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NYSE · USD

USBC

USBC, Inc.

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6370
SEC CIK
0001074828
Parsed reports
129

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 31, 2018 Filed Nov 13, 2018 13:23 UTC GrantOption to Purchase Common Stock · Derivative 50,000 $0.00 Strike: $3.03 $0.00
Disclosure

SEC source: 0001161697-18-000540 · form_4.xml · derivative · entry 2

Takesako Ichiro John Paul · CIK 0001572834 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2023-10-31

Read SEC document
October 31, 2018 Filed Nov 13, 2018 13:20 UTC
PEPPER JONDirector
GrantOption to Purchase Common Stock · Derivative 50,000 $0.00 Strike: $3.03 $0.00
Disclosure

SEC source: 0001161697-18-000538 · form_4.xml · derivative · entry 2

PEPPER JON · CIK 0001484963 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2023-10-31

Read SEC document
August 01, 2018 Filed Aug 1, 2018 22:11 UTC
Bosua PhillipDirector · CEO and President · 10% owner
GrantOption to Purchase Common Stock · Derivative 1,000,000 $0.00 Strike: $1.28 $0.00
Disclosure

SEC source: 0001161697-18-000391 · form_4.xml · derivative · entry 2

Bosua Phillip · CIK 0001738153 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000,000

Underlying: Common Stock · 1,000,000 shares

Expires 2023-08-01

F1 · derivative.exercise_date: Option shares vest 25% quarterly over four years beginning 08/01/2018.

Read SEC document
July 09, 2018 Filed Jul 10, 2018 21:59 UTC
ERICKSON RONALD PDirector · Chairman
PurchaseCommon Stock 800,000 $0.25 $200,000.00
Disclosure

SEC source: 0001161697-18-000363 · form_4.xml · nonDerivative · entry 5

ERICKSON RONALD P · CIK 0001140319 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · .

Disclosed balance after: 910,001

F4 · ownership.nature: Held by J3E2A2Z Limited Partnership.

Read SEC document
June 25, 2018 Filed Jul 10, 2018 20:23 UTC
Bosua PhillipDirector · CEO and President · 10% owner
PurchaseCommon Stock 500,000 $0.25 $125,000.00
Disclosure

SEC source: 0001161697-18-000361 · form_4.xml · nonDerivative · entry 1

Bosua Phillip · CIK 0001738153 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,600,000

Read SEC document
June 25, 2018 Filed Jul 31, 2018 01:29 UTC Amendment
Bosua PhillipDirector · CEO and President · 10% owner
PurchaseCommon Stock 255,000 $0.25 $63,750.00
Disclosure

SEC source: 0001161697-18-000389 · form_4.xml · nonDerivative · entry 2

Bosua Phillip · CIK 0001738153 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,855,000

Read SEC document
June 25, 2018 Filed Jul 31, 2018 01:29 UTC Amendment
Bosua PhillipDirector · CEO and President · 10% owner
PurchaseCommon Stock 500,000 $0.25 $125,000.00
Disclosure

SEC source: 0001161697-18-000389 · form_4.xml · nonDerivative · entry 1

Bosua Phillip · CIK 0001738153 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,600,000

Read SEC document
April 10, 2018 Filed Apr 19, 2018 20:20 UTC GrantCommon Stock 50,000 $0.25 $12,500.00
Disclosure

SEC source: 0001161697-18-000202 · form4.xml · nonDerivative · entry 1

Takesako Ichiro John Paul · CIK 0001572834 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Read SEC document
April 10, 2018 Filed Apr 19, 2018 20:17 UTC
PEPPER JONDirector
GrantCommon Stock 75,000 $0.25 $18,750.00
Disclosure

SEC source: 0001161697-18-000200 · form4.xml · nonDerivative · entry 1

PEPPER JON · CIK 0001484963 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238,000

Read SEC document
March 16, 2018 Filed Mar 20, 2018 21:46 UTC
ERICKSON RONALD PDirector · CEO and President
GrantWarrant to Purchase Common Stock · Derivative 1,039,666 $0.00 Strike: $0.50 $0.00
Disclosure

SEC source: 0001161697-18-000134 · form_4.xml · derivative · entry 8

ERICKSON RONALD P · CIK 0001140319 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Indirect · .

