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SEC CIK
0000036104
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819

Last 12 months

Inside the activity.

0 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202602
Mar 202600
Apr 202601
May 202601
Jun 202600
Jul 202602
Aug 202601
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 19, 2020 Filed Feb 20, 2020 21:15 UTC Tax withholdingCommon Stock, $0.01 par value 5,765 $55.11 $317,709.15
Disclosure

SEC source: 0001225208-20-002954 · doc4.xml · nonDerivative · entry 1

Kotwal Shailesh M · CIK 0001372128 · Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,192

Read SEC document
February 19, 2020 Filed Feb 20, 2020 21:21 UTC Tax withholdingCommon Stock, $0.01 par value 8,098 $55.11 $446,280.78
Disclosure

SEC source: 0001225208-20-002959 · doc4.xml · nonDerivative · entry 1

von Gillern Jeffry H. · CIK 0001493995 · Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,627

Read SEC document
February 19, 2020 Filed Feb 20, 2020 21:21 UTC
Welsh Timothy AVice Chair
Tax withholdingCommon Stock, $0.01 par value 1,738 $55.11 $95,781.18
Disclosure

SEC source: 0001225208-20-002960 · doc4.xml · nonDerivative · entry 1

Welsh Timothy A · CIK 0001711665 · Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,071

Read SEC document
February 19, 2020 Filed Feb 20, 2020 21:20 UTC
Stark Lisa REVP and Controller
Tax withholdingCommon Stock, $0.01 par value 295 $55.11 $16,257.45
Disclosure

SEC source: 0001225208-20-002958 · doc4.xml · nonDerivative · entry 1

Stark Lisa R · CIK 0001794622 · EVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,358

Read SEC document
February 19, 2020 Filed Feb 20, 2020 21:18 UTC
Runkel Mark G.Senior EVP & Chief Credit Off
Tax withholdingCommon Stock, $0.01 par value 3,483 $55.11 $191,948.13
Disclosure

SEC source: 0001225208-20-002957 · doc4.xml · nonDerivative · entry 1

Runkel Mark G. · CIK 0001594398 · Senior EVP & Chief Credit Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,098

Read SEC document
February 19, 2020 Filed Feb 20, 2020 21:18 UTC
Richard Jodi LVice Chair
Tax withholdingCommon Stock, $0.01 par value 1,635 $55.11 $90,104.85
Disclosure

SEC source: 0001225208-20-002956 · doc4.xml · nonDerivative · entry 1

Richard Jodi L · CIK 0001753606 · Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,571

Read SEC document
February 19, 2020 Filed Feb 20, 2020 21:15 UTC Tax withholdingCommon Stock, $0.01 par value 5,184 $55.11 $285,690.24
Disclosure

SEC source: 0001225208-20-002955 · doc4.xml · nonDerivative · entry 1

Quinn Katherine B · CIK 0001631228 · Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,544

Read SEC document
February 19, 2020 Filed Feb 20, 2020 21:14 UTC Tax withholdingCommon Stock, $0.01 par value 5,836 $55.11 $321,621.96
Disclosure

SEC source: 0001225208-20-002953 · doc4.xml · nonDerivative · entry 1

Kelligrew James B · CIK 0001660311 · Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,065

Read SEC document
February 19, 2020 Filed Feb 20, 2020 21:13 UTC
Kedia GunjanVice Chair
Tax withholdingCommon Stock, $0.01 par value 2,831 $55.11 $156,016.41
Disclosure

SEC source: 0001225208-20-002952 · doc4.xml · nonDerivative · entry 1

Kedia Gunjan · CIK 0001628719 · Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,352

Read SEC document
February 19, 2020 Filed Feb 20, 2020 21:11 UTC Tax withholdingCommon Stock, $0.01 par value 6,528 $55.11 $359,758.08
Disclosure

SEC source: 0001225208-20-002951 · doc4.xml · nonDerivative · entry 1

GODRIDGE LESLIE V · CIK 0001209480 · Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,776

Read SEC document
February 19, 2020 Filed Feb 20, 2020 21:11 UTC
DOLAN TERRANCE RVice Chair & CFO
Tax withholdingCommon Stock, $0.01 par value 9,221 $55.11 $508,169.31
Disclosure

