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Nasdaq · USD

URGN

UroGen Pharma Ltd.

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4466
SEC CIK
0001668243
Parsed reports
233

Last 12 months

Inside the activity.

0 purchase rows · 15 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202606
Mar 202600
Apr 202600
May 202601
Jun 202602
Jul 202601
Aug 202601
Sep 202602
Oct 202601

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 31, 2023 Filed Feb 2, 2023 20:40 UTC
Barrett Elizabeth A.Chief Executive Officer
Exercise / conversionOrdinary Shares 13,333 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-23-002358 · rdgdoc.xml · nonDerivative · entry 2

Barrett Elizabeth A. · CIK 0001764157 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 326,691

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 20:40 UTC
Barrett Elizabeth A.Chief Executive Officer
Exercise / conversionOrdinary Shares 5,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-23-002358 · rdgdoc.xml · nonDerivative · entry 1

Barrett Elizabeth A. · CIK 0001764157 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 313,358

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 18:05 UTC
Kim DongChief Financial Officer
GrantEmployee Stock Option (right to buy) · Derivative 38,000 $0.00 Strike: $10.39 $0.00
Disclosure

SEC source: 0001437749-23-002340 · rdgdoc.xml · derivative · entry 2

Kim Dong · CIK 0001920163 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,000

Underlying: Ordinary Shares · 38,000 shares

Expires 2033-01-31

F3 · derivative.exercise_date: 1/3 of the shares underlying the stock options will vest on each of January 31, 2024, January 31, 2025 and January 31, 2026.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 18:05 UTC
Kim DongChief Financial Officer
GrantRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-002340 · rdgdoc.xml · derivative · entry 1

Kim Dong · CIK 0001920163 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Ordinary Shares · 10,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer.

F2 · derivative.exercise_date: 1/3 of the shares underlying the restricted stock units will vest on each of January 31, 2024, January 31, 2025 and January 31, 2026.

F2 · derivative.expiration_date: 1/3 of the shares underlying the restricted stock units will vest on each of January 31, 2024, January 31, 2025 and January 31, 2026.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 18:04 UTC
Smith Jason DrewGeneral Counsel
GrantEmployee Stock Option (right to buy) · Derivative 40,000 $0.00 Strike: $10.39 $0.00
Disclosure

SEC source: 0001437749-23-002338 · rdgdoc.xml · derivative · entry 8

Smith Jason Drew · CIK 0001821479 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Ordinary Shares · 40,000 shares

Expires 2033-01-31

F6 · derivative.exercise_date: 1/3 of the shares underlying the stock options will vest on each of January 31, 2024, January 31, 2025 and January 31, 2026.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 18:04 UTC
Smith Jason DrewGeneral Counsel
GrantRestricted Stock Units · Derivative 20,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-002338 · rdgdoc.xml · derivative · entry 7

Smith Jason Drew · CIK 0001821479 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Ordinary Shares · 20,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer.

F5 · derivative.exercise_date: 1/3 of the shares underlying the restricted stock units will vest on each of January 31, 2024, January 31, 2025 and January 31, 2026.

F5 · derivative.expiration_date: 1/3 of the shares underlying the restricted stock units will vest on each of January 31, 2024, January 31, 2025 and January 31, 2026.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 18:04 UTC
Smith Jason DrewGeneral Counsel
Exercise / conversionRestricted Stock Units · Derivative 2,500 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-002338 · rdgdoc.xml · derivative · entry 6

Smith Jason Drew · CIK 0001821479 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Ordinary Shares · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer.

F4 · derivative.exercise_date: The reporting person was granted RSUs on January 31, 2022 representing 7,500 ordinary shares. The RSUs will vest in three equal annual installments from January 31, 2023.

F4 · derivative.expiration_date: The reporting person was granted RSUs on January 31, 2022 representing 7,500 ordinary shares. The RSUs will vest in three equal annual installments from January 31, 2023.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 18:04 UTC
Smith Jason DrewGeneral Counsel
Exercise / conversionRestricted Stock Units · Derivative 833 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-002338 · rdgdoc.xml · derivative · entry 5

Smith Jason Drew · CIK 0001821479 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 834

Underlying: Ordinary Shares · 833 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer.

