Last 12 months
Inside the activity.
0 purchase rows · 8 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 3 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 3 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 15, 2017 Filed Feb 17, 2017 21:35 UTC |
Rickard David ASee Remarks
|
GrantRestricted Stock Units · Derivative | 809 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-004540 · doc4.xml · derivative · entry 3 Rickard David A · CIK 0001675471 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 809 Underlying: Common Stock · 809 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F4 · derivative.exercise_date: Performance-based restricted stock units awarded June 23, 2016. The performance-based restricted stock units can be earned and may vest in four equal annual installments based on satisfaction of certain performance based criteria for each of the fiscal years ending 2016, 2017, 2018 and 2019. The performance criteria for 2016 were met, and 809 performance-based options have been earned and will vest on June 3, 2017. The remaining 75% of performance-based restricted stock units can be earned in the remaining performance periods and are not reported in this table. F4 · derivative.expiration_date: Performance-based restricted stock units awarded June 23, 2016. The performance-based restricted stock units can be earned and may vest in four equal annual installments based on satisfaction of certain performance based criteria for each of the fiscal years ending 2016, 2017, 2018 and 2019. The performance criteria for 2016 were met, and 809 performance-based options have been earned and will vest on June 3, 2017. The remaining 75% of performance-based restricted stock units can be earned in the remaining performance periods and are not reported in this table. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 21:35 UTC |
Rickard David ASee Remarks
|
GrantRestricted Stock Units · Derivative | 4,286 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-004540 · doc4.xml · derivative · entry 2 Rickard David A · CIK 0001675471 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,286 Underlying: Common Stock · 4,286 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F3 · derivative.exercise_date: Performance-based restricted stock units awarded November 16, 2015 and automatically adjusted in January 2016 pursuant to Section 8 of the 2007 Stock Incentive Plan for Key Employees of USF Holding Corp. and its Affiliates, as amended. The performance-based restricted stock units can be earned and may vest in four equal annual installments based on satisfaction of certain performance based criteria for each of the fiscal years ending 2015, 2016, 2017 and 2018. The performance criteria for 2015 were met, and 4,287 performance-based restricted stock units were earned and have vested. The performance criteria for 2016 were met, and 4,286 performance-based restricted stock units have been earned and will vest on June 3, 2017. The remaining 50% of performance-based restricted stock units can be earned in the remaining performance periods and are not reported in this table. F3 · derivative.expiration_date: Performance-based restricted stock units awarded November 16, 2015 and automatically adjusted in January 2016 pursuant to Section 8 of the 2007 Stock Incentive Plan for Key Employees of USF Holding Corp. and its Affiliates, as amended. The performance-based restricted stock units can be earned and may vest in four equal annual installments based on satisfaction of certain performance based criteria for each of the fiscal years ending 2015, 2016, 2017 and 2018. The performance criteria for 2015 were met, and 4,287 performance-based restricted stock units were earned and have vested. The performance criteria for 2016 were met, and 4,286 performance-based restricted stock units have been earned and will vest on June 3, 2017. The remaining 50% of performance-based restricted stock units can be earned in the remaining performance periods and are not reported in this table. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 21:35 UTC |
Rickard David ASee Remarks
|
GrantEmployee Stock Option (right to buy) · Derivative | 8,588 | $0.00 Strike: $23.18 | $0.00 |
DisclosureSEC source: 0000899243-17-004540 · doc4.xml · derivative · entry 1 Rickard David A · CIK 0001675471 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,588 Underlying: Common Stock · 8,588 shares Expires 2026-06-23 F1 · derivative.exercise_date: Performance-based stock options awarded June 23, 2016. The performance-based stock options can be earned and may vest and become exercisable in four equal annual installments based on satisfaction of certain performance based criteria for each of the fiscal years ending 2016, 2017, 2018 and 2019. The performance criteria for 2016 were met, and 8,588 performance-based options have been earned and will vest and become exercisable on June 3, 2017. The remaining 75% of performance-based stock options can be earned in the remaining performance periods and are not reported in this table. F1 · balance_after: Performance-based stock options awarded June 23, 2016. The performance-based stock options can be earned and may vest and become exercisable in four equal annual installments based on satisfaction of certain performance based criteria for each of the fiscal years ending 2016, 2017, 2018 and 2019. The performance criteria for 2016 were met, and 8,588 performance-based options have been earned and will vest and become exercisable on June 3, 2017. The remaining 75% of performance-based stock options can be earned in the remaining performance periods and are not reported in this table. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 21:33 UTC |
Scharbo MarkChief Supply Chain Officer
|
GrantRestricted Stock Units · Derivative | 1,011 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-004535 · doc4.xml · derivative · entry 7 Scharbo Mark · CIK 0001675306 · Chief Supply Chain Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,011 Underlying: Common Stock · 1,011 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F8 · derivative.exercise_date: Performance-based restricted stock units awarded June 23, 2016. The performance-based restricted stock units can be earned and may vest in four equal annual installments based on satisfaction of certain performance based criteria for each of the fiscal years ending 2016, 2017, 2018 and 2019. The performance criteria for 2016 were met, and 1,011 performance-based options have been earned and will vest on June 3, 2017. The remaining 75% of performance-based restricted stock units can be earned in the remaining performance periods and are not reported in this table. F8 · derivative.expiration_date: Performance-based restricted stock units awarded June 23, 2016. The performance-based restricted stock units can be earned and may vest in four equal annual installments based on satisfaction of certain performance based criteria for each of the fiscal years ending 2016, 2017, 2018 and 2019. The performance criteria for 2016 were met, and 1,011 performance-based options have been earned and will vest on June 3, 2017. The remaining 75% of performance-based restricted stock units can be earned in the remaining performance periods and are not reported in this table. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 21:33 UTC |
Scharbo MarkChief Supply Chain Officer
|
GrantRestricted Stock Units · Derivative | 1,606 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-004535 · doc4.xml · derivative · entry 6 Scharbo Mark · CIK 0001675306 · Chief Supply Chain Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,606 Underlying: Common Stock · 1,606 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F7 · derivative.exercise_date: Performance-based restricted stock units awarded November 16, 2015 and automatically adjusted in January 2016 pursuant to Section 8 of the 2007 Plan. The performance-based restricted stock units can be earned and may vest in four equal annual installments based on satisfaction of certain performance based criteria for each of the fiscal years ending 2015, 2016, 2017 and 2018. The performance criteria for 2015 were met, and 1,607 performance-based restricted stock units were earned and have vested. The performance criteria for 2016 were met, and 1,606 performance-based restricted stock units have been earned and will vest on June 3, 2017. The remaining 50% of performance-based restricted stock units can be earned in the remaining performance periods and are not reported in this table. F7 · derivative.expiration_date: Performance-based restricted stock units awarded November 16, 2015 and automatically adjusted in January 2016 pursuant to Section 8 of the 2007 Plan. The performance-based restricted stock units can be earned and may vest in four equal annual installments based on satisfaction of certain performance based criteria for each of the fiscal years ending 2015, 2016, 2017 and 2018. The performance criteria for 2015 were met, and 1,607 performance-based restricted stock units were earned and have vested. The performance criteria for 2016 were met, and 1,606 performance-based restricted stock units have been earned and will vest on June 3, 2017. The remaining 50% of performance-based restricted stock units can be earned in the remaining performance periods and are not reported in this table. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 21:33 UTC |
Scharbo MarkChief Supply Chain Officer
|
GrantRestricted Stock Units · Derivative | 1,808 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-004535 · doc4.xml · derivative · entry 5 Scharbo Mark · CIK 0001675306 · Chief Supply Chain Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,808 Underlying: Common Stock · 1,808 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F6 · derivative.exercise_date: Performance-based restricted stock units awarded June 3, 2013 and automatically adjusted in January 2016 pursuant to Section 8 of the 2007 Stock Incentive Plan for Key Employees of USF Holding Corp. and its Affiliates, as amended (the "2007 Plan"). The performance-based restricted stock units can be earned and may vest in four equal annual installments based on satisfaction of certain performance based criteria for each of the fiscal years ending 2013, 2014, 2015 and 2016. The performance criteria for 2014 were met, and 1,447 of the performance-based restricted stock units were earned and have vested. The performance criteria for 2015 and for the cumulative 2013-2015 performance period were met, and 3,616 performance-based restricted stock units were earned and have vested. The performance criteria for 2016 were met, and 1,808 performance-based restricted stock units have been earned and will vest on June 3, 2017. F6 · derivative.expiration_date: Performance-based restricted stock units awarded June 3, 2013 and automatically adjusted in January 2016 pursuant to Section 8 of the 2007 Stock Incentive Plan for Key Employees of USF Holding Corp. and its Affiliates, as amended (the "2007 Plan"). The performance-based restricted stock units can be earned and may vest in four equal annual installments based on satisfaction of certain performance based criteria for each of the fiscal years ending 2013, 2014, 2015 and 2016. The performance criteria for 2014 were met, and 1,447 of the performance-based restricted stock units were earned and have vested. The performance criteria for 2015 and for the cumulative 2013-2015 performance period were met, and 3,616 performance-based restricted stock units were earned and have vested. The performance criteria for 2016 were met, and 1,808 performance-based restricted stock units have been earned and will vest on June 3, 2017. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 21:33 UTC |
Scharbo MarkChief Supply Chain Officer
|
GrantEmployee Stock Option (right to buy) · Derivative | 10,735 | $0.00 Strike: $23.18 | $0.00 |
DisclosureSEC source: 0000899243-17-004535 · doc4.xml · derivative · entry 4 Scharbo Mark · CIK 0001675306 · Chief Supply Chain Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,735 Underlying: Common Stock · 10,735 shares Expires 2026-06-23 F4 · derivative.exercise_date: Performance-based stock options awarded June 23, 2016. The performance-based stock options can be earned and may vest and become exercisable in four equal annual installments based on satisfaction of certain performance based criteria for each of the fiscal years ending 2016, 2017, 2018 and 2019. The performance criteria for 2016 were met, and 10,735 performance-based options have been earned and will vest and become exercisable on June 3, 2017. The remaining 75% of performance-based stock options can be earned in the remaining performance periods and are not reported in this table. F4 · balance_after: Performance-based stock options awarded June 23, 2016. The performance-based stock options can be earned and may vest and become exercisable in four equal annual installments based on satisfaction of certain performance based criteria for each of the fiscal years ending 2016, 2017, 2018 and 2019. The performance criteria for 2016 were met, and 10,735 performance-based options have been earned and will vest and become exercisable on June 3, 2017. The remaining 75% of performance-based stock options can be earned in the remaining performance periods and are not reported in this table. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 21:33 UTC |
