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US BANCORP DE

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2923
SEC CIK
0000036104
Parsed reports
819

Last 12 months

Inside the activity.

0 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202602
Mar 202600
Apr 202601
May 202601
Jun 202600
Jul 202602
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 03, 2023 Filed Mar 6, 2023 22:04 UTC Tax withholdingCommon Stock, $0.01 par value 2,411 $46.31 $111,653.41
Disclosure

SEC source: 0001225208-23-003463 · doc4.xml · nonDerivative · entry 2

Quinn Katherine B · CIK 0001631228 · Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,840

Read SEC document
March 03, 2023 Filed Mar 6, 2023 22:01 UTC Tax withholdingCommon Stock, $0.01 par value 2,943 $46.31 $136,290.33
Disclosure

SEC source: 0001225208-23-003461 · doc4.xml · nonDerivative · entry 2

Kelligrew James B · CIK 0001660311 · Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,615

Read SEC document
March 03, 2023 Filed Mar 6, 2023 22:00 UTC
Kedia GunjanVice Chair
Tax withholdingCommon Stock, $0.01 par value 3,464 $46.31 $160,417.84
Disclosure

SEC source: 0001225208-23-003460 · doc4.xml · nonDerivative · entry 2

Kedia Gunjan · CIK 0001628719 · Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,415

Read SEC document
March 03, 2023 Filed Mar 6, 2023 21:58 UTC
DOLAN TERRANCE RVice Chair & CFO
Tax withholdingCommon Stock, $0.01 par value 4,258 $46.31 $197,187.98
Disclosure

SEC source: 0001225208-23-003459 · doc4.xml · nonDerivative · entry 2

DOLAN TERRANCE R · CIK 0001185481 · Vice Chair & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,345

Read SEC document
March 03, 2023 Filed Mar 6, 2023 21:58 UTC
CHOSY JAMES LSenior EVP and General Counsel
Tax withholdingCommon Stock, $0.01 par value 2,138 $46.31 $99,010.78
Disclosure

SEC source: 0001225208-23-003458 · doc4.xml · nonDerivative · entry 2

CHOSY JAMES L · CIK 0001271850 · Senior EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,673

Read SEC document
March 03, 2023 Filed Mar 6, 2023 21:56 UTC
Barcelos Elcio R.T.Senior EVP, Chief HR Officer
Tax withholdingCommon Stock, $0.01 par value 2,088 $46.31 $96,695.28
Disclosure

SEC source: 0001225208-23-003457 · doc4.xml · nonDerivative · entry 2

Barcelos Elcio R.T. · CIK 0001823320 · Senior EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,821

Read SEC document
March 03, 2023 Filed Mar 6, 2023 21:54 UTC
CECERE ANDREWDirector · Chairman, President and CEO
Tax withholdingCommon Stock, $0.01 par value 10,139 $46.31 $469,537.09
Disclosure

SEC source: 0001225208-23-003455 · doc4.xml · nonDerivative · entry 2

CECERE ANDREW · CIK 0001185476 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,092,095

Read SEC document
March 03, 2023 Filed Mar 9, 2023 22:43 UTC
Welsh Timothy AVice Chair
GrantDeferred Compensation Plan Participation · Derivative 9,330 $46.31 $432,072.30
Disclosure

SEC source: 0001225208-23-003668 · doc4.xml · derivative · entry 1

Welsh Timothy A · CIK 0001711665 · Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,876

Underlying: Common Stock, $0.01 par value · 9,330 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Compensation Plan Participation is payable in common stock following the termination of the reporting person's employment with U.S. Bancorp.

F1 · derivative.exercise_date: Deferred Compensation Plan Participation is payable in common stock following the termination of the reporting person's employment with U.S. Bancorp.

F1 · derivative.expiration_date: Deferred Compensation Plan Participation is payable in common stock following the termination of the reporting person's employment with U.S. Bancorp.

F2 · balance_after: Includes amounts acquired pursuant to dividend reinvestment.

Read SEC document
March 02, 2023 Filed Mar 6, 2023 22:10 UTC
Stark Lisa REVP and Controller
GrantCommon Stock, $0.01 par value 11,876 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-003469 · doc4.xml · nonDerivative · entry 1

Stark Lisa R · CIK 0001794622 · EVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,003

F1 · shares: The restricted stock units vest 33% on each of March 2, 2024 and 2025, and 34% on March 2, 2026.

