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Nasdaq · USD

URGN

UroGen Pharma Ltd.

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Tapewire entity
4466
SEC CIK
0001668243
Parsed reports
233

Last 12 months

Inside the activity.

0 purchase rows · 15 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202606
Mar 202600
Apr 202600
May 202601
Jun 202602
Jul 202601
Aug 202601
Sep 202602
Oct 202601

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 31, 2024 Filed Feb 3, 2024 00:07 UTC
Schoenberg MarkChief Medical Officer
SaleOrdinary Shares 1,137 $15.74 $17,896.38
Disclosure

SEC source: 0001437749-24-003016 · rdgdoc.xml · nonDerivative · entry 2

Schoenberg Mark · CIK 0001763581 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 149,423

F2 · shares: Represents shares sold to satisfy withholding tax obligations upon the settlement of restricted stock units.

Read SEC document
January 31, 2024 Filed Feb 3, 2024 00:07 UTC
Schoenberg MarkChief Medical Officer
Exercise / conversionOrdinary Shares 2,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-24-003016 · rdgdoc.xml · nonDerivative · entry 1

Schoenberg Mark · CIK 0001763581 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,560

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer.

Read SEC document
January 31, 2024 Filed Feb 3, 2024 00:12 UTC
Smith Jason DrewGeneral Counsel
GrantRestricted Stock Units · Derivative 16,500 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-003018 · rdgdoc.xml · derivative · entry 10

Smith Jason Drew · CIK 0001821479 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,500

Underlying: Ordinary Shares · 16,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer.

F6 · derivative.exercise_date: 1/3 of the shares underlying the restricted stock units will vest on each of January 31, 2025, January 31, 2026 and January 31, 2027.

F6 · derivative.expiration_date: 1/3 of the shares underlying the restricted stock units will vest on each of January 31, 2025, January 31, 2026 and January 31, 2027.

Read SEC document
January 31, 2024 Filed Feb 3, 2024 00:12 UTC
Smith Jason DrewGeneral Counsel
Exercise / conversionRestricted Stock Units · Derivative 6,666 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-003018 · rdgdoc.xml · derivative · entry 9

Smith Jason Drew · CIK 0001821479 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,334

Underlying: Ordinary Shares · 6,666 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer.

F5 · derivative.exercise_date: The reporting person was granted RSUs on January 31, 2023 representing 20,000 ordinary shares. The RSUs will vest in three equal annual installments from January 31, 2024.

F5 · derivative.expiration_date: The reporting person was granted RSUs on January 31, 2023 representing 20,000 ordinary shares. The RSUs will vest in three equal annual installments from January 31, 2024.

Read SEC document
January 31, 2024 Filed Feb 3, 2024 00:12 UTC
Smith Jason DrewGeneral Counsel
Exercise / conversionRestricted Stock Units · Derivative 2,500 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-003018 · rdgdoc.xml · derivative · entry 8

Smith Jason Drew · CIK 0001821479 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Ordinary Shares · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer.

F4 · derivative.exercise_date: The reporting person was granted RSUs on January 31, 2022 representing 7,500 ordinary shares. The RSUs will vest in three equal annual installments from January 31, 2023.

F4 · derivative.expiration_date: The reporting person was granted RSUs on January 31, 2022 representing 7,500 ordinary shares. The RSUs will vest in three equal annual installments from January 31, 2023.

Read SEC document
January 31, 2024 Filed Feb 3, 2024 00:12 UTC
Smith Jason DrewGeneral Counsel
Exercise / conversionRestricted Stock Units · Derivative 834 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-003018 · rdgdoc.xml · derivative · entry 7

Smith Jason Drew · CIK 0001821479 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 834 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer.

F3 · derivative.exercise_date: The reporting person was granted RSUs on January 31, 2021 representing 2,500 ordinary shares. The RSUs will vest in three equal annual installments from January 31, 2022.

F3 · derivative.expiration_date: The reporting person was granted RSUs on January 31, 2021 representing 2,500 ordinary shares. The RSUs will vest in three equal annual installments from January 31, 2022.