Scharbo MarkChief Supply Chain Officer
|
GrantEmployee Stock Option (right to buy) · Derivative | 9,105 | $0.00 Strike: $14.58 | $0.00 |
DisclosureSEC source: 0000899243-17-004535 · doc4.xml · derivative · entry 3 Scharbo Mark · CIK 0001675306 · Chief Supply Chain Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,210 Underlying: Common Stock · 9,105 shares Expires 2025-11-16 F3 · derivative.exercise_date: Performance-based stock options awarded November 16, 2015. The performance-based stock options can be earned and may vest and become exercisable in four equal annual installments based on satisfaction of certain performance based criteria for each of the fiscal years ending 2015, 2016, 2017 and 2018. The performance criteria for 2015 were met, and 9,105 performance-based options were earned and have vested and become exercisable. The performance criteria for 2016 were met, and 9,105 performance-based options have been earned and will vest and become exercisable on June 3, 2017. The remaining 50% of performance-based stock options can be earned in the remaining performance periods and are not reported in this table. F3 · balance_after: Performance-based stock options awarded November 16, 2015. The performance-based stock options can be earned and may vest and become exercisable in four equal annual installments based on satisfaction of certain performance based criteria for each of the fiscal years ending 2015, 2016, 2017 and 2018. The performance criteria for 2015 were met, and 9,105 performance-based options were earned and have vested and become exercisable. The performance criteria for 2016 were met, and 9,105 performance-based options have been earned and will vest and become exercisable on June 3, 2017. The remaining 50% of performance-based stock options can be earned in the remaining performance periods and are not reported in this table. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 21:33 UTC |
Scharbo MarkChief Supply Chain Officer
|
GrantEmployee Stock Option (right to buy) · Derivative | 11,730 | $0.00 Strike: $12.56 | $0.00 |
DisclosureSEC source: 0000899243-17-004535 · doc4.xml · derivative · entry 2 Scharbo Mark · CIK 0001675306 · Chief Supply Chain Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,920 Underlying: Common Stock · 11,730 shares Expires 2023-06-03 F2 · derivative.exercise_date: Performance-based stock options awarded on June 3, 2013. The performance-based stock options can be earned and may vest and become exercisable in four equal annual installments based on satisfaction of certain performance based criteria for each of the fiscal years ending 2013, 2014, 2015 and 2016. The performance criteria for 2014 were met, and 11,730 performance-based options were earned and have vested and become exercisable. The performance criteria for 2015 and for the cumulative 2013-2015 performance period were met, and 23,460 performance-based options were earned and have vested and become exercisable. The performance criteria for 2016 was met, and 11,730 performance-based options have been earned and will vest and become exercisable on June 3, 2017. F2 · balance_after: Performance-based stock options awarded on June 3, 2013. The performance-based stock options can be earned and may vest and become exercisable in four equal annual installments based on satisfaction of certain performance based criteria for each of the fiscal years ending 2013, 2014, 2015 and 2016. The performance criteria for 2014 were met, and 11,730 performance-based options were earned and have vested and become exercisable. The performance criteria for 2015 and for the cumulative 2013-2015 performance period were met, and 23,460 performance-based options were earned and have vested and become exercisable. The performance criteria for 2016 was met, and 11,730 performance-based options have been earned and will vest and become exercisable on June 3, 2017. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 21:33 UTC |
Scharbo MarkChief Supply Chain Officer
|
GrantEmployee Stock Option (right to buy) · Derivative | 8,642 | $0.00 Strike: $12.56 | $0.00 |
DisclosureSEC source: 0000899243-17-004535 · doc4.xml · derivative · entry 1 Scharbo Mark · CIK 0001675306 · Chief Supply Chain Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,566 Underlying: Common Stock · 8,642 shares Expires 2023-03-13 F1 · derivative.exercise_date: Performance-based stock options awarded on March 31, 2013. The performance-based stock options can be earned and may vest and become exercisable in five equal annual installments based on satisfaction of certain performance based criteria for each of the fiscal years ending 2013, 2014, 2015, 2016 and 2017. The performance criteria for 2014 were met, and 8,642 performance-based options were earned and have vested and become exercisable. The performance criteria for 2015 and for the cumulative 2013-2015 performance period were met, and 17,282 performance-based options were earned and have vested and become exercisable. The performance criteria for 2016 were met, and 8,642 performance-based options have been earned and have vested and become exercisable. The remaining 20% of performance-based stock options can be earned in the remaining performance period. F1 · balance_after: Performance-based stock options awarded on March 31, 2013. The performance-based stock options can be earned and may vest and become exercisable in five equal annual installments based on satisfaction of certain performance based criteria for each of the fiscal years ending 2013, 2014, 2015, 2016 and 2017. The performance criteria for 2014 were met, and 8,642 performance-based options were earned and have vested and become exercisable. The performance criteria for 2015 and for the cumulative 2013-2015 performance period were met, and 17,282 performance-based options were earned and have vested and become exercisable. The performance criteria for 2016 were met, and 8,642 performance-based options have been earned and have vested and become exercisable. The remaining 20% of performance-based stock options can be earned in the remaining performance period. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 21:32 UTC |
Guberman StevenSee Remarks
|
GrantRestricted Stock Units · Derivative | 1,011 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-004532 · doc4.xml · derivative · entry 6 Guberman Steven · CIK 0001675418 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,011 Underlying: Common Stock · 1,011 shares Expires not disclosed F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F7 · derivative.exercise_date: Performance-based restricted stock units awarded June 23, 2016. The performance-based restricted stock units can be earned and may vest in four equal annual installments based on satisfaction of certain performance based criteria for each of the fiscal years ending 2016, 2017, 2018 and 2019. The performance criteria for 2016 were met, and 1,011 performance-based options have been earned and will vest on June 3, 2017. The remaining 75% of performance-based restricted stock units can be earned in the remaining performance periods and are not reported in this table. F7 · derivative.expiration_date: Performance-based restricted stock units awarded June 23, 2016. The performance-based restricted stock units can be earned and may vest in four equal annual installments based on satisfaction of certain performance based criteria for each of the fiscal years ending 2016, 2017, 2018 and 2019. The performance criteria for 2016 were met, and 1,011 performance-based options have been earned and will vest on June 3, 2017. The remaining 75% of performance-based restricted stock units can be earned in the remaining performance periods and are not reported in this table. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 21:32 UTC |
Guberman StevenSee Remarks
|
GrantRestricted Stock Units · Derivative | 1,606 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-004532 · doc4.xml · derivative · entry 5 Guberman Steven · CIK 0001675418 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,606 Underlying: Common Stock · 1,606 shares Expires not disclosed F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F6 · derivative.exercise_date: Performance-based restricted stock units awarded November 16, 2015 and automatically adjusted in January 2016 pursuant to Section 8 of the 2007 Plan. The performance-based restricted stock units can be earned and may vest in four equal annual installments based on satisfaction of certain performance based criteria for each of the fiscal years ending 2015, 2016, 2017 and 2018. The performance criteria for 2015 were met, and 1,607 performance-based restricted stock units were earned and have vested. The performance criteria for 2016 were met, and 1,606 performance-based restricted stock units have been earned and will vest on June 3, 2017. The remaining 50% of performance-based restricted stock units can be earned in the remaining performance periods and are not reported in this table. F6 · derivative.expiration_date: Performance-based restricted stock units awarded November 16, 2015 and automatically adjusted in January 2016 pursuant to Section 8 of the 2007 Plan. The performance-based restricted stock units can be earned and may vest in four equal annual installments based on satisfaction of certain performance based criteria for each of the fiscal years ending 2015, 2016, 2017 and 2018. The performance criteria for 2015 were met, and 1,607 performance-based restricted stock units were earned and have vested. The performance criteria for 2016 were met, and 1,606 performance-based restricted stock units have been earned and will vest on June 3, 2017. The remaining 50% of performance-based restricted stock units can be earned in the remaining performance periods and are not reported in this table. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 21:32 UTC |
Guberman StevenSee Remarks
|
GrantRestricted Stock Units · Derivative | 542 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-004532 · doc4.xml · derivative · entry 4 Guberman Steven · CIK 0001675418 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 542 Underlying: Common Stock · 542 shares Expires not disclosed F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F5 · derivative.exercise_date: Performance-based restricted stock units awarded June 3, 2013 and automatically adjusted in January 2016 pursuant to Section 8 of the 2007 Stock Incentive Plan for Key Employees of USF Holding Corp. and its Affiliates, as amended (the "2007 Plan"). The performance-based restricted stock units can be earned and may vest in four equal annual installments based on satisfaction of certain performance based criteria for each of the fiscal years ending 2013, 2014, 2015 and 2016. The performance criteria for 2014 were met, and 434 performance-based restricted stock units were earned and have vested. The performance criteria for 2015 and for the cumulative 2013-2015 performance period were met, and 1,084 performance-based restricted stock units were earned and have vested. The performance criteria for 2016 were met, and 542 performance-based restricted stock units have been earned and will vest on June 3, 2017. F5 · derivative.expiration_date: Performance-based restricted stock units awarded June 3, 2013 and automatically adjusted in January 2016 pursuant to Section 8 of the 2007 Stock Incentive Plan for Key Employees of USF Holding Corp. and its Affiliates, as amended (the "2007 Plan"). The performance-based restricted stock units can be earned and may vest in four equal annual installments based on satisfaction of certain performance based criteria for each of the fiscal years ending 2013, 2014, 2015 and 2016. The performance criteria for 2014 were met, and 434 performance-based restricted stock units were earned and have vested. The performance criteria for 2015 and for the cumulative 2013-2015 performance period were met, and 1,084 performance-based restricted stock units were earned and have vested. The performance criteria for 2016 were met, and 542 performance-based restricted stock units have been earned and will vest on June 3, 2017. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 21:32 UTC |
Guberman StevenSee Remarks
|