SEC source: 0001225208-20-002950 · doc4.xml · nonDerivative · entry 1

DOLAN TERRANCE R · CIK 0001185481 · Vice Chair & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,758

Read SEC document
February 19, 2020 Filed Feb 20, 2020 21:08 UTC
CHOSY JAMES LSenior EVP and General Counsel
Tax withholdingCommon Stock, $0.01 par value 5,336 $55.11 $294,066.96
Disclosure

SEC source: 0001225208-20-002949 · doc4.xml · nonDerivative · entry 1

CHOSY JAMES L · CIK 0001271850 · Senior EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,655

Read SEC document
February 19, 2020 Filed Feb 20, 2020 21:07 UTC
CECERE ANDREWDirector · Chairman, President and CEO
Tax withholdingCommon Stock, $0.01 par value 23,843 $55.11 $1,313,987.73
Disclosure

SEC source: 0001225208-20-002946 · doc4.xml · nonDerivative · entry 1

CECERE ANDREW · CIK 0001185476 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 759,537

Read SEC document
February 14, 2020 Filed Feb 19, 2020 21:36 UTC
White Derek JVice Chair
Tax withholdingCommon Stock, $0.01 par value 2,892 $55.18 $159,580.56
Disclosure

SEC source: 0001225208-20-002768 · doc4.xml · nonDerivative · entry 1

White Derek J · CIK 0001778401 · Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,363

Read SEC document
February 14, 2020 Filed Feb 19, 2020 21:33 UTC Tax withholdingCommon Stock, $0.01 par value 3,708 $55.18 $204,607.44
Disclosure

SEC source: 0001225208-20-002766 · doc4.xml · nonDerivative · entry 1

von Gillern Jeffry H. · CIK 0001493995 · Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,725

Read SEC document
February 14, 2020 Filed Feb 19, 2020 21:34 UTC
Welsh Timothy AVice Chair
Tax withholdingCommon Stock, $0.01 par value 2,889 $55.18 $159,415.02
Disclosure

SEC source: 0001225208-20-002767 · doc4.xml · nonDerivative · entry 1

Welsh Timothy A · CIK 0001711665 · Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,809

Read SEC document
February 14, 2020 Filed Feb 19, 2020 21:26 UTC
Stark Lisa REVP and Controller
Tax withholdingCommon Stock, $0.01 par value 707 $55.18 $39,012.26
Disclosure

SEC source: 0001225208-20-002763 · doc4.xml · nonDerivative · entry 1

Stark Lisa R · CIK 0001794622 · EVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,653

Read SEC document
February 14, 2020 Filed Feb 19, 2020 21:26 UTC
Runkel Mark G.Senior EVP & Chief Credit Off
Tax withholdingCommon Stock, $0.01 par value 2,967 $55.18 $163,719.06
Disclosure

SEC source: 0001225208-20-002762 · doc4.xml · nonDerivative · entry 1

Runkel Mark G. · CIK 0001594398 · Senior EVP & Chief Credit Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,581

Read SEC document
February 14, 2020 Filed Feb 19, 2020 21:24 UTC
Richard Jodi LVice Chair
Tax withholdingCommon Stock, $0.01 par value 2,006 $55.18 $110,691.08
Disclosure

SEC source: 0001225208-20-002761 · doc4.xml · nonDerivative · entry 1

Richard Jodi L · CIK 0001753606 · Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,206

Read SEC document
February 14, 2020 Filed Feb 19, 2020 21:22 UTC Tax withholdingCommon Stock, $0.01 par value 2,650 $55.18 $146,227.00
Disclosure

SEC source: 0001225208-20-002760 · doc4.xml · nonDerivative · entry 1

Quinn Katherine B · CIK 0001631228 · Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,728

Read SEC document
February 14, 2020 Filed Feb 19, 2020 21:20 UTC Tax withholdingCommon Stock, $0.01 par value 3,170 $55.18 $174,920.60
Disclosure

SEC source: 0001225208-20-002758 · doc4.xml · nonDerivative · entry 1

Kotwal Shailesh M · CIK 0001372128 · Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,957

Read SEC document
February 14, 2020 Filed Feb 19, 2020 21:22 UTC
Kedia GunjanVice Chair
Tax withholdingCommon Stock, $0.01 par value 3,183 $55.18 $175,637.94
Disclosure