F3 · derivative.exercise_date: The reporting person was granted RSUs on January 31, 2021 representing 2,500 ordinary shares. The RSUs will vest in three equal annual installments from January 31, 2022.

F3 · derivative.expiration_date: The reporting person was granted RSUs on January 31, 2021 representing 2,500 ordinary shares. The RSUs will vest in three equal annual installments from January 31, 2022.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 18:04 UTC
Smith Jason DrewGeneral Counsel
SaleOrdinary Shares 1,227 $10.12 $12,417.24
Disclosure

SEC source: 0001437749-23-002338 · rdgdoc.xml · nonDerivative · entry 4

Smith Jason Drew · CIK 0001821479 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,873

F2 · shares: Represents shares sold to satisfy withholding tax obligations upon the settlement of restricted stock units.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 18:04 UTC
Smith Jason DrewGeneral Counsel
Exercise / conversionOrdinary Shares 2,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-23-002338 · rdgdoc.xml · nonDerivative · entry 3

Smith Jason Drew · CIK 0001821479 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,100

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 18:04 UTC
Smith Jason DrewGeneral Counsel
SaleOrdinary Shares 409 $10.12 $4,139.08
Disclosure

SEC source: 0001437749-23-002338 · rdgdoc.xml · nonDerivative · entry 2

Smith Jason Drew · CIK 0001821479 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,600

F2 · shares: Represents shares sold to satisfy withholding tax obligations upon the settlement of restricted stock units.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 18:04 UTC
Smith Jason DrewGeneral Counsel
Exercise / conversionOrdinary Shares 833 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-23-002338 · rdgdoc.xml · nonDerivative · entry 1

Smith Jason Drew · CIK 0001821479 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,009

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer.

Read SEC document
January 20, 2023 Filed Jan 24, 2023 00:10 UTC
Schoenberg MarkChief Medical Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 122,677 $0.00 Strike: $5.00 $0.00
Disclosure

SEC source: 0001437749-23-001625 · rdgdoc.xml · derivative · entry 2

Schoenberg Mark · CIK 0001763581 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 122,677 shares

Expires 2023-01-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 20, 2023 Filed Jan 24, 2023 00:10 UTC
Schoenberg MarkChief Medical Officer
Exercise / conversionOrdinary Shares 122,677 $5.00 $613,385.00
Disclosure

SEC source: 0001437749-23-001625 · rdgdoc.xml · nonDerivative · entry 1

Schoenberg Mark · CIK 0001763581 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,627

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 08, 2022 Filed Nov 9, 2022 22:57 UTC GrantStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $11.88 $0.00
Disclosure

SEC source: 0001437749-22-026635 · rdgdoc.xml · derivative · entry 1

Wildman Daniel George · CIK 0001952679 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Ordinary Shares · 20,000 shares

Expires 2032-11-08

F1 · derivative.exercise_date: The shares underlying the stock option vest in equal quarterly installments for 12 quarters

Read SEC document
October 31, 2022 Filed Nov 2, 2022 20:31 UTC
Schoenberg MarkChief Medical Officer
Exercise / conversionRestricted Stock Units · Derivative 500 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-025549 · rdgdoc.xml · derivative · entry 3

Schoenberg Mark · CIK 0001763581 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500

Underlying: Ordinary Shares · 500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer

F3 · derivative.exercise_date: The reporting person was granted restricted stock units ("RSUs") on January 31, 2020 representing 6,000 ordinary shares. 33.33% of the RSUs vested on January 31, 2021 and 8.33% of the remaining RSUs vest in equal quarterly installments thereafter.

F3 · derivative.expiration_date: The reporting person was granted restricted stock units ("RSUs") on January 31, 2020 representing 6,000 ordinary shares. 33.33% of the RSUs vested on January 31, 2021 and 8.33% of the remaining RSUs vest in equal quarterly installments thereafter.

Read SEC document
October 31, 2022 Filed Nov 2, 2022 20:31 UTC
Schoenberg MarkChief Medical Officer
SaleOrdinary Shares 258 $11.85 $3,057.30
Disclosure

SEC source: 0001437749-22-025549 · rdgdoc.xml · nonDerivative · entry 2

Schoenberg Mark · CIK 0001763581 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,950

F2 · shares: Represents shares sold to satisfy withholding tax obligations upon the settlement of restricted stock units.