GrantEmployee Stock Option (right to buy) · Derivative | 10,735 | $0.00 Strike: $23.18 | $0.00 |
DisclosureSEC source: 0000899243-17-004532 · doc4.xml · derivative · entry 3 Guberman Steven · CIK 0001675418 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,735 Underlying: Common Stock · 10,735 shares Expires 2026-06-23 F3 · derivative.exercise_date: Performance-based stock options awarded June 23, 2016. The performance-based stock options can be earned and may vest and become exercisable in four equal annual installments based on satisfaction of certain performance based criteria for each of the fiscal years ending 2016, 2017, 2018 and 2019. The performance criteria for 2016 were met, and 10,735 performance-based options have been earned and will vest and become exercisable on June 3, 2017. The remaining 75% of performance-based stock options can be earned in the remaining performance periods and are not reported in this table. F3 · balance_after: Performance-based stock options awarded June 23, 2016. The performance-based stock options can be earned and may vest and become exercisable in four equal annual installments based on satisfaction of certain performance based criteria for each of the fiscal years ending 2016, 2017, 2018 and 2019. The performance criteria for 2016 were met, and 10,735 performance-based options have been earned and will vest and become exercisable on June 3, 2017. The remaining 75% of performance-based stock options can be earned in the remaining performance periods and are not reported in this table. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 21:32 UTC |
Guberman StevenSee Remarks
|
GrantEmployee Stock Option (right to buy) · Derivative | 9,105 | $0.00 Strike: $14.58 | $0.00 |
DisclosureSEC source: 0000899243-17-004532 · doc4.xml · derivative · entry 2 Guberman Steven · CIK 0001675418 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,210 Underlying: Common Stock · 9,105 shares Expires 2025-11-16 F2 · derivative.exercise_date: Performance-based stock options awarded November 16, 2015. The performance-based stock options can be earned and may vest and become exercisable in four equal annual installments based on satisfaction of certain performance based criteria for each of the fiscal years ending 2015, 2016, 2017 and 2018. The performance criteria for 2015 were met, and 9,105 performance-based options were earned and have vested and become exercisable. The performance criteria for 2016 were met, and 9,105 performance-based options have been earned and will vest and become exercisable on June 3, 2017. The remaining 50% of performance-based stock options can be earned in the remaining performance periods and are not reported in this table. F2 · balance_after: Performance-based stock options awarded November 16, 2015. The performance-based stock options can be earned and may vest and become exercisable in four equal annual installments based on satisfaction of certain performance based criteria for each of the fiscal years ending 2015, 2016, 2017 and 2018. The performance criteria for 2015 were met, and 9,105 performance-based options were earned and have vested and become exercisable. The performance criteria for 2016 were met, and 9,105 performance-based options have been earned and will vest and become exercisable on June 3, 2017. The remaining 50% of performance-based stock options can be earned in the remaining performance periods and are not reported in this table. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 21:32 UTC |
Guberman StevenSee Remarks
|
GrantEmployee Stock Option (right to buy) · Derivative | 1,173 | $0.00 Strike: $12.56 | $0.00 |
DisclosureSEC source: 0000899243-17-004532 · doc4.xml · derivative · entry 1 Guberman Steven · CIK 0001675418 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,692 Underlying: Common Stock · 1,173 shares Expires 2023-06-03 F1 · derivative.exercise_date: Performance-based stock options awarded on June 3, 2013. The performance-based stock options can be earned and may vest and become exercisable in four equal annual installments based on satisfaction of certain performance based criteria for each of the fiscal years ending 2013, 2014, 2015 and 2016. The performance criteria for 2014 were met, and 1,173 performance-based options were earned and have vested and become exercisable. The performance criteria for 2015 and for the cumulative 2013-2015 performance period were met, and 2,346 performance-based options were earned and have vested and become exercisable. The performance criteria for 2016 was met, and 1,173 performance-based options have been earned and will vest and become exercisable on June 3, 2017. F1 · balance_after: Performance-based stock options awarded on June 3, 2013. The performance-based stock options can be earned and may vest and become exercisable in four equal annual installments based on satisfaction of certain performance based criteria for each of the fiscal years ending 2013, 2014, 2015 and 2016. The performance criteria for 2014 were met, and 1,173 performance-based options were earned and have vested and become exercisable. The performance criteria for 2015 and for the cumulative 2013-2015 performance period were met, and 2,346 performance-based options were earned and have vested and become exercisable. The performance criteria for 2016 was met, and 1,173 performance-based options have been earned and will vest and become exercisable on June 3, 2017. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 21:30 UTC |
Satriano PietroDirector · See Remarks
|
GrantRestricted Stock Units · Derivative | 4,045 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-004529 · doc4.xml · derivative · entry 7 Satriano Pietro · CIK 0001675303 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,045 Underlying: Common Stock · 4,045 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F8 · derivative.exercise_date: Performance-based restricted stock units awarded June 23, 2016. The performance-based restricted stock units can be earned and may vest in four equal annual installments based on satisfaction of certain performance based criteria for each of the fiscal years ending 2016, 2017, 2018 and 2019. The performance criteria for 2016 were met, and 4,045 performance-based options have been earned and will vest on June 3, 2017. The remaining 75% of performance-based restricted stock units can be earned in the remaining performance periods and are not reported in this table. F8 · derivative.expiration_date: Performance-based restricted stock units awarded June 23, 2016. The performance-based restricted stock units can be earned and may vest in four equal annual installments based on satisfaction of certain performance based criteria for each of the fiscal years ending 2016, 2017, 2018 and 2019. The performance criteria for 2016 were met, and 4,045 performance-based options have been earned and will vest on June 3, 2017. The remaining 75% of performance-based restricted stock units can be earned in the remaining performance periods and are not reported in this table. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 21:30 UTC |
Satriano PietroDirector · See Remarks
|
GrantRestricted Stock Units · Derivative | 6,430 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-004529 · doc4.xml · derivative · entry 6 Satriano Pietro · CIK 0001675303 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,430 Underlying: Common Stock · 6,430 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F7 · derivative.exercise_date: Performance-based restricted stock units awarded November 16, 2015 and automatically adjusted in January 2016 pursuant to Section 8 of the 2007 Plan. The performance-based restricted stock units can be earned and may vest in four equal annual installments based on satisfaction of certain performance based criteria for each of the fiscal years ending 2015, 2016, 2017 and 2018. The performance criteria for 2015 were met, and 6,430 performance-based restricted stock units were earned and have vested. The performance criteria for 2016 were met, and 6,430 performance-based restricted stock units have been earned and will vest on June 3, 2017. The remaining 50% of performance-based restricted stock units can be earned in the remaining performance periods and are not reported in this table. F7 · derivative.expiration_date: Performance-based restricted stock units awarded November 16, 2015 and automatically adjusted in January 2016 pursuant to Section 8 of the 2007 Plan. The performance-based restricted stock units can be earned and may vest in four equal annual installments based on satisfaction of certain performance based criteria for each of the fiscal years ending 2015, 2016, 2017 and 2018. The performance criteria for 2015 were met, and 6,430 performance-based restricted stock units were earned and have vested. The performance criteria for 2016 were met, and 6,430 performance-based restricted stock units have been earned and will vest on June 3, 2017. The remaining 50% of performance-based restricted stock units can be earned in the remaining performance periods and are not reported in this table. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 21:30 UTC |
Satriano PietroDirector · See Remarks
|
GrantRestricted Stock Units · Derivative | 1,808 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-004529 · doc4.xml · derivative · entry 5 Satriano Pietro · CIK 0001675303 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,808 Underlying: Common Stock · 1,808 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F6 · derivative.exercise_date: Performance-based restricted stock units awarded June 3, 2013 and automatically adjusted in January 2016 pursuant to Section 8 of the 2007 Stock Incentive Plan for Key Employees of USF Holding Corp. and its Affiliates, as amended (the "2007 Plan"). The performance-based restricted stock units can be earned and may vest in four equal annual installments based on satisfaction of certain performance based criteria for each of the fiscal years ending 2013, 2014, 2015 and 2016. The performance criteria for 2014 were met, and 1,447 of the performance-based restricted stock units were earned and have vested. The performance criteria for 2015 and for the cumulative 2013-2015 performance period were met, and 3,616 performance-based restricted stock units were earned and have vested. The performance criteria for 2016 were met, and 1,808 performance-based restricted stock units have been earned and will vest on June 3, 2017. F6 · derivative.expiration_date: Performance-based restricted stock units awarded June 3, 2013 and automatically adjusted in January 2016 pursuant to Section 8 of the 2007 Stock Incentive Plan for Key Employees of USF Holding Corp. and its Affiliates, as amended (the "2007 Plan"). The performance-based restricted stock units can be earned and may vest in four equal annual installments based on satisfaction of certain performance based criteria for each of the fiscal years ending 2013, 2014, 2015 and 2016. The performance criteria for 2014 were met, and 1,447 of the performance-based restricted stock units were earned and have vested. The performance criteria for 2015 and for the cumulative 2013-2015 performance period were met, and 3,616 performance-based restricted stock units were earned and have vested. The performance criteria for 2016 were met, and 1,808 performance-based restricted stock units have been earned and will vest on June 3, 2017. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 21:30 UTC |
Satriano PietroDirector · See Remarks
|
GrantEmployee Stock Option (right to buy) · Derivative | 42,939 | $0.00 Strike: $23.18 | $0.00 |
DisclosureSEC source: 0000899243-17-004529 · doc4.xml · derivative · entry 4 Satriano Pietro · CIK 0001675303 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,939 Underlying: Common Stock · 42,939 shares Expires 2026-06-23 F4 · derivative.exercise_date: Performance-based stock options awarded June 23, 2016. The performance-based stock options can be earned and may vest and become exercisable in four equal annual installments based on satisfaction of certain performance based criteria for each of the fiscal years ending 2016, 2017, 2018 and 2019. The performance criteria for 2016 were met, and 42,939 performance-based options have been earned and will vest and become exercisable on June 3, 2017. The remaining 75% of performance-based stock options can be earned in the remaining performance periods and are not reported in this table. F4 · balance_after: Performance-based stock options awarded June 23, 2016. The performance-based stock options can be earned and may vest and become exercisable in four equal annual installments based on satisfaction of certain performance based criteria for each of the fiscal years ending 2016, 2017, 2018 and 2019. The performance criteria for 2016 were met, and 42,939 performance-based options have been earned and will vest and become exercisable on June 3, 2017. The remaining 75% of performance-based stock options can be earned in the remaining performance periods and are not reported in this table. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 21:30 UTC |
