Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Clarus Therapeutics Holdings, Inc.CRXT · Entity 126356 | Chief Financial Officer | December 11, 2021 | December 14, 2021 |
| Novan, Inc.NONE · Entity 111882 | CFO | September 20, 2016 | September 20, 2016 |
| Sienna Biopharmaceuticals, Inc.SNNA · Entity 154554 | Chief Financial Officer | August 01, 2017 | August 01, 2017 |
| UNIVERSAL INSURANCE HOLDINGS, INC.UVE · Entity 4820 | Director | June 11, 2026 | June 12, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Clarus Therapeutics Holdings, Inc.
Report date December 11, 2021 · Filed December 14, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 55,800 |
Reported balance
After 2021-12-11 transaction · row 1
1 source rowRow 1 · 2021-12-11 · Grant · Acquired 55,800 · Balance 55,800 |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.78 · Expires 2031-12-10 | Direct | 139,500 |
Reported balance
After 2021-12-11 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2021-12-11 · Grant · Acquired 139,500 · Balance 139,500 F1: The Reporting Person was granted a Restricted Stock Unit under the Issuer's 2021 Stock Option and Incentive Plan (the "2021 Plan") for 55,800 shares on 12/11/2021, of which 25% vest on 9/9/2022, and the remaining shares vest in 36 equal monthly installments thereafter subject to the Reporting Person continuing to have a service relationship as of each such vesting date. F2: These options were granted under the 2021 Plan and vest (i) 25% on 9/9/2022 and (ii) with the remainder vesting in 36 equal monthly installments thereafter subject to the Reporting Person continuing to have a service relationship as of each such vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person was granted a Restricted Stock Unit under the Issuer's 2021 Stock Option and Incentive Plan (the "2021 Plan") for 55,800 shares on 12/11/2021, of which 25% vest on 9/9/2022, and the remaining shares vest in 36 equal monthly installments thereafter subject to the Reporting Person continuing to have a service relationship as of each such vesting date.
F2: These options were granted under the 2021 Plan and vest (i) 25% on 9/9/2022 and (ii) with the remainder vesting in 36 equal monthly installments thereafter subject to the Reporting Person continuing to have a service relationship as of each such vesting date.
Novan, Inc.
Report date September 20, 2016 · Filed September 20, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Employee Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $12.25 · Expires 2025-09-27 | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2016-09-20 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance Not disclosed F1: The option vest in 36 equal monthly installments on the first day of each month following September 28, 2015. |
| Employee Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $15.20 · Expires 2026-02-28 | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2016-09-20 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance Not disclosed F2: The option vest in 36 equal monthly installments on the first day of each month following February 29, 2016. |
Filing footnotes · ownership attribution and instrument terms
F1: The option vest in 36 equal monthly installments on the first day of each month following September 28, 2015.
F2: The option vest in 36 equal monthly installments on the first day of each month following February 29, 2016.
Sienna Biopharmaceuticals, Inc.
Report date August 01, 2017 · Filed August 01, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 7,000 |
Reported balance
After 2017-08-01 transaction · row 1
1 source rowRow 1 · 2017-08-01 · Purchase · Acquired 7,000 · Balance 7,000 F1: The Reporting Person purchased the shares of the Issuer's common stock in connection with the Issuer's initial public offering at the offering price of $15.00 per share. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person purchased the shares of the Issuer's common stock in connection with the Issuer's initial public offering at the offering price of $15.00 per share.
UNIVERSAL INSURANCE HOLDINGS, INC.
Report date June 11, 2026 · Filed June 12, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 22,550 |
Reported balance
After 2026-06-11 transaction · row 1
1 source rowRow 1 · 2026-06-11 · Grant · Acquired 3,414 · Balance 22,550 F1: These restricted shares will vest on the earlier of (i) June 11, 2027 and (ii) the date of the next annual meeting that is at least 50 weeks after the immediately preceding year's annual meeting. |
| Common StockSEC Table I · non-derivative | IndirectBy The RDP Revocable Trust dated August 11, 2011 | 6,319 |
Reported balance
Holding disclosure · report date 2026-06-11 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 6,319 F2: The reporting person is the grantor and sole trustee of The RDP Revocable Trust dated August 11, 2011. The reporting person's children are the beneficiaries of the trust. |
Filing footnotes · ownership attribution and instrument terms
F1: These restricted shares will vest on the earlier of (i) June 11, 2027 and (ii) the date of the next annual meeting that is at least 50 weeks after the immediately preceding year's annual meeting.
