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UTI

UNIVERSAL TECHNICAL INSTITUTE INC

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Tapewire entity
4868
SEC CIK
0001261654
Parsed reports
521

Last 12 months

Inside the activity.

12 purchase rows · 14 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202560
Jan 202600
Feb 202602
Mar 202606
Apr 202600
May 202601
Jun 202605
Jul 202600
Aug 202640
Sep 202620
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 08, 2023 Filed Dec 13, 2023 02:41 UTC
Smith SherrellEVP, Campus Ops & Services
GrantPerformance Units · Derivative 33,357 $0.00 $0.00
Disclosure

SEC source: 0001261654-23-000117 · wk-form4_1702435254.xml · derivative · entry 9

Smith Sherrell · CIK 0001371105 · EVP, Campus Ops & Services

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,357

Underlying: Common Stock, $0.0001 par value · 33,357 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UTI Common Stock.

F8 · derivative.exercise_date: Each performance unit represents a contingent right to receive one share of the UTI Common Stock, 60% of which vest based on revenue for the fiscal year ending September 30, 2026 and 40% of which vest based on adjusted EBITDA for the fiscal year ending September 30, 2026.

F8 · derivative.expiration_date: Each performance unit represents a contingent right to receive one share of the UTI Common Stock, 60% of which vest based on revenue for the fiscal year ending September 30, 2026 and 40% of which vest based on adjusted EBITDA for the fiscal year ending September 30, 2026.

Read SEC document
December 08, 2023 Filed Dec 13, 2023 02:41 UTC
Smith SherrellEVP, Campus Ops & Services
Exercise / conversionRestricted Stock Units · Derivative 10,830 $0.00 $0.00
Disclosure

SEC source: 0001261654-23-000117 · wk-form4_1702435254.xml · derivative · entry 8

Smith Sherrell · CIK 0001371105 · EVP, Campus Ops & Services

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,660

Underlying: Common Stock, $0.0001 par value · 10,830 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

F7 · derivative.exercise_date: Vesting of restricted stock units granted on 12/08/2022.

F7 · derivative.expiration_date: Vesting of restricted stock units granted on 12/08/2022.

Read SEC document
December 08, 2023 Filed Dec 13, 2023 02:41 UTC
Smith SherrellEVP, Campus Ops & Services
Exercise / conversionRestricted Stock Units · Derivative 7,331 $0.00 $0.00
Disclosure

SEC source: 0001261654-23-000117 · wk-form4_1702435254.xml · derivative · entry 7

Smith Sherrell · CIK 0001371105 · EVP, Campus Ops & Services

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,331

Underlying: Common Stock, $0.0001 par value · 7,331 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

F6 · derivative.exercise_date: Vesting of restricted stock units granted on 12/08/2021.

F6 · derivative.expiration_date: Vesting of restricted stock units granted on 12/08/2021.

Read SEC document
December 08, 2023 Filed Dec 13, 2023 02:41 UTC
Smith SherrellEVP, Campus Ops & Services
Tax withholdingCommon Stock, $0.0001 par value 4,533 $11.88 $53,852.04
Disclosure

SEC source: 0001261654-23-000117 · wk-form4_1702435254.xml · nonDerivative · entry 4

Smith Sherrell · CIK 0001371105 · EVP, Campus Ops & Services

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 196,655

F3 · price: Shares withheld to satisfy tax liability for the vesting of restricted stock units granted on 12/8/2022.

Read SEC document
December 08, 2023 Filed Dec 13, 2023 02:41 UTC
Smith SherrellEVP, Campus Ops & Services
Exercise / conversionCommon Stock, $0.0001 par value 10,830 Not disclosed Not disclosed
Disclosure

SEC source: 0001261654-23-000117 · wk-form4_1702435254.xml · nonDerivative · entry 3

Smith Sherrell · CIK 0001371105 · EVP, Campus Ops & Services

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 201,188

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of UTI Common Stock.