Read SEC document
October 31, 2022 Filed Nov 2, 2022 20:31 UTC
Schoenberg MarkChief Medical Officer
Exercise / conversionOrdinary Shares 500 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-22-025549 · rdgdoc.xml · nonDerivative · entry 1

Schoenberg Mark · CIK 0001763581 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,208

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer

Read SEC document
October 21, 2022 Filed Oct 25, 2022 20:57 UTC
Nussbaum RanDirector
Exercise / conversionStock Option (right to buy) · Derivative 15,276 $0.00 Strike: $5.94 $0.00
Disclosure

SEC source: 0001437749-22-024711 · rdgdoc.xml · derivative · entry 3

Nussbaum Ran · CIK 0001609805 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Pontifax Cayman III Limited Partnership

Disclosed balance after: 0

Underlying: Ordinary Shares · 15,276 shares

Expires 2022-12-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 21, 2022 Filed Oct 25, 2022 20:57 UTC
Nussbaum RanDirector
Exercise / conversionStock Option (right to buy) · Derivative 32,723 $0.00 Strike: $5.94 $0.00
Disclosure

SEC source: 0001437749-22-024711 · rdgdoc.xml · derivative · entry 2

Nussbaum Ran · CIK 0001609805 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Pontifax (Israel) III Limited Partnership

Disclosed balance after: 0

Underlying: Ordinary Shares · 32,723 shares

Expires 2022-12-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 21, 2022 Filed Oct 25, 2022 20:57 UTC
Nussbaum RanDirector
Exercise / conversionOrdinary Shares 47,999 $5.94 $285,114.06
Disclosure

SEC source: 0001437749-22-024711 · rdgdoc.xml · nonDerivative · entry 1

Nussbaum Ran · CIK 0001609805 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Managing member of entities affiliated with Pontifax Management III G.P. (2011) Ltd

Disclosed balance after: 1,481,927

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 21, 2022 Filed Feb 28, 2023 17:23 UTC Amendment
Nussbaum RanDirector
Exercise / conversionStock Option (right to buy) · Derivative 15,276 $0.00 Strike: $5.94 $0.00
Disclosure

SEC source: 0001437749-23-004868 · rdgdoc.xml · derivative · entry 3

Nussbaum Ran · CIK 0001609805 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Pontifax Cayman III Limited Partnership

Disclosed balance after: 0

Underlying: Ordinary Shares · 15,276 shares

Expires 2022-12-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 21, 2022 Filed Feb 28, 2023 17:23 UTC Amendment
Nussbaum RanDirector
Exercise / conversionStock Option (right to buy) · Derivative 32,723 $0.00 Strike: $5.94 $0.00
Disclosure

SEC source: 0001437749-23-004868 · rdgdoc.xml · derivative · entry 2

Nussbaum Ran · CIK 0001609805 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Pontifax (Israel) III Limited Partnership

Disclosed balance after: 0

Underlying: Ordinary Shares · 32,723 shares

Expires 2022-12-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 21, 2022 Filed Feb 28, 2023 17:23 UTC Amendment
Nussbaum RanDirector
Exercise / conversionOrdinary Shares 47,999 $5.94 $285,114.06
Disclosure

SEC source: 0001437749-23-004868 · rdgdoc.xml · nonDerivative · entry 1

Nussbaum Ran · CIK 0001609805 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Managing member of entities affiliated with Pontifax Management III G.P. (2011) Ltd

Disclosed balance after: 1,485,168

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: On October 25, 2022, the reporting person filed a Form 4 that inadvertently reported 1,481,927 shares of securities beneficially owned following reported transaction instead of 1,485,168 shares.