F2: The reporting person is the grantor and sole trustee of The RDP Revocable Trust dated August 11, 2011. The reporting person's children are the beneficiaries of the trust.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 11, 2026 Filed Jun 12, 2026 21:54 UTC | UNIVERSAL INSURANCE HOLDINGS, INC. UVE · Entity 4820 | GrantCommon Stock | 3,414 | $0.00 | $0.00 |
DisclosureSEC source: 0000891166-26-000072 · wk-form4_1781301237.xml · nonDerivative · entry 1 PETERSON RICHARD D · CIK 0001430423 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,550 F1 · shares: These restricted shares will vest on the earlier of (i) June 11, 2027 and (ii) the date of the next annual meeting that is at least 50 weeks after the immediately preceding year's annual meeting. Read SEC document |
| March 30, 2026 Filed Mar 31, 2026 22:02 UTC | UNIVERSAL INSURANCE HOLDINGS, INC. UVE · Entity 4820 | SaleCommon Stock | 2,000 | $34.10 | $68,207.00 |
DisclosureSEC source: 0000891166-26-000031 · wk-form4_1774994557.xml · nonDerivative · entry 2 PETERSON RICHARD D · CIK 0001430423 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By The RDP Revocable Trust dated August 11, 2011 Disclosed balance after: 6,319 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $34.06 to $34.14, inclusive. The reporting person undertakes to provide to Universal Insurance Holdings, Inc., any security holder of Universal Insurance Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1). F2 · ownership.nature: The reporting person is the grantor and sole trustee of The RDP Revocable Trust dated August 11, 2011. The reporting person's children are the beneficiaries of the trust. Read SEC document |
| December 30, 2025 Filed Dec 31, 2025 21:29 UTC | UNIVERSAL INSURANCE HOLDINGS, INC. UVE · Entity 4820 | SaleCommon Stock | 1,855 | $33.61 | $62,346.55 |
DisclosureSEC source: 0001430423-25-000003 · wk-form4_1767216555.xml · nonDerivative · entry 1 PETERSON RICHARD D · CIK 0001430423 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By The RDP Revocable Trust dated August 11, 2011 Disclosed balance after: 8,319 F1 · ownership.nature: The reporting person is the grantor and sole trustee of The RDP Revocable Trust dated August 11, 2011. The reporting person's children are the beneficiaries of the trust. Read SEC document |
| July 28, 2025 Filed Jul 30, 2025 20:20 UTC | UNIVERSAL INSURANCE HOLDINGS, INC. UVE · Entity 4820 | GrantCommon Stock | 2,824 | $0.00 | $0.00 |
DisclosureSEC source: 0000891166-25-000137 · wk-form4_1753906812.xml · nonDerivative · entry 1 PETERSON RICHARD D · CIK 0001430423 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,136 F1 · shares: These restricted shares will vest on July 28, 2026. Read SEC document |
| June 12, 2025 Filed Jun 13, 2025 21:38 UTC | UNIVERSAL INSURANCE HOLDINGS, INC. UVE · Entity 4820 | GrantCommon Stock | 2,404 | $0.00 | $0.00 |
DisclosureSEC source: 0000891166-25-000102 · wk-form4_1749850730.xml · nonDerivative · entry 1 PETERSON RICHARD D · CIK 0001430423 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,312 F1 · shares: These restricted shares will vest on the earlier of (i) June 12, 2026 and (ii) the date of the next annual meeting that is at least 50 weeks after the immediately preceding year's annual meeting. Read SEC document |
| June 13, 2024 Filed Jun 17, 2024 20:28 UTC | UNIVERSAL INSURANCE HOLDINGS, INC. UVE · Entity 4820 | GrantCommon Stock | 3,491 | $18.62 | $65,002.42 |
DisclosureSEC source: 0000891166-24-000047 · wk-form4_1718656109.xml · nonDerivative · entry 1 PETERSON RICHARD D · CIK 0001430423 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,908 F1 · shares: These restricted shares will vest on the earlier of (i) June 13, 2025 and (ii) the date of the next annual meeting that is at least 50 weeks after the immediately preceding year's annual meeting. Read SEC document |
| June 20, 2023 Filed Jun 22, 2023 21:02 UTC | UNIVERSAL INSURANCE HOLDINGS, INC. UVE · Entity 4820 | GrantCommon Stock | 4,005 | $0.00 | $0.00 |
DisclosureSEC source: 0000891166-23-000074 · wf-form4_168746776172852.xml · nonDerivative · entry 1 PETERSON RICHARD D · CIK 0001430423 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,417 F1 · shares: These shares of restricted stock will vest on the earlier of (i) June 20, 2024 and (ii) the date of the issuer's 2024 annual meeting of stockholders, subject to the reporting person's continued service through that date. Read SEC document |