SEC source: 0001225208-20-002759 · doc4.xml · nonDerivative · entry 1

Kedia Gunjan · CIK 0001628719 · Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,183

Read SEC document
February 14, 2020 Filed Feb 19, 2020 21:18 UTC Tax withholdingCommon Stock, $0.01 par value 2,431 $55.18 $134,142.58
Disclosure

SEC source: 0001225208-20-002749 · doc4.xml · nonDerivative · entry 1

Kelligrew James B · CIK 0001660311 · Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,901

Read SEC document
February 14, 2020 Filed Feb 19, 2020 21:18 UTC Tax withholdingCommon Stock, $0.01 par value 2,739 $55.18 $151,138.02
Disclosure

SEC source: 0001225208-20-002743 · doc4.xml · nonDerivative · entry 1

GODRIDGE LESLIE V · CIK 0001209480 · Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,304

Read SEC document
February 14, 2020 Filed Feb 19, 2020 21:16 UTC
DOLAN TERRANCE RVice Chair & CFO
Tax withholdingCommon Stock, $0.01 par value 4,779 $55.18 $263,705.22
Disclosure

SEC source: 0001225208-20-002741 · doc4.xml · nonDerivative · entry 1

DOLAN TERRANCE R · CIK 0001185481 · Vice Chair & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,979

Read SEC document
February 14, 2020 Filed Feb 19, 2020 21:14 UTC
CHOSY JAMES LSenior EVP and General Counsel
Tax withholdingCommon Stock, $0.01 par value 2,384 $55.18 $131,549.12
Disclosure

SEC source: 0001225208-20-002740 · doc4.xml · nonDerivative · entry 1

CHOSY JAMES L · CIK 0001271850 · Senior EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,991

Read SEC document
February 14, 2020 Filed Feb 19, 2020 21:12 UTC
CECERE ANDREWDirector · Chairman, President and CEO
Tax withholdingCommon Stock, $0.01 par value 14,132 $55.18 $779,803.76
Disclosure

SEC source: 0001225208-20-002739 · doc4.xml · nonDerivative · entry 1

CECERE ANDREW · CIK 0001185476 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 783,380

Read SEC document
February 14, 2020 Filed Feb 19, 2020 21:10 UTC
Aziz IsmatSenior EVP, Chief HR Officer
Tax withholdingCommon Stock, $0.01 par value 4,186 $55.18 $230,983.48
Disclosure

SEC source: 0001225208-20-002738 · doc4.xml · nonDerivative · entry 1

Aziz Ismat · CIK 0001753624 · Senior EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,009

Read SEC document
February 10, 2020 Filed Feb 12, 2020 21:17 UTC
Richard Jodi LVice Chair
GrantCommon Stock, $0.01 par value 14,641 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-002015 · doc4.xml · nonDerivative · entry 1

Richard Jodi L · CIK 0001753606 · Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,212

F1 · shares: The restricted stock units vest 33% on each of February 10, 2021 and 2022, and 34% on February 10, 2023. These restricted stock units make up 40% of the value of the reporting person's long-term incentive compensation award granted in 2020. The remaining 60% of the award value was granted in the form of performance-based restricted stock units. The number of units that will be earned and eligible to be settled in shares of common stock will be determined in early 2023 based on the company's performance against certain performance targets from 2020 through 2022 and will be reported at the time of such determination.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 21:16 UTC GrantCommon Stock, $0.01 par value 14,641 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-002014 · doc4.xml · nonDerivative · entry 1

Quinn Katherine B · CIK 0001631228 · Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,378

F1 · shares: The restricted stock units vest 33% on each of February 10, 2021 and 2022, and 34% on February 10, 2023. These restricted stock units make up 40% of the value of the reporting person's long-term incentive compensation award granted in 2020. The remaining 60% of the award value was granted in the form of performance-based restricted stock units. The number of units that will be earned and eligible to be settled in shares of common stock will be determined in early 2023 based on the company's performance against certain performance targets from 2020 through 2022 and will be reported at the time of such determination.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 21:16 UTC GrantCommon Stock, $0.01 par value 16,837 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-002012 · doc4.xml · nonDerivative · entry 1

Kelligrew James B · CIK 0001660311 · Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,332

