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SEC CIK
0000036104
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819

Last 12 months

Inside the activity.

0 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202602
Mar 202600
Apr 202601
May 202601
Jun 202600
Jul 202602
Aug 202601
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 16, 2021 Filed Feb 17, 2021 21:33 UTC
Runkel Mark G.Senior EVP & Chief Credit Off
Tax withholdingCommon Stock, $0.01 par value 1,066 $47.64 $50,784.24
Disclosure

SEC source: 0001225208-21-002742 · doc4.xml · nonDerivative · entry 2

Runkel Mark G. · CIK 0001594398 · Senior EVP & Chief Credit Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,244

Read SEC document
February 16, 2021 Filed Feb 17, 2021 21:32 UTC
Richard Jodi LVice Chair
Tax withholdingCommon Stock, $0.01 par value 620 $47.64 $29,536.80
Disclosure

SEC source: 0001225208-21-002739 · doc4.xml · nonDerivative · entry 2

Richard Jodi L · CIK 0001753606 · Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,441

Read SEC document
February 16, 2021 Filed Feb 17, 2021 21:29 UTC Tax withholdingCommon Stock, $0.01 par value 2,660 $47.64 $126,722.40
Disclosure

SEC source: 0001225208-21-002732 · doc4.xml · nonDerivative · entry 2

Quinn Katherine B · CIK 0001631228 · Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,867

Read SEC document
February 16, 2021 Filed Feb 17, 2021 21:27 UTC Tax withholdingCommon Stock, $0.01 par value 2,832 $47.64 $134,916.48
Disclosure

SEC source: 0001225208-21-002730 · doc4.xml · nonDerivative · entry 2

Kotwal Shailesh M · CIK 0001372128 · Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,917

Read SEC document
February 16, 2021 Filed Feb 17, 2021 21:26 UTC Tax withholdingCommon Stock, $0.01 par value 2,601 $47.64 $123,911.64
Disclosure

SEC source: 0001225208-21-002729 · doc4.xml · nonDerivative · entry 2

Kelligrew James B · CIK 0001660311 · Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,983

Read SEC document
February 16, 2021 Filed Feb 17, 2021 21:24 UTC
Kedia GunjanVice Chair
Tax withholdingCommon Stock, $0.01 par value 2,819 $47.64 $134,297.16
Disclosure

SEC source: 0001225208-21-002727 · doc4.xml · nonDerivative · entry 2

Kedia Gunjan · CIK 0001628719 · Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,180

Read SEC document
February 16, 2021 Filed Feb 17, 2021 21:23 UTC
DOLAN TERRANCE RVice Chair & CFO
Tax withholdingCommon Stock, $0.01 par value 5,184 $47.64 $246,965.76
Disclosure

SEC source: 0001225208-21-002724 · doc4.xml · nonDerivative · entry 2

DOLAN TERRANCE R · CIK 0001185481 · Vice Chair & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,962

Read SEC document
February 16, 2021 Filed Feb 17, 2021 21:20 UTC
CHOSY JAMES LSenior EVP and General Counsel
Tax withholdingCommon Stock, $0.01 par value 2,557 $47.64 $121,815.48
Disclosure

SEC source: 0001225208-21-002719 · doc4.xml · nonDerivative · entry 2

CHOSY JAMES L · CIK 0001271850 · Senior EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,785

Read SEC document
February 16, 2021 Filed Feb 17, 2021 21:19 UTC
CECERE ANDREWDirector · Chairman, President and CEO
Tax withholdingCommon Stock, $0.01 par value 10,031 $47.64 $477,876.84
Disclosure

SEC source: 0001225208-21-002715 · doc4.xml · nonDerivative · entry 2

CECERE ANDREW · CIK 0001185476 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 778,214

Read SEC document
February 14, 2021 Filed Feb 17, 2021 21:37 UTC
Welsh Timothy AVice Chair
Tax withholdingCommon Stock, $0.01 par value 11,874 $47.64 $565,677.36
Disclosure

