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US BANCORP DE

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2923
SEC CIK
0000036104
Parsed reports
819

Last 12 months

Inside the activity.

0 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202602
Mar 202600
Apr 202601
May 202601
Jun 202600
Jul 202602
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 19, 2023 Filed Oct 20, 2023 23:40 UTC PurchaseSeries K Preferred Stock Depositary Shares 2 $18.59 $37.18
Disclosure

SEC source: 0001225208-23-009632 · doc4.xml · nonDerivative · entry 24

Kelligrew James B · CIK 0001660311 · Vice Chair

10b5-1 filing: No plan indicated

Ownership: Indirect · By JBK Holdings, LLC

Disclosed balance after: 441

F1 · kind: Reflects transactions conducted by third-party investment advisors in their sole discretion without direction or knowledge from the reporting person or his spouse. Certain of these transactions may be subject to Section 16(b) under the Securities Exchange Act of 1934, as amended, and therefore the reporting person has voluntarily paid $16,880.75 to U.S. Bancorp which is equal to the maximum amount of the profit realized in connection with such transactions, regardless of whether such disgorgement would have actually been required by law.

Read SEC document
January 17, 2023 Filed Oct 20, 2023 23:40 UTC PurchaseCommon Stock, $0.01 par value 863 $47.67 $41,134.90
Disclosure

SEC source: 0001225208-23-009629 · doc4.xml · nonDerivative · entry 30

Kelligrew James B · CIK 0001660311 · Vice Chair

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 1,266

F1 · kind: Reflects transactions conducted by third-party investment advisors in their sole discretion without direction or knowledge from the reporting person or his spouse. Certain of these transactions may be subject to Section 16(b) under the Securities Exchange Act of 1934, as amended, and therefore the reporting person has voluntarily paid $16,880.75 to U.S. Bancorp which is equal to the maximum amount of the profit realized in connection with such transactions, regardless of whether such disgorgement would have actually been required by law.

Read SEC document
January 13, 2023 Filed Oct 20, 2023 23:40 UTC PurchaseCommon Stock, $0.01 par value 4 $46.83 $187.33
Disclosure

SEC source: 0001225208-23-009632 · doc4.xml · nonDerivative · entry 23

Kelligrew James B · CIK 0001660311 · Vice Chair

10b5-1 filing: No plan indicated

Ownership: Indirect · By JBK Holdings, LLC

Disclosed balance after: 232

F1 · kind: Reflects transactions conducted by third-party investment advisors in their sole discretion without direction or knowledge from the reporting person or his spouse. Certain of these transactions may be subject to Section 16(b) under the Securities Exchange Act of 1934, as amended, and therefore the reporting person has voluntarily paid $16,880.75 to U.S. Bancorp which is equal to the maximum amount of the profit realized in connection with such transactions, regardless of whether such disgorgement would have actually been required by law.

Read SEC document
January 13, 2023 Filed Oct 20, 2023 23:40 UTC PurchaseCommon Stock, $0.01 par value 403 $46.83 $18,873.70
Disclosure

SEC source: 0001225208-23-009629 · doc4.xml · nonDerivative · entry 29

Kelligrew James B · CIK 0001660311 · Vice Chair

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 403

F1 · kind: Reflects transactions conducted by third-party investment advisors in their sole discretion without direction or knowledge from the reporting person or his spouse. Certain of these transactions may be subject to Section 16(b) under the Securities Exchange Act of 1934, as amended, and therefore the reporting person has voluntarily paid $16,880.75 to U.S. Bancorp which is equal to the maximum amount of the profit realized in connection with such transactions, regardless of whether such disgorgement would have actually been required by law.

Read SEC document
December 21, 2022 Filed Oct 20, 2023 23:40 UTC PurchaseSeries K Preferred Stock Depositary Shares 68 $17.44 $1,186.19
Disclosure

SEC source: 0001225208-23-009632 · doc4.xml · nonDerivative · entry 22

Kelligrew James B · CIK 0001660311 · Vice Chair

10b5-1 filing: No plan indicated

Ownership: Indirect · By JBK Holdings, LLC

Disclosed balance after: 439

F1 · kind: Reflects transactions conducted by third-party investment advisors in their sole discretion without direction or knowledge from the reporting person or his spouse. Certain of these transactions may be subject to Section 16(b) under the Securities Exchange Act of 1934, as amended, and therefore the reporting person has voluntarily paid $16,880.75 to U.S. Bancorp which is equal to the maximum amount of the profit realized in connection with such transactions, regardless of whether such disgorgement would have actually been required by law.