F1 · shares: The restricted stock units vest 33% on each of February 10, 2021 and 2022, and 34% on February 10, 2023. These restricted stock units make up 40% of the value of the reporting person's long-term incentive compensation award granted in 2020. The remaining 60% of the award value was granted in the form of performance-based restricted stock units. The number of units that will be earned and eligible to be settled in shares of common stock will be determined in early 2023 based on the company's performance against certain performance targets from 2020 through 2022 and will be reported at the time of such determination.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 22:06 UTC
Kedia GunjanVice Chair
GrantCommon Stock, $0.01 par value 16,837 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-002050 · doc4.xml · nonDerivative · entry 1

Kedia Gunjan · CIK 0001628719 · Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,366

F1 · shares: The restricted stock units vest 33% on each of February 10, 2021 and 2022, and 34% on February 10, 2023. These restricted stock units make up 40% of the value of the reporting person's long-term incentive compensation award granted in 2020. The remaining 60% of the award value was granted in the form of performance-based restricted stock units. The number of units that will be earned and eligible to be settled in shares of common stock will be determined in early 2023 based on the company's performance against certain performance targets from 2020 through 2022 and will be reported at the time of such determination.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 22:03 UTC GrantCommon Stock, $0.01 par value 11,713 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-002049 · doc4.xml · nonDerivative · entry 1

GODRIDGE LESLIE V · CIK 0001209480 · Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,043

F1 · shares: The restricted stock units vest 33% on each of February 10, 2021 and 2022, and 34% on February 10, 2023. These restricted stock units make up 40% of the value of the reporting person's long-term incentive compensation award granted in 2020. The remaining 60% of the award value was granted in the form of performance-based restricted stock units. The number of units that will be earned and eligible to be settled in shares of common stock will be determined in early 2023 based on the company's performance against certain performance targets from 2020 through 2022 and will be reported at the time of such determination.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 21:20 UTC
White Derek JVice Chair
GrantCommon Stock, $0.01 par value 12,811 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-002019 · doc4.xml · nonDerivative · entry 1

White Derek J · CIK 0001778401 · Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,255

F1 · shares: The restricted stock units vest 33% on each of February 10, 2021 and 2022, and 34% on February 10, 2023. These restricted stock units make up 40% of the value of the reporting person's long-term incentive compensation award granted in 2020. The remaining 60% of the award value was granted in the form of performance-based restricted stock units. The number of units that will be earned and eligible to be settled in shares of common stock will be determined in early 2023 based on the company's performance against certain performance targets from 2020 through 2022 and will be reported at the time of such determination.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 21:18 UTC
Welsh Timothy AVice Chair
GrantCommon Stock, $0.01 par value 16,837 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-002018 · doc4.xml · nonDerivative · entry 1

Welsh Timothy A · CIK 0001711665 · Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,698

F1 · shares: The restricted stock units vest 33% on each of February 10, 2021 and 2022, and 34% on February 10, 2023. These restricted stock units make up 40% of the value of the reporting person's long-term incentive compensation award granted in 2020. The remaining 60% of the award value was granted in the form of performance-based restricted stock units. The number of units that will be earned and eligible to be settled in shares of common stock will be determined in early 2023 based on the company's performance against certain performance targets from 2020 through 2022 and will be reported at the time of such determination.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 21:18 UTC GrantCommon Stock, $0.01 par value 20,132 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-002017 · doc4.xml · nonDerivative · entry 1

von Gillern Jeffry H. · CIK 0001493995 · Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,433

F1 · shares: The restricted stock units vest 33% on each of February 10, 2021 and 2022, and 34% on February 10, 2023. These restricted stock units make up 40% of the value of the reporting person's long-term incentive compensation award granted in 2020. The remaining 60% of the award value was granted in the form of performance-based restricted stock units. The number of units that will be earned and eligible to be settled in shares of common stock will be determined in early 2023 based on the company's performance against certain performance targets from 2020 through 2022 and will be reported at the time of such determination.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 21:17 UTC
Runkel Mark G.Senior EVP & Chief Credit Off
GrantCommon Stock, $0.01 par value 7,321 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-002016 · doc4.xml · nonDerivative · entry 1