Read SEC document
December 08, 2023 Filed Dec 13, 2023 02:41 UTC
Smith SherrellEVP, Campus Ops & Services
Tax withholdingCommon Stock, $0.0001 par value 3,028 $11.88 $35,972.64
Disclosure

SEC source: 0001261654-23-000117 · wk-form4_1702435254.xml · nonDerivative · entry 2

Smith Sherrell · CIK 0001371105 · EVP, Campus Ops & Services

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 190,358

F2 · price: Shares withheld to satisfy tax liability for the vesting of restricted stock units granted on 12/08/2021.

Read SEC document
December 08, 2023 Filed Dec 13, 2023 02:41 UTC
Smith SherrellEVP, Campus Ops & Services
Exercise / conversionCommon Stock, $0.0001 par value 7,331 Not disclosed Not disclosed
Disclosure

SEC source: 0001261654-23-000117 · wk-form4_1702435254.xml · nonDerivative · entry 1

Smith Sherrell · CIK 0001371105 · EVP, Campus Ops & Services

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 193,386

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of UTI Common Stock.

Read SEC document
December 08, 2023 Filed Dec 13, 2023 01:41 UTC
Anderson Troy REVP and CFO
GrantPerformance Units · Derivative 60,040 $0.00 $0.00
Disclosure

SEC source: 0001261654-23-000115 · wk-form4_1702431686.xml · derivative · entry 10

Anderson Troy R · CIK 0001789633 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,040

Underlying: Common Stock, $0.0001 par value · 60,040 shares

Expires not disclosed

F8 · derivative.exercise_price: Each performance unit represents a contingent right to receive one share of the UTI Common Stock, 60% of which vest based on revenue for the fiscal year ending September 30, 2026 and 40% of which vest based on adjusted EBITDA for the fiscal year ending September 30, 2026.

F8 · derivative.exercise_date: Each performance unit represents a contingent right to receive one share of the UTI Common Stock, 60% of which vest based on revenue for the fiscal year ending September 30, 2026 and 40% of which vest based on adjusted EBITDA for the fiscal year ending September 30, 2026.

F8 · derivative.expiration_date: Each performance unit represents a contingent right to receive one share of the UTI Common Stock, 60% of which vest based on revenue for the fiscal year ending September 30, 2026 and 40% of which vest based on adjusted EBITDA for the fiscal year ending September 30, 2026.

Read SEC document
December 08, 2023 Filed Dec 13, 2023 01:41 UTC
Anderson Troy REVP and CFO
GrantRestricted Stock Units · Derivative 32,021 $0.00 $0.00
Disclosure

SEC source: 0001261654-23-000115 · wk-form4_1702431686.xml · derivative · entry 9

Anderson Troy R · CIK 0001789633 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,021

Underlying: Common Stock, $0.0001 par value · 32,021 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UTI Common Stock.

F7 · derivative.exercise_date: The restricted stock units vest in three equal installments beginning on December 8, 2024.

F7 · derivative.expiration_date: The restricted stock units vest in three equal installments beginning on December 8, 2024.

Read SEC document
December 08, 2023 Filed Dec 13, 2023 01:41 UTC
Anderson Troy REVP and CFO
Exercise / conversionRestricted Stock Units · Derivative 19,688 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001261654-23-000115 · wk-form4_1702431686.xml · derivative · entry 8

Anderson Troy R · CIK 0001789633 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,376

Underlying: Common Stock, $0.0001 par value · 19,688 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UTI Common Stock.

F6 · derivative.exercise_date: Share of Common Stock received from vesting of restricted stock units granted on 12/8/2022.

F6 · derivative.expiration_date: Share of Common Stock received from vesting of restricted stock units granted on 12/8/2022.

Read SEC document
December 08, 2023 Filed Dec 13, 2023 01:41 UTC
Anderson Troy REVP and CFO
Exercise / conversionRestricted Stock Units · Derivative 13,179 $0.00 $0.00
Disclosure

SEC source: 0001261654-23-000115 · wk-form4_1702431686.xml · derivative · entry 7

Anderson Troy R · CIK 0001789633 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,179

Underlying: Common Stock, $0.0001 par value · 13,179 shares

Expires 2024-12-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UTI Common Stock.

F5 · derivative.exercise_date: Share of Common Stock received from vesting of restricted stock units granted on 12/08/2021.

F5 · derivative.expiration_date: Share of Common Stock received from vesting of restricted stock units granted on 12/08/2021.