Read SEC document
December 21, 2022 Filed Oct 20, 2023 23:40 UTC PurchaseSeries O Preferred Stock Depositary Shares 24 $19.55 $469.30
Disclosure

SEC source: 0001225208-23-009630 · doc4.xml · nonDerivative · entry 21

Kelligrew James B · CIK 0001660311 · Vice Chair

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 225

F1 · kind: Reflects transactions conducted by third-party investment advisors in their sole discretion without direction or knowledge from the reporting person or his spouse. Certain of these transactions may be subject to Section 16(b) under the Securities Exchange Act of 1934, as amended, and therefore the reporting person has voluntarily paid $16,880.75 to U.S. Bancorp which is equal to the maximum amount of the profit realized in connection with such transactions, regardless of whether such disgorgement would have actually been required by law.

Read SEC document
December 21, 2022 Filed Oct 20, 2023 23:40 UTC PurchaseSeries M Preferred Stock Depositary Shares 56 $17.44 $976.86
Disclosure

SEC source: 0001225208-23-009630 · doc4.xml · nonDerivative · entry 20

Kelligrew James B · CIK 0001660311 · Vice Chair

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 485

F1 · kind: Reflects transactions conducted by third-party investment advisors in their sole discretion without direction or knowledge from the reporting person or his spouse. Certain of these transactions may be subject to Section 16(b) under the Securities Exchange Act of 1934, as amended, and therefore the reporting person has voluntarily paid $16,880.75 to U.S. Bancorp which is equal to the maximum amount of the profit realized in connection with such transactions, regardless of whether such disgorgement would have actually been required by law.

Read SEC document
December 16, 2022 Filed Dec 20, 2022 22:08 UTC
WIEHOFF JOHNDirector
GrantDeferred Compensation Plan Participation · Derivative 142 $42.15 $5,985.30
Disclosure

SEC source: 0001225208-22-012933 · doc4.xml · derivative · entry 1

WIEHOFF JOHN · CIK 0001241113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,177

Underlying: Common Stock, $0.01 par value · 142 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F1 · derivative.exercise_date: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F1 · derivative.expiration_date: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F2 · balance_after: Includes amounts acquired pursuant to dividend reinvestment.

Read SEC document
December 16, 2022 Filed Dec 20, 2022 22:08 UTC GrantDeferred Compensation Plan Participation · Derivative 178 $42.15 $7,502.70
Disclosure

SEC source: 0001225208-22-012932 · doc4.xml · derivative · entry 1

McKenney Richard P · CIK 0001290229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,407

Underlying: Common Stock, $0.01 par value · 178 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F1 · derivative.exercise_date: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F1 · derivative.expiration_date: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F2 · balance_after: Includes amounts acquired pursuant to dividend reinvestment.

Read SEC document
December 16, 2022 Filed Dec 20, 2022 22:06 UTC GrantDeferred Compensation Plan Participation · Derivative 142 $42.15 $5,985.30
Disclosure

SEC source: 0001225208-22-012931 · doc4.xml · derivative · entry 1

Wine Scott W. · CIK 0001442049 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,967

Underlying: Common Stock, $0.01 par value · 142 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F1 · derivative.exercise_date: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F1 · derivative.expiration_date: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F2 · balance_after: Includes amounts acquired pursuant to dividend reinvestment.