Read SEC document
March 02, 2023 Filed Mar 6, 2023 22:08 UTC
Welsh Timothy AVice Chair
GrantCommon Stock, $0.01 par value 30,231 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-003468 · doc4.xml · nonDerivative · entry 1

Welsh Timothy A · CIK 0001711665 · Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,561

F1 · shares: The restricted stock units vest 33% on each of March 2, 2024 and 2025, and 34% on March 2, 2026. These restricted stock units make up 40% of the value of the reporting person's long-term incentive compensation award granted in 2023. The remaining 60% of the award value was granted in the form of performance-based restricted stock units. The number of units that will be earned and eligible to be settled in shares of common stock will be determined in early 2026 based on the company's performance against certain performance targets from 2023 through 2025 and will be reported at the time of such determination.

Read SEC document
March 02, 2023 Filed Mar 6, 2023 22:06 UTC
Runkel Mark G.Senior EVP, Chief Transform Of
GrantCommon Stock, $0.01 par value 11,229 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-003465 · doc4.xml · nonDerivative · entry 1

Runkel Mark G. · CIK 0001594398 · Senior EVP, Chief Transform Of

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,305

F1 · shares: The restricted stock units vest 33% on each of March 2, 2024 and 2025, and 34% on March 2, 2026. These restricted stock units make up 40% of the value of the reporting person's long-term incentive compensation award granted in 2023. The remaining 60% of the award value was granted in the form of performance-based restricted stock units. The number of units that will be earned and eligible to be settled in shares of common stock will be determined in early 2026 based on the company's performance against certain performance targets from 2023 through 2025 and will be reported at the time of such determination.

Read SEC document
March 02, 2023 Filed Mar 6, 2023 22:08 UTC GrantCommon Stock, $0.01 par value 34,550 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-003467 · doc4.xml · nonDerivative · entry 1

von Gillern Jeffry H. · CIK 0001493995 · Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,314

F1 · shares: The restricted stock units vest 33% on each of March 2, 2024 and 2025, and 34% on March 2, 2026. These restricted stock units make up 40% of the value of the reporting person's long-term incentive compensation award granted in 2023. The remaining 60% of the award value was granted in the form of performance-based restricted stock units. The number of units that will be earned and eligible to be settled in shares of common stock will be determined in early 2026 based on the company's performance against certain performance targets from 2023 through 2025 and will be reported at the time of such determination.

Read SEC document
March 02, 2023 Filed Mar 6, 2023 22:05 UTC
Richard Jodi LVice Chair
GrantCommon Stock, $0.01 par value 24,185 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-003464 · doc4.xml · nonDerivative · entry 1

Richard Jodi L · CIK 0001753606 · Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,051

F1 · shares: The restricted stock units vest 33% on each of March 2, 2024 and 2025, and 34% on March 2, 2026. These restricted stock units make up 40% of the value of the reporting person's long-term incentive compensation award granted in 2023. The remaining 60% of the award value was granted in the form of performance-based restricted stock units. The number of units that will be earned and eligible to be settled in shares of common stock will be determined in early 2026 based on the company's performance against certain performance targets from 2023 through 2025 and will be reported at the time of such determination.

Read SEC document
March 02, 2023 Filed Mar 6, 2023 22:03 UTC GrantCommon Stock, $0.01 par value 27,640 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-003462 · doc4.xml · nonDerivative · entry 1

Kotwal Shailesh M · CIK 0001372128 · Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,434

F1 · shares: The restricted stock units vest 33% on each of March 2, 2024 and 2025, and 34% on March 2, 2026. These restricted stock units make up 40% of the value of the reporting person's long-term incentive compensation award granted in 2023. The remaining 60% of the award value was granted in the form of performance-based restricted stock units. The number of units that will be earned and eligible to be settled in shares of common stock will be determined in early 2026 based on the company's performance against certain performance targets from 2023 through 2025 and will be reported at the time of such determination.

Read SEC document
March 02, 2023 Filed Mar 6, 2023 22:04 UTC GrantCommon Stock, $0.01 par value 21,594 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-003463 · doc4.xml · nonDerivative · entry 1

Quinn Katherine B · CIK 0001631228 · Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,251

F1 · shares: The restricted stock units vest 33% on each of March 2, 2024 and 2025, and 34% on March 2, 2026. These restricted stock units make up 40% of the value of the reporting person's long-term incentive compensation award granted in 2023. The remaining 60% of the award value was granted in the form of performance-based restricted stock units. The number of units that will be earned and eligible to be settled in shares of common stock will be determined in early 2026 based on the company's performance against certain performance targets from 2023 through 2025 and will be reported at the time of such determination.