Read SEC document
December 08, 2023 Filed Dec 13, 2023 01:41 UTC
Anderson Troy REVP and CFO
Tax withholdingCommon Stock, $0.0001 par value 5,385 $11.88 $63,973.80
Disclosure

SEC source: 0001261654-23-000115 · wk-form4_1702431686.xml · nonDerivative · entry 4

Anderson Troy R · CIK 0001789633 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,537

F3 · price: Shares withheld to satisfy tax liability for the vesting of restricted stock units granted on 12/8/2022.

Read SEC document
December 08, 2023 Filed Dec 13, 2023 01:41 UTC
Anderson Troy REVP and CFO
Exercise / conversionCommon Stock, $0.0001 par value 19,688 $0.00 $0.00
Disclosure

SEC source: 0001261654-23-000115 · wk-form4_1702431686.xml · nonDerivative · entry 3

Anderson Troy R · CIK 0001789633 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,922

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of UTI Common Stock.

Read SEC document
December 08, 2023 Filed Dec 13, 2023 01:41 UTC
Anderson Troy REVP and CFO
Tax withholdingCommon Stock, $0.0001 par value 3,605 $11.88 $42,827.40
Disclosure

SEC source: 0001261654-23-000115 · wk-form4_1702431686.xml · nonDerivative · entry 2

Anderson Troy R · CIK 0001789633 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,234

F2 · price: Shares withheld to satisfy tax liability for the vesting of restricted stock units granted on 12/08/2021.

Read SEC document
December 08, 2023 Filed Dec 13, 2023 01:41 UTC
Anderson Troy REVP and CFO
Exercise / conversionCommon Stock, $0.0001 par value 13,179 $0.00 $0.00
Disclosure

SEC source: 0001261654-23-000115 · wk-form4_1702431686.xml · nonDerivative · entry 1

Anderson Troy R · CIK 0001789633 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,839

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of UTI Common Stock.

Read SEC document
December 08, 2023 Filed Dec 13, 2023 00:45 UTC
Grant Jerome AlanDirector · Chief Executive Officer
GrantPerformance Units · Derivative 164,552 $0.00 $0.00
Disclosure

SEC source: 0001261654-23-000113 · wk-form4_1702428341.xml · derivative · entry 10

Grant Jerome Alan · CIK 0001723537 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 164,552

Underlying: Common Stock, $0.0001 par value · 164,552 shares

Expires not disclosed

F5 · derivative.exercise_price: Each performance unit represents a contingent right to receive one share of the UTI Common Stock, 60% of which vest based on revenue for the fiscal year ending September 30, 2026 and 40% of which vest based on adjusted EBITDA for the fiscal year ending September 30, 2026.

F5 · derivative.exercise_date: Each performance unit represents a contingent right to receive one share of the UTI Common Stock, 60% of which vest based on revenue for the fiscal year ending September 30, 2026 and 40% of which vest based on adjusted EBITDA for the fiscal year ending September 30, 2026.

F5 · derivative.expiration_date: Each performance unit represents a contingent right to receive one share of the UTI Common Stock, 60% of which vest based on revenue for the fiscal year ending September 30, 2026 and 40% of which vest based on adjusted EBITDA for the fiscal year ending September 30, 2026.

Read SEC document
December 08, 2023 Filed Dec 13, 2023 00:45 UTC
Grant Jerome AlanDirector · Chief Executive Officer
GrantRestricted Stock Units · Derivative 87,761 $0.00 $0.00
Disclosure

SEC source: 0001261654-23-000113 · wk-form4_1702428341.xml · derivative · entry 9

Grant Jerome Alan · CIK 0001723537 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,761

Underlying: Common Stock, $0.0001 par value · 87,761 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UTI Common Stock.

F4 · derivative.exercise_date: The restricted stock units vest in three equal installments beginning on December 8, 2024.

F4 · derivative.expiration_date: The restricted stock units vest in three equal installments beginning on December 8, 2024.

Read SEC document
December 08, 2023 Filed Dec 13, 2023 00:45 UTC
Grant Jerome AlanDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 46,507 $0.00 $0.00
Disclosure

SEC source: 0001261654-23-000113 · wk-form4_1702428341.xml · derivative · entry 8

Grant Jerome Alan · CIK 0001723537 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,016

Underlying: Common Stock, $0.0001 par value · 46,507 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UTI Common Stock.