Read SEC document
December 16, 2022 Filed Dec 20, 2022 22:03 UTC GrantDeferred Compensation Plan Participation · Derivative 107 $42.15 $4,510.05
Disclosure

SEC source: 0001225208-22-012930 · doc4.xml · derivative · entry 1

HERNANDEZ ROLAND A · CIK 0001194703 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,058

Underlying: Common Stock, $0.01 par value · 107 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F1 · derivative.exercise_date: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F1 · derivative.expiration_date: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F2 · balance_after: The total number of derivative securities previously reported in column 9 for deferred compensation plan participation was inadvertently overreported on the reporting person's last Form 4 filing. The amount reported in column 9 of this Form 4 corrects the total amount and includes the amount credited on December 16, 2022 and amounts acquired pursuant to dividend reinvestment.

Read SEC document
December 16, 2022 Filed Dec 20, 2022 22:01 UTC GrantDeferred Compensation Plan Participation · Derivative 53 $42.15 $2,233.95
Disclosure

SEC source: 0001225208-22-012929 · doc4.xml · derivative · entry 1

KIRTLEY OLIVIA F · CIK 0001086323 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,693

Underlying: Common Stock, $0.01 par value · 53 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F1 · derivative.exercise_date: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F1 · derivative.expiration_date: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F2 · balance_after: The total number of derivative securities previously reported in column 9 for deferred compensation plan participation was inadvertently overreported on the reporting person's last Form 4 filing. The amount reported in column 9 of this Form 4 corrects the total amount and includes the amount credited on December 16, 2022 and amounts acquired pursuant to dividend reinvestment.

Read SEC document
December 15, 2022 Filed Dec 16, 2022 22:33 UTC
Badran SouheilSEVP, Chief Operations Officer
GrantCommon Stock, $0.01 par value 58,357 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-012884 · doc4.xml · nonDerivative · entry 1

Badran Souheil · CIK 0001957030 · SEVP, Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,357

F1 · shares: The restricted stock units vest 50% on each of December 15, 2023 and 2024.

Read SEC document
December 15, 2022 Filed Oct 20, 2023 23:40 UTC SaleCommon Stock, $0.01 par value 868 $42.73 $37,088.77
Disclosure

SEC source: 0001225208-23-009629 · doc4.xml · nonDerivative · entry 28

Kelligrew James B · CIK 0001660311 · Vice Chair

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 0

F1 · kind: Reflects transactions conducted by third-party investment advisors in their sole discretion without direction or knowledge from the reporting person or his spouse. Certain of these transactions may be subject to Section 16(b) under the Securities Exchange Act of 1934, as amended, and therefore the reporting person has voluntarily paid $16,880.75 to U.S. Bancorp which is equal to the maximum amount of the profit realized in connection with such transactions, regardless of whether such disgorgement would have actually been required by law.

Read SEC document
December 12, 2022 Filed Dec 14, 2022 22:02 UTC
CECERE ANDREWDirector · Chairman, President and CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 84,948 $0.00 Strike: $33.99 $0.00
Disclosure

SEC source: 0001225208-22-012778 · doc4.xml · derivative · entry 5

CECERE ANDREW · CIK 0001185476 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.01 par value · 84,948 shares

Expires 2023-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vested in four equal annual installments beginning on February 14, 2014.

Read SEC document
December 12, 2022 Filed Dec 14, 2022 22:02 UTC
CECERE ANDREWDirector · Chairman, President and CEO
SaleCommon Stock, $0.01 par value 84,948 $43.51 $3,695,917.58
Disclosure

SEC source: 0001225208-22-012778 · doc4.xml · nonDerivative · entry 2

CECERE ANDREW · CIK 0001185476 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 956,742

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $43.50 to $43.525. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
December 12, 2022 Filed Dec 14, 2022 22:02 UTC
CECERE ANDREWDirector · Chairman, President and CEO
Exercise / conversionCommon Stock, $0.01 par value 84,948 $33.99 $2,887,382.52
Disclosure

SEC source: 0001225208-22-012778 · doc4.xml · nonDerivative · entry 1

CECERE ANDREW · CIK 0001185476 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,041,690

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 18, 2022 Filed Nov 21, 2022 22:02 UTC
DOLAN TERRANCE RVice Chair & CFO
SaleCommon Stock, $0.01 par value 15,000 $43.34 $650,100.00
Disclosure