Satriano PietroDirector · See Remarks
|
GrantEmployee Stock Option (right to buy) · Derivative | 36,421 | $0.00 Strike: $14.58 | $0.00 |
DisclosureSEC source: 0000899243-17-004529 · doc4.xml · derivative · entry 3 Satriano Pietro · CIK 0001675303 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,842 Underlying: Common Stock · 36,421 shares Expires 2025-11-16 F3 · derivative.exercise_date: Performance-based stock options awarded November 16, 2015. The performance-based stock options can be earned and may vest and become exercisable in four equal annual installments based on satisfaction of certain performance based criteria for each of the fiscal years ending 2015, 2016, 2017 and 2018. The performance criteria for 2015 were met, and 36,421 performance-based options were earned and have vested and become exercisable. The performance criteria for 2016 were met, and 36,421 performance-based options have been earned and will vest and become exercisable on June 3, 2017. The remaining 50% of performance-based stock options can be earned in the remaining performance periods and are not reported in this table. F3 · balance_after: Performance-based stock options awarded November 16, 2015. The performance-based stock options can be earned and may vest and become exercisable in four equal annual installments based on satisfaction of certain performance based criteria for each of the fiscal years ending 2015, 2016, 2017 and 2018. The performance criteria for 2015 were met, and 36,421 performance-based options were earned and have vested and become exercisable. The performance criteria for 2016 were met, and 36,421 performance-based options have been earned and will vest and become exercisable on June 3, 2017. The remaining 50% of performance-based stock options can be earned in the remaining performance periods and are not reported in this table. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 21:30 UTC |
Satriano PietroDirector · See Remarks
|
GrantEmployee Stock Option (right to buy) · Derivative | 13,888 | $0.00 Strike: $12.56 | $0.00 |
DisclosureSEC source: 0000899243-17-004529 · doc4.xml · derivative · entry 2 Satriano Pietro · CIK 0001675303 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,776 Underlying: Common Stock · 13,888 shares Expires 2025-08-21 F1 · derivative.exercise_date: Performance-based stock options awarded on June 3, 2013. The performance-based stock options can be earned and may vest and become exercisable in four equal annual installments based on satisfaction of certain performance based criteria for each of the fiscal years ending 2013, 2014, 2015 and 2016. The performance criteria for 2014 were met, and 11,730 performance-based options were earned and have vested and become exercisable. The performance criteria for 2015 and for the cumulative 2013-2015 performance period were met, and 23,460 performance-based options were earned and have vested and become exercisable. The performance criteria for 2016 was met, and 11,730 performance-based options have been earned and will vest and become exercisable on June 3, 2017. F1 · balance_after: Performance-based stock options awarded on June 3, 2013. The performance-based stock options can be earned and may vest and become exercisable in four equal annual installments based on satisfaction of certain performance based criteria for each of the fiscal years ending 2013, 2014, 2015 and 2016. The performance criteria for 2014 were met, and 11,730 performance-based options were earned and have vested and become exercisable. The performance criteria for 2015 and for the cumulative 2013-2015 performance period were met, and 23,460 performance-based options were earned and have vested and become exercisable. The performance criteria for 2016 was met, and 11,730 performance-based options have been earned and will vest and become exercisable on June 3, 2017. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 21:30 UTC |
Satriano PietroDirector · See Remarks
|
GrantEmployee Stock Option (right to buy) · Derivative | 11,730 | $0.00 Strike: $12.56 | $0.00 |
DisclosureSEC source: 0000899243-17-004529 · doc4.xml · derivative · entry 1 Satriano Pietro · CIK 0001675303 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,920 Underlying: Common Stock · 11,730 shares Expires 2023-06-03 F2 · derivative.exercise_date: Performance-based stock options awarded on August 21, 2015. The performance-based stock options can be earned and may vest and become exercisable in five equal annual installments based on satisfaction of certain performance based criteria for each of the fiscal years ending 2015, 2016, 2017 and 2018. The performance criteria for 2015 were met, and 13,888 performance-based options were earned and have vested and become exercisable. The performance criteria for 2016 were met, and 13,888 performance-based options have been earned and have vested and become exercisable. The remaining 50% of performance-based stock options can be earned in the remaining performance periods and are not reported in this table. F2 · balance_after: Performance-based stock options awarded on August 21, 2015. The performance-based stock options can be earned and may vest and become exercisable in five equal annual installments based on satisfaction of certain performance based criteria for each of the fiscal years ending 2015, 2016, 2017 and 2018. The performance criteria for 2015 were met, and 13,888 performance-based options were earned and have vested and become exercisable. The performance criteria for 2016 were met, and 13,888 performance-based options have been earned and have vested and become exercisable. The remaining 50% of performance-based stock options can be earned in the remaining performance periods and are not reported in this table. Read SEC document |
| February 15, 2017 Filed Jun 6, 2017 23:20 UTC |
TEHLE DAVID MDirector
|
GrantRestricted Stock Units · Derivative | 133 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-015576 · doc4.xml · derivative · entry 3 TEHLE DAVID M · CIK 0001245010 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133 Underlying: Common Stock · 133 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F3 · derivative.exercise_date: Performance-based restricted stock units awarded on November 11, 2016. The performance-based restricted stock units can be earned and may vest in four equal annual installments based on satisfaction of certain performance based criteria for each of the fiscal years ending 2016, 2017, 2018 and 2019. As of February 15, 2017, the performance criteria for 2016 were met, and 133 performance-based restricted stock units were earned and vested on June 3, 2017. The remaining 75% of performance-based restricted stock units can be earned in the remaining performance periods and are not reported in this table. F3 · derivative.expiration_date: Performance-based restricted stock units awarded on November 11, 2016. The performance-based restricted stock units can be earned and may vest in four equal annual installments based on satisfaction of certain performance based criteria for each of the fiscal years ending 2016, 2017, 2018 and 2019. As of February 15, 2017, the performance criteria for 2016 were met, and 133 performance-based restricted stock units were earned and vested on June 3, 2017. The remaining 75% of performance-based restricted stock units can be earned in the remaining performance periods and are not reported in this table. Read SEC document |
| February 15, 2017 Filed Jun 6, 2017 23:20 UTC |
TEHLE DAVID MDirector
|
GrantStock Option (right to buy) · Derivative | 406 | $0.00 Strike: $23.50 | $0.00 |
DisclosureSEC source: 0000899243-17-015576 · doc4.xml · derivative · entry 2 TEHLE DAVID M · CIK 0001245010 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 406 Underlying: Common Stock · 406 shares Expires 2026-11-11 F1 · derivative.exercise_date: Performance-based stock options awarded November 11, 2016. The performance-based stock options can be earned and may vest and become exercisable in four equal annual installments based on satisfaction of certain performance based criteria for each of the fiscal years ending 2016, 2017, 2018 and 2019. As of February 15, 2017, the performance criteria for 2016 were met, and 406 performance-based options were earned and vested and become exercisable on June 3, 2017. The remaining 75% of performance-based stock options can be earned in the remaining performance periods and are not reported in this table. Read SEC document |
| February 15, 2017 Filed Jun 6, 2017 23:15 UTC |
CARRUTHERS COURT DDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 133 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-015562 · doc4.xml · derivative · entry 3 CARRUTHERS COURT D · CIK 0001422164 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133 Underlying: Common Stock · 133 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F3 · derivative.exercise_date: Performance-based restricted stock units awarded on November 11, 2016. The performance-based restricted stock units can be earned and may vest in four equal annual installments based on satisfaction of certain performance based criteria for each of the fiscal years ending 2016, 2017, 2018 and 2019. As of February 15, 2017, the performance criteria for 2016 were met, and 133 performance-based restricted stock units were earned and vested on June 3, 2017. The remaining 75% of performance-based restricted stock units can be earned in the remaining performance periods and are not reported in this table. F3 · derivative.expiration_date: Performance-based restricted stock units awarded on November 11, 2016. The performance-based restricted stock units can be earned and may vest in four equal annual installments based on satisfaction of certain performance based criteria for each of the fiscal years ending 2016, 2017, 2018 and 2019. As of February 15, 2017, the performance criteria for 2016 were met, and 133 performance-based restricted stock units were earned and vested on June 3, 2017. The remaining 75% of performance-based restricted stock units can be earned in the remaining performance periods and are not reported in this table. Read SEC document |
| February 15, 2017 Filed Jun 6, 2017 23:15 UTC |
CARRUTHERS COURT DDirector
|
GrantStock Option (right to buy) · Derivative | 406 | $0.00 Strike: $23.50 | $0.00 |
DisclosureSEC source: 0000899243-17-015562 · doc4.xml · derivative · entry 2 CARRUTHERS COURT D · CIK 0001422164 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 406 Underlying: Common Stock · 406 shares Expires 2026-11-11 F1 · derivative.exercise_date: Performance-based stock options awarded November 11, 2016. The performance-based stock options can be earned and may vest and become exercisable in four equal annual installments based on satisfaction of certain performance based criteria for each of the fiscal years ending 2016, 2017, 2018 and 2019. As of February 15, 2017, the performance criteria for 2016 were met, and 406 performance-based options were earned and vested and become exercisable on June 3, 2017. The remaining 75% of performance-based stock options can be earned in the remaining performance periods and are not reported in this table. Read SEC document |
| February 15, 2017 Filed Jun 6, 2017 23:12 UTC |
Lederer John AnthonyDirector
|
GrantRestricted Stock Units · Derivative | 266 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-015557 · doc4.xml · derivative · entry 3 Lederer John Anthony · CIK 0001388540 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 266 Underlying: Common Stock · 266 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F3 · derivative.exercise_date: Performance-based restricted stock units awarded on November 11, 2016. The performance-based restricted stock units can be earned and may vest in four equal annual installments based on satisfaction of certain performance based criteria for each of the fiscal years ending 2016, 2017, 2018 and 2019. As of February 15, 2017, the performance criteria for 2016 were met, and 266 performance-based restricted stock units were earned and vested on June 3, 2017. The remaining 75% of performance-based restricted stock units can be earned in the remaining performance periods and are not reported in this table. F3 · derivative.expiration_date: Performance-based restricted stock units awarded on November 11, 2016. The performance-based restricted stock units can be earned and may vest in four equal annual installments based on satisfaction of certain performance based criteria for each of the fiscal years ending 2016, 2017, 2018 and 2019. As of February 15, 2017, the performance criteria for 2016 were met, and 266 performance-based restricted stock units were earned and vested on June 3, 2017. The remaining 75% of performance-based restricted stock units can be earned in the remaining performance periods and are not reported in this table. Read SEC document |