Read SEC document
March 02, 2023 Filed Mar 6, 2023 22:01 UTC GrantCommon Stock, $0.01 par value 27,640 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-003461 · doc4.xml · nonDerivative · entry 1

Kelligrew James B · CIK 0001660311 · Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,558

F1 · shares: The restricted stock units vest 33% on each of March 2, 2024 and 2025, and 34% on March 2, 2026. These restricted stock units make up 40% of the value of the reporting person's long-term incentive compensation award granted in 2023. The remaining 60% of the award value was granted in the form of performance-based restricted stock units. The number of units that will be earned and eligible to be settled in shares of common stock will be determined in early 2026 based on the company's performance against certain performance targets from 2023 through 2025 and will be reported at the time of such determination.

Read SEC document
March 02, 2023 Filed Mar 6, 2023 22:00 UTC
Kedia GunjanVice Chair
GrantCommon Stock, $0.01 par value 30,231 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-003460 · doc4.xml · nonDerivative · entry 1

Kedia Gunjan · CIK 0001628719 · Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,879

F1 · shares: The restricted stock units vest 33% on each of March 2, 2024 and 2025, and 34% on March 2, 2026. These restricted stock units make up 40% of the value of the reporting person's long-term incentive compensation award granted in 2023. The remaining 60% of the award value was granted in the form of performance-based restricted stock units. The number of units that will be earned and eligible to be settled in shares of common stock will be determined in early 2026 based on the company's performance against certain performance targets from 2023 through 2025 and will be reported at the time of such determination.

Read SEC document
March 02, 2023 Filed Mar 6, 2023 21:58 UTC
DOLAN TERRANCE RVice Chair & CFO
GrantCommon Stock, $0.01 par value 38,868 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-003459 · doc4.xml · nonDerivative · entry 1

DOLAN TERRANCE R · CIK 0001185481 · Vice Chair & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,603

F1 · shares: The restricted stock units vest 33% on each of March 2, 2024 and 2025, and 34% on March 2, 2026. These restricted stock units make up 40% of the value of the reporting person's long-term incentive compensation award granted in 2023. The remaining 60% of the award value was granted in the form of performance-based restricted stock units. The number of units that will be earned and eligible to be settled in shares of common stock will be determined in early 2026 based on the company's performance against certain performance targets from 2023 through 2025 and will be reported at the time of such determination.

Read SEC document
March 02, 2023 Filed Mar 6, 2023 21:58 UTC
CHOSY JAMES LSenior EVP and General Counsel
GrantCommon Stock, $0.01 par value 19,002 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-003458 · doc4.xml · nonDerivative · entry 1

CHOSY JAMES L · CIK 0001271850 · Senior EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,811

F1 · shares: The restricted stock units vest 33% on each of March 2, 2024 and 2025, and 34% on March 2, 2026. These restricted stock units make up 40% of the value of the reporting person's long-term incentive compensation award granted in 2023. The remaining 60% of the award value was granted in the form of performance-based restricted stock units. The number of units that will be earned and eligible to be settled in shares of common stock will be determined in early 2026 based on the company's performance against certain performance targets from 2023 through 2025 and will be reported at the time of such determination.

Read SEC document
March 02, 2023 Filed Mar 6, 2023 21:56 UTC
Barcelos Elcio R.T.Senior EVP, Chief HR Officer
GrantCommon Stock, $0.01 par value 19,002 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-003457 · doc4.xml · nonDerivative · entry 1

Barcelos Elcio R.T. · CIK 0001823320 · Senior EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,909

F1 · shares: The restricted stock units vest 33% on each of March 2, 2024 and 2025, and 34% on March 2, 2026. These restricted stock units make up 40% of the value of the reporting person's long-term incentive compensation award granted in 2023. The remaining 60% of the award value was granted in the form of performance-based restricted stock units. The number of units that will be earned and eligible to be settled in shares of common stock will be determined in early 2026 based on the company's performance against certain performance targets from 2023 through 2025 and will be reported at the time of such determination.