SEC source: 0001225208-22-011810 · doc4.xml · nonDerivative · entry 1

DOLAN TERRANCE R · CIK 0001185481 · Vice Chair & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,051

Read SEC document
November 09, 2022 Filed Oct 20, 2023 23:40 UTC PurchaseSeries K Preferred Stock Depositary Shares 120 $16.70 $2,003.76
Disclosure

SEC source: 0001225208-23-009632 · doc4.xml · nonDerivative · entry 21

Kelligrew James B · CIK 0001660311 · Vice Chair

10b5-1 filing: No plan indicated

Ownership: Indirect · By JBK Holdings, LLC

Disclosed balance after: 371

F1 · kind: Reflects transactions conducted by third-party investment advisors in their sole discretion without direction or knowledge from the reporting person or his spouse. Certain of these transactions may be subject to Section 16(b) under the Securities Exchange Act of 1934, as amended, and therefore the reporting person has voluntarily paid $16,880.75 to U.S. Bancorp which is equal to the maximum amount of the profit realized in connection with such transactions, regardless of whether such disgorgement would have actually been required by law.

Read SEC document
November 09, 2022 Filed Oct 20, 2023 23:40 UTC PurchaseSeries M Preferred Stock Depositary Shares 25 $16.69 $417.25
Disclosure

SEC source: 0001225208-23-009630 · doc4.xml · nonDerivative · entry 19

Kelligrew James B · CIK 0001660311 · Vice Chair

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 429

F1 · kind: Reflects transactions conducted by third-party investment advisors in their sole discretion without direction or knowledge from the reporting person or his spouse. Certain of these transactions may be subject to Section 16(b) under the Securities Exchange Act of 1934, as amended, and therefore the reporting person has voluntarily paid $16,880.75 to U.S. Bancorp which is equal to the maximum amount of the profit realized in connection with such transactions, regardless of whether such disgorgement would have actually been required by law.

Read SEC document
November 09, 2022 Filed Oct 20, 2023 23:40 UTC PurchaseSeries M Preferred Stock Depositary Shares 99 $16.70 $1,653.10
Disclosure

SEC source: 0001225208-23-009630 · doc4.xml · nonDerivative · entry 18

Kelligrew James B · CIK 0001660311 · Vice Chair

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 404

F1 · kind: Reflects transactions conducted by third-party investment advisors in their sole discretion without direction or knowledge from the reporting person or his spouse. Certain of these transactions may be subject to Section 16(b) under the Securities Exchange Act of 1934, as amended, and therefore the reporting person has voluntarily paid $16,880.75 to U.S. Bancorp which is equal to the maximum amount of the profit realized in connection with such transactions, regardless of whether such disgorgement would have actually been required by law.

Read SEC document
November 08, 2022 Filed Nov 9, 2022 22:04 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 27,183 $0.00 Strike: $33.99 $0.00
Disclosure

SEC source: 0001225208-22-011501 · doc4.xml · derivative · entry 4

von Gillern Jeffry H. · CIK 0001493995 · Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.01 par value · 27,183 shares

Expires 2023-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option vested in four equal annual installments beginnig February 14, 2014.

Read SEC document
November 08, 2022 Filed Nov 9, 2022 22:04 UTC SaleCommon Stock, $0.01 par value 27,183 $43.99 $1,195,780.17
Disclosure

SEC source: 0001225208-22-011501 · doc4.xml · nonDerivative · entry 2

von Gillern Jeffry H. · CIK 0001493995 · Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,204

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $43.99 to $44.00. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
November 08, 2022 Filed Nov 9, 2022 22:04 UTC Exercise / conversionCommon Stock, $0.01 par value 27,183 $33.99 $923,950.17
Disclosure

SEC source: 0001225208-22-011501 · doc4.xml · nonDerivative · entry 1

von Gillern Jeffry H. · CIK 0001493995 · Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,387

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 08, 2022 Filed Nov 10, 2022 22:14 UTC
Welsh Timothy AVice Chair
OtherDeferred Compensation Plan Participation · Derivative 19,356 $44.17 $854,954.52
Disclosure

SEC source: 0001225208-22-011590 · doc4.xml · derivative · entry 3

Welsh Timothy A · CIK 0001711665 · Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,356

Underlying: Common Stock, $0.01 par value · 19,356 shares

Expires not disclosed

F3 · derivative.exercise_price: Payable in shares of U.S. Bancorp common stock following the termination of the reporting person's employment under the terms of the Deferred Compensation Plan.