Read SEC document
September 14, 2022 Filed Sep 16, 2022 19:13 UTC Exercise / conversionStock Option (right to buy) · Derivative 160,000 $0.00 Strike: $5.00 $0.00
Disclosure

SEC source: 0001437749-22-022616 · rdgdoc.xml · derivative · entry 2

Belldegrun Arie · CIK 0001296549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 160,000 shares

Expires 2022-10-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 14, 2022 Filed Sep 16, 2022 19:13 UTC Exercise / conversionOrdinary Shares 160,000 $5.00 $800,000.00
Disclosure

SEC source: 0001437749-22-022616 · rdgdoc.xml · nonDerivative · entry 1

Belldegrun Arie · CIK 0001296549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 408,693

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 08, 2022 Filed Sep 12, 2022 12:28 UTC
WEN LEANADirector
GrantStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $7.73 $0.00
Disclosure

SEC source: 0001437749-22-022162 · rdgdoc.xml · derivative · entry 1

WEN LEANA · CIK 0001847598 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Ordinary Shares · 20,000 shares

Expires 2032-09-08

F1 · derivative.exercise_date: The shares underlying the stock option vest in equal quarterly installments for 12 quarters

Read SEC document
August 31, 2022 Filed Sep 2, 2022 15:40 UTC
Smith Jason DrewGeneral Counsel
Exercise / conversionRestricted Stock Units · Derivative 8,333 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-021776 · rdgdoc.xml · derivative · entry 3

Smith Jason Drew · CIK 0001821479 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,334

Underlying: Ordinary Shares · 8,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer

F3 · derivative.exercise_date: The reporting person was granted RSUs on August 31, 2020 representing 25,000 ordinary shares. The RSUs vest in three equal annual installments on November 30, 2021, August 31, 2022 and August 31, 2023.

F3 · derivative.expiration_date: The reporting person was granted RSUs on August 31, 2020 representing 25,000 ordinary shares. The RSUs vest in three equal annual installments on November 30, 2021, August 31, 2022 and August 31, 2023.

Read SEC document
August 31, 2022 Filed Sep 2, 2022 15:40 UTC
Smith Jason DrewGeneral Counsel
SaleOrdinary Shares 3,606 $7.21 $25,999.26
Disclosure

SEC source: 0001437749-22-021776 · rdgdoc.xml · nonDerivative · entry 2

Smith Jason Drew · CIK 0001821479 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,176

F2 · shares: Represents shares sold to satisfy withholding tax obligations upon the settlement of restricted stock units

Read SEC document
August 31, 2022 Filed Sep 2, 2022 15:40 UTC
Smith Jason DrewGeneral Counsel
Exercise / conversionOrdinary Shares 8,333 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-22-021776 · rdgdoc.xml · nonDerivative · entry 1

Smith Jason Drew · CIK 0001821479 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,782

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer

Read SEC document
August 31, 2022 Filed Sep 2, 2022 15:40 UTC Exercise / conversionStock Option (right to buy) · Derivative 3,241 $0.00 Strike: $5.00 $0.00
Disclosure

SEC source: 0001437749-22-021777 · rdgdoc.xml · derivative · entry 2

Belldegrun Arie · CIK 0001296549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 3,241 shares

Expires 2022-09-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 31, 2022 Filed Sep 2, 2022 15:40 UTC Exercise / conversionOrdinary Shares 3,241 $5.00 $16,205.00
Disclosure

SEC source: 0001437749-22-021777 · rdgdoc.xml · nonDerivative · entry 1

Belldegrun Arie · CIK 0001296549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,693

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 01, 2022 Filed Aug 25, 2022 19:25 UTC
Schoenberg MarkChief Medical Officer
SaleOrdinary Shares 259 $7.81 $2,022.79
Disclosure

SEC source: 0001437749-22-021337 · rdgdoc.xml · nonDerivative · entry 2

Schoenberg Mark · CIK 0001763581 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,708

F2 · shares: Represents shares sold to satisfy withholding tax obligations upon the settlement of restricted stock units.

Read SEC document
July 31, 2022 Filed Aug 25, 2022 19:25 UTC
Schoenberg MarkChief Medical Officer
Exercise / conversionRestricted Stock Units · Derivative 500 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-021337 · rdgdoc.xml · derivative · entry 3

Schoenberg Mark · CIK 0001763581 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Ordinary Shares · 500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer

F3 · derivative.exercise_date: The reporting person was granted restricted stock units ("RSUs") on January 31, 2020 representing 6,000 ordinary shares. 33.33% of the RSUs vested on January 31, 2021 and 8.33% of the remaining RSUs vest in equal quarterly installments thereafter.

F3 · derivative.expiration_date: The reporting person was granted restricted stock units ("RSUs") on January 31, 2020 representing 6,000 ordinary shares. 33.33% of the RSUs vested on January 31, 2021 and 8.33% of the remaining RSUs vest in equal quarterly installments thereafter.