Runkel Mark G. · CIK 0001594398 · Senior EVP & Chief Credit Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,548

F1 · shares: The restricted stock units vest 33% on each of February 10, 2021 and 2022, and 34% on February 10, 2023. These restricted stock units make up 40% of the value of the reporting person's long-term incentive compensation award granted in 2020. The remaining 60% of the award value was granted in the form of performance-based restricted stock units. The number of units that will be earned and eligible to be settled in shares of common stock will be determined in early 2023 based on the company's performance against certain performance targets from 2020 through 2022 and will be reported at the time of such determination.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 21:16 UTC GrantCommon Stock, $0.01 par value 16,837 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-002013 · doc4.xml · nonDerivative · entry 1

Kotwal Shailesh M · CIK 0001372128 · Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,127

F1 · shares: The restricted stock units vest 33% on each of February 10, 2021 and 2022, and 34% on February 10, 2023. These restricted stock units make up 40% of the value of the reporting person's long-term incentive compensation award granted in 2020. The remaining 60% of the award value was granted in the form of performance-based restricted stock units. The number of units that will be earned and eligible to be settled in shares of common stock will be determined in early 2023 based on the company's performance against certain performance targets from 2020 through 2022 and will be reported at the time of such determination.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 21:13 UTC
DOLAN TERRANCE RVice Chair & CFO
GrantCommon Stock, $0.01 par value 26,354 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-002011 · doc4.xml · nonDerivative · entry 1

DOLAN TERRANCE R · CIK 0001185481 · Vice Chair & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,758

F1 · shares: The restricted stock units vest 33% on each of February 10, 2021 and 2022, and 34% on February 10, 2023. These restricted stock units make up 40% of the value of the reporting person's long-term incentive compensation award granted in 2020. The remaining 60% of the award value was granted in the form of performance-based restricted stock units. The number of units that will be earned and eligible to be settled in shares of common stock will be determined in early 2023 based on the company's performance against certain performance targets from 2020 through 2022 and will be reported at the time of such determination.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 21:13 UTC
CHOSY JAMES LSenior EVP and General Counsel
GrantCommon Stock, $0.01 par value 12,445 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-002010 · doc4.xml · nonDerivative · entry 1

CHOSY JAMES L · CIK 0001271850 · Senior EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,375

F1 · shares: The restricted stock units vest 33% on each of February 10, 2021 and 2022, and 34% on February 10, 2023. These restricted stock units make up 40% of the value of the reporting person's long-term incentive compensation award granted in 2020. The remaining 60% of the award value was granted in the form of performance-based restricted stock units. The number of units that will be earned and eligible to be settled in shares of common stock will be determined in early 2023 based on the company's performance against certain performance targets from 2020 through 2022 and will be reported at the time of such determination.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 21:13 UTC
CECERE ANDREWDirector · Chairman, President and CEO
GrantCommon Stock, $0.01 par value 62,958 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-002009 · doc4.xml · nonDerivative · entry 1

CECERE ANDREW · CIK 0001185476 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 797,512

F1 · shares: The restricted stock units vest 33% on each of February 10, 2021 and 2022, and 34% on February 10, 2023. These restricted stock units make up 40% of the value of the reporting person's long-term incentive compensation award granted in 2020. The remaining 60% of the award value was granted in the form of performance-based restricted stock units. The number of units that will be earned and eligible to be settled in shares of common stock will be determined in early 2023 based on the company's performance against certain performance targets from 2020 through 2022 and will be reported at the time of such determination.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 21:12 UTC
Aziz IsmatSenior EVP, Chief HR Officer
GrantCommon Stock, $0.01 par value 11,713 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-002008 · doc4.xml · nonDerivative · entry 1

Aziz Ismat · CIK 0001753624 · Senior EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,195

F1 · shares: The restricted stock units vest 33% on each of February 10, 2021 and 2022, and 34% on February 10, 2023. These restricted stock units make up 40% of the value of the reporting person's long-term incentive compensation award granted in 2020. The remaining 60% of the award value was granted in the form of performance-based restricted stock units. The number of units that will be earned and eligible to be settled in shares of common stock will be determined in early 2023 based on the company's performance against certain performance targets from 2020 through 2022 and will be reported at the time of such determination.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 21:12 UTC
Stark Lisa REVP and Controller
GrantCommon Stock, $0.01 par value 5,857 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-002007 · doc4.xml · nonDerivative · entry 1

Stark Lisa R · CIK 0001794622 · EVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,360

F1 · shares: These restricted stock units vest 33% on each of February 10, 2021 and 2022, and 34% on February 10, 2023.