Disclosed balance after: 1,039,666

Underlying: Common Stock · 1,039,666 shares

Expires 2023-03-16

F6 · derivative.exercise_price: Price subject to adjustment.

F4 · ownership.nature: Held by J3E2A2Z Limited Partnership.

Read SEC document
March 16, 2018 Filed Mar 20, 2018 21:46 UTC
ERICKSON RONALD PDirector · CEO and President
GrantWarrant to Purchase Common Stock · Derivative 855,000 $0.00 Strike: $0.50 $0.00
Disclosure

SEC source: 0001161697-18-000134 · form_4.xml · derivative · entry 7

ERICKSON RONALD P · CIK 0001140319 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 855,000

Underlying: Common Stock · 855,000 shares

Expires 2023-01-31

F6 · derivative.exercise_price: Price subject to adjustment.

Read SEC document
March 16, 2018 Filed Mar 21, 2018 20:04 UTC Amendment
ERICKSON RONALD PDirector · CEO and President
GrantWarrant to Purchase Common Stock · Derivative 1,039,666 $0.00 Strike: $0.50 $0.00
Disclosure

SEC source: 0001161697-18-000140 · form_4.xml · derivative · entry 8

ERICKSON RONALD P · CIK 0001140319 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Indirect · .

Disclosed balance after: 1,039,666

Underlying: Common Stock · 1,039,666 shares

Expires 2023-03-16

F6 · derivative.exercise_price: Price subject to adjustment.

F4 · ownership.nature: Held by J3E2A2Z Limited Partnership.

Read SEC document
March 16, 2018 Filed Mar 21, 2018 20:04 UTC Amendment
ERICKSON RONALD PDirector · CEO and President
GrantWarrant to Purchase Common Stock · Derivative 855,000 $0.00 Strike: $0.50 $0.00
Disclosure

SEC source: 0001161697-18-000140 · form_4.xml · derivative · entry 7

ERICKSON RONALD P · CIK 0001140319 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 855,000

Underlying: Common Stock · 855,000 shares

Expires 2023-01-31

F6 · derivative.exercise_price: Price subject to adjustment.

Read SEC document
January 16, 2018 Filed Jan 18, 2018 21:06 UTC
ERICKSON RONALD PDirector · CEO and President
GrantCommon Stock 100,000 $0.25 $25,000.00
Disclosure

SEC source: 0001161697-18-000052 · form_4.xml · nonDerivative · entry 1

ERICKSON RONALD P · CIK 0001140319 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,934

Read SEC document
January 16, 2018 Filed Mar 21, 2018 20:02 UTC Amendment
ERICKSON RONALD PDirector · CEO and President
GrantCommon Stock 100,000 $0.25 $25,000.00
Disclosure

SEC source: 0001161697-18-000138 · form_4.xml · nonDerivative · entry 1

ERICKSON RONALD P · CIK 0001140319 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 320,934

Read SEC document
January 11, 2018 Filed Jan 18, 2018 21:07 UTC
Sames Todd MartinSr. V.P. Business Development
GrantCommon Stock 100,000 $0.25 $25,000.00
Disclosure

SEC source: 0001161697-18-000054 · form4.xml · nonDerivative · entry 1

Sames Todd Martin · CIK 0001569631 · Sr. V.P. Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,667

Read SEC document
September 14, 2017 Filed Sep 15, 2017 20:31 UTC GrantCommon Stock 100,000 $0.25 $25,000.00
Disclosure

SEC source: 0001161697-17-000406 · form4.xml · nonDerivative · entry 1

Takesako Ichiro John Paul · CIK 0001572834 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Read SEC document
September 14, 2017 Filed Sep 15, 2017 20:26 UTC
Sames Todd MartinSr. V.P. Business Development
GrantCommon Stock 150,000 $0.25 $37,500.00
Disclosure

SEC source: 0001161697-17-000402 · form4.xml · nonDerivative · entry 1

Sames Todd Martin · CIK 0001569631 · Sr. V.P. Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,667

Read SEC document
September 14, 2017 Filed Sep 15, 2017 20:29 UTC
PEPPER JONDirector
GrantCommon Stock 150,000 $0.25 $37,500.00
Disclosure

SEC source: 0001161697-17-000404 · form4.xml · nonDerivative · entry 1

PEPPER JON · CIK 0001484963 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,000

Read SEC document
August 22, 2017 Filed Aug 23, 2017 21:57 UTC
Sames Todd MartinV.P. of Business Development
OtherOption to Purchase Common Stock · Derivative 6,668 $0.00 Strike: $0.10 $0.00
Disclosure

SEC source: 0001161697-17-000385 · form4.xml · derivative · entry 4

Sames Todd Martin · CIK 0001569631 · V.P. of Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,668 shares

Expires 2020-01-22

F4 · kind: Voluntary forfeiture.