Read SEC document
March 02, 2023 Filed Mar 6, 2023 21:55 UTC
Badran SouheilSEVP, Chief Operations Officer
GrantCommon Stock, $0.01 par value 20,298 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-003456 · doc4.xml · nonDerivative · entry 1

Badran Souheil · CIK 0001957030 · SEVP, Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,655

F1 · shares: The restricted stock units vest 33% on each of March 2, 2024 and 2025, and 34% on March 2, 2026. These restricted stock units make up 40% of the value of the reporting person's long-term incentive compensation award granted in 2023. The remaining 60% of the award value was granted in the form of performance-based restricted stock units. The number of units that will be earned and eligible to be settled in shares of common stock will be determined in early 2026 based on the company's performance against certain performance targets from 2023 through 2025 and will be reported at the time of such determination.

Read SEC document
March 02, 2023 Filed Mar 6, 2023 21:54 UTC
CECERE ANDREWDirector · Chairman, President and CEO
GrantCommon Stock, $0.01 par value 90,693 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-003455 · doc4.xml · nonDerivative · entry 1

CECERE ANDREW · CIK 0001185476 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,102,234

F1 · shares: The restricted stock units vest 33% on each of March 2, 2024 and 2025, and 34% on March 2, 2026. These restricted stock units make up 40% of the value of the reporting person's long-term incentive compensation award granted in 2023. The remaining 60% of the award value was granted in the form of performance-based restricted stock units. The number of units that will be earned and eligible to be settled in shares of common stock will be determined in early 2026 based on the company's performance against certain performance targets from 2023 through 2025 and will be reported at the time of such determination.

Read SEC document
February 10, 2023 Filed Feb 13, 2023 22:13 UTC
Welsh Timothy AVice Chair
Tax withholdingCommon Stock, $0.01 par value 13,372 $48.77 $652,152.44
Disclosure

SEC source: 0001225208-23-001767 · doc4.xml · nonDerivative · entry 2

Welsh Timothy A · CIK 0001711665 · Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,330

Read SEC document
February 10, 2023 Filed Feb 13, 2023 22:11 UTC Tax withholdingCommon Stock, $0.01 par value 16,405 $48.77 $800,071.85
Disclosure

SEC source: 0001225208-23-001766 · doc4.xml · nonDerivative · entry 2

von Gillern Jeffry H. · CIK 0001493995 · Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,764

Read SEC document
February 10, 2023 Filed Feb 13, 2023 22:04 UTC Tax withholdingCommon Stock, $0.01 par value 12,230 $48.77 $596,457.10
Disclosure

SEC source: 0001225208-23-001758 · doc4.xml · nonDerivative · entry 2

Kotwal Shailesh M · CIK 0001372128 · Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,794

Read SEC document
February 10, 2023 Filed Feb 13, 2023 22:08 UTC
Runkel Mark G.Senior EVP, Chief Transform Of
Tax withholdingCommon Stock, $0.01 par value 4,849 $48.77 $236,485.73
Disclosure

SEC source: 0001225208-23-001763 · doc4.xml · nonDerivative · entry 2

Runkel Mark G. · CIK 0001594398 · Senior EVP, Chief Transform Of

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,076

Read SEC document
February 10, 2023 Filed Feb 13, 2023 22:10 UTC
Stark Lisa REVP and Controller
Tax withholdingCommon Stock, $0.01 par value 716 $48.77 $34,919.32
Disclosure

SEC source: 0001225208-23-001765 · doc4.xml · nonDerivative · entry 1

Stark Lisa R · CIK 0001794622 · EVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,127

Read SEC document
February 10, 2023 Filed Feb 13, 2023 22:06 UTC
Richard Jodi LVice Chair
Tax withholdingCommon Stock, $0.01 par value 11,240 $48.77 $548,174.80
Disclosure

SEC source: 0001225208-23-001761 · doc4.xml · nonDerivative · entry 2

Richard Jodi L · CIK 0001753606 · Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,866

Read SEC document
February 10, 2023 Filed Feb 13, 2023 22:06 UTC Tax withholdingCommon Stock, $0.01 par value 10,751 $48.77 $524,326.27
Disclosure

SEC source: 0001225208-23-001759 · doc4.xml · nonDerivative · entry 2

Quinn Katherine B · CIK 0001631228 · Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,657