Read SEC document
January 24, 2020 Filed Jan 24, 2020 21:16 UTC
WIEHOFF JOHNDirector
GrantDeferred Compensation Plan Participation · Derivative 698 $54.88 $38,306.24
Disclosure

SEC source: 0001225208-20-001126 · doc4.xml · derivative · entry 2

WIEHOFF JOHN · CIK 0001241113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 698

Underlying: Common Stock, $0.01 par value · 698 shares

Expires not disclosed

F3 · derivative.exercise_price: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F3 · derivative.exercise_date: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F3 · derivative.expiration_date: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

Read SEC document
January 23, 2020 Filed Jan 24, 2020 21:16 UTC
WIEHOFF JOHNDirector
GrantRestricted Stock Units · Derivative 972 $54.88 $53,343.36
Disclosure

SEC source: 0001225208-20-001126 · doc4.xml · derivative · entry 1

WIEHOFF JOHN · CIK 0001241113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 972

Underlying: Common Stock, $0.01 par value · 972 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

F2 · derivative.expiration_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

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December 27, 2019 Filed Dec 31, 2019 21:12 UTC GrantDeferred Compensation Plan Participation · Derivative 175 $60.15 $10,526.25
Disclosure

SEC source: 0001225208-19-016129 · doc4.xml · derivative · entry 1

McKenney Richard P · CIK 0001290229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,166

Underlying: Common Stock, $0.01 par value · 175 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F1 · derivative.exercise_date: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F1 · derivative.expiration_date: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F2 · balance_after: Includes amounts acquired pursuant to dividend reinvestment.

Read SEC document
December 27, 2019 Filed Dec 31, 2019 21:12 UTC GrantDeferred Compensation Plan Participation · Derivative 75 $60.15 $4,511.25
Disclosure

SEC source: 0001225208-19-016130 · doc4.xml · derivative · entry 1

Wine Scott W. · CIK 0001442049 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,033

Underlying: Common Stock, $0.01 par value · 75 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F1 · derivative.exercise_date: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F1 · derivative.expiration_date: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F2 · balance_after: Includes amounts acquired pursuant to dividend reinvestment.

Read SEC document
December 27, 2019 Filed Dec 31, 2019 21:11 UTC GrantDeferred Compensation Plan Participation · Derivative 62 $60.15 $3,729.30
Disclosure

SEC source: 0001225208-19-016128 · doc4.xml · derivative · entry 1

Lynch Karen S · CIK 0001333760 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,016

Underlying: Common Stock, $0.01 par value · 62 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F1 · derivative.exercise_date: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F1 · derivative.expiration_date: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F2 · balance_after: Includes amounts acquired pursuant to dividend reinvestment.

Read SEC document
December 27, 2019 Filed Dec 31, 2019 21:08 UTC GrantDeferred Compensation Plan Participation · Derivative 25 $60.15 $1,503.75
Disclosure

SEC source: 0001225208-19-016124 · doc4.xml · derivative · entry 1

CASPER MARC N · CIK 0001216055 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 678

Underlying: Common Stock, $0.01 par value · 25 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F1 · derivative.exercise_date: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F1 · derivative.expiration_date: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F2 · balance_after: Includes amounts acquired pursuant to dividend reinvestment.

Read SEC document
December 27, 2019 Filed Dec 31, 2019 21:10 UTC GrantDeferred Compensation Plan Participation · Derivative 75 $60.15 $4,511.25
Disclosure

SEC source: 0001225208-19-016126 · doc4.xml · derivative · entry 1

HERNANDEZ ROLAND A · CIK 0001194703 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,031

Underlying: Common Stock, $0.01 par value · 75 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F1 · derivative.exercise_date: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F1 · derivative.expiration_date: Deferred Compensation Plan Participation is payable in common stock when the reporting person ceases to serve on U.S. Bancorp's Board of Directors.

F2 · balance_after: Includes amounts acquired pursuant to dividend reinvestment.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.