SEC source: 0001225208-21-002747 · doc4.xml · nonDerivative · entry 1

Welsh Timothy A · CIK 0001711665 · Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,364

Read SEC document
February 14, 2021 Filed Feb 17, 2021 21:35 UTC
Stark Lisa REVP and Controller
Tax withholdingCommon Stock, $0.01 par value 617 $47.64 $29,393.88
Disclosure

SEC source: 0001225208-21-002745 · doc4.xml · nonDerivative · entry 1

Stark Lisa R · CIK 0001794622 · EVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,047

Read SEC document
February 14, 2021 Filed Feb 17, 2021 21:37 UTC Tax withholdingCommon Stock, $0.01 par value 17,321 $47.64 $825,172.44
Disclosure

SEC source: 0001225208-21-002746 · doc4.xml · nonDerivative · entry 1

von Gillern Jeffry H. · CIK 0001493995 · Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,493

Read SEC document
February 14, 2021 Filed Feb 17, 2021 21:33 UTC
Runkel Mark G.Senior EVP & Chief Credit Off
Tax withholdingCommon Stock, $0.01 par value 7,735 $47.64 $368,495.40
Disclosure

SEC source: 0001225208-21-002742 · doc4.xml · nonDerivative · entry 1

Runkel Mark G. · CIK 0001594398 · Senior EVP & Chief Credit Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,310

Read SEC document
February 14, 2021 Filed Feb 17, 2021 21:32 UTC
Richard Jodi LVice Chair
Tax withholdingCommon Stock, $0.01 par value 1,975 $47.64 $94,089.00
Disclosure

SEC source: 0001225208-21-002739 · doc4.xml · nonDerivative · entry 1

Richard Jodi L · CIK 0001753606 · Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,061

Read SEC document
February 14, 2021 Filed Feb 17, 2021 21:29 UTC Tax withholdingCommon Stock, $0.01 par value 11,400 $47.64 $543,096.00
Disclosure

SEC source: 0001225208-21-002732 · doc4.xml · nonDerivative · entry 1

Quinn Katherine B · CIK 0001631228 · Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,527

Read SEC document
February 14, 2021 Filed Feb 17, 2021 21:27 UTC Tax withholdingCommon Stock, $0.01 par value 14,833 $47.64 $706,644.12
Disclosure

SEC source: 0001225208-21-002730 · doc4.xml · nonDerivative · entry 1

Kotwal Shailesh M · CIK 0001372128 · Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,749

Read SEC document
February 14, 2021 Filed Feb 17, 2021 21:26 UTC Tax withholdingCommon Stock, $0.01 par value 10,876 $47.64 $518,132.64
Disclosure

SEC source: 0001225208-21-002729 · doc4.xml · nonDerivative · entry 1

Kelligrew James B · CIK 0001660311 · Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,584

Read SEC document
February 14, 2021 Filed Feb 17, 2021 21:24 UTC
Kedia GunjanVice Chair
Tax withholdingCommon Stock, $0.01 par value 14,714 $47.64 $700,974.96
Disclosure

SEC source: 0001225208-21-002727 · doc4.xml · nonDerivative · entry 1

Kedia Gunjan · CIK 0001628719 · Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,999

Read SEC document
February 14, 2021 Filed Feb 17, 2021 21:23 UTC
DOLAN TERRANCE RVice Chair & CFO
Tax withholdingCommon Stock, $0.01 par value 25,638 $47.64 $1,221,394.32
Disclosure

SEC source: 0001225208-21-002724 · doc4.xml · nonDerivative · entry 1

DOLAN TERRANCE R · CIK 0001185481 · Vice Chair & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,146

Read SEC document
February 14, 2021 Filed Feb 17, 2021 21:20 UTC
CHOSY JAMES LSenior EVP and General Counsel
Tax withholdingCommon Stock, $0.01 par value 9,952 $47.64 $474,113.28
Disclosure

SEC source: 0001225208-21-002719 · doc4.xml · nonDerivative · entry 1

CHOSY JAMES L · CIK 0001271850 · Senior EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,342