Read SEC document
July 31, 2022 Filed Aug 25, 2022 19:25 UTC
Schoenberg MarkChief Medical Officer
Exercise / conversionOrdinary Shares 500 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-22-021337 · rdgdoc.xml · nonDerivative · entry 1

Schoenberg Mark · CIK 0001763581 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,967

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer

Read SEC document
June 16, 2022 Filed Feb 28, 2023 17:21 UTC
Nussbaum RanDirector
Exercise / conversionStock Option (right to buy) · Derivative 2,211 $0.00 Strike: $5.00 $0.00
Disclosure

SEC source: 0001437749-23-004866 · rdgdoc.xml · derivative · entry 2

Nussbaum Ran · CIK 0001609805 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Pontifax (Israel) III Limited Partnership

Disclosed balance after: 0

Underlying: Ordinary Shares · 2,211 shares

Expires 2022-09-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 16, 2022 Filed Feb 28, 2023 17:21 UTC
Nussbaum RanDirector
Exercise / conversionOrdinary Shares 2,211 $5.00 $11,055.00
Disclosure

SEC source: 0001437749-23-004866 · rdgdoc.xml · nonDerivative · entry 1

Nussbaum Ran · CIK 0001609805 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Managing member of entities affiliated with Pontifax Management III G.P. (2011) Ltd.

Disclosed balance after: 1,437,169

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 08, 2022 Filed Jun 10, 2022 15:36 UTC GrantStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $7.06 $0.00
Disclosure

SEC source: 0001437749-22-014771 · rdgdoc.xml · derivative · entry 1

Holden Stuart · CIK 0001763999 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Ordinary Shares · 10,000 shares

Expires 2032-06-08

F1 · derivative.exercise_date: The shares underlying the stock option will vest in equal quarterly installments over a period of one year.

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June 08, 2022 Filed Jun 10, 2022 19:37 UTC GrantStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $7.06 $0.00
Disclosure

SEC source: 0001437749-22-014774 · rdgdoc.xml · derivative · entry 1

Belldegrun Arie · CIK 0001296549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Ordinary Shares · 10,000 shares

Expires 2032-06-08

F1 · derivative.exercise_date: The shares underlying the stock option will vest in equal quarterly installments over a period of one year.

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June 08, 2022 Filed Jun 10, 2022 19:37 UTC
Cohen Fred EDirector
GrantStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $7.06 $0.00
Disclosure

SEC source: 0001437749-22-014772 · rdgdoc.xml · derivative · entry 1

Cohen Fred E · CIK 0001339358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Ordinary Shares · 10,000 shares

Expires 2032-06-08

F1 · derivative.exercise_date: The shares underlying the stock option will vest in equal quarterly installments over a period of one year.

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June 08, 2022 Filed Jun 10, 2022 19:37 UTC GrantStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $7.06 $0.00
Disclosure

SEC source: 0001437749-22-014773 · rdgdoc.xml · derivative · entry 1

BUTITTA CYNTHIA M · CIK 0001222082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Ordinary Shares · 10,000 shares

Expires 2032-06-08

F1 · derivative.exercise_date: The shares underlying the stock option will vest in equal quarterly installments over a period of one year.

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June 08, 2022 Filed Jun 10, 2022 19:36 UTC
Nussbaum RanDirector
GrantStock Option (right to buy) · Derivative 3,183 $0.00 Strike: $7.06 $0.00
Disclosure

SEC source: 0001437749-22-014770 · rdgdoc.xml · derivative · entry 2

Nussbaum Ran · CIK 0001609805 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Pontifax Cayman III Limited Partnership

Disclosed balance after: 3,183

Underlying: Ordinary Shares · 3,183 shares

Expires 2032-06-08

F1 · derivative.exercise_date: The shares underlying the stock option will vest in equal quarterly installments over a period of one year.

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June 08, 2022 Filed Jun 10, 2022 19:36 UTC
Nussbaum RanDirector
GrantStock Option (right to buy) · Derivative 6,817 $0.00 Strike: $7.06 $0.00
Disclosure

SEC source: 0001437749-22-014770 · rdgdoc.xml · derivative · entry 1

Nussbaum Ran · CIK 0001609805 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Pontifax (Israel) III Limited Partnership

Disclosed balance after: 6,817

Underlying: Ordinary Shares · 6,817 shares

Expires 2032-06-08

F1 · derivative.exercise_date: The shares underlying the stock option will vest in equal quarterly installments over a period of one year.