| September 29, 2022 Filed Oct 3, 2022 22:55 UTC | UNIVERSAL INSURANCE HOLDINGS, INC. UVE · Entity 4820 | PurchaseCommon Stock | 1,075 | $9.31 | $10,002.88 |
DisclosureSEC source: 0000891166-22-000105 · wf-form4_166483767794842.xml · nonDerivative · entry 1 PETERSON RICHARD D · CIK 0001430423 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,412 Read SEC document |
| June 10, 2022 Filed Jun 15, 2022 00:18 UTC | UNIVERSAL INSURANCE HOLDINGS, INC. UVE · Entity 4820 | GrantCommon Stock | 5,337 | $0.00 | $0.00 |
DisclosureSEC source: 0000891166-22-000078 · wf-form4_165525226979761.xml · nonDerivative · entry 1 PETERSON RICHARD D · CIK 0001430423 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,337 F1 · shares: These shares of restricted stock vest the earlier of (i) June 10, 2023 and (ii) the date of 2023 annual meeting, subject to the reporting person's continued service through that date. Read SEC document |
| December 11, 2021 Filed Dec 14, 2021 19:00 UTC | Clarus Therapeutics Holdings, Inc. CRXT · Entity 126356 | GrantStock Option (Right to Buy) · Derivative | 139,500 | $0.00 Strike: $4.78 | $0.00 |
DisclosureSEC source: 0000899243-21-048204 · doc4.xml · derivative · entry 2 PETERSON RICHARD D · CIK 0001430423 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,500 Underlying: Common Stock · 139,500 shares Expires 2031-12-10 F1 · derivative.exercise_date: The Reporting Person was granted a Restricted Stock Unit under the Issuer's 2021 Stock Option and Incentive Plan (the "2021 Plan") for 55,800 shares on 12/11/2021, of which 25% vest on 9/9/2022, and the remaining shares vest in 36 equal monthly installments thereafter subject to the Reporting Person continuing to have a service relationship as of each such vesting date. F2 · derivative.exercise_date: These options were granted under the 2021 Plan and vest (i) 25% on 9/9/2022 and (ii) with the remainder vesting in 36 equal monthly installments thereafter subject to the Reporting Person continuing to have a service relationship as of each such vesting date. Read SEC document |
| December 11, 2021 Filed Dec 14, 2021 19:00 UTC | Clarus Therapeutics Holdings, Inc. CRXT · Entity 126356 | GrantCommon Stock | 55,800 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-048204 · doc4.xml · nonDerivative · entry 1 PETERSON RICHARD D · CIK 0001430423 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,800 Read SEC document |
| December 09, 2019 Filed Dec 12, 2019 01:00 UTC | UNIVERSAL INSURANCE HOLDINGS, INC. UVE · Entity 4820 | Exercise / conversionStock Option (Right to Buy) · Derivative | 30,000 | $0.00 Strike: $20.09 | $0.00 |
DisclosureSEC source: 0000905148-19-001025 · form4.xml · derivative · entry 3 PETERSON RICHARD D · CIK 0001430423 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,000 shares Expires 2019-12-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 09, 2019 Filed Dec 12, 2019 01:00 UTC | UNIVERSAL INSURANCE HOLDINGS, INC. UVE · Entity 4820 | Tax withholdingCommon Stock | 20,891 | $28.85 | $602,705.35 |
DisclosureSEC source: 0000905148-19-001025 · form4.xml · nonDerivative · entry 2 PETERSON RICHARD D · CIK 0001430423 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By The RDP Revocable Trust dated August 11, 2011 Disclosed balance after: 10,174 F1 · ownership.nature: The reporting person is the grantor and sole trustee of The RDP Revocable Trust dated August 11, 2011. The reporting person's children are the beneficiaries of the trust. Read SEC document |
| December 09, 2019 Filed Dec 12, 2019 01:00 UTC | UNIVERSAL INSURANCE HOLDINGS, INC. UVE · Entity 4820 | Exercise / conversionCommon Stock | 30,000 | $20.09 | $602,700.00 |
DisclosureSEC source: 0000905148-19-001025 · form4.xml · nonDerivative · entry 1 PETERSON RICHARD D · CIK 0001430423 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By The RDP Revocable Trust dated August 11, 2011 Disclosed balance after: 31,065 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: The reporting person is the grantor and sole trustee of The RDP Revocable Trust dated August 11, 2011. The reporting person's children are the beneficiaries of the trust. Read SEC document |