F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on December 8, 2023.

F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on December 8, 2023.

Read SEC document
December 08, 2023 Filed Dec 13, 2023 00:45 UTC
Grant Jerome AlanDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 26,623 $0.00 $0.00
Disclosure

SEC source: 0001261654-23-000113 · wk-form4_1702428341.xml · derivative · entry 7

Grant Jerome Alan · CIK 0001723537 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,624

Underlying: Common Stock, $0.0001 par value · 26,623 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UTI Common Stock.

F2 · derivative.exercise_date: Share of Common Stock received from vesting of restricted stock units on 12/08/2021.

F2 · derivative.expiration_date: Share of Common Stock received from vesting of restricted stock units on 12/08/2021.

Read SEC document
December 08, 2023 Filed Dec 13, 2023 00:45 UTC
Grant Jerome AlanDirector · Chief Executive Officer
Tax withholdingCommon Stock, $0.0001 par value 19,231 $11.88 $228,464.28
Disclosure

SEC source: 0001261654-23-000113 · wk-form4_1702428341.xml · nonDerivative · entry 4

Grant Jerome Alan · CIK 0001723537 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 151,768

Read SEC document
December 08, 2023 Filed Dec 13, 2023 00:45 UTC
Grant Jerome AlanDirector · Chief Executive Officer
Exercise / conversionCommon Stock, $0.0001 par value 46,507 $0.00 $0.00
Disclosure

SEC source: 0001261654-23-000113 · wk-form4_1702428341.xml · nonDerivative · entry 3

Grant Jerome Alan · CIK 0001723537 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 170,999

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of UTI Common Stock.

Read SEC document
December 08, 2023 Filed Dec 13, 2023 00:45 UTC
Grant Jerome AlanDirector · Chief Executive Officer
Tax withholdingCommon Stock, $0.0001 par value 11,007 $11.88 $130,763.16
Disclosure

SEC source: 0001261654-23-000113 · wk-form4_1702428341.xml · nonDerivative · entry 2

Grant Jerome Alan · CIK 0001723537 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 124,492

Read SEC document
December 08, 2023 Filed Dec 13, 2023 00:45 UTC
Grant Jerome AlanDirector · Chief Executive Officer
Exercise / conversionCommon Stock, $0.0001 par value 26,623 $0.00 $0.00
Disclosure

SEC source: 0001261654-23-000113 · wk-form4_1702428341.xml · nonDerivative · entry 1

Grant Jerome Alan · CIK 0001723537 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 135,499

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of UTI Common Stock.

Read SEC document
December 08, 2023 Filed Dec 13, 2023 13:57 UTC
Prehn KevinConcorde Division President
GrantPerformance Units · Derivative 53,370 $0.00 $0.00
Disclosure

SEC source: 0001261654-23-000119 · wk-form4_1702475859.xml · derivative · entry 5

Prehn Kevin · CIK 0002002125 · Concorde Division President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,370

Underlying: Common Stock, $0.0001 par value · 53,370 shares

Expires not disclosed

F5 · derivative.exercise_price: Each performance unit represents a contingent right to receive one share of the UTI Common Stock, 60% of which vest based on revenue for the fiscal year ending September 30, 2026 and 40% of which vest based on adjusted EBITDA for the fiscal year ending September 30, 2026.

F5 · derivative.exercise_date: Each performance unit represents a contingent right to receive one share of the UTI Common Stock, 60% of which vest based on revenue for the fiscal year ending September 30, 2026 and 40% of which vest based on adjusted EBITDA for the fiscal year ending September 30, 2026.

F5 · derivative.expiration_date: Each performance unit represents a contingent right to receive one share of the UTI Common Stock, 60% of which vest based on revenue for the fiscal year ending September 30, 2026 and 40% of which vest based on adjusted EBITDA for the fiscal year ending September 30, 2026.