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June 06, 2022 Filed Aug 25, 2022 19:25 UTC
Nussbaum RanDirector
Exercise / conversionStock Option (right to buy) · Derivative 1,030 $0.00 Strike: $5.00 $0.00
Disclosure

SEC source: 0001437749-22-021338 · rdgdoc.xml · derivative · entry 2

Nussbaum Ran · CIK 0001609805 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Pontifax Cayman III Limited Partnership

Disclosed balance after: 0

Underlying: Ordinary Shares · 1,030 shares

Expires 2022-08-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 06, 2022 Filed Aug 25, 2022 19:25 UTC
Nussbaum RanDirector
Exercise / conversionOrdinary Shares 1,030 $5.00 $5,150.00
Disclosure

SEC source: 0001437749-22-021338 · rdgdoc.xml · nonDerivative · entry 1

Nussbaum Ran · CIK 0001609805 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Managing member of entities affiliated with Pontifax Management III G.P. (2011) Ltd.

Disclosed balance after: 1,433,928

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 06, 2022 Filed Feb 28, 2023 17:29 UTC Amendment
Nussbaum RanDirector
Exercise / conversionStock Option (right to buy) · Derivative 1,030 $0.00 Strike: $5.00 $0.00
Disclosure

SEC source: 0001437749-23-004870 · rdgdoc.xml · derivative · entry 2

Nussbaum Ran · CIK 0001609805 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Pontifax Cayman III Limited Partnership

Disclosed balance after: 0

Underlying: Ordinary Shares · 1,030 shares

Expires 2022-09-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.expiration_date: On August 25, 2022, the reporting person filed a Form 4 that inadvertently list the expiration date as August 31, 2022.

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June 06, 2022 Filed Feb 28, 2023 17:29 UTC Amendment
Nussbaum RanDirector
Exercise / conversionOrdinary Shares 1,030 $5.00 $5,150.00
Disclosure

SEC source: 0001437749-23-004870 · rdgdoc.xml · nonDerivative · entry 1

Nussbaum Ran · CIK 0001609805 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Managing member of entities affiliated with Pontifax Management III G.P. (2011) Ltd.

Disclosed balance after: 1,434,958

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: On August 25, 2022, the reporting person filed a Form 4 that inadvertently reported 1,433,928 shares of securities beneficially owned following reported transaction instead of 1,434,958 shares.

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April 30, 2022 Filed May 3, 2022 21:19 UTC
Schoenberg MarkChief Medical Officer
Exercise / conversionRestricted Stock Units · Derivative 500 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-010701 · rdgdoc.xml · derivative · entry 3

Schoenberg Mark · CIK 0001763581 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

Underlying: Ordinary Shares · 500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer

F3 · derivative.exercise_date: The reporting person was granted restricted stock units ("RSUs") on January 31, 2020 representing 6,000 ordinary shares. 33.33% of the RSUs vested on January 31, 2021 and 8.33% of the remaining RSUs vest in equal quarterly installments thereafter.

F3 · derivative.expiration_date: The reporting person was granted restricted stock units ("RSUs") on January 31, 2020 representing 6,000 ordinary shares. 33.33% of the RSUs vested on January 31, 2021 and 8.33% of the remaining RSUs vest in equal quarterly installments thereafter.

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April 30, 2022 Filed May 3, 2022 21:19 UTC
Schoenberg MarkChief Medical Officer
SaleOrdinary Shares 254 $6.62 $1,681.48
Disclosure

SEC source: 0001437749-22-010701 · rdgdoc.xml · nonDerivative · entry 2

Schoenberg Mark · CIK 0001763581 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,467

F2 · shares: Represents shares sold to satisfy withholding tax obligations upon the settlement of restricted stock units.

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April 30, 2022 Filed May 3, 2022 21:19 UTC
Schoenberg MarkChief Medical Officer
Exercise / conversionOrdinary Shares 500 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-22-010701 · rdgdoc.xml · nonDerivative · entry 1

Schoenberg Mark · CIK 0001763581 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,721

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.