F4 · kind: The reporting person elected to transfer plan account balance amounts from existing investment options to the company stock investment option under the Deferred Compensation Plan which is an exempt transaction under SEC Rule 16b-3(f).

F3 · derivative.exercise_date: Payable in shares of U.S. Bancorp common stock following the termination of the reporting person's employment under the terms of the Deferred Compensation Plan.

F3 · derivative.expiration_date: Payable in shares of U.S. Bancorp common stock following the termination of the reporting person's employment under the terms of the Deferred Compensation Plan.

Read SEC document
November 08, 2022 Filed Nov 10, 2022 22:14 UTC
Welsh Timothy AVice Chair
OtherCommon Stock, $0.01 par value 3,803 $44.17 $167,978.51
Disclosure

SEC source: 0001225208-22-011590 · doc4.xml · nonDerivative · entry 2

Welsh Timothy A · CIK 0001711665 · Vice Chair

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(k) plan

Disclosed balance after: 3,803

F2 · kind: The reporting person transferred funds from existing investment options to the company stock fund under the 401(k) plan which is an exempt transaction under SEC Rule 16b-3(f).

Read SEC document
November 08, 2022 Filed Nov 10, 2022 22:14 UTC
Welsh Timothy AVice Chair
SaleCommon Stock, $0.01 par value 19,000 $43.92 $834,385.00
Disclosure

SEC source: 0001225208-22-011590 · doc4.xml · nonDerivative · entry 1

Welsh Timothy A · CIK 0001711665 · Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,623

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $43.49 to $44.19. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
November 07, 2022 Filed Nov 9, 2022 22:06 UTC
Stark Lisa REVP and Controller
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 118 $0.00 Strike: $33.99 $0.00
Disclosure

SEC source: 0001225208-22-011503 · doc4.xml · derivative · entry 4

Stark Lisa R · CIK 0001794622 · EVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.01 par value · 118 shares

Expires 2023-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option vested in four equal annual installments beginning on February 14, 2014.

Read SEC document
November 07, 2022 Filed Nov 9, 2022 22:06 UTC
Stark Lisa REVP and Controller
SaleCommon Stock, $0.01 par value 118 $43.20 $5,097.60
Disclosure

SEC source: 0001225208-22-011503 · doc4.xml · nonDerivative · entry 2

Stark Lisa R · CIK 0001794622 · EVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,843

Read SEC document
November 07, 2022 Filed Nov 9, 2022 22:06 UTC
Stark Lisa REVP and Controller
Exercise / conversionCommon Stock, $0.01 par value 118 $33.99 $4,010.82
Disclosure

SEC source: 0001225208-22-011503 · doc4.xml · nonDerivative · entry 1

Stark Lisa R · CIK 0001794622 · EVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,961

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 07, 2022 Filed Nov 9, 2022 22:05 UTC
DOLAN TERRANCE RVice Chair & CFO
SaleCommon Stock, $0.01 par value 12,000 $43.14 $517,644.00
Disclosure

SEC source: 0001225208-22-011502 · doc4.xml · nonDerivative · entry 1

DOLAN TERRANCE R · CIK 0001185481 · Vice Chair & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,051

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $43.13 to $43.16. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
October 21, 2022 Filed Oct 24, 2022 20:34 UTC
Runkel Mark G.Senior EVP, Chief Transform Of
Tax withholdingCommon Stock, $0.01 par value 2,420 $40.01 $96,824.20
Disclosure

SEC source: 0001225208-22-011078 · doc4.xml · nonDerivative · entry 1

Runkel Mark G. · CIK 0001594398 · Senior EVP, Chief Transform Of

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,847

Read SEC document
October 18, 2022 Filed Oct 20, 2022 20:33 UTC GrantRestricted Stock Units · Derivative 1,869 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-011057 · doc4.xml · derivative · entry 1