| March 14, 2019 Filed Mar 19, 2019 00:05 UTC | UNIVERSAL INSURANCE HOLDINGS, INC. UVE · Entity 4820 | GrantStock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $31.64 | $0.00 |
DisclosureSEC source: 0000905148-19-000453 · form4.xml · derivative · entry 1 PETERSON RICHARD D · CIK 0001430423 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2024-03-14 F1 · security: Option was granted in connection with a Non-Qualified Stock Option Agreement by and between the Company and Mr. Peterson, effective as of March 14, 2019. Read SEC document |
| April 09, 2018 Filed Apr 11, 2018 20:05 UTC | UNIVERSAL INSURANCE HOLDINGS, INC. UVE · Entity 4820 | Exercise / conversionOption to Purchase Common Stock (Right to Buy) · Derivative | 800 | $0.00 Strike: $19.85 | $0.00 |
DisclosureSEC source: 0000905148-18-000427 · form4.xml · derivative · entry 3 PETERSON RICHARD D · CIK 0001430423 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,200 Underlying: Common Stock · 800 shares Expires 2021-11-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 09, 2018 Filed Apr 11, 2018 20:05 UTC | UNIVERSAL INSURANCE HOLDINGS, INC. UVE · Entity 4820 | Tax withholdingCommon Stock | 515 | $30.85 | $15,887.75 |
DisclosureSEC source: 0000905148-18-000427 · form4.xml · nonDerivative · entry 2 PETERSON RICHARD D · CIK 0001430423 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By The RDP Revocable Trust dated August 11, 2011 Disclosed balance after: 1,065 F1 · ownership.nature: The reporting person is the grantor and sole trustee of The RDP Revocable Trust dated August 11, 2011. The reporting person's children are the beneficiaries of the trust. Read SEC document |
| April 09, 2018 Filed Apr 11, 2018 20:05 UTC | UNIVERSAL INSURANCE HOLDINGS, INC. UVE · Entity 4820 | Exercise / conversionCommon Stock | 800 | $19.85 | $15,880.00 |
DisclosureSEC source: 0000905148-18-000427 · form4.xml · nonDerivative · entry 1 PETERSON RICHARD D · CIK 0001430423 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By The RDP Revocable Trust dated August 11, 2011 Disclosed balance after: 1,580 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: The reporting person is the grantor and sole trustee of The RDP Revocable Trust dated August 11, 2011. The reporting person's children are the beneficiaries of the trust. Read SEC document |
| August 01, 2017 Filed Aug 1, 2017 16:26 UTC | Sienna Biopharmaceuticals, Inc. SNNA · Entity 154554 | PurchaseCommon Stock | 7,000 | $15.00 | $105,000.00 |
DisclosureSEC source: 0001140361-17-029599 · doc1.xml · nonDerivative · entry 1 PETERSON RICHARD D · CIK 0001430423 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,000 F1 · kind: The Reporting Person purchased the shares of the Issuer's common stock in connection with the Issuer's initial public offering at the offering price of $15.00 per share. Read SEC document |
| July 26, 2017 Filed Jul 27, 2017 16:26 UTC | Sienna Biopharmaceuticals, Inc. SNNA · Entity 154554 | GrantStock Option (Right to Buy) · Derivative | 8,518 | $0.00 Strike: $15.00 | $0.00 |
DisclosureSEC source: 0001140361-17-028902 · doc1.xml · derivative · entry 1 PETERSON RICHARD D · CIK 0001430423 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,518 Underlying: Common Stock · 8,518 shares Expires 2027-07-26 F1 · derivative.exercise_date: Twenty-five percent (25%) of the shares subject to the option vest and become exercisable on the first anniversary measured from July 26, 2017, and the remaining shares subject to the option vest and become exercisable in 36 successive, equal monthly installments thereafter, subject to the Reporting Person's continued employment or service relationship with the Issuer on each such vesting date. Read SEC document |
| November 03, 2016 Filed Nov 7, 2016 21:03 UTC | UNIVERSAL INSURANCE HOLDINGS, INC. UVE · Entity 4820 | GrantOption to Purchase Common Stock · Derivative | 20,000 | $0.00 Strike: $19.85 | $0.00 |
DisclosureSEC source: 0000905148-16-002037 · form4.xml · derivative · entry 1 PETERSON RICHARD D · CIK 0001430423 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2021-11-02 F1 · derivative.exercise_date: This option is scheduled to vest in full one year after the date of grant. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.