F3 · derivative.exercise_date: Option shares vest in accordance with a performance plan during 2015.

Read SEC document
August 22, 2017 Filed Aug 23, 2017 21:57 UTC
Sames Todd MartinV.P. of Business Development
OtherOption to Purchase Common Stock · Derivative 2,000 $0.00 Strike: $0.10 $0.00
Disclosure

SEC source: 0001161697-17-000385 · form4.xml · derivative · entry 3

Sames Todd Martin · CIK 0001569631 · V.P. of Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,000 shares

Expires 2019-04-01

F4 · kind: Voluntary forfeiture.

F2 · derivative.exercise_date: Option shares vest quarterly over 3 years commencing 04/02/2014.

Read SEC document
August 22, 2017 Filed Aug 23, 2017 21:57 UTC
Sames Todd MartinV.P. of Business Development
OtherOption to Purchase Common Stock · Derivative 6,667 $0.00 Strike: $0.13 $0.00
Disclosure

SEC source: 0001161697-17-000385 · form4.xml · derivative · entry 2

Sames Todd Martin · CIK 0001569631 · V.P. of Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,667 shares

Expires 2017-09-04

F4 · kind: Voluntary forfeiture.

F1 · derivative.exercise_date: Option shares vest quarterly over 3 years commencing 09/05/2012.

Read SEC document
August 22, 2017 Filed Aug 23, 2017 20:57 UTC
ERICKSON RONALD PDirector · CEO and President
OtherOption to Purchase Common Stock · Derivative 6,667 $0.00 Strike: $19.50 $0.00
Disclosure

SEC source: 0001161697-17-000383 · form_4.xml · derivative · entry 8

ERICKSON RONALD P · CIK 0001140319 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,667 shares

Expires 2022-06-05

F8 · kind: Voluntary forfeiture.

F7 · derivative.exercise_date: Option shares fully-vested quarterly over 1 year commencing 06/05/2012.

Read SEC document
August 22, 2017 Filed Aug 23, 2017 20:57 UTC
ERICKSON RONALD PDirector · CEO and President
OtherOption to Purchase Common Stock · Derivative 13,334 $0.00 Strike: $22.50 $0.00
Disclosure

SEC source: 0001161697-17-000383 · form_4.xml · derivative · entry 7

ERICKSON RONALD P · CIK 0001140319 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,334 shares

Expires 2020-05-09

F8 · kind: Voluntary forfeiture.

F6 · derivative.exercise_date: Option shares fully-vested quarterly over 2 years commencing 05/10/2010.

Read SEC document
July 27, 2017 Filed Sep 15, 2017 20:25 UTC
ERICKSON RONALD PDirector · CEO and President
GrantCommon Stock 200,000 $0.25 $50,000.00
Disclosure

SEC source: 0001161697-17-000400 · form_4.xml · nonDerivative · entry 1

ERICKSON RONALD P · CIK 0001140319 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,934

Read SEC document
July 06, 2017 Filed Jul 7, 2017 13:00 UTC
ERICKSON RONALD PDirector · CEO and President
PurchaseCommon Stock 2,000 $0.23 $460.00
Disclosure

SEC source: 0001161697-17-000316 · form_4.xml · nonDerivative · entry 1

ERICKSON RONALD P · CIK 0001140319 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,934

Read SEC document
July 06, 2017 Filed Jul 10, 2017 20:59 UTC Amendment
ERICKSON RONALD PDirector · CEO and President
PurchaseCommon Stock 2,000 $0.23 $460.00
Disclosure

SEC source: 0001161697-17-000321 · form_4.xml · nonDerivative · entry 1

ERICKSON RONALD P · CIK 0001140319 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,934

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.