Reynolds Loretta E · CIK 0001948606 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,869

Underlying: Common Stock, $0.01 par value · 1,869 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

F2 · derivative.expiration_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

Read SEC document
October 14, 2022 Filed Oct 20, 2023 23:40 UTC PurchaseSeries K Preferred Stock Depositary Shares 62 $16.31 $1,010.91
Disclosure

SEC source: 0001225208-23-009632 · doc4.xml · nonDerivative · entry 20

Kelligrew James B · CIK 0001660311 · Vice Chair

10b5-1 filing: No plan indicated

Ownership: Indirect · By JBK Holdings, LLC

Disclosed balance after: 251

F1 · kind: Reflects transactions conducted by third-party investment advisors in their sole discretion without direction or knowledge from the reporting person or his spouse. Certain of these transactions may be subject to Section 16(b) under the Securities Exchange Act of 1934, as amended, and therefore the reporting person has voluntarily paid $16,880.75 to U.S. Bancorp which is equal to the maximum amount of the profit realized in connection with such transactions, regardless of whether such disgorgement would have actually been required by law.

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October 14, 2022 Filed Oct 20, 2023 23:40 UTC PurchaseSeries M Preferred Stock Depositary Shares 16 $16.30 $260.80
Disclosure

SEC source: 0001225208-23-009630 · doc4.xml · nonDerivative · entry 17

Kelligrew James B · CIK 0001660311 · Vice Chair

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 305

F1 · kind: Reflects transactions conducted by third-party investment advisors in their sole discretion without direction or knowledge from the reporting person or his spouse. Certain of these transactions may be subject to Section 16(b) under the Securities Exchange Act of 1934, as amended, and therefore the reporting person has voluntarily paid $16,880.75 to U.S. Bancorp which is equal to the maximum amount of the profit realized in connection with such transactions, regardless of whether such disgorgement would have actually been required by law.

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October 14, 2022 Filed Oct 20, 2023 23:40 UTC PurchaseSeries M Preferred Stock Depositary Shares 50 $16.31 $815.25
Disclosure

SEC source: 0001225208-23-009630 · doc4.xml · nonDerivative · entry 16

Kelligrew James B · CIK 0001660311 · Vice Chair

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 289

F1 · kind: Reflects transactions conducted by third-party investment advisors in their sole discretion without direction or knowledge from the reporting person or his spouse. Certain of these transactions may be subject to Section 16(b) under the Securities Exchange Act of 1934, as amended, and therefore the reporting person has voluntarily paid $16,880.75 to U.S. Bancorp which is equal to the maximum amount of the profit realized in connection with such transactions, regardless of whether such disgorgement would have actually been required by law.

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September 26, 2022 Filed Oct 20, 2023 23:40 UTC PurchaseSeries O Preferred Stock Depositary Shares 58 $19.18 $1,112.15
Disclosure

SEC source: 0001225208-23-009632 · doc4.xml · nonDerivative · entry 19

Kelligrew James B · CIK 0001660311 · Vice Chair

10b5-1 filing: No plan indicated

Ownership: Indirect · By JBK Holdings, LLC

Disclosed balance after: 154

F1 · kind: Reflects transactions conducted by third-party investment advisors in their sole discretion without direction or knowledge from the reporting person or his spouse. Certain of these transactions may be subject to Section 16(b) under the Securities Exchange Act of 1934, as amended, and therefore the reporting person has voluntarily paid $16,880.75 to U.S. Bancorp which is equal to the maximum amount of the profit realized in connection with such transactions, regardless of whether such disgorgement would have actually been required by law.

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September 26, 2022 Filed Oct 20, 2023 23:40 UTC PurchaseSeries O Preferred Stock Depositary Shares 69 $19.18 $1,323.08
Disclosure

SEC source: 0001225208-23-009630 · doc4.xml · nonDerivative · entry 15

Kelligrew James B · CIK 0001660311 · Vice Chair

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 201

F1 · kind: Reflects transactions conducted by third-party investment advisors in their sole discretion without direction or knowledge from the reporting person or his spouse. Certain of these transactions may be subject to Section 16(b) under the Securities Exchange Act of 1934, as amended, and therefore the reporting person has voluntarily paid $16,880.75 to U.S. Bancorp which is equal to the maximum amount of the profit realized in connection with such transactions, regardless of whether such disgorgement would have actually been required by law.