Read SEC document
February 10, 2023 Filed Feb 13, 2023 22:03 UTC Tax withholdingCommon Stock, $0.01 par value 12,737 $48.77 $621,183.49
Disclosure

SEC source: 0001225208-23-001757 · doc4.xml · nonDerivative · entry 2

Kelligrew James B · CIK 0001660311 · Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,918

Read SEC document
February 10, 2023 Filed Feb 13, 2023 22:01 UTC
Kedia GunjanVice Chair
Tax withholdingCommon Stock, $0.01 par value 13,073 $48.77 $637,570.21
Disclosure

SEC source: 0001225208-23-001756 · doc4.xml · nonDerivative · entry 2

Kedia Gunjan · CIK 0001628719 · Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,648

Read SEC document
February 10, 2023 Filed Feb 13, 2023 21:59 UTC
CHOSY JAMES LSenior EVP and General Counsel
Tax withholdingCommon Stock, $0.01 par value 9,107 $48.77 $444,148.39
Disclosure

SEC source: 0001225208-23-001754 · doc4.xml · nonDerivative · entry 2

CHOSY JAMES L · CIK 0001271850 · Senior EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,809

Read SEC document
February 10, 2023 Filed Feb 13, 2023 22:01 UTC
DOLAN TERRANCE RVice Chair & CFO
Tax withholdingCommon Stock, $0.01 par value 22,397 $48.77 $1,092,301.69
Disclosure

SEC source: 0001225208-23-001755 · doc4.xml · nonDerivative · entry 2

DOLAN TERRANCE R · CIK 0001185481 · Vice Chair & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,735

Read SEC document
February 10, 2023 Filed Feb 13, 2023 21:58 UTC
CECERE ANDREWDirector · Chairman, President and CEO
Tax withholdingCommon Stock, $0.01 par value 57,674 $48.77 $2,812,760.98
Disclosure

SEC source: 0001225208-23-001753 · doc4.xml · nonDerivative · entry 2

CECERE ANDREW · CIK 0001185476 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,011,541

Read SEC document
February 09, 2023 Filed Feb 13, 2023 22:13 UTC
Welsh Timothy AVice Chair
GrantCommon Stock, $0.01 par value 30,079 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-001767 · doc4.xml · nonDerivative · entry 1

Welsh Timothy A · CIK 0001711665 · Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,702

F1 · shares: These performance-based restricted stock units vest on February 10, 2023. These units made up 60% of the grant date fair market value of the reporting person's 2020 long-term incentive compensation award granted on February 10, 2020. The number of units earned and eligible to be settled in shares of common stock was determined on February 9, 2023 based on the company's performance against certain preset performance targets during a three-year performance period of January 1, 2020, to December 31, 2022.

Read SEC document
February 09, 2023 Filed Feb 13, 2023 22:11 UTC GrantCommon Stock, $0.01 par value 35,965 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-001766 · doc4.xml · nonDerivative · entry 1

von Gillern Jeffry H. · CIK 0001493995 · Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,169

F1 · shares: These performance-based restricted stock units vest on February 10, 2023. These units made up 60% of the grant date fair market value of the reporting person's 2020 long-term incentive compensation award granted on February 10, 2020. The number of units earned and eligible to be settled in shares of common stock was determined on February 9, 2023 based on the company's performance against certain preset performance targets during a three-year performance period of January 1, 2020, to December 31, 2022.

Read SEC document
February 09, 2023 Filed Feb 13, 2023 22:04 UTC GrantCommon Stock, $0.01 par value 30,079 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-001758 · doc4.xml · nonDerivative · entry 1

Kotwal Shailesh M · CIK 0001372128 · Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,024

F1 · shares: These performance-based restricted stock units vest on February 10, 2023. These units made up 60% of the grant date fair market value of the reporting person's 2020 long-term incentive compensation award granted on February 10, 2020. The number of units earned and eligible to be settled in shares of common stock was determined on February 9, 2023 based on the company's performance against certain preset performance targets during a three-year performance period of January 1, 2020, to December 31, 2022.

Read SEC document
February 09, 2023 Filed Feb 13, 2023 22:08 UTC
Runkel Mark G.Senior EVP, Chief Transform Of
GrantCommon Stock, $0.01 par value 13,078 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-001763 · doc4.xml · nonDerivative · entry 1

Runkel Mark G. · CIK 0001594398 · Senior EVP, Chief Transform Of

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,925

F1 · shares: These performance-based restricted stock units vest on February 10, 2023. These units made up 60% of the grant date fair market value of the reporting person's 2020 long-term incentive compensation award granted on February 10, 2020. The number of units earned and eligible to be settled in shares of common stock was determined on February 9, 2023 based on the company's performance against certain preset performance targets during a three-year performance period of January 1, 2020, to December 31, 2022.