Read SEC document
February 14, 2021 Filed Feb 17, 2021 21:19 UTC
CECERE ANDREWDirector · Chairman, President and CEO
Tax withholdingCommon Stock, $0.01 par value 60,161 $47.64 $2,866,070.04
Disclosure

SEC source: 0001225208-21-002715 · doc4.xml · nonDerivative · entry 1

CECERE ANDREW · CIK 0001185476 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 788,245

Read SEC document
February 11, 2021 Filed Feb 12, 2021 21:11 UTC GrantRestricted Stock Units · Derivative 376 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-002354 · doc4.xml · derivative · entry 1

Ellison-Taylor Kimberly N · CIK 0001842808 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 376

Underlying: Common Stock, $0.01 par value · 376 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

F2 · derivative.expiration_date: The restricted stock units were fully vested at the time of grant. Units are payable in common stock when the reporting person ceases to serve on the Board of Directors and is not providing services to the Company as an independent contractor, except that all units are forfeited if the holder's service is terminated for cause.

Read SEC document
February 10, 2021 Filed Feb 12, 2021 21:38 UTC
Welsh Timothy AVice Chair
Tax withholdingCommon Stock, $0.01 par value 1,748 $47.61 $83,222.28
Disclosure

SEC source: 0001225208-21-002398 · doc4.xml · nonDerivative · entry 1

Welsh Timothy A · CIK 0001711665 · Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,238

Read SEC document
February 10, 2021 Filed Feb 12, 2021 21:37 UTC Tax withholdingCommon Stock, $0.01 par value 1,877 $47.61 $89,363.97
Disclosure

SEC source: 0001225208-21-002395 · doc4.xml · nonDerivative · entry 1

von Gillern Jeffry H. · CIK 0001493995 · Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,814

Read SEC document
February 10, 2021 Filed Feb 12, 2021 21:28 UTC
Runkel Mark G.Senior EVP & Chief Credit Off
Tax withholdingCommon Stock, $0.01 par value 817 $47.61 $38,897.37
Disclosure

SEC source: 0001225208-21-002379 · doc4.xml · nonDerivative · entry 1

Runkel Mark G. · CIK 0001594398 · Senior EVP & Chief Credit Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,045

Read SEC document
February 10, 2021 Filed Feb 12, 2021 21:33 UTC
Stark Lisa REVP and Controller
Tax withholdingCommon Stock, $0.01 par value 694 $47.61 $33,041.34
Disclosure

SEC source: 0001225208-21-002392 · doc4.xml · nonDerivative · entry 1

Stark Lisa R · CIK 0001794622 · EVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,664

Read SEC document
February 10, 2021 Filed Feb 12, 2021 21:26 UTC
Richard Jodi LVice Chair
Tax withholdingCommon Stock, $0.01 par value 1,535 $47.61 $73,081.35
Disclosure

SEC source: 0001225208-21-002376 · doc4.xml · nonDerivative · entry 1

Richard Jodi L · CIK 0001753606 · Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,036

Read SEC document
February 10, 2021 Filed Feb 12, 2021 21:25 UTC Tax withholdingCommon Stock, $0.01 par value 1,532 $47.61 $72,938.52
Disclosure

SEC source: 0001225208-21-002374 · doc4.xml · nonDerivative · entry 1

Quinn Katherine B · CIK 0001631228 · Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,927

Read SEC document
February 10, 2021 Filed Feb 12, 2021 21:23 UTC Tax withholdingCommon Stock, $0.01 par value 1,753 $47.61 $83,460.33
Disclosure

SEC source: 0001225208-21-002371 · doc4.xml · nonDerivative · entry 1

Kotwal Shailesh M · CIK 0001372128 · Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,582

Read SEC document
February 10, 2021 Filed Feb 12, 2021 21:21 UTC Tax withholdingCommon Stock, $0.01 par value 1,520 $47.61 $72,367.20
Disclosure

SEC source: 0001225208-21-002366 · doc4.xml · nonDerivative · entry 1

Kelligrew James B · CIK 0001660311 · Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,460