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September 19, 2022 Filed Oct 20, 2023 23:40 UTC SaleSeries O Preferred Stock Depositary Shares 1 $19.51 $19.51
Disclosure

SEC source: 0001225208-23-009630 · doc4.xml · nonDerivative · entry 14

Kelligrew James B · CIK 0001660311 · Vice Chair

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 132

F1 · kind: Reflects transactions conducted by third-party investment advisors in their sole discretion without direction or knowledge from the reporting person or his spouse. Certain of these transactions may be subject to Section 16(b) under the Securities Exchange Act of 1934, as amended, and therefore the reporting person has voluntarily paid $16,880.75 to U.S. Bancorp which is equal to the maximum amount of the profit realized in connection with such transactions, regardless of whether such disgorgement would have actually been required by law.

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September 19, 2022 Filed Oct 20, 2023 23:40 UTC SaleSeries M Preferred Stock Depositary Shares 2 $17.45 $34.90
Disclosure

SEC source: 0001225208-23-009630 · doc4.xml · nonDerivative · entry 13

Kelligrew James B · CIK 0001660311 · Vice Chair

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 239

F1 · kind: Reflects transactions conducted by third-party investment advisors in their sole discretion without direction or knowledge from the reporting person or his spouse. Certain of these transactions may be subject to Section 16(b) under the Securities Exchange Act of 1934, as amended, and therefore the reporting person has voluntarily paid $16,880.75 to U.S. Bancorp which is equal to the maximum amount of the profit realized in connection with such transactions, regardless of whether such disgorgement would have actually been required by law.

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September 19, 2022 Filed Oct 20, 2023 23:40 UTC SaleSeries L Preferred Stock Depositary Shares 3 $16.63 $49.88
Disclosure

SEC source: 0001225208-23-009630 · doc4.xml · nonDerivative · entry 12

Kelligrew James B · CIK 0001660311 · Vice Chair

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 310

F1 · kind: Reflects transactions conducted by third-party investment advisors in their sole discretion without direction or knowledge from the reporting person or his spouse. Certain of these transactions may be subject to Section 16(b) under the Securities Exchange Act of 1934, as amended, and therefore the reporting person has voluntarily paid $16,880.75 to U.S. Bancorp which is equal to the maximum amount of the profit realized in connection with such transactions, regardless of whether such disgorgement would have actually been required by law.

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September 19, 2022 Filed Oct 20, 2023 23:40 UTC SaleSeries K Preferred Stock Depositary Shares 1 $23.96 $23.96
Disclosure

SEC source: 0001225208-23-009630 · doc4.xml · nonDerivative · entry 11

Kelligrew James B · CIK 0001660311 · Vice Chair

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 88

F1 · kind: Reflects transactions conducted by third-party investment advisors in their sole discretion without direction or knowledge from the reporting person or his spouse. Certain of these transactions may be subject to Section 16(b) under the Securities Exchange Act of 1934, as amended, and therefore the reporting person has voluntarily paid $16,880.75 to U.S. Bancorp which is equal to the maximum amount of the profit realized in connection with such transactions, regardless of whether such disgorgement would have actually been required by law.

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September 19, 2022 Filed Oct 20, 2023 23:40 UTC SaleSeries B Preferred Stock Depositary Shares 3 $19.45 $58.34
Disclosure

SEC source: 0001225208-23-009629 · doc4.xml · nonDerivative · entry 27

Kelligrew James B · CIK 0001660311 · Vice Chair

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 107

F1 · kind: Reflects transactions conducted by third-party investment advisors in their sole discretion without direction or knowledge from the reporting person or his spouse. Certain of these transactions may be subject to Section 16(b) under the Securities Exchange Act of 1934, as amended, and therefore the reporting person has voluntarily paid $16,880.75 to U.S. Bancorp which is equal to the maximum amount of the profit realized in connection with such transactions, regardless of whether such disgorgement would have actually been required by law.

