UVE

SEC source: 0000905148-18-000774 · form4.xml · nonDerivative · entry 1

DOWNES SEAN P · CIK 0001287040 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,359,141

F1 · date: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on May 18, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $47.20 to $47.95, inclusive. The reporting person undertakes to provide to Universal Insurance Holdings, Inc., any security holder of Universal Insurance Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2).

SEC source: 0000905148-19-000383 · form5.xml · nonDerivative · entry 2

DOWNES SEAN P · CIK 0001287040 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,398,420

SEC source: 0000905148-19-000383 · form5.xml · nonDerivative · entry 1

DOWNES SEAN P · CIK 0001287040 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,406,493

SEC source: 0000905148-18-000765 · form4.xml · nonDerivative · entry 2

Springer Jon · CIK 0001492994 · Director · President and CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 448,725

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 29, 2018.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $45.20 to $46.15, inclusive.

SEC source: 0000905148-18-000765 · form4.xml · nonDerivative · entry 1

Springer Jon · CIK 0001492994 · Director · President and CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 449,325

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 29, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $44.20 to $45.15. The reporting person undertakes to provide to Universal Insurance Holdings, Inc., any security holder of Universal Insurance Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (2) and (3) herein.

SEC source: 0000905148-18-000747 · form4.xml · nonDerivative · entry 1

DOWNES SEAN P · CIK 0001287040 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,379,141

F1 · date: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on May 18, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $44.60 to $45.45, inclusive. The reporting person undertakes to provide to Universal Insurance Holdings, Inc., any security holder of Universal Insurance Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2).

SEC source: 0000905148-18-000707 · form4.xml · nonDerivative · entry 1

Springer Jon · CIK 0001492994 · Director · President and CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 455,725

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 29, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $44.55 to $45.45, inclusive. The reporting person undertakes to provide to Universal Insurance Holdings, Inc., any security holder of Universal Insurance Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2).

SEC source: 0000905148-19-000382 · form5.xml · nonDerivative · entry 1

PIETRANGELO MICHAEL · CIK 0001258089 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,083

SEC source: 0000905148-18-000672 · form4.xml · nonDerivative · entry 1

DOWNES SEAN P · CIK 0001287040 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,399,141

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $45.15 to $45.65, inclusive. The reporting person undertakes to provide to Universal Insurance Holdings, Inc., any security holder of Universal Insurance Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1).

SEC source: 0000905148-18-000671 · form4.xml · nonDerivative · entry 1

Springer Jon · CIK 0001492994 · Director · President and CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 462,725

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $45.15 to $45.75, inclusive. The reporting person undertakes to provide to Universal Insurance Holdings, Inc., any security holder of Universal Insurance Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1).

SEC source: 0000905148-18-000670 · form4.xml · derivative · entry 5

Lewis Darryl L. · CIK 0001581118 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2021-11-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Option was granted in connection with a Non-Qualified Stock Option Agreement by and between the Company and Mr. Lewis, effective as of November 3, 2016.

SEC source: 0000905148-18-000670 · form4.xml · derivative · entry 4

Lewis Darryl L. · CIK 0001581118 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2019-05-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Option was granted in connection with a Non-Qualified Stock Option Agreement by and between the Company and Mr. Lewis, effective as of May 14, 2014.

SEC source: 0000905148-18-000670 · form4.xml · nonDerivative · entry 3

Lewis Darryl L. · CIK 0001581118 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,120

SEC source: 0000905148-18-000670 · form4.xml · nonDerivative · entry 2

Lewis Darryl L. · CIK 0001581118 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,325

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000905148-18-000670 · form4.xml · nonDerivative · entry 1

Lewis Darryl L. · CIK 0001581118 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,325

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000905148-18-000663 · form4.xml · nonDerivative · entry 2

DOWNES SEAN P · CIK 0001287040 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,419,141

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $45.20 to $45.30, inclusive.

SEC source: 0000905148-18-000663 · form4.xml · nonDerivative · entry 1

DOWNES SEAN P · CIK 0001287040 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,420,141

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $44.20 to $45.15, inclusive. The reporting person undertakes to provide to Universal Insurance Holdings, Inc., any security holder of Universal Insurance Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2).

SEC source: 0000905148-18-000662 · form4.xml · nonDerivative · entry 1

PIETRANGELO MICHAEL · CIK 0001258089 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,763

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $44.25 to $45.1, inclusive. The reporting person undertakes to provide to Universal Insurance Holdings, Inc., any security holder of Universal Insurance Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1).

SEC source: 0000905148-18-000661 · form4.xml · nonDerivative · entry 1

Springer Jon · CIK 0001492994 · Director · President and CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 482,725

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $45.15 to $45.60, inclusive. The reporting person undertakes to provide to Universal Insurance Holdings, Inc., any security holder of Universal Insurance Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1).