Read SEC document
February 09, 2023 Filed Feb 13, 2023 22:06 UTC
Richard Jodi LVice Chair
GrantCommon Stock, $0.01 par value 26,156 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-001761 · doc4.xml · nonDerivative · entry 1

Richard Jodi L · CIK 0001753606 · Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,931

F1 · shares: These performance-based restricted stock units vest on February 10, 2023. These units made up 60% of the grant date fair market value of the reporting person's 2020 long-term incentive compensation award granted on February 10, 2020. The number of units earned and eligible to be settled in shares of common stock was determined on February 9, 2023 based on the company's performance against certain preset performance targets during a three-year performance period of January 1, 2020, to December 31, 2022.

Read SEC document
February 09, 2023 Filed Feb 13, 2023 22:06 UTC GrantCommon Stock, $0.01 par value 26,156 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-001759 · doc4.xml · nonDerivative · entry 1

Quinn Katherine B · CIK 0001631228 · Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,408

F1 · shares: These performance-based restricted stock units vest on February 10, 2023. These units made up 60% of the grant date fair market value of the reporting person's 2020 long-term incentive compensation award granted on February 10, 2020. The number of units earned and eligible to be settled in shares of common stock was determined on February 9, 2023 based on the company's performance against certain preset performance targets during a three-year performance period of January 1, 2020, to December 31, 2022.

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February 09, 2023 Filed Feb 13, 2023 22:03 UTC GrantCommon Stock, $0.01 par value 30,079 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-001757 · doc4.xml · nonDerivative · entry 1

Kelligrew James B · CIK 0001660311 · Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,655

F1 · shares: These performance-based restricted stock units vest on February 10, 2023. These units made up 60% of the grant date fair market value of the reporting person's 2020 long-term incentive compensation award granted on February 10, 2020. The number of units earned and eligible to be settled in shares of common stock was determined on February 9, 2023 based on the company's performance against certain preset performance targets during a three-year performance period of January 1, 2020, to December 31, 2022.

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February 09, 2023 Filed Feb 13, 2023 22:01 UTC
Kedia GunjanVice Chair
GrantCommon Stock, $0.01 par value 30,079 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-001756 · doc4.xml · nonDerivative · entry 1

Kedia Gunjan · CIK 0001628719 · Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,721

F1 · shares: These performance-based restricted stock units vest on February 10, 2023. These units made up 60% of the grant date fair market value of the reporting person's 2020 long-term incentive compensation award granted on February 10, 2020. The number of units earned and eligible to be settled in shares of common stock was determined on February 9, 2023 based on the company's performance against certain preset performance targets during a three-year performance period of January 1, 2020, to December 31, 2022.

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February 09, 2023 Filed Feb 13, 2023 21:59 UTC
CHOSY JAMES LSenior EVP and General Counsel
GrantCommon Stock, $0.01 par value 22,233 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-001754 · doc4.xml · nonDerivative · entry 1

CHOSY JAMES L · CIK 0001271850 · Senior EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,916

F1 · shares: These performance-based restricted stock units vest on February 10, 2023. These units made up 60% of the grant date fair market value of the reporting person's 2020 long-term incentive compensation award granted on February 10, 2020. The number of units earned and eligible to be settled in shares of common stock was determined on February 9, 2023 based on the company's performance against certain preset performance targets during a three-year performance period of January 1, 2020, to December 31, 2022.

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February 09, 2023 Filed Feb 13, 2023 22:01 UTC
DOLAN TERRANCE RVice Chair & CFO
GrantCommon Stock, $0.01 par value 47,081 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-001755 · doc4.xml · nonDerivative · entry 1

DOLAN TERRANCE R · CIK 0001185481 · Vice Chair & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,132

F1 · shares: These performance-based restricted stock units vest on February 10, 2023. These units made up 60% of the grant date fair market value of the reporting person's 2020 long-term incentive compensation award granted on February 10, 2020. The number of units earned and eligible to be settled in shares of common stock was determined on February 9, 2023 based on the company's performance against certain preset performance targets during a three-year performance period of January 1, 2020, to December 31, 2022.