Read SEC document
February 10, 2021 Filed Feb 12, 2021 21:16 UTC
DOLAN TERRANCE RVice Chair & CFO
Tax withholdingCommon Stock, $0.01 par value 2,457 $47.61 $116,977.77
Disclosure

SEC source: 0001225208-21-002360 · doc4.xml · nonDerivative · entry 1

DOLAN TERRANCE R · CIK 0001185481 · Vice Chair & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,784

Read SEC document
February 10, 2021 Filed Feb 12, 2021 21:19 UTC
Kedia GunjanVice Chair
Tax withholdingCommon Stock, $0.01 par value 1,687 $47.61 $80,318.07
Disclosure

SEC source: 0001225208-21-002363 · doc4.xml · nonDerivative · entry 1

Kedia Gunjan · CIK 0001628719 · Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,713

Read SEC document
February 10, 2021 Filed Feb 12, 2021 21:13 UTC
CHOSY JAMES LSenior EVP and General Counsel
Tax withholdingCommon Stock, $0.01 par value 1,315 $47.61 $62,607.15
Disclosure

SEC source: 0001225208-21-002359 · doc4.xml · nonDerivative · entry 1

CHOSY JAMES L · CIK 0001271850 · Senior EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,294

Read SEC document
February 10, 2021 Filed Feb 12, 2021 21:12 UTC
CECERE ANDREWDirector · Chairman, President and CEO
Tax withholdingCommon Stock, $0.01 par value 6,031 $47.61 $287,135.91
Disclosure

SEC source: 0001225208-21-002357 · doc4.xml · nonDerivative · entry 1

CECERE ANDREW · CIK 0001185476 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 848,406

Read SEC document
February 04, 2021 Filed Feb 5, 2021 21:43 UTC
Runkel Mark G.Senior EVP & Chief Credit Off
GrantCommon Stock, $0.01 par value 11,764 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-001748 · doc4.xml · nonDerivative · entry 1

Runkel Mark G. · CIK 0001594398 · Senior EVP & Chief Credit Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,862

F1 · shares: These performance-based restricted stock units vest on February 14, 2021. These units made up 60% of the grant date fair market value of the reporting person's 2018 long-term incentive compensation award granted on February 14, 2018. The number of units earned and eligible to be settled in shares of common stock was determined on February 4, 2021 based on the company's performance against certain preset performance targets during a three-year performance period of January 1, 2018, to December 31, 2020.

Read SEC document
February 04, 2021 Filed Feb 5, 2021 21:46 UTC
Welsh Timothy AVice Chair
GrantCommon Stock, $0.01 par value 20,915 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-001750 · doc4.xml · nonDerivative · entry 1

Welsh Timothy A · CIK 0001711665 · Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,986

F1 · shares: These performance-based restricted stock units vest on February 14, 2021. These units made up 60% of the grant date fair market value of the reporting person's 2018 long-term incentive compensation award granted on February 14, 2018. The number of units earned and eligible to be settled in shares of common stock was determined on February 4, 2021 based on the company's performance against certain preset performance targets during a three-year performance period of January 1, 2018, to December 31, 2020.

Read SEC document
February 04, 2021 Filed Feb 5, 2021 21:45 UTC GrantCommon Stock, $0.01 par value 30,064 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-001749 · doc4.xml · nonDerivative · entry 1

von Gillern Jeffry H. · CIK 0001493995 · Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,691

F1 · shares: These performance-based restricted stock units vest on February 14, 2021. These units made up 60% of the grant date fair market value of the reporting person's 2018 long-term incentive compensation award granted on February 14, 2018. The number of units earned and eligible to be settled in shares of common stock was determined on February 4, 2021 based on the company's performance against certain preset performance targets during a three-year performance period of January 1, 2018, to December 31, 2020.