| February 15, 2017 Filed Jun 6, 2017 23:12 UTC |
Lederer John AnthonyDirector
|
GrantStock Option (right to buy) · Derivative | 812 | $0.00 Strike: $23.50 | $0.00 |
DisclosureSEC source: 0000899243-17-015557 · doc4.xml · derivative · entry 2 Lederer John Anthony · CIK 0001388540 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 812 Underlying: Common Stock · 812 shares Expires 2026-11-11 F1 · derivative.exercise_date: Performance-based stock options awarded November 11, 2016. The performance-based stock options can be earned and may vest and become exercisable in four equal annual installments based on satisfaction of certain performance based criteria for each of the fiscal years ending 2016, 2017, 2018 and 2019. As of February 15, 2017, the performance criteria for 2016 were met, and 812 performance-based options were earned and vested and become exercisable on June 3, 2017. The remaining 75% of performance-based stock options can be earned in the remaining performance periods and are not reported in this table. Read SEC document |
| January 31, 2017 Filed Jan 31, 2017 21:38 UTC |
CDR USF Co-Investor No. 2, L.P.10% owner
CDR USF Co-Investor GP No. 2, Ltd10% owner
|
SaleCommon Stock | 20,700,000 | $26.00 | $538,200,000.00 |
DisclosureSEC source: 0001209191-17-006400 · doc4.xml · nonDerivative · entry 1 CDR USF Co-Investor No. 2, L.P. · CIK 0001675215 · 10% owner CDR USF Co-Investor GP No. 2, Ltd · CIK 0001675409 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By affiliate Disclosed balance after: 62,633,332 F1 · ownership.nature: Represents shares held following the transaction reported herein as follows: (i) 33,404,444 shares of common stock held by Clayton, Dubilier & Rice Fund VII, L.P., whose general partner is CD&R Associates VII, Ltd., whose sole stockholder is CD&R Associates VII, L.P., whose general partner is CD&R Investment Associates VII, Ltd.; (ii) 9,742,963 shares of common stock held by Clayton, Dubilier & Rice Fund VII (Co-Investment), L.P., whose general partner is CD&R Associates VII (Co-Investment), Ltd., whose sole stockholder is CD&R Associates VII, L.P.; (iii) 237,844 shares of common stock held by CD&R Parallel Fund VII, L.P., whose general partner is CD&R Parallel Fund Associates VII, Ltd.; (continued at footnote 2) F2 · ownership.nature: (iv) 13,680,674 shares of common stock held by CDR USF Co-Investor L.P., whose general partner is CDR USF Co-Investor GP Limited, whose sole stockholder is Clayton, Dubilier & Rice Fund VII, L.P.; and (v) 5,567,407 shares of common stock held by CDR USF Co-Investor No. 2, L.P., whose general partner is CDR USF Co-Investor GP No. 2, Limited, whose sole stockholder is CD&R Associates VII, L.P. F3 · ownership.nature: Each of CD&R Associates VII, Ltd., CD&R Associates VII, L.P. and CD&R Investment Associates VII, Ltd. expressly disclaims beneficial ownership of the shares held by Clayton, Dubilier & Rice Fund VII, L.P., as well as the shares held by each of Clayton, Dubilier & Rice Fund VII (Co-Investment), L.P., CD&R Parallel Fund VII, L.P., CDR USF Co-Investor L.P. and CDR USF Co-Investor No. 2, L.P. Each of CDR USF Co-Investor GP Limited and CDR USF Co-Investor GP No. 2, Limited expressly disclaims beneficial ownership of the shares held by each of CDR USF Co-Investor Limited, CDR USF Co-Investor No. 2, Limited, (continued at footnote 4) F4 · ownership.nature: Clayton, Dubilier & Rice Fund VII, L.P., Clayton, Dubilier & Rice Fund VII (Co-Investment), L.P. and CD&R Parallel Fund VII, L.P. CD&R Parallel Fund Associates VII, Ltd. expressly disclaims beneficial ownership of the shares held by each of CD&R Parallel Fund VII, L.P., Clayton, Dubilier & Rice Fund VII, L.P., Clayton, Dubilier & Rice Fund VII (Co-Investment), L.P., CDR USF Co-Investor L.P. and CDR USF Co-Investor No. 2, L.P. Read SEC document |
| January 31, 2017 Filed Jan 31, 2017 21:37 UTC |
Clayton Dubilier & Rice Fund VII L P10% owner
CD&R Associates VII, Ltd.10% owner
CD&R Associates VII, L.P.10% owner
CD&R Investment Associates VII, Ltd.10% owner
CD&R Parallel Fund VII LP10% owner
CDR USF Co-Investor GP Ltd10% owner
CDR USF CO-INVESTOR LP10% owner
|
SaleCommon Stock | 20,700,000 | $26.00 | $538,200,000.00 |
DisclosureSEC source: 0001209191-17-006399 · doc4.xml · nonDerivative · entry 1 Clayton Dubilier & Rice Fund VII L P · CIK 0001313676 · 10% owner CD&R Associates VII, Ltd. · CIK 0001380526 · 10% owner CD&R Associates VII, L.P. · CIK 0001380525 · 10% owner CD&R Investment Associates VII, Ltd. · CIK 0001380524 · 10% owner CLAYTON DUBILIER & RICE FUND VII CO-INVESTMENT L P · CIK 0001386693 · 10% owner CD&R ASSOCIATES VII (CO-INVESTMENT), LTD · CIK 0001579761 · 10% owner CD&R Parallel Fund VII LP · CIK 0001344557 · 10% owner CD&R Parallel Fund Associates VII, Ltd. · CIK 0001380523 · 10% owner CDR USF Co-Investor GP Ltd · CIK 0001675410 · 10% owner CDR USF CO-INVESTOR LP · CIK 0001405973 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By affiliate Disclosed balance after: 62,633,332 F1 · ownership.nature: Represents shares held following the transaction reported herein as follows: (i) 33,404,444 shares of common stock held by Clayton, Dubilier & Rice Fund VII, L.P., whose general partner is CD&R Associates VII, Ltd., whose sole stockholder is CD&R Associates VII, L.P., whose general partner is CD&R Investment Associates VII, Ltd.; (ii) 9,742,963 shares of common stock held by Clayton, Dubilier & Rice Fund VII (Co-Investment), L.P., whose general partner is CD&R Associates VII (Co-Investment), Ltd., whose sole stockholder is CD&R Associates VII, L.P.; (iii) 237,844 shares of common stock held by CD&R Parallel Fund VII, L.P., whose general partner is CD&R Parallel Fund Associates VII, Ltd.; (continued at footnote 2) F2 · ownership.nature: (iv) 13,680,674 shares of common stock held by CDR USF Co-Investor L.P., whose general partner is CDR USF Co-Investor GP Limited, whose sole stockholder is Clayton, Dubilier & Rice Fund VII, L.P.; and (v) 5,567,407 shares of common stock held by CDR USF Co-Investor No. 2, L.P., whose general partner is CDR USF Co-Investor GP No. 2, Limited, whose sole stockholder is CD&R Associates VII, L.P. F3 · ownership.nature: Each of CD&R Associates VII, Ltd., CD&R Associates VII, L.P. and CD&R Investment Associates VII, Ltd. expressly disclaims beneficial ownership of the shares held by Clayton, Dubilier & Rice Fund VII, L.P., as well as the shares held by each of Clayton, Dubilier & Rice Fund VII (Co-Investment), L.P., CD&R Parallel Fund VII, L.P., CDR USF Co-Investor L.P. and CDR USF Co-Investor No. 2, L.P. Each of CDR USF Co-Investor GP Limited and CDR USF Co-Investor GP No. 2, Limited expressly disclaims beneficial ownership of the shares held by each of CDR USF Co-Investor Limited, CDR USF Co-Investor No. 2, Limited, (continued at footnote 4) F4 · ownership.nature: Clayton, Dubilier & Rice Fund VII, L.P., Clayton, Dubilier & Rice Fund VII (Co-Investment), L.P. and CD&R Parallel Fund VII, L.P. CD&R Parallel Fund Associates VII, Ltd. expressly disclaims beneficial ownership of the shares held by each of CD&R Parallel Fund VII, L.P., Clayton, Dubilier & Rice Fund VII, L.P., Clayton, Dubilier & Rice Fund VII (Co-Investment), L.P., CDR USF Co-Investor L.P. and CDR USF Co-Investor No. 2, L.P. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 21:46 UTC |
ASF Walter Co-Invest L.P.10% owner
ASF Walter Co-Invest GP Ltd10% owner
KKR Partners III, L.P.10% owner
KKR III GP LLC10% owner
|
SaleCommon Stock, par value $0.01 per share | 165,600 | $25.09 | $4,154,904.00 |
DisclosureSEC source: 0000899243-17-002579 · doc4.xml · nonDerivative · entry 5 ASF Walter Co-Invest L.P. · CIK 0001645543 · 10% owner ASF Walter Co-Invest GP Ltd · CIK 0001645542 · 10% owner KKR Partners III, L.P. · CIK 0001288739 · 10% owner KKR III GP LLC · CIK 0001288740 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 501,066 F1 · price: This amount represents the secondary price per share of common stock of US Foods Holding Corp. ("Common Stock"), less the underwriting discount of $0.91 per share. F6 · ownership.nature: Shares of Common Stock are held by OPERF Co-Investment LLC. The manager of OPERF Co-Investment LLC is KKR Associates 2006 L.P., and the general partner of KKR Associates 2006 L.P. is KKR 2006 GP LLC. The designated member of KKR 2006 GP LLC is KKR Fund Holdings L.P., which has also designated Messrs. Henry R. Kravis and George R. Roberts as managers of KKR 2006 GP LLC. F7 · ownership.nature: The general partners of KKR Fund Holdings L.P. are KKR Fund Holdings GP Limited and KKR Group Holdings L.P. The sole shareholder of KKR Fund Holdings GP Limited is KKR Group Holdings L.P. The general partner of KKR Group Holdings L.P. is KKR Group Limited. The sole shareholder of KKR Group Limited is KKR & Co. L.P. The general partner of KKR & Co. L.P. is KKR Management LLC. The designated members of KKR Management LLC are Messrs. Henry R. Kravis and George R. Roberts. F8 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. F9 · ownership.nature: Because no more than 10 reporting persons can file any one Form 4 through the Securities and Exchange Commission's EDGAR system, KKR 2006 Fund L.P., OPERF Co-Investment LLC, KKR Associates 2006 L.P., KKR 2006 GP LLC, KKR PEI Food Investments L.P., KKR PEI Food Investments GP LLC, KKR PEI Investments, L.P., KKR PEI Associates, L.P., KKR PEI GP Limited, KKR Fund Holdings L.P., KKR Fund Holdings GP Limited, KKR Group Holdings L.P., KKR Group Limited, KKR & Co. L.P., KKR Management LLC and Messrs. Henry R. Kravis and George R. Roberts have made a separate Form 4 filing. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 21:46 UTC |
ASF Walter Co-Invest L.P.10% owner
ASF Walter Co-Invest GP Ltd10% owner
KKR Partners III, L.P.10% owner
KKR III GP LLC10% owner
|
SaleCommon Stock, par value $0.01 per share | 337,640 | $25.09 | $8,471,387.60 |
DisclosureSEC source: 0000899243-17-002579 · doc4.xml · nonDerivative · entry 4 ASF Walter Co-Invest L.P. · CIK 0001645543 · 10% owner ASF Walter Co-Invest GP Ltd · CIK 0001645542 · 10% owner KKR Partners III, L.P. · CIK 0001288739 · 10% owner KKR III GP LLC · CIK 0001288740 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 1,021,619 F1 · price: This amount represents the secondary price per share of common stock of US Foods Holding Corp. ("Common Stock"), less the underwriting discount of $0.91 per share. F5 · ownership.nature: Shares of Common Stock are held by KKR Partners III, L.P. The general partner of KKR Partners III, L.P. is KKR III GP LLC. The managers of KKR III GP LLC are Messrs. Henry R. Kravis and George R. Roberts. F8 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. F9 · ownership.nature: Because no more than 10 reporting persons can file any one Form 4 through the Securities and Exchange Commission's EDGAR system, KKR 2006 Fund L.P., OPERF Co-Investment LLC, KKR Associates 2006 L.P., KKR 2006 GP LLC, KKR PEI Food Investments L.P., KKR PEI Food Investments GP LLC, KKR PEI Investments, L.P., KKR PEI Associates, L.P., KKR PEI GP Limited, KKR Fund Holdings L.P., KKR Fund Holdings GP Limited, KKR Group Holdings L.P., KKR Group Limited, KKR & Co. L.P., KKR Management LLC and Messrs. Henry R. Kravis and George R. Roberts have made a separate Form 4 filing. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 21:46 UTC |
ASF Walter Co-Invest L.P.10% owner
ASF Walter Co-Invest GP Ltd10% owner
KKR Partners III, L.P.10% owner
KKR III GP LLC10% owner
|
SaleCommon Stock, par value $0.01 per share | 368,000 | $25.09 | $9,233,120.00 |
DisclosureSEC source: 0000899243-17-002579 · doc4.xml · nonDerivative · entry 3 ASF Walter Co-Invest L.P. · CIK 0001645543 · 10% owner ASF Walter Co-Invest GP Ltd · CIK 0001645542 · 10% owner KKR Partners III, L.P. · CIK 0001288739 · 10% owner KKR III GP LLC · CIK 0001288740 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 1,113,481 F1 · price: This amount represents the secondary price per share of common stock of US Foods Holding Corp. ("Common Stock"), less the underwriting discount of $0.91 per share. F4 · ownership.nature: Shares of Common Stock are held by ASF Walter Co-Invest L.P. The general partner of ASF Walter Co-Invest L.P. is ASF Walter Co-Invest GP Limited. The sole shareholder of ASF Walter Co-Invest GP Limited is KKR Fund Holdings L.P. F7 · ownership.nature: The general partners of KKR Fund Holdings L.P. are KKR Fund Holdings GP Limited and KKR Group Holdings L.P. The sole shareholder of KKR Fund Holdings GP Limited is KKR Group Holdings L.P. The general partner of KKR Group Holdings L.P. is KKR Group Limited. The sole shareholder of KKR Group Limited is KKR & Co. L.P. The general partner of KKR & Co. L.P. is KKR Management LLC. The designated members of KKR Management LLC are Messrs. Henry R. Kravis and George R. Roberts. F8 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. F9 · ownership.nature: Because no more than 10 reporting persons can file any one Form 4 through the Securities and Exchange Commission's EDGAR system, KKR 2006 Fund L.P., OPERF Co-Investment LLC, KKR Associates 2006 L.P., KKR 2006 GP LLC, KKR PEI Food Investments L.P., KKR PEI Food Investments GP LLC, KKR PEI Investments, L.P., KKR PEI Associates, L.P., KKR PEI GP Limited, KKR Fund Holdings L.P., KKR Fund Holdings GP Limited, KKR Group Holdings L.P., KKR Group Limited, KKR & Co. L.P., KKR Management LLC and Messrs. Henry R. Kravis and George R. Roberts have made a separate Form 4 filing. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 21:46 UTC |