Read SEC document
December 08, 2023 Filed Dec 13, 2023 13:57 UTC
Prehn KevinConcorde Division President
GrantRestricted Stock Units · Derivative 28,464 $0.00 $0.00
Disclosure

SEC source: 0001261654-23-000119 · wk-form4_1702475859.xml · derivative · entry 4

Prehn Kevin · CIK 0002002125 · Concorde Division President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,464

Underlying: Common Stock, $0.0001 par value · 28,464 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UTI Common Stock.

F4 · derivative.exercise_date: Vesting of restricted stock units granted on 12/08/2022.

F4 · derivative.expiration_date: Vesting of restricted stock units granted on 12/08/2022.

Read SEC document
December 08, 2023 Filed Dec 13, 2023 13:57 UTC
Prehn KevinConcorde Division President
Exercise / conversionRestricted Stock Units · Derivative 1,160 $0.00 $0.00
Disclosure

SEC source: 0001261654-23-000119 · wk-form4_1702475859.xml · derivative · entry 3

Prehn Kevin · CIK 0002002125 · Concorde Division President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,320

Underlying: Common Stock, $0.0001 par value · 1,160 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UTI Common Stock.

F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on December 8, 2023.

F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on December 8, 2023.

Read SEC document
December 08, 2023 Filed Dec 13, 2023 13:57 UTC
Prehn KevinConcorde Division President
Tax withholdingCommon Stock, $0.0001 par value 315 $11.88 $3,742.20
Disclosure

SEC source: 0001261654-23-000119 · wk-form4_1702475859.xml · nonDerivative · entry 2

Prehn Kevin · CIK 0002002125 · Concorde Division President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 845

F2 · price: Shares withheld to satisfy tax liability for the vesting of restricted stock units granted on 12/8/2022.

Read SEC document
December 08, 2023 Filed Dec 13, 2023 13:57 UTC
Prehn KevinConcorde Division President
Exercise / conversionCommon Stock, $0.0001 par value 1,160 $0.00 $0.00
Disclosure

SEC source: 0001261654-23-000119 · wk-form4_1702475859.xml · nonDerivative · entry 1

Prehn Kevin · CIK 0002002125 · Concorde Division President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,160

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of UTI Common Stock.

Read SEC document
December 08, 2023 Filed Dec 13, 2023 14:25 UTC
Kline ChristineChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 1,387 $0.00 $0.00
Disclosure

SEC source: 0001261654-23-000129 · wk-form4_1702477520.xml · derivative · entry 9

Kline Christine · CIK 0002002128 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,775

Underlying: Common Stock, $0.0001 par value · 1,387 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UTI Common Stock.

F7 · derivative.exercise_date: Vesting of restricted stock units granted on 12/08/2022.

F7 · derivative.expiration_date: Vesting of restricted stock units granted on 12/08/2022.

Read SEC document
December 08, 2023 Filed Dec 13, 2023 14:25 UTC
Kline ChristineChief Accounting Officer
GrantRestricted Stock Units · Derivative 4,744 $0.00 $0.00
Disclosure

SEC source: 0001261654-23-000129 · wk-form4_1702477520.xml · derivative · entry 8

Kline Christine · CIK 0002002128 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,744

Underlying: Common Stock, $0.0001 par value · 4,744 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UTI Common Stock.

F6 · derivative.exercise_date: The restricted stock units vest in three equal installments beginning on December 8, 2024.

F6 · derivative.expiration_date: The restricted stock units vest in three equal installments beginning on December 8, 2024.

Read SEC document
December 08, 2023 Filed Dec 13, 2023 14:25 UTC
Kline ChristineChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 1,085 $0.00 $0.00
Disclosure

SEC source: 0001261654-23-000129 · wk-form4_1702477520.xml · derivative · entry 7

Kline Christine · CIK 0002002128 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,085

Underlying: Common Stock, $0.0001 par value · 1,085 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UTI Common Stock.

F5 · derivative.exercise_date: Vesting of restricted stock units granted on 12/08/2021.

F5 · derivative.expiration_date: Vesting of restricted stock units granted on 12/08/2021.