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February 09, 2023 Filed Feb 13, 2023 21:58 UTC
CECERE ANDREWDirector · Chairman, President and CEO
GrantCommon Stock, $0.01 par value 112,473 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-001753 · doc4.xml · nonDerivative · entry 1

CECERE ANDREW · CIK 0001185476 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,069,215

F1 · shares: These performance-based restricted stock units vest on February 10, 2023. These units made up 60% of the grant date fair market value of the reporting person's 2020 long-term incentive compensation award granted on February 10, 2020. The number of units earned and eligible to be settled in shares of common stock was determined on February 9, 2023 based on the company's performance against certain preset performance targets during a three-year performance period of January 1, 2020, to December 31, 2022.

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January 26, 2023 Filed Oct 20, 2023 23:40 UTC SaleSeries O Preferred Stock Depositary Shares 3 $21.26 $63.78
Disclosure

SEC source: 0001225208-23-009630 · doc4.xml · nonDerivative · entry 24

Kelligrew James B · CIK 0001660311 · Vice Chair

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 222

F1 · kind: Reflects transactions conducted by third-party investment advisors in their sole discretion without direction or knowledge from the reporting person or his spouse. Certain of these transactions may be subject to Section 16(b) under the Securities Exchange Act of 1934, as amended, and therefore the reporting person has voluntarily paid $16,880.75 to U.S. Bancorp which is equal to the maximum amount of the profit realized in connection with such transactions, regardless of whether such disgorgement would have actually been required by law.

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January 26, 2023 Filed Oct 20, 2023 23:40 UTC SaleSeries M Preferred Stock Depositary Shares 10 $18.95 $189.49
Disclosure

SEC source: 0001225208-23-009630 · doc4.xml · nonDerivative · entry 23

Kelligrew James B · CIK 0001660311 · Vice Chair

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 475

F1 · kind: Reflects transactions conducted by third-party investment advisors in their sole discretion without direction or knowledge from the reporting person or his spouse. Certain of these transactions may be subject to Section 16(b) under the Securities Exchange Act of 1934, as amended, and therefore the reporting person has voluntarily paid $16,880.75 to U.S. Bancorp which is equal to the maximum amount of the profit realized in connection with such transactions, regardless of whether such disgorgement would have actually been required by law.

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January 26, 2023 Filed Oct 20, 2023 23:40 UTC SaleSeries L Preferred Stock Depositary Shares 10 $18.22 $182.15
Disclosure

SEC source: 0001225208-23-009630 · doc4.xml · nonDerivative · entry 22

Kelligrew James B · CIK 0001660311 · Vice Chair

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 300

F1 · kind: Reflects transactions conducted by third-party investment advisors in their sole discretion without direction or knowledge from the reporting person or his spouse. Certain of these transactions may be subject to Section 16(b) under the Securities Exchange Act of 1934, as amended, and therefore the reporting person has voluntarily paid $16,880.75 to U.S. Bancorp which is equal to the maximum amount of the profit realized in connection with such transactions, regardless of whether such disgorgement would have actually been required by law.

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January 24, 2023 Filed Jan 26, 2023 22:30 UTC GrantRestricted Stock Units · Derivative 1,143 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-000907 · doc4.xml · derivative · entry 1

Colberg Alan B. · CIK 0001516501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,143

Underlying: Common Stock, $0.01 par value · 1,143 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

F2 · derivative.expiration_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

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January 19, 2023 Filed Oct 20, 2023 23:40 UTC SaleSeries L Preferred Stock Depositary Shares 2 $17.75 $35.50
Disclosure

SEC source: 0001225208-23-009632 · doc4.xml · nonDerivative · entry 25

Kelligrew James B · CIK 0001660311 · Vice Chair

10b5-1 filing: No plan indicated

Ownership: Indirect · By JBK Holdings, LLC

Disclosed balance after: 280

F1 · kind: Reflects transactions conducted by third-party investment advisors in their sole discretion without direction or knowledge from the reporting person or his spouse. Certain of these transactions may be subject to Section 16(b) under the Securities Exchange Act of 1934, as amended, and therefore the reporting person has voluntarily paid $16,880.75 to U.S. Bancorp which is equal to the maximum amount of the profit realized in connection with such transactions, regardless of whether such disgorgement would have actually been required by law.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.