ASF Walter Co-Invest L.P.10% owner
ASF Walter Co-Invest GP Ltd10% owner
KKR Partners III, L.P.10% owner
KKR III GP LLC10% owner
|
SaleCommon Stock, par value $0.01 per share | 1,472,000 | $25.09 | $36,932,480.00 |
DisclosureSEC source: 0000899243-17-002579 · doc4.xml · nonDerivative · entry 2 ASF Walter Co-Invest L.P. · CIK 0001645543 · 10% owner ASF Walter Co-Invest GP Ltd · CIK 0001645542 · 10% owner KKR Partners III, L.P. · CIK 0001288739 · 10% owner KKR III GP LLC · CIK 0001288740 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 4,453,925 F1 · price: This amount represents the secondary price per share of common stock of US Foods Holding Corp. ("Common Stock"), less the underwriting discount of $0.91 per share. F3 · ownership.nature: Shares of Common Stock are held by KKR PEI Food Investments L.P. The general partner of KKR PEI Food Investments L.P. is KKR PEI Food Investments GP LLC, and the sole member of KKR PEI Food Investments GP LLC is KKR PEI Investments, L.P. The general partner of KKR PEI Investments, L.P. is KKR PEI Associates, L.P., and the general partner of KKR PEI Associates, L.P. is KKR PEI GP Limited. The sole shareholder of KKR PEI GP Limited is KKR Fund Holdings L.P. F7 · ownership.nature: The general partners of KKR Fund Holdings L.P. are KKR Fund Holdings GP Limited and KKR Group Holdings L.P. The sole shareholder of KKR Fund Holdings GP Limited is KKR Group Holdings L.P. The general partner of KKR Group Holdings L.P. is KKR Group Limited. The sole shareholder of KKR Group Limited is KKR & Co. L.P. The general partner of KKR & Co. L.P. is KKR Management LLC. The designated members of KKR Management LLC are Messrs. Henry R. Kravis and George R. Roberts. F8 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. F9 · ownership.nature: Because no more than 10 reporting persons can file any one Form 4 through the Securities and Exchange Commission's EDGAR system, KKR 2006 Fund L.P., OPERF Co-Investment LLC, KKR Associates 2006 L.P., KKR 2006 GP LLC, KKR PEI Food Investments L.P., KKR PEI Food Investments GP LLC, KKR PEI Investments, L.P., KKR PEI Associates, L.P., KKR PEI GP Limited, KKR Fund Holdings L.P., KKR Fund Holdings GP Limited, KKR Group Holdings L.P., KKR Group Limited, KKR & Co. L.P., KKR Management LLC and Messrs. Henry R. Kravis and George R. Roberts have made a separate Form 4 filing. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 21:46 UTC |
ASF Walter Co-Invest L.P.10% owner
ASF Walter Co-Invest GP Ltd10% owner
KKR Partners III, L.P.10% owner
KKR III GP LLC10% owner
|
SaleCommon Stock, par value $0.01 per share | 18,356,760 | $25.09 | $460,571,108.40 |
DisclosureSEC source: 0000899243-17-002579 · doc4.xml · nonDerivative · entry 1 ASF Walter Co-Invest L.P. · CIK 0001645543 · 10% owner ASF Walter Co-Invest GP Ltd · CIK 0001645542 · 10% owner KKR Partners III, L.P. · CIK 0001288739 · 10% owner KKR III GP LLC · CIK 0001288740 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 55,543,240 F1 · price: This amount represents the secondary price per share of common stock of US Foods Holding Corp. ("Common Stock"), less the underwriting discount of $0.91 per share. F2 · ownership.nature: Shares of Common Stock are held by KKR 2006 Fund L.P. The general partner of KKR 2006 Fund L.P. is KKR Associates 2006 L.P., and the general partner of KKR Associates 2006 L.P. is KKR 2006 GP LLC. The designated member of KKR 2006 GP LLC is KKR Fund Holdings L.P., which has also designated Messrs. Henry R. Kravis and George R. Roberts as managers of KKR 2006 GP LLC. F7 · ownership.nature: The general partners of KKR Fund Holdings L.P. are KKR Fund Holdings GP Limited and KKR Group Holdings L.P. The sole shareholder of KKR Fund Holdings GP Limited is KKR Group Holdings L.P. The general partner of KKR Group Holdings L.P. is KKR Group Limited. The sole shareholder of KKR Group Limited is KKR & Co. L.P. The general partner of KKR & Co. L.P. is KKR Management LLC. The designated members of KKR Management LLC are Messrs. Henry R. Kravis and George R. Roberts. F8 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. F9 · ownership.nature: Because no more than 10 reporting persons can file any one Form 4 through the Securities and Exchange Commission's EDGAR system, KKR 2006 Fund L.P., OPERF Co-Investment LLC, KKR Associates 2006 L.P., KKR 2006 GP LLC, KKR PEI Food Investments L.P., KKR PEI Food Investments GP LLC, KKR PEI Investments, L.P., KKR PEI Associates, L.P., KKR PEI GP Limited, KKR Fund Holdings L.P., KKR Fund Holdings GP Limited, KKR Group Holdings L.P., KKR Group Limited, KKR & Co. L.P., KKR Management LLC and Messrs. Henry R. Kravis and George R. Roberts have made a separate Form 4 filing. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 21:38 UTC |
KKR 2006 Fund L.P.10% owner
OPERF Co-Investment LLC10% owner
KKR Associates 2006 LP10% owner
KKR 2006 GP LLC10% owner
KKR PEI Food Investments L.P.10% owner
KKR PEI Food Investments GP LLC10% owner
KKR PEI Investments, L.P.10% owner
KKR PEI Associates, L.P.10% owner
KKR PEI GP Ltd10% owner
|
SaleCommon Stock, par value $0.01 per share | 165,600 | $25.09 | $4,154,904.00 |
DisclosureSEC source: 0000899243-17-002575 · doc4.xml · nonDerivative · entry 5 KKR 2006 Fund L.P. · CIK 0001432741 · 10% owner OPERF Co-Investment LLC · CIK 0001433006 · 10% owner KKR Associates 2006 LP · CIK 0001432739 · 10% owner KKR 2006 GP LLC · CIK 0001432740 · 10% owner KKR PEI Food Investments L.P. · CIK 0001675267 · 10% owner KKR PEI Food Investments GP LLC · CIK 0001675257 · 10% owner KKR PEI Investments, L.P. · CIK 0001432719 · 10% owner KKR PEI Associates, L.P. · CIK 0001432722 · 10% owner KKR PEI GP Ltd · CIK 0001588260 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 501,066 F1 · price: This amount represents the secondary price per share of common stock of US Foods Holding Corp. ("Common Stock"), less the underwriting discount of $0.91 per share. F6 · ownership.nature: Shares of Common Stock are held by OPERF Co-Investment LLC. The manager of OPERF Co-Investment LLC is KKR Associates 2006 L.P., and the general partner of KKR Associates 2006 L.P. is KKR 2006 GP LLC. The designated member of KKR 2006 GP LLC is KKR Fund Holdings L.P., which has also designated Messrs. Henry R. Kravis and George R. Roberts as managers of KKR 2006 GP LLC. F7 · ownership.nature: The general partners of KKR Fund Holdings L.P. are KKR Fund Holdings GP Limited and KKR Group Holdings L.P. The sole shareholder of KKR Fund Holdings GP Limited is KKR Group Holdings L.P. The general partner of KKR Group Holdings L.P. is KKR Group Limited. The sole shareholder of KKR Group Limited is KKR & Co. L.P. The general partner of KKR & Co. L.P. is KKR Management LLC. The designated members of KKR Management LLC are Messrs. Henry R. Kravis and George R. Roberts. F8 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. F9 · ownership.nature: Because no more than 10 reporting persons can file any one Form 4 through the Securities and Exchange Commission's EDGAR system, ASF Walter Co-Invest L.P., ASF Walter Co-Invest GP Limited, KKR Partners III, L.P., KKR III GP LLC, KKR Fund Holdings L.P., KKR Fund Holdings GP Limited, KKR Group Holdings L.P., KKR Group Limited, KKR & Co. L.P., KKR Management LLC and Messrs. Henry R. Kravis and George R. Roberts have made a separate Form 4 filing. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 21:38 UTC |
KKR 2006 Fund L.P.10% owner
OPERF Co-Investment LLC10% owner
KKR Associates 2006 LP10% owner
KKR 2006 GP LLC10% owner
KKR PEI Food Investments L.P.10% owner
KKR PEI Food Investments GP LLC10% owner
KKR PEI Investments, L.P.10% owner
KKR PEI Associates, L.P.10% owner
KKR PEI GP Ltd10% owner
|
SaleCommon Stock, par value $0.01 per share | 337,640 | $25.09 | $8,471,387.60 |
DisclosureSEC source: 0000899243-17-002575 · doc4.xml · nonDerivative · entry 4 KKR 2006 Fund L.P. · CIK 0001432741 · 10% owner OPERF Co-Investment LLC · CIK 0001433006 · 10% owner KKR Associates 2006 LP · CIK 0001432739 · 10% owner KKR 2006 GP LLC · CIK 0001432740 · 10% owner KKR PEI Food Investments L.P. · CIK 0001675267 · 10% owner KKR PEI Food Investments GP LLC · CIK 0001675257 · 10% owner KKR PEI Investments, L.P. · CIK 0001432719 · 10% owner KKR PEI Associates, L.P. · CIK 0001432722 · 10% owner KKR PEI GP Ltd · CIK 0001588260 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 1,021,619 F1 · price: This amount represents the secondary price per share of common stock of US Foods Holding Corp. ("Common Stock"), less the underwriting discount of $0.91 per share. F5 · ownership.nature: Shares of Common Stock are held by KKR Partners III, L.P. The general partner of KKR Partners III, L.P. is KKR III GP LLC. The managers of KKR III GP LLC are Messrs. Henry R. Kravis and George R. Roberts. F8 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. F9 · ownership.nature: Because no more than 10 reporting persons can file any one Form 4 through the Securities and Exchange Commission's EDGAR system, ASF Walter Co-Invest L.P., ASF Walter Co-Invest GP Limited, KKR Partners III, L.P., KKR III GP LLC, KKR Fund Holdings L.P., KKR Fund Holdings GP Limited, KKR Group Holdings L.P., KKR Group Limited, KKR & Co. L.P., KKR Management LLC and Messrs. Henry R. Kravis and George R. Roberts have made a separate Form 4 filing. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 21:38 UTC |
KKR 2006 Fund L.P.10% owner
OPERF Co-Investment LLC10% owner
KKR Associates 2006 LP10% owner
KKR 2006 GP LLC10% owner
KKR PEI Food Investments L.P.10% owner
KKR PEI Food Investments GP LLC10% owner
KKR PEI Investments, L.P.10% owner
KKR PEI Associates, L.P.10% owner
KKR PEI GP Ltd10% owner
|
SaleCommon Stock, par value $0.01 per share | 368,000 | $25.09 | $9,233,120.00 |
DisclosureSEC source: 0000899243-17-002575 · doc4.xml · nonDerivative · entry 3 KKR 2006 Fund L.P. · CIK 0001432741 · 10% owner OPERF Co-Investment LLC · CIK 0001433006 · 10% owner KKR Associates 2006 LP · CIK 0001432739 · 10% owner KKR 2006 GP LLC · CIK 0001432740 · 10% owner KKR PEI Food Investments L.P. · CIK 0001675267 · 10% owner KKR PEI Food Investments GP LLC · CIK 0001675257 · 10% owner KKR PEI Investments, L.P. · CIK 0001432719 · 10% owner KKR PEI Associates, L.P. · CIK 0001432722 · 10% owner KKR PEI GP Ltd · CIK 0001588260 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 1,113,481 F1 · price: This amount represents the secondary price per share of common stock of US Foods Holding Corp. ("Common Stock"), less the underwriting discount of $0.91 per share. F4 · ownership.nature: Shares of Common Stock are held by ASF Walter Co-Invest L.P. The general partner of ASF Walter Co-Invest L.P. is ASF Walter Co-Invest GP Limited. The sole shareholder of ASF Walter Co-Invest GP Limited is KKR Fund Holdings L.P. F7 · ownership.nature: The general partners of KKR Fund Holdings L.P. are KKR Fund Holdings GP Limited and KKR Group Holdings L.P. The sole shareholder of KKR Fund Holdings GP Limited is KKR Group Holdings L.P. The general partner of KKR Group Holdings L.P. is KKR Group Limited. The sole shareholder of KKR Group Limited is KKR & Co. L.P. The general partner of KKR & Co. L.P. is KKR Management LLC. The designated members of KKR Management LLC are Messrs. Henry R. Kravis and George R. Roberts. F8 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. F9 · ownership.nature: Because no more than 10 reporting persons can file any one Form 4 through the Securities and Exchange Commission's EDGAR system, ASF Walter Co-Invest L.P., ASF Walter Co-Invest GP Limited, KKR Partners III, L.P., KKR III GP LLC, KKR Fund Holdings L.P., KKR Fund Holdings GP Limited, KKR Group Holdings L.P., KKR Group Limited, KKR & Co. L.P., KKR Management LLC and Messrs. Henry R. Kravis and George R. Roberts have made a separate Form 4 filing. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 21:38 UTC |
KKR 2006 Fund L.P.10% owner
OPERF Co-Investment LLC10% owner
KKR Associates 2006 LP10% owner