Read SEC document
December 08, 2023 Filed Dec 13, 2023 14:25 UTC
Kline ChristineChief Accounting Officer
Tax withholdingCommon Stock, $0.0001 par value 387 $11.88 $4,597.56
Disclosure

SEC source: 0001261654-23-000129 · wk-form4_1702477520.xml · nonDerivative · entry 4

Kline Christine · CIK 0002002128 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,816

F3 · price: Shares withheld to satisfy tax liability for the vesting of restricted stock units granted on 12/8/2022.

Read SEC document
December 08, 2023 Filed Dec 13, 2023 14:25 UTC
Kline ChristineChief Accounting Officer
Exercise / conversionCommon Stock, $0.0001 par value 1,387 Not disclosed Not disclosed
Disclosure

SEC source: 0001261654-23-000129 · wk-form4_1702477520.xml · nonDerivative · entry 3

Kline Christine · CIK 0002002128 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,203

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of UTI Common Stock.

Read SEC document
December 08, 2023 Filed Dec 13, 2023 14:25 UTC
Kline ChristineChief Accounting Officer
Tax withholdingCommon Stock, $0.0001 par value 303 $11.88 $3,599.64
Disclosure

SEC source: 0001261654-23-000129 · wk-form4_1702477520.xml · nonDerivative · entry 2

Kline Christine · CIK 0002002128 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,816

F2 · price: Shares withheld to satisfy tax liability for the vesting of restricted stock units granted on 12/08/2021.

Read SEC document
December 08, 2023 Filed Dec 13, 2023 14:25 UTC
Kline ChristineChief Accounting Officer
Exercise / conversionCommon Stock, $0.0001 par value 1,085 Not disclosed Not disclosed
Disclosure

SEC source: 0001261654-23-000129 · wk-form4_1702477520.xml · nonDerivative · entry 1

Kline Christine · CIK 0002002128 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,119

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of UTI Common Stock.

Read SEC document
December 08, 2023 Filed Dec 13, 2023 09:16 UTC
Kevane Christopher E.SVP Chief Legal Officer
GrantPerformance Units · Derivative 33,357 $0.00 $0.00
Disclosure

SEC source: 0001261654-23-000127 · wk-form4_1702477007.xml · derivative · entry 10

Kevane Christopher E. · CIK 0001486632 · SVP Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,357

Underlying: Common Stock, $0.0001 par value · 33,357 shares

Expires not disclosed

F8 · derivative.exercise_price: Each performance unit represents a contingent right to receive one share of the UTI Common Stock, 60% of which vest based on revenue for the fiscal year ending September 30, 2026 and 40% of which vest based on adjusted EBITDA for the fiscal year ending September 30, 2026.

F8 · derivative.exercise_date: Each performance unit represents a contingent right to receive one share of the UTI Common Stock, 60% of which vest based on revenue for the fiscal year ending September 30, 2026 and 40% of which vest based on adjusted EBITDA for the fiscal year ending September 30, 2026.

F8 · derivative.expiration_date: Each performance unit represents a contingent right to receive one share of the UTI Common Stock, 60% of which vest based on revenue for the fiscal year ending September 30, 2026 and 40% of which vest based on adjusted EBITDA for the fiscal year ending September 30, 2026.

Read SEC document
December 08, 2023 Filed Dec 13, 2023 09:16 UTC
Kevane Christopher E.SVP Chief Legal Officer
GrantRestricted Stock Units · Derivative 17,790 $0.00 $0.00
Disclosure

SEC source: 0001261654-23-000127 · wk-form4_1702477007.xml · derivative · entry 9

Kevane Christopher E. · CIK 0001486632 · SVP Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,790

Underlying: Common Stock, $0.0001 par value · 17,790 shares

Expires not disclosed

F7 · derivative.exercise_price: The restricted stock units vest in three equal installments beginning on December 8, 2024.

F7 · derivative.exercise_date: The restricted stock units vest in three equal installments beginning on December 8, 2024.

F7 · derivative.expiration_date: The restricted stock units vest in three equal installments beginning on December 8, 2024.

Read SEC document
December 08, 2023 Filed Dec 13, 2023 09:16 UTC
Kevane Christopher E.SVP Chief Legal Officer
Exercise / conversionRestricted Stock Units · Derivative 8,460 $0.00 $0.00
Disclosure

SEC source: 0001261654-23-000127 · wk-form4_1702477007.xml · derivative · entry 8

Kevane Christopher E. · CIK 0001486632 · SVP Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,921

Underlying: Common Stock, $0.0001 par value · 8,460 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UTI Common Stock.