SEC source: 0000905148-18-000656 · form4.xml · nonDerivative · entry 2

Donaghy Stephen · CIK 0001492959 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 448,902

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging $43.055 to $43.30 inclusive. The reporting person undertakes to provide to Universal Insurance Holdings, Inc., any security holder of Universal Insurance Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2).

SEC source: 0000905148-18-000656 · form4.xml · nonDerivative · entry 1

Donaghy Stephen · CIK 0001492959 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 458,093

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging $42.30 to $42.40 inclusive. The reporting person undertakes to provide to Universal Insurance Holdings, Inc., any security holder of Universal Insurance Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1).

SEC source: 0000905148-18-000652 · form4.xml · nonDerivative · entry 1

DOWNES SEAN P · CIK 0001287040 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,439,141

F1 · date: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on May 18, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $37.575 to $38.35, inclusive. The reporting person undertakes to provide to Universal Insurance Holdings, Inc., any security holder of Universal Insurance Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2).

SEC source: 0000905148-18-000635 · form4.xml · nonDerivative · entry 1

Springer Jon · CIK 0001492994 · Director · President and CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 489,725

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 29, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $35.20 to $36.10, inclusive. The reporting person undertakes to provide to Universal Insurance Holdings, Inc., any security holder of Universal Insurance Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2).

SEC source: 0001140361-18-030227 · form4.xml · nonDerivative · entry 1

DOWNES SEAN P · CIK 0001287040 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,459,141

F1 · date: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on May 18, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $34.675 to $35.35, inclusive. The reporting person undertakes to provide to Universal Insurance Holdings, Inc., any security holder of Universal Insurance Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2).

SEC source: 0000905148-18-000530 · form4.xml · nonDerivative · entry 1

PALMIERI RALPH J. · CIK 0001610432 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,898

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $36.40 to $36.475, inclusive. The reporting person undertakes to provide to Universal Insurance Holdings, Inc., any security holder of Universal Insurance Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1).

SEC source: 0001140361-18-026114 · form4.xml · nonDerivative · entry 1

DOWNES SEAN P · CIK 0001287040 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,479,141

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $35.625 to $35.875, inclusive. The reporting person undertakes to provide to Universal Insurance Holdings, Inc., any security holder of Universal Insurance Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1).

SEC source: 0000905148-18-000525 · form4.xml · nonDerivative · entry 1

Springer Jon · CIK 0001492994 · Director · President and CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 496,725

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $35.25 to $35.50, inclusive. The reporting person undertakes to provide to Universal Insurance Holdings, Inc., any security holder of Universal Insurance Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1).

SEC source: 0000905148-19-000384 · form5.xml · nonDerivative · entry 1

Springer Jon · CIK 0001492994 · Director · President and CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 466,486

SEC source: 0001140361-18-022064 · form4.xml · nonDerivative · entry 1

Wilcox Frank · CIK 0001587355 · CFO, Principal Acct. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,324

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $32.3601 to $32.425, inclusive. The reporting person undertakes to provide to Universal Insurance Holdings, Inc., any security holder of Universal Insurance Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1).

SEC source: 0000905148-18-000482 · form4.xml · derivative · entry 3

PALMIERI RALPH J. · CIK 0001610432 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,000 shares

Expires 2019-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Option was granted in connection with a Non-Qualified Stock Option Agreement by and between the Company and Mr. Palmieri, effective December 10, 2014.

SEC source: 0000905148-18-000482 · form4.xml · nonDerivative · entry 2

PALMIERI RALPH J. · CIK 0001610432 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,698

SEC source: 0000905148-18-000482 · form4.xml · nonDerivative · entry 1

PALMIERI RALPH J. · CIK 0001610432 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,017

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000905148-18-000476 · form4.xml · nonDerivative · entry 2

SCHINDLER OZZIE A · CIK 0001409331 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,424

SEC source: 0001140361-18-021616 · form4.xml · nonDerivative · entry 1

DOWNES SEAN P · CIK 0001287040 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,499,141

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $32.50 to $33.15, inclusive. The reporting person undertakes to provide to Universal Insurance Holdings, Inc., any security holder of Universal Insurance Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1).

SEC source: 0000905148-18-000476 · form4.xml · nonDerivative · entry 1

SCHINDLER OZZIE A · CIK 0001409331 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,500

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $33.00 to $33.05, inclusive. The reporting person undertakes to provide to Universal Insurance Holdings, Inc., any security holder of Universal Insurance Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1).