KKR 2006 GP LLC10% owner
KKR PEI Food Investments L.P.10% owner
KKR PEI Food Investments GP LLC10% owner
KKR PEI Investments, L.P.10% owner
KKR PEI Associates, L.P.10% owner
KKR PEI GP Ltd10% owner
|
SaleCommon Stock, par value $0.01 per share | 1,472,000 | $25.09 | $36,932,480.00 |
DisclosureSEC source: 0000899243-17-002575 · doc4.xml · nonDerivative · entry 2 KKR 2006 Fund L.P. · CIK 0001432741 · 10% owner OPERF Co-Investment LLC · CIK 0001433006 · 10% owner KKR Associates 2006 LP · CIK 0001432739 · 10% owner KKR 2006 GP LLC · CIK 0001432740 · 10% owner KKR PEI Food Investments L.P. · CIK 0001675267 · 10% owner KKR PEI Food Investments GP LLC · CIK 0001675257 · 10% owner KKR PEI Investments, L.P. · CIK 0001432719 · 10% owner KKR PEI Associates, L.P. · CIK 0001432722 · 10% owner KKR PEI GP Ltd · CIK 0001588260 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 4,453,925 F1 · price: This amount represents the secondary price per share of common stock of US Foods Holding Corp. ("Common Stock"), less the underwriting discount of $0.91 per share. F3 · ownership.nature: Shares of Common Stock are held by KKR PEI Food Investments L.P. The general partner of KKR PEI Food Investments L.P. is KKR PEI Food Investments GP LLC, and the sole member of KKR PEI Food Investments GP LLC is KKR PEI Investments, L.P. The general partner of KKR PEI Investments, L.P. is KKR PEI Associates, L.P., and the general partner of KKR PEI Associates, L.P. is KKR PEI GP Limited. The sole shareholder of KKR PEI GP Limited is KKR Fund Holdings L.P. F7 · ownership.nature: The general partners of KKR Fund Holdings L.P. are KKR Fund Holdings GP Limited and KKR Group Holdings L.P. The sole shareholder of KKR Fund Holdings GP Limited is KKR Group Holdings L.P. The general partner of KKR Group Holdings L.P. is KKR Group Limited. The sole shareholder of KKR Group Limited is KKR & Co. L.P. The general partner of KKR & Co. L.P. is KKR Management LLC. The designated members of KKR Management LLC are Messrs. Henry R. Kravis and George R. Roberts. F8 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. F9 · ownership.nature: Because no more than 10 reporting persons can file any one Form 4 through the Securities and Exchange Commission's EDGAR system, ASF Walter Co-Invest L.P., ASF Walter Co-Invest GP Limited, KKR Partners III, L.P., KKR III GP LLC, KKR Fund Holdings L.P., KKR Fund Holdings GP Limited, KKR Group Holdings L.P., KKR Group Limited, KKR & Co. L.P., KKR Management LLC and Messrs. Henry R. Kravis and George R. Roberts have made a separate Form 4 filing. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 21:38 UTC |
KKR 2006 Fund L.P.10% owner
OPERF Co-Investment LLC10% owner
KKR Associates 2006 LP10% owner
KKR 2006 GP LLC10% owner
KKR PEI Food Investments L.P.10% owner
KKR PEI Food Investments GP LLC10% owner
KKR PEI Investments, L.P.10% owner
KKR PEI Associates, L.P.10% owner
KKR PEI GP Ltd10% owner
|
SaleCommon Stock, par value $0.01 per share | 18,356,760 | $25.09 | $460,571,108.40 |
DisclosureSEC source: 0000899243-17-002575 · doc4.xml · nonDerivative · entry 1 KKR 2006 Fund L.P. · CIK 0001432741 · 10% owner OPERF Co-Investment LLC · CIK 0001433006 · 10% owner KKR Associates 2006 LP · CIK 0001432739 · 10% owner KKR 2006 GP LLC · CIK 0001432740 · 10% owner KKR PEI Food Investments L.P. · CIK 0001675267 · 10% owner KKR PEI Food Investments GP LLC · CIK 0001675257 · 10% owner KKR PEI Investments, L.P. · CIK 0001432719 · 10% owner KKR PEI Associates, L.P. · CIK 0001432722 · 10% owner KKR PEI GP Ltd · CIK 0001588260 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 55,543,240 F1 · price: This amount represents the secondary price per share of common stock of US Foods Holding Corp. ("Common Stock"), less the underwriting discount of $0.91 per share. F2 · ownership.nature: Shares of Common Stock are held by KKR 2006 Fund L.P. The general partner of KKR 2006 Fund L.P. is KKR Associates 2006 L.P., and the general partner of KKR Associates 2006 L.P. is KKR 2006 GP LLC. The designated member of KKR 2006 GP LLC is KKR Fund Holdings L.P., which has also designated Messrs. Henry R. Kravis and George R. Roberts as managers of KKR 2006 GP LLC. F7 · ownership.nature: The general partners of KKR Fund Holdings L.P. are KKR Fund Holdings GP Limited and KKR Group Holdings L.P. The sole shareholder of KKR Fund Holdings GP Limited is KKR Group Holdings L.P. The general partner of KKR Group Holdings L.P. is KKR Group Limited. The sole shareholder of KKR Group Limited is KKR & Co. L.P. The general partner of KKR & Co. L.P. is KKR Management LLC. The designated members of KKR Management LLC are Messrs. Henry R. Kravis and George R. Roberts. F8 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. F9 · ownership.nature: Because no more than 10 reporting persons can file any one Form 4 through the Securities and Exchange Commission's EDGAR system, ASF Walter Co-Invest L.P., ASF Walter Co-Invest GP Limited, KKR Partners III, L.P., KKR III GP LLC, KKR Fund Holdings L.P., KKR Fund Holdings GP Limited, KKR Group Holdings L.P., KKR Group Limited, KKR & Co. L.P., KKR Management LLC and Messrs. Henry R. Kravis and George R. Roberts have made a separate Form 4 filing. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 21:39 UTC |
KKR Group Partnership L.P.10% owner
KKR Fund Holdings GP Ltd10% owner
KKR Group Holdings L.P.10% owner
KKR Group Ltd10% owner
KKR & Co. Inc.10% owner
KKR Management LLP10% owner
KRAVIS HENRY R10% owner
ROBERTS GEORGE R10% owner
|
SaleCommon Stock, par value $0.01 per share | 165,600 | $25.09 | $4,154,904.00 |
DisclosureSEC source: 0000899243-17-002576 · doc4.xml · nonDerivative · entry 5 KKR Fund Holdings L.P. · CIK 0001472698 · 10% owner KKR Fund Holdings GP Ltd · CIK 0001472697 · 10% owner KKR Group Holdings L.P. · CIK 0001472696 · 10% owner KKR Group Ltd · CIK 0001472695 · 10% owner KKR & Co. L.P. · CIK 0001404912 · 10% owner KKR Management LLC · CIK 0001472694 · 10% owner KRAVIS HENRY R · CIK 0001081714 · 10% owner ROBERTS GEORGE R · CIK 0001081715 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 501,066 F1 · price: This amount represents the secondary price per share of common stock of US Foods Holding Corp. ("Common Stock"), less the underwriting discount of $0.91 per share. F6 · ownership.nature: Shares of Common Stock are held by OPERF Co-Investment LLC. The manager of OPERF Co-Investment LLC is KKR Associates 2006 L.P., and the general partner of KKR Associates 2006 L.P. is KKR 2006 GP LLC. The designated member of KKR 2006 GP LLC is KKR Fund Holdings L.P., which has also designated Messrs. Henry R. Kravis and George R. Roberts as managers of KKR 2006 GP LLC. F7 · ownership.nature: The general partners of KKR Fund Holdings L.P. are KKR Fund Holdings GP Limited and KKR Group Holdings L.P. The sole shareholder of KKR Fund Holdings GP Limited is KKR Group Holdings L.P. The general partner of KKR Group Holdings L.P. is KKR Group Limited. The sole shareholder of KKR Group Limited is KKR & Co. L.P. The general partner of KKR & Co. L.P. is KKR Management LLC. The designated members of KKR Management LLC are Messrs. Henry R. Kravis and George R. Roberts. F8 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. F9 · ownership.nature: Because no more than 10 reporting persons can file any one Form 4 through the Securities and Exchange Commission's EDGAR system, ASF Walter Co-Invest L.P., ASF Walter Co-Invest GP Limited, KKR Partners III, L.P., KKR III GP LLC, KKR 2006 Fund L.P., OPERF Co-Investment LLC, KKR Associates 2006 L.P., KKR 2006 GP LLC, KKR PEI Food Investments L.P., KKR PEI Food Investments GP LLC, KKR PEI Investments, L.P., KKR PEI Associates, L.P. and KKR PEI GP Limited have made a separate Form 4 filing. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 21:39 UTC |
KKR Group Partnership L.P.10% owner
KKR Fund Holdings GP Ltd10% owner
KKR Group Holdings L.P.10% owner
KKR Group Ltd10% owner
KKR & Co. Inc.10% owner
KKR Management LLP10% owner
KRAVIS HENRY R10% owner
ROBERTS GEORGE R10% owner
|
SaleCommon Stock, par value $0.01 per share | 337,640 | $25.09 | $8,471,387.60 |
DisclosureSEC source: 0000899243-17-002576 · doc4.xml · nonDerivative · entry 4 KKR Fund Holdings L.P. · CIK 0001472698 · 10% owner KKR Fund Holdings GP Ltd · CIK 0001472697 · 10% owner KKR Group Holdings L.P. · CIK 0001472696 · 10% owner KKR Group Ltd · CIK 0001472695 · 10% owner KKR & Co. L.P. · CIK 0001404912 · 10% owner KKR Management LLC · CIK 0001472694 · 10% owner KRAVIS HENRY R · CIK 0001081714 · 10% owner ROBERTS GEORGE R · CIK 0001081715 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 1,021,619 F1 · price: This amount represents the secondary price per share of common stock of US Foods Holding Corp. ("Common Stock"), less the underwriting discount of $0.91 per share. F5 · ownership.nature: Shares of Common Stock are held by KKR Partners III, L.P. The general partner of KKR Partners III, L.P. is KKR III GP LLC. The managers of KKR III GP LLC are Messrs. Henry R. Kravis and George R. Roberts. F8 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. F9 · ownership.nature: Because no more than 10 reporting persons can file any one Form 4 through the Securities and Exchange Commission's EDGAR system, ASF Walter Co-Invest L.P., ASF Walter Co-Invest GP Limited, KKR Partners III, L.P., KKR III GP LLC, KKR 2006 Fund L.P., OPERF Co-Investment LLC, KKR Associates 2006 L.P., KKR 2006 GP LLC, KKR PEI Food Investments L.P., KKR PEI Food Investments GP LLC, KKR PEI Investments, L.P., KKR PEI Associates, L.P. and KKR PEI GP Limited have made a separate Form 4 filing. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 21:39 UTC |
KKR Group Partnership L.P.10% owner
KKR Fund Holdings GP Ltd10% owner
KKR Group Holdings L.P.10% owner
KKR Group Ltd10% owner
KKR & Co. Inc.10% owner
KKR Management LLP10% owner
KRAVIS HENRY R10% owner
ROBERTS GEORGE R10% owner
|
SaleCommon Stock, par value $0.01 per share | 368,000 | $25.09 | $9,233,120.00 |
DisclosureSEC source: 0000899243-17-002576 · doc4.xml · nonDerivative · entry 3 KKR Fund Holdings L.P. · CIK 0001472698 · 10% owner KKR Fund Holdings GP Ltd · CIK 0001472697 · 10% owner KKR Group Holdings L.P. · CIK 0001472696 · 10% owner KKR Group Ltd · CIK 0001472695 · 10% owner KKR & Co. L.P. · CIK 0001404912 · 10% owner KKR Management LLC · CIK 0001472694 · 10% owner KRAVIS HENRY R · CIK 0001081714 · 10% owner ROBERTS GEORGE R · CIK 0001081715 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 1,113,481 F1 · price: This amount represents the secondary price per share of common stock of US Foods Holding Corp. ("Common Stock"), less the underwriting discount of $0.91 per share. F4 · ownership.nature: Shares of Common Stock are held by ASF Walter Co-Invest L.P. The general partner of ASF Walter Co-Invest L.P. is ASF Walter Co-Invest GP Limited. The sole shareholder of ASF Walter Co-Invest GP Limited is KKR Fund Holdings L.P. F7 · ownership.nature: The general partners of KKR Fund Holdings L.P. are KKR Fund Holdings GP Limited and KKR Group Holdings L.P. The sole shareholder of KKR Fund Holdings GP Limited is KKR Group Holdings L.P. The general partner of KKR Group Holdings L.P. is KKR Group Limited. The sole shareholder of KKR Group Limited is KKR & Co. L.P. The general partner of KKR & Co. L.P. is KKR Management LLC. The designated members of KKR Management LLC are Messrs. Henry R. Kravis and George R. Roberts. F8 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. F9 · ownership.nature: Because no more than 10 reporting persons can file any one Form 4 through the Securities and Exchange Commission's EDGAR system, ASF Walter Co-Invest L.P., ASF Walter Co-Invest GP Limited, KKR Partners III, L.P., KKR III GP LLC, KKR 2006 Fund L.P., OPERF Co-Investment LLC, KKR Associates 2006 L.P., KKR 2006 GP LLC, KKR PEI Food Investments L.P., KKR PEI Food Investments GP LLC, KKR PEI Investments, L.P., KKR PEI Associates, L.P. and KKR PEI GP Limited have made a separate Form 4 filing. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 21:39 UTC |
KKR Group Partnership L.P.10% owner
KKR Fund Holdings GP Ltd10% owner
KKR Group Holdings L.P.10% owner
KKR Group Ltd10% owner
KKR & Co. Inc.10% owner
KKR Management LLP10% owner
KRAVIS HENRY R10% owner
ROBERTS GEORGE R10% owner
|
SaleCommon Stock, par value $0.01 per share | 1,472,000 | $25.09 | $36,932,480.00 |