Read SEC document
February 04, 2021 Filed Feb 5, 2021 21:41 UTC GrantCommon Stock, $0.01 par value 20,915 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-001747 · doc4.xml · nonDerivative · entry 1

Quinn Katherine B · CIK 0001631228 · Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,459

F1 · shares: These performance-based restricted stock units vest on February 14, 2021. These units made up 60% of the grant date fair market value of the reporting person's 2018 long-term incentive compensation award granted on February 14, 2018. The number of units earned and eligible to be settled in shares of common stock was determined on February 4, 2021 based on the company's performance against certain preset performance targets during a three-year performance period of January 1, 2018, to December 31, 2020.

Read SEC document
February 04, 2021 Filed Feb 5, 2021 21:38 UTC
CECERE ANDREWDirector · Chairman, President and CEO
GrantCommon Stock, $0.01 par value 94,900 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-001745 · doc4.xml · nonDerivative · entry 1

CECERE ANDREW · CIK 0001185476 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 854,437

F1 · shares: These performance-based restricted stock units vest on February 14, 2021. These units made up 60% of the grant date fair market value of the reporting person's 2018 long-term incentive compensation award granted on February 14, 2018. The number of units earned and eligible to be settled in shares of common stock was determined on February 4, 2021 based on the company's performance against certain preset performance targets during a three-year performance period of January 1, 2018, to December 31, 2020.

Read SEC document
February 04, 2021 Filed Feb 5, 2021 21:39 UTC GrantCommon Stock, $0.01 par value 26,143 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-001746 · doc4.xml · nonDerivative · entry 1

Kotwal Shailesh M · CIK 0001372128 · Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,335

F1 · shares: These performance-based restricted stock units vest on February 14, 2021. These units made up 60% of the grant date fair market value of the reporting person's 2018 long-term incentive compensation award granted on February 14, 2018. The number of units earned and eligible to be settled in shares of common stock was determined on February 4, 2021 based on the company's performance against certain preset performance targets during a three-year performance period of January 1, 2018, to December 31, 2020.

Read SEC document
February 04, 2021 Filed Feb 5, 2021 21:37 UTC GrantCommon Stock, $0.01 par value 20,915 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-001743 · doc4.xml · nonDerivative · entry 1

Kelligrew James B · CIK 0001660311 · Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,980

F1 · shares: These performance-based restricted stock units vest on February 14, 2021. These units made up 60% of the grant date fair market value of the reporting person's 2018 long-term incentive compensation award granted on February 14, 2018. The number of units earned and eligible to be settled in shares of common stock was determined on February 4, 2021 based on the company's performance against certain preset performance targets during a three-year performance period of January 1, 2018, to December 31, 2020.

Read SEC document
February 04, 2021 Filed Feb 5, 2021 21:26 UTC
Kedia GunjanVice Chair
GrantCommon Stock, $0.01 par value 26,143 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-001741 · doc4.xml · nonDerivative · entry 1

Kedia Gunjan · CIK 0001628719 · Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,400

F1 · shares: These performance-based restricted stock units vest on February 14, 2021. These units made up 60% of the grant date fair market value of the reporting person's 2018 long-term incentive compensation award granted on February 14, 2018. The number of units earned and eligible to be settled in shares of common stock was determined on February 4, 2021 based on the company's performance against certain preset performance targets during a three-year performance period of January 1, 2018, to December 31, 2020.

Read SEC document
February 04, 2021 Filed Feb 5, 2021 21:24 UTC
DOLAN TERRANCE RVice Chair & CFO
GrantCommon Stock, $0.01 par value 42,483 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-001740 · doc4.xml · nonDerivative · entry 1

DOLAN TERRANCE R · CIK 0001185481 · Vice Chair & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,241

F1 · shares: These performance-based restricted stock units vest on February 14, 2021. These units made up 60% of the grant date fair market value of the reporting person's 2018 long-term incentive compensation award granted on February 14, 2018. The number of units earned and eligible to be settled in shares of common stock was determined on February 4, 2021 based on the company's performance against certain preset performance targets during a three-year performance period of January 1, 2018, to December 31, 2020.