SEC source: 0000905148-18-000427 · form4.xml · derivative · entry 3

PETERSON RICHARD D · CIK 0001430423 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,200

Underlying: Common Stock · 800 shares

Expires 2021-11-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000905148-18-000427 · form4.xml · nonDerivative · entry 2

PETERSON RICHARD D · CIK 0001430423 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By The RDP Revocable Trust dated August 11, 2011

Disclosed balance after: 1,065

F1 · ownership.nature: The reporting person is the grantor and sole trustee of The RDP Revocable Trust dated August 11, 2011. The reporting person's children are the beneficiaries of the trust.

SEC source: 0000905148-18-000427 · form4.xml · nonDerivative · entry 1

PETERSON RICHARD D · CIK 0001430423 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By The RDP Revocable Trust dated August 11, 2011

Disclosed balance after: 1,580

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: The reporting person is the grantor and sole trustee of The RDP Revocable Trust dated August 11, 2011. The reporting person's children are the beneficiaries of the trust.

SEC source: 0000905148-18-000414 · form4.xml · derivative · entry 5

Springer Jon · CIK 0001492994 · Director · President and CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,667

Underlying: Common Stock · 22,333 shares

Expires 2026-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Option was granted in connection with a Non-Qualified Stock Option Agreement by and between the Company and Mr. Springer, effective as of February 29, 2016.

F3 · derivative.exercise_date: This option is scheduled to vest as follows: (a) 22,333 shares vested on February 28, 2017, (b) 22,333 shares vested on February 28, 2018 and (c) 22,334 shares vest on February 28, 2019.

SEC source: 0000905148-18-000414 · form4.xml · derivative · entry 4

Springer Jon · CIK 0001492994 · Director · President and CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,509

Underlying: Common Stock · 165,016 shares

Expires 2026-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Option was granted in connection with a Non-Qualified Stock Option Agreement by and between the Company and Mr. Springer, effective as of February 29, 2016.

F2 · derivative.exercise_date: This option is scheduled to vest as follows: (a) 82,508 shares vested on January 15, 2017, (b) 82,508 shares vested on January 15, 2018 and (c) 82,509 shares vest on January 15, 2019.

SEC source: 0000905148-18-000414 · form4.xml · nonDerivative · entry 3

Springer Jon · CIK 0001492994 · Director · President and CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 515,651

SEC source: 0000905148-18-000414 · form4.xml · nonDerivative · entry 2

Springer Jon · CIK 0001492994 · Director · President and CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 662,770

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000905148-18-000414 · form4.xml · nonDerivative · entry 1

Springer Jon · CIK 0001492994 · Director · President and CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 640,437

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001140361-18-014492 · form4.xml · derivative · entry 8

DOWNES SEAN P · CIK 0001287040 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 300,000 shares

Expires 2026-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Option was granted in connection with a Non-Qualified Stock Option Agreement by and between the Company and Mr. Downes, effective as of February 29, 2016.

F7 · derivative.exercise_date: This option is scheduled to vest as follows: (a) 150,000 shares vested on January 15, 2017, (b) 150,000 shares vested on January 15, 2018 and (c) 150,000 shares vest on January 15, 2019.

SEC source: 0001140361-18-014492 · form4.xml · derivative · entry 7

DOWNES SEAN P · CIK 0001287040 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,666

Underlying: Common Stock · 133,334 shares

Expires 2026-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Option was granted in connection with a Non-Qualified Stock Option Agreement by and between the Company and Mr. Downes, effective as of February 29, 2016.

F6 · derivative.exercise_date: This option is scheduled to vest as follows: (a) 66,667 shares vested on February 28, 2017, (b) 66,667 shares vested on February 28, 2018 and (c) 66,666 shares vest on February 28, 2019

SEC source: 0001140361-18-014492 · form4.xml · derivative · entry 6

DOWNES SEAN P · CIK 0001287040 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock · 175,000 shares

Expires 2022-06-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Option was granted in connection with a Non-Qualified Stock Option Agreement by and between the Company and Mr. Downes, effective as of June 15, 2015.

F4 · derivative.exercise_date: This option is scheduled to vest as follows: (a) 100,000 shares vested on June 15, 2016; (b) 75,000 shares vested on June 15, 2017; (c) 75,000 shares vest on June 15, 2018; and (d) 50,000 shares vest on June 15, 2019.

SEC source: 0001140361-18-014492 · form4.xml · nonDerivative · entry 4

DOWNES SEAN P · CIK 0001287040 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,549,141

SEC source: 0001140361-18-014492 · form4.xml · nonDerivative · entry 3

DOWNES SEAN P · CIK 0001287040 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,024,315

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001140361-18-014492 · form4.xml · nonDerivative · entry 2

DOWNES SEAN P · CIK 0001287040 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,724,315

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001140361-18-014492 · form4.xml · nonDerivative · entry 1

DOWNES SEAN P · CIK 0001287040 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,590,981

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.