F6 · derivative.exercise_date: Vesting of restricted stock units granted on 12/08/2022.

F6 · derivative.expiration_date: Vesting of restricted stock units granted on 12/08/2022.

Read SEC document
December 08, 2023 Filed Dec 13, 2023 09:16 UTC
Kevane Christopher E.SVP Chief Legal Officer
Exercise / conversionRestricted Stock Units · Derivative 6,460 $0.00 $0.00
Disclosure

SEC source: 0001261654-23-000127 · wk-form4_1702477007.xml · derivative · entry 7

Kevane Christopher E. · CIK 0001486632 · SVP Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,460

Underlying: Common Stock, $0.0001 par value · 6,460 shares

Expires 2024-12-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UTI Common Stock.

F5 · derivative.exercise_date: Share of Common Stock received from vesting of restricted stock units granted on 12/08/2021.

F5 · derivative.expiration_date: Share of Common Stock received from vesting of restricted stock units granted on 12/08/2021.

Read SEC document
December 08, 2023 Filed Dec 13, 2023 09:16 UTC
Kevane Christopher E.SVP Chief Legal Officer
Tax withholdingCommon Stock, $0.0001 par value 2,357 $11.88 $28,001.16
Disclosure

SEC source: 0001261654-23-000127 · wk-form4_1702477007.xml · nonDerivative · entry 4

Kevane Christopher E. · CIK 0001486632 · SVP Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,681

F3 · price: Shares withheld to satisfy tax liability for the vesting of restricted stock units granted on 12/8/2022.

Read SEC document
December 08, 2023 Filed Dec 13, 2023 09:16 UTC
Kevane Christopher E.SVP Chief Legal Officer
Exercise / conversionCommon Stock, $0.0001 par value 8,460 Not disclosed Not disclosed
Disclosure

SEC source: 0001261654-23-000127 · wk-form4_1702477007.xml · nonDerivative · entry 3

Kevane Christopher E. · CIK 0001486632 · SVP Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,038

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of UTI Common Stock.

Read SEC document
December 08, 2023 Filed Dec 13, 2023 09:16 UTC
Kevane Christopher E.SVP Chief Legal Officer
Tax withholdingCommon Stock, $0.0001 par value 1,800 $11.88 $21,384.00
Disclosure

SEC source: 0001261654-23-000127 · wk-form4_1702477007.xml · nonDerivative · entry 2

Kevane Christopher E. · CIK 0001486632 · SVP Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,578

F2 · price: Shares withheld to satisfy tax liability for the vesting of restricted stock units granted on 12/08/2021.

Read SEC document
December 08, 2023 Filed Dec 13, 2023 09:16 UTC
Kevane Christopher E.SVP Chief Legal Officer
Exercise / conversionCommon Stock, $0.0001 par value 6,460 Not disclosed Not disclosed
Disclosure

SEC source: 0001261654-23-000127 · wk-form4_1702477007.xml · nonDerivative · entry 1

Kevane Christopher E. · CIK 0001486632 · SVP Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,378

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of UTI Common Stock.

Read SEC document
December 08, 2023 Filed Dec 13, 2023 15:03 UTC Amendment
Smith Lori BSVP Chief Information Officer
GrantPerformance Units · Derivative 17,790 $0.00 $0.00
Disclosure

SEC source: 0001261654-23-000131 · wk-form4a_1702479777.xml · derivative · entry 10

Smith Lori B · CIK 0001799017 · SVP Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,790

Underlying: Common Stock, $0.0001 par value · 17,790 shares

Expires not disclosed

F8 · derivative.exercise_price: Each performance unit represents a contingent right to receive one share of the UTI Common Stock, 60% of which vest based on revenue for the fiscal year ending September 30, 2026 and 40% of which vest based on adjusted EBITDA for the fiscal year ending September 30, 2026.

F8 · derivative.exercise_date: Each performance unit represents a contingent right to receive one share of the UTI Common Stock, 60% of which vest based on revenue for the fiscal year ending September 30, 2026 and 40% of which vest based on adjusted EBITDA for the fiscal year ending September 30, 2026.