Read SEC document
January 31, 2024 Filed Feb 3, 2024 00:12 UTC
Smith Jason DrewGeneral Counsel
SaleOrdinary Shares 3,328 $15.74 $52,382.72
Disclosure

SEC source: 0001437749-24-003018 · rdgdoc.xml · nonDerivative · entry 6

Smith Jason Drew · CIK 0001821479 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,414

F2 · shares: Represents shares sold to satisfy withholding tax obligations upon the settlement of restricted stock units.

Read SEC document
January 31, 2024 Filed Feb 3, 2024 00:12 UTC
Smith Jason DrewGeneral Counsel
Exercise / conversionOrdinary Shares 6,666 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-24-003018 · rdgdoc.xml · nonDerivative · entry 5

Smith Jason Drew · CIK 0001821479 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,742

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer.

Read SEC document
January 31, 2024 Filed Feb 3, 2024 00:12 UTC
Smith Jason DrewGeneral Counsel
SaleOrdinary Shares 1,248 $15.74 $19,643.52
Disclosure

SEC source: 0001437749-24-003018 · rdgdoc.xml · nonDerivative · entry 4

Smith Jason Drew · CIK 0001821479 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,076

F2 · shares: Represents shares sold to satisfy withholding tax obligations upon the settlement of restricted stock units.

Read SEC document
January 31, 2024 Filed Feb 3, 2024 00:12 UTC
Smith Jason DrewGeneral Counsel
Exercise / conversionOrdinary Shares 2,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-24-003018 · rdgdoc.xml · nonDerivative · entry 3

Smith Jason Drew · CIK 0001821479 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,324

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer.

Read SEC document
January 31, 2024 Filed Feb 3, 2024 00:12 UTC
Smith Jason DrewGeneral Counsel
SaleOrdinary Shares 417 $15.74 $6,563.58
Disclosure

SEC source: 0001437749-24-003018 · rdgdoc.xml · nonDerivative · entry 2

Smith Jason Drew · CIK 0001821479 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,824

F2 · shares: Represents shares sold to satisfy withholding tax obligations upon the settlement of restricted stock units.

Read SEC document
January 31, 2024 Filed Feb 3, 2024 00:12 UTC
Smith Jason DrewGeneral Counsel
Exercise / conversionOrdinary Shares 834 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-24-003018 · rdgdoc.xml · nonDerivative · entry 1

Smith Jason Drew · CIK 0001821479 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,241

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer.

Read SEC document
January 31, 2024 Filed Feb 3, 2024 00:05 UTC
Kim DongChief Financial Officer
GrantRestricted Stock Units · Derivative 12,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-003014 · rdgdoc.xml · derivative · entry 3

Kim Dong · CIK 0001920163 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Ordinary Shares · 12,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer.

F3 · derivative.exercise_date: 1/3 of the shares underlying the restricted stock units will vest on each of January 31, 2025, January 31, 2026 and January 31, 2027.

F3 · derivative.expiration_date: 1/3 of the shares underlying the restricted stock units will vest on each of January 31, 2025, January 31, 2026 and January 31, 2027.

Read SEC document
January 31, 2024 Filed Feb 3, 2024 00:05 UTC
Kim DongChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 3,333 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-003014 · rdgdoc.xml · derivative · entry 2

Kim Dong · CIK 0001920163 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,667

Underlying: Ordinary Shares · 3,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer.

F2 · derivative.exercise_date: The reporting person was granted RSUs on January 31, 2023 representing 10,000 ordinary shares. The RSUs will vest in three equal annual installments from January 31, 2024.

F2 · derivative.expiration_date: The reporting person was granted RSUs on January 31, 2023 representing 10,000 ordinary shares. The RSUs will vest in three equal annual installments from January 31, 2024.

Read SEC document
January 31, 2024 Filed Feb 3, 2024 00:05 UTC
Kim DongChief Financial Officer
Exercise / conversionOrdinary Shares 3,333 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-24-003014 · rdgdoc.xml · nonDerivative · entry 1

Kim Dong · CIK 0001920163 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,585

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer.