Read SEC document
February 04, 2021 Filed Feb 5, 2021 21:21 UTC
CHOSY JAMES LSenior EVP and General Counsel
GrantCommon Stock, $0.01 par value 18,954 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-001739 · doc4.xml · nonDerivative · entry 1

CHOSY JAMES L · CIK 0001271850 · Senior EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,609

F1 · shares: These performance-based restricted stock units vest on February 14, 2021. These units made up 60% of the grant date fair market value of the reporting person's 2018 long-term incentive compensation award granted on February 14, 2018. The number of units earned and eligible to be settled in shares of common stock was determined on February 4, 2021 based on the company's performance against certain preset performance targets during a three-year performance period of January 1, 2018, to December 31, 2020.

Read SEC document
January 25, 2021 Filed Oct 20, 2023 23:40 UTC PurchaseCommon Stock, $0.01 par value 151 $45.63 $6,889.68
Disclosure

SEC source: 0001225208-23-009632 · doc4.xml · nonDerivative · entry 10

Kelligrew James B · CIK 0001660311 · Vice Chair

10b5-1 filing: No plan indicated

Ownership: Indirect · By JBK Holdings, LLC

Disclosed balance after: 151

F1 · kind: Reflects transactions conducted by third-party investment advisors in their sole discretion without direction or knowledge from the reporting person or his spouse. Certain of these transactions may be subject to Section 16(b) under the Securities Exchange Act of 1934, as amended, and therefore the reporting person has voluntarily paid $16,880.75 to U.S. Bancorp which is equal to the maximum amount of the profit realized in connection with such transactions, regardless of whether such disgorgement would have actually been required by law.

Read SEC document
January 25, 2021 Filed Oct 20, 2023 23:40 UTC PurchaseCommon Stock, $0.01 par value 725 $45.92 $33,291.28
Disclosure

SEC source: 0001225208-23-009629 · doc4.xml · nonDerivative · entry 23

Kelligrew James B · CIK 0001660311 · Vice Chair

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 725

F1 · kind: Reflects transactions conducted by third-party investment advisors in their sole discretion without direction or knowledge from the reporting person or his spouse. Certain of these transactions may be subject to Section 16(b) under the Securities Exchange Act of 1934, as amended, and therefore the reporting person has voluntarily paid $16,880.75 to U.S. Bancorp which is equal to the maximum amount of the profit realized in connection with such transactions, regardless of whether such disgorgement would have actually been required by law.

Read SEC document
January 22, 2021 Filed Jan 26, 2021 21:34 UTC
Stark Lisa REVP and Controller
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 24 $0.00 Strike: $28.70 $0.00
Disclosure

SEC source: 0001225208-21-001138 · doc4.xml · derivative · entry 6

Stark Lisa R · CIK 0001794622 · EVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.01 par value · 24 shares

Expires 2021-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option vested in four equal annual installments beginning on February 16, 2012.

Read SEC document
January 22, 2021 Filed Jan 26, 2021 21:34 UTC
Stark Lisa REVP and Controller
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 129 $0.00 Strike: $28.63 $0.00
Disclosure

SEC source: 0001225208-21-001138 · doc4.xml · derivative · entry 5

Stark Lisa R · CIK 0001794622 · EVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.01 par value · 129 shares

Expires 2022-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option vested in four equal annual installments beginning on February 15, 2013.

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January 22, 2021 Filed Jan 26, 2021 21:34 UTC
Stark Lisa REVP and Controller
SaleCommon Stock, $0.01 par value 153 $45.94 $7,028.82
Disclosure

SEC source: 0001225208-21-001138 · doc4.xml · nonDerivative · entry 3

Stark Lisa R · CIK 0001794622 · EVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,358

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $45.93 to $45.94. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

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January 22, 2021 Filed Jan 26, 2021 21:34 UTC
Stark Lisa REVP and Controller
Exercise / conversionCommon Stock, $0.01 par value 24 $28.70 $688.80
Disclosure

SEC source: 0001225208-21-001138 · doc4.xml · nonDerivative · entry 2

Stark Lisa R · CIK 0001794622 · EVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,511

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.