F8 · derivative.expiration_date: Each performance unit represents a contingent right to receive one share of the UTI Common Stock, 60% of which vest based on revenue for the fiscal year ending September 30, 2026 and 40% of which vest based on adjusted EBITDA for the fiscal year ending September 30, 2026.

Read SEC document
December 08, 2023 Filed Dec 13, 2023 15:03 UTC Amendment
Smith Lori BSVP Chief Information Officer
GrantRestricted Stock Units · Derivative 9,488 $0.00 $0.00
Disclosure

SEC source: 0001261654-23-000131 · wk-form4a_1702479777.xml · derivative · entry 9

Smith Lori B · CIK 0001799017 · SVP Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,488

Underlying: Common Stock, $0.0001 par value · 9,488 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UTI Common Stock.

F7 · derivative.exercise_date: The restricted stock units vest in three equal installments beginning on December 8, 2024.

F7 · derivative.expiration_date: The restricted stock units vest in three equal installments beginning on December 8, 2024.

Read SEC document
December 08, 2023 Filed Dec 13, 2023 15:03 UTC Amendment
Smith Lori BSVP Chief Information Officer
Exercise / conversionRestricted Stock Units · Derivative 6,374 $0.00 $0.00
Disclosure

SEC source: 0001261654-23-000131 · wk-form4a_1702479777.xml · derivative · entry 8

Smith Lori B · CIK 0001799017 · SVP Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,749

Underlying: Common Stock, $0.0001 par value · 6,374 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UTI Common Stock.

F6 · derivative.exercise_date: Share of Common Stock received from vesting of restricted stock units granted on 12/8/2022.

F6 · derivative.expiration_date: Share of Common Stock received from vesting of restricted stock units granted on 12/8/2022.

Read SEC document
December 08, 2023 Filed Dec 13, 2023 15:03 UTC Amendment
Smith Lori BSVP Chief Information Officer
Exercise / conversionRestricted Stock Units · Derivative 4,698 $0.00 $0.00
Disclosure

SEC source: 0001261654-23-000131 · wk-form4a_1702479777.xml · derivative · entry 7

Smith Lori B · CIK 0001799017 · SVP Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,698

Underlying: Common Stock, $0.0001 par value · 4,698 shares

Expires 2024-12-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UTI Common Stock.

F5 · derivative.exercise_date: Share of Common Stock received from vesting of restricted stock units granted on 12/08/2021.

F5 · derivative.expiration_date: Share of Common Stock received from vesting of restricted stock units granted on 12/08/2021.

Read SEC document
December 08, 2023 Filed Dec 13, 2023 15:03 UTC Amendment
Smith Lori BSVP Chief Information Officer
Tax withholdingCommon Stock, $0.0001 par value 1,776 $11.88 $21,098.88
Disclosure

SEC source: 0001261654-23-000131 · wk-form4a_1702479777.xml · nonDerivative · entry 4

Smith Lori B · CIK 0001799017 · SVP Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,961

F3 · price: Shares withheld to satisfy tax liability for the vesting of restricted stock units granted on 12/8/2022.

Read SEC document
December 08, 2023 Filed Dec 13, 2023 15:03 UTC Amendment
Smith Lori BSVP Chief Information Officer
Exercise / conversionCommon Stock, $0.0001 par value 6,374 Not disclosed Not disclosed
Disclosure

SEC source: 0001261654-23-000131 · wk-form4a_1702479777.xml · nonDerivative · entry 3

Smith Lori B · CIK 0001799017 · SVP Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,737

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of UTI Common Stock.

Read SEC document
December 08, 2023 Filed Dec 13, 2023 15:03 UTC Amendment
Smith Lori BSVP Chief Information Officer
Tax withholdingCommon Stock, $0.0001 par value 1,309 $11.88 $15,550.92
Disclosure

SEC source: 0001261654-23-000131 · wk-form4a_1702479777.xml · nonDerivative · entry 2

Smith Lori B · CIK 0001799017 · SVP Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,363

F2 · price: Shares withheld to satisfy tax liability for the vesting of restricted stock units granted on 12/08/2021.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.