL Corp UVSP · Entity 4881 | GrantIncentive Stock Options (Right to Buy) · Derivative | 4,531 | $28.15 Strike: $28.15 | $127,547.65 |
DisclosureSEC source: 0001665583-17-000004 · wf-form4_148641104691887.xml · derivative · entry 3 Norris Kevin Brian · CIK 0001665583 · Pres - Invest. & Wealth Mgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,531 Underlying: Common · 4,531 shares Expires 2027-01-31 Read SEC document |
| January 31, 2017 Filed Feb 6, 2017 19:57 UTC | UNIVEST FINANCIAL Corp UVSP · Entity 4881 | GrantCommon Stock (Restricted Shares Subject to Vesting) | 2,524 | $0.00 | $0.00 |
DisclosureSEC source: 0001665583-17-000004 · wf-form4_148641104691887.xml · nonDerivative · entry 1 Norris Kevin Brian · CIK 0001665583 · Pres - Invest. & Wealth Mgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,734.4288 F1 · balance_after: DOES INCLUDE 10,559 RESTRICTED SHARES SUBJECT TO VESTING. F2 · balance_after: DOES INCLUDE 5265.4288 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.