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July 25, 2022 Filed Oct 20, 2023 23:40 UTC SaleSeries L Preferred Stock Depositary Shares 4 $18.14 $72.57
Disclosure

SEC source: 0001225208-23-009632 · doc4.xml · nonDerivative · entry 18

Kelligrew James B · CIK 0001660311 · Vice Chair

10b5-1 filing: No plan indicated

Ownership: Indirect · By JBK Holdings, LLC

Disclosed balance after: 282

F1 · kind: Reflects transactions conducted by third-party investment advisors in their sole discretion without direction or knowledge from the reporting person or his spouse. Certain of these transactions may be subject to Section 16(b) under the Securities Exchange Act of 1934, as amended, and therefore the reporting person has voluntarily paid $16,880.75 to U.S. Bancorp which is equal to the maximum amount of the profit realized in connection with such transactions, regardless of whether such disgorgement would have actually been required by law.

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July 25, 2022 Filed Oct 20, 2023 23:40 UTC SaleSeries L Preferred Stock Depositary Shares 3 $18.14 $54.43
Disclosure

SEC source: 0001225208-23-009630 · doc4.xml · nonDerivative · entry 10

Kelligrew James B · CIK 0001660311 · Vice Chair

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 313

F1 · kind: Reflects transactions conducted by third-party investment advisors in their sole discretion without direction or knowledge from the reporting person or his spouse. Certain of these transactions may be subject to Section 16(b) under the Securities Exchange Act of 1934, as amended, and therefore the reporting person has voluntarily paid $16,880.75 to U.S. Bancorp which is equal to the maximum amount of the profit realized in connection with such transactions, regardless of whether such disgorgement would have actually been required by law.

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April 21, 2022 Filed Apr 25, 2022 20:24 UTC GrantRestricted Stock Units · Derivative 3,040 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-006069 · doc4.xml · derivative · entry 2

McKenney Richard P · CIK 0001290229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,040

Underlying: Common Stock, $0.01 par value · 3,040 shares

Expires not disclosed

F3 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock in ten equal annual installments when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

F4 · derivative.expiration_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock in ten equal annual installments when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

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April 21, 2022 Filed Apr 25, 2022 20:24 UTC GrantDeferred Compensation Plan Participation · Derivative 2,639 $53.05 $139,998.95
Disclosure

SEC source: 0001225208-22-006069 · doc4.xml · derivative · entry 1

McKenney Richard P · CIK 0001290229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,852

Underlying: Common Stock, $0.01 par value · 2,639 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F1 · derivative.exercise_date: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F1 · derivative.expiration_date: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F2 · balance_after: Includes amounts acquired pursuant to dividend reinvestment.

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April 21, 2022 Filed Apr 25, 2022 20:27 UTC GrantRestricted Stock Units · Derivative 3,040 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-006072 · doc4.xml · derivative · entry 2

Wine Scott W. · CIK 0001442049 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,040

Underlying: Common Stock, $0.01 par value · 3,040 shares

Expires not disclosed

F3 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock in ten equal annual installments when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

F4 · derivative.expiration_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock in ten equal annual installments when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

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April 21, 2022 Filed Apr 25, 2022 20:27 UTC GrantDeferred Compensation Plan Participation · Derivative 2,639 $53.05 $139,998.95
Disclosure

SEC source: 0001225208-22-006072 · doc4.xml · derivative · entry 1

Wine Scott W. · CIK 0001442049 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,238

Underlying: Common Stock, $0.01 par value · 2,639 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F1 · derivative.exercise_date: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F1 · derivative.expiration_date: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F2 · balance_after: Includes amounts acquired pursuant to dividend reinvestment.

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April 21, 2022 Filed Apr 25, 2022 20:22 UTC GrantRestricted Stock Units · Derivative 3,040 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-006070 · doc4.xml · derivative · entry 1

Mehdi Yusuf I · CIK 0001743244 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,040

Underlying: Common Stock, $0.01 par value · 3,040 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

F2 · derivative.expiration_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.