DisclosureSEC source: 0000899243-17-002576 · doc4.xml · nonDerivative · entry 2 KKR Fund Holdings L.P. · CIK 0001472698 · 10% owner KKR Fund Holdings GP Ltd · CIK 0001472697 · 10% owner KKR Group Holdings L.P. · CIK 0001472696 · 10% owner KKR Group Ltd · CIK 0001472695 · 10% owner KKR & Co. L.P. · CIK 0001404912 · 10% owner KKR Management LLC · CIK 0001472694 · 10% owner KRAVIS HENRY R · CIK 0001081714 · 10% owner ROBERTS GEORGE R · CIK 0001081715 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 4,453,925 F1 · price: This amount represents the secondary price per share of common stock of US Foods Holding Corp. ("Common Stock"), less the underwriting discount of $0.91 per share. F3 · ownership.nature: Shares of Common Stock are held by KKR PEI Food Investments L.P. The general partner of KKR PEI Food Investments L.P. is KKR PEI Food Investments GP LLC, and the sole member of KKR PEI Food Investments GP LLC is KKR PEI Investments, L.P. The general partner of KKR PEI Investments, L.P. is KKR PEI Associates, L.P., and the general partner of KKR PEI Associates, L.P. is KKR PEI GP Limited. The sole shareholder of KKR PEI GP Limited is KKR Fund Holdings L.P. F7 · ownership.nature: The general partners of KKR Fund Holdings L.P. are KKR Fund Holdings GP Limited and KKR Group Holdings L.P. The sole shareholder of KKR Fund Holdings GP Limited is KKR Group Holdings L.P. The general partner of KKR Group Holdings L.P. is KKR Group Limited. The sole shareholder of KKR Group Limited is KKR & Co. L.P. The general partner of KKR & Co. L.P. is KKR Management LLC. The designated members of KKR Management LLC are Messrs. Henry R. Kravis and George R. Roberts. F8 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. F9 · ownership.nature: Because no more than 10 reporting persons can file any one Form 4 through the Securities and Exchange Commission's EDGAR system, ASF Walter Co-Invest L.P., ASF Walter Co-Invest GP Limited, KKR Partners III, L.P., KKR III GP LLC, KKR 2006 Fund L.P., OPERF Co-Investment LLC, KKR Associates 2006 L.P., KKR 2006 GP LLC, KKR PEI Food Investments L.P., KKR PEI Food Investments GP LLC, KKR PEI Investments, L.P., KKR PEI Associates, L.P. and KKR PEI GP Limited have made a separate Form 4 filing. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 21:39 UTC |
KKR Group Partnership L.P.10% owner
KKR Fund Holdings GP Ltd10% owner
KKR Group Holdings L.P.10% owner
KKR Group Ltd10% owner
KKR & Co. Inc.10% owner
KKR Management LLP10% owner
KRAVIS HENRY R10% owner
ROBERTS GEORGE R10% owner
|
SaleCommon Stock, par value $0.01 per share | 18,356,760 | $25.09 | $460,571,108.40 |
DisclosureSEC source: 0000899243-17-002576 · doc4.xml · nonDerivative · entry 1 KKR Fund Holdings L.P. · CIK 0001472698 · 10% owner KKR Fund Holdings GP Ltd · CIK 0001472697 · 10% owner KKR Group Holdings L.P. · CIK 0001472696 · 10% owner KKR Group Ltd · CIK 0001472695 · 10% owner KKR & Co. L.P. · CIK 0001404912 · 10% owner KKR Management LLC · CIK 0001472694 · 10% owner KRAVIS HENRY R · CIK 0001081714 · 10% owner ROBERTS GEORGE R · CIK 0001081715 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 55,543,240 F1 · price: This amount represents the secondary price per share of common stock of US Foods Holding Corp. ("Common Stock"), less the underwriting discount of $0.91 per share. F2 · ownership.nature: Shares of Common Stock are held by KKR 2006 Fund L.P. The general partner of KKR 2006 Fund L.P. is KKR Associates 2006 L.P., and the general partner of KKR Associates 2006 L.P. is KKR 2006 GP LLC. The designated member of KKR 2006 GP LLC is KKR Fund Holdings L.P., which has also designated Messrs. Henry R. Kravis and George R. Roberts as managers of KKR 2006 GP LLC. F7 · ownership.nature: The general partners of KKR Fund Holdings L.P. are KKR Fund Holdings GP Limited and KKR Group Holdings L.P. The sole shareholder of KKR Fund Holdings GP Limited is KKR Group Holdings L.P. The general partner of KKR Group Holdings L.P. is KKR Group Limited. The sole shareholder of KKR Group Limited is KKR & Co. L.P. The general partner of KKR & Co. L.P. is KKR Management LLC. The designated members of KKR Management LLC are Messrs. Henry R. Kravis and George R. Roberts. F8 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. F9 · ownership.nature: Because no more than 10 reporting persons can file any one Form 4 through the Securities and Exchange Commission's EDGAR system, ASF Walter Co-Invest L.P., ASF Walter Co-Invest GP Limited, KKR Partners III, L.P., KKR III GP LLC, KKR 2006 Fund L.P., OPERF Co-Investment LLC, KKR Associates 2006 L.P., KKR 2006 GP LLC, KKR PEI Food Investments L.P., KKR PEI Food Investments GP LLC, KKR PEI Investments, L.P., KKR PEI Associates, L.P. and KKR PEI GP Limited have made a separate Form 4 filing. Read SEC document |
| December 16, 2016 Filed Dec 17, 2016 00:30 UTC |
KKR Group Partnership L.P.10% owner
KKR Fund Holdings GP Ltd10% owner
KKR Group Holdings L.P.10% owner
KKR Group Ltd10% owner
KKR & Co. Inc.10% owner
KKR Management LLP10% owner
KRAVIS HENRY R10% owner
ROBERTS GEORGE R10% owner
|
OtherCommon Stock, par value $0.01 per share | 0 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-16-035842 · doc4.xml · nonDerivative · entry 1 KKR Fund Holdings L.P. · CIK 0001472698 · 10% owner KKR Fund Holdings GP Ltd · CIK 0001472697 · 10% owner KKR Group Holdings L.P. · CIK 0001472696 · 10% owner KKR Group Ltd · CIK 0001472695 · 10% owner KKR & Co. L.P. · CIK 0001404912 · 10% owner KKR Management LLC · CIK 0001472694 · 10% owner KRAVIS HENRY R · CIK 0001081714 · 10% owner ROBERTS GEORGE R · CIK 0001081715 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 5,925,925 F1 · kind: On December 16, 2016, certain limited partnership units of KKR PEI Food Investments L.P., which holds shares of common stock of US Foods Holding Corp. ("Common Stock"), were transferred by KKR Fund Holdings L.P., along with a portfolio of other assets, to a new KKR sponsored investment vehicle with third party investors. The portion of shares of Common Stock held by KKR PEI Food Investments L.P. that corresponds to the limited partner interests in KKR PEI Food Investments L.P. which were, in part, the subject of the transfer was 618,806 shares. There was no change in the number of shares of Common Stock held by KKR PEI Food Investments L.P., but KKR Fund Holdings L.P. and certain other affiliated reporting persons may be deemed to have disposed of a portion of their pecuniary interest in such shares as a result of such transfer. On December 16, 2016, the closing price of shares of Common Stock was $26.90 per share. F1 · shares: On December 16, 2016, certain limited partnership units of KKR PEI Food Investments L.P., which holds shares of common stock of US Foods Holding Corp. ("Common Stock"), were transferred by KKR Fund Holdings L.P., along with a portfolio of other assets, to a new KKR sponsored investment vehicle with third party investors. The portion of shares of Common Stock held by KKR PEI Food Investments L.P. that corresponds to the limited partner interests in KKR PEI Food Investments L.P. which were, in part, the subject of the transfer was 618,806 shares. There was no change in the number of shares of Common Stock held by KKR PEI Food Investments L.P., but KKR Fund Holdings L.P. and certain other affiliated reporting persons may be deemed to have disposed of a portion of their pecuniary interest in such shares as a result of such transfer. On December 16, 2016, the closing price of shares of Common Stock was $26.90 per share. F1 · price: On December 16, 2016, certain limited partnership units of KKR PEI Food Investments L.P., which holds shares of common stock of US Foods Holding Corp. ("Common Stock"), were transferred by KKR Fund Holdings L.P., along with a portfolio of other assets, to a new KKR sponsored investment vehicle with third party investors. The portion of shares of Common Stock held by KKR PEI Food Investments L.P. that corresponds to the limited partner interests in KKR PEI Food Investments L.P. which were, in part, the subject of the transfer was 618,806 shares. There was no change in the number of shares of Common Stock held by KKR PEI Food Investments L.P., but KKR Fund Holdings L.P. and certain other affiliated reporting persons may be deemed to have disposed of a portion of their pecuniary interest in such shares as a result of such transfer. On December 16, 2016, the closing price of shares of Common Stock was $26.90 per share. F1 · balance_after: On December 16, 2016, certain limited partnership units of KKR PEI Food Investments L.P., which holds shares of common stock of US Foods Holding Corp. ("Common Stock"), were transferred by KKR Fund Holdings L.P., along with a portfolio of other assets, to a new KKR sponsored investment vehicle with third party investors. The portion of shares of Common Stock held by KKR PEI Food Investments L.P. that corresponds to the limited partner interests in KKR PEI Food Investments L.P. which were, in part, the subject of the transfer was 618,806 shares. There was no change in the number of shares of Common Stock held by KKR PEI Food Investments L.P., but KKR Fund Holdings L.P. and certain other affiliated reporting persons may be deemed to have disposed of a portion of their pecuniary interest in such shares as a result of such transfer. On December 16, 2016, the closing price of shares of Common Stock was $26.90 per share. F2 · ownership.nature: Shares of Common Stock are held by KKR PEI Food Investments L.P. The general partner of KKR PEI Food Investments L.P. is KKR PEI Food Investments GP LLC, and the sole member of KKR PEI Food Investments GP LLC is KKR PEI Investments, L.P. The general partner of KKR PEI Investments, L.P. is KKR PEI Associates, L.P., and the general partner of KKR PEI Associates, L.P. is KKR PEI GP Limited. The sole shareholder of KKR PEI GP Limited is KKR Fund Holdings L.P. F7 · ownership.nature: The general partners of KKR Fund Holdings L.P. are KKR Fund Holdings GP Limited and KKR Group Holdings L.P. The sole shareholder of KKR Fund Holdings GP Limited is KKR Group Holdings L.P. The general partner of KKR Group Holdings L.P. is KKR Group Limited. The sole shareholder of KKR Group Limited is KKR & Co. L.P. The general partner of KKR & Co. L.P. is KKR Management LLC. The designated members of KKR Management LLC are Messrs. Henry R. Kravis and George R. Roberts. F8 · ownership.nature: Each of the Reporting Persons may be deemed to be the beneficial owner of a portion of the securities reported herein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons engaged in any transactions subject to Section 16 of the Securities Exchange Act of 1934 or are the beneficial owners of any securities reported herein, and the Reporting Persons disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. Read SEC document |
| November 11, 2016 Filed Nov 16, 2016 00:19 UTC |
Kvasnicka JaySee Remarks
|
GrantRestricted Stock Units · Derivative | 2,217 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-16-033602 · doc4.xml · derivative · entry 2 Kvasnicka Jay · CIK 0001675419 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,217 Underlying: Common Stock · 2,217 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F3 · derivative.exercise_date: Time-based restricted stock units granted on November 11, 2016. The time-based restricted stock units will vest on each June 3, 2017, 2018, 2019 and 2020, contingent on the reporting person's continued service with the Issuer. F3 · derivative.expiration_date: Time-based restricted stock units granted on November 11, 2016. The time-based restricted stock units will vest on each June 3, 2017, 2018, 2019 and 2020, contingent on the reporting person's continued service with the Issuer. Read SEC document |
| November 11, 2016 Filed Nov 16, 2016 00:19 UTC |
Kvasnicka JaySee Remarks
|
GrantEmployee Stock Option (right to buy) · Derivative | 6,765 | $0.00 Strike: $23.50 | $0.00 |
DisclosureSEC source: 0000899243-16-033602 · doc4.xml · derivative · entry 1 Kvasnicka Jay · CIK 0001675419 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,765 Underlying: Common Stock · 6,765 shares Expires 2026-11-11 F1 · derivative.exercise_date: Time-based stock options granted on November 11, 2016. The time-based stock options will vest and become exercisable in equal annual installments on each June 3, 2017, 2018, 2019 and 2020, contingent on the reporting person's continued service with the Issuer. Read SEC document |
| November 11, 2016 Filed Nov 16, 2016 00:21 UTC |
TEHLE DAVID MDirector
|
GrantRestricted Stock Units · Derivative | 1,064 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-16-033605 · doc4.xml · derivative · entry 2 TEHLE DAVID M · CIK 0001245010 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,064 Underlying: Common Stock · 1,064 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F3 · derivative.exercise_date: Time-based restricted stock units granted on November 11, 2016. The time-based restricted stock units will vest on each June 3, 2017, 2018, 2019 and 2020, contingent on the reporting person's continued service with the Issuer. F3 · derivative.expiration_date: Time-based restricted stock units granted on November 11, 2016. The time-based restricted stock units will vest on each June 3, 2017, 2018, 2019 and 2020, contingent on the reporting person's continued service with the Issuer. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.