Read SEC document
January 31, 2024 Filed Feb 3, 2024 00:04 UTC
Barrett Elizabeth A.Chief Executive Officer
GrantRestricted Stock Units · Derivative 87,615 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-003012 · rdgdoc.xml · derivative · entry 1

Barrett Elizabeth A. · CIK 0001764157 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,615

Underlying: Ordinary Shares · 87,615 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer.

F2 · derivative.exercise_date: 1/3 of the shares underlying the restricted stock units will vest on each of January 31, 2025, January 31, 2026 and January 31, 2027.

F2 · derivative.expiration_date: 1/3 of the shares underlying the restricted stock units will vest on each of January 31, 2025, January 31, 2026 and January 31, 2027.

Read SEC document
January 31, 2024 Filed Feb 12, 2024 22:47 UTC Amendment
Kim DongChief Financial Officer
Exercise / conversionOrdinary Shares 3,333 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-24-003794 · rdgdoc.xml · nonDerivative · entry 1

Kim Dong · CIK 0001920163 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,253

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer.

F2 · balance_after: This amendment corrects and restates the Amount of Securities Beneficially Owned Following Reported Transaction reported in the original Form 4 filed on February 2, 2024.

Read SEC document
September 07, 2023 Filed Sep 8, 2023 19:40 UTC
Schoenberg MarkChief Medical Officer
GrantRestricted Stock Units · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-025476 · rdgdoc.xml · derivative · entry 1

Schoenberg Mark · CIK 0001763581 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Ordinary Shares · 5,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer

F2 · derivative.exercise_date: 1/3 of the shares underlying the restricted stock units will vest on each of September 7, 2024, September 7, 2025 and September 7, 2026

F2 · derivative.expiration_date: 1/3 of the shares underlying the restricted stock units will vest on each of September 7, 2024, September 7, 2025 and September 7, 2026

Read SEC document
September 07, 2023 Filed Sep 8, 2023 15:42 UTC GrantStock Option (right ot buy) · Derivative 10,000 $0.00 Strike: $16.85 $0.00
Disclosure

SEC source: 0001437749-23-025482 · rdgdoc.xml · derivative · entry 1

Holden Stuart · CIK 0001763999 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Ordinary Shares · 10,000 shares

Expires 2033-09-07

F1 · derivative.exercise_date: The shares underlying the stock option will vest in equal quarterly installments over a period of one year.

Read SEC document
September 07, 2023 Filed Sep 8, 2023 19:43 UTC GrantStock Option (right ot buy) · Derivative 10,000 $0.00 Strike: $16.85 $0.00
Disclosure

SEC source: 0001437749-23-025486 · rdgdoc.xml · derivative · entry 1

Belldegrun Arie · CIK 0001296549 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Ordinary Shares · 10,000 shares

Expires 2033-09-07

F1 · derivative.exercise_date: The shares underlying the stock option will vest in equal quarterly installments over a period of one year.

Read SEC document
September 07, 2023 Filed Sep 8, 2023 19:43 UTC GrantStock Option (right ot buy) · Derivative 10,000 $0.00 Strike: $16.85 $0.00
Disclosure

SEC source: 0001437749-23-025485 · rdgdoc.xml · derivative · entry 1

BUTITTA CYNTHIA M · CIK 0001222082 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Ordinary Shares · 10,000 shares

Expires 2033-09-07

F1 · derivative.exercise_date: The shares underlying the stock option will vest in equal quarterly installments over a period of one year.

Read SEC document
September 07, 2023 Filed Sep 8, 2023 19:42 UTC
Cohen Fred EDirector
GrantStock Option (right ot buy) · Derivative 10,000 $0.00 Strike: $16.85 $0.00
Disclosure

SEC source: 0001437749-23-025484 · rdgdoc.xml · derivative · entry 1

Cohen Fred E · CIK 0001339358 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Ordinary Shares · 10,000 shares

Expires 2033-09-07

F1 · derivative.exercise_date: The shares underlying the stock option will vest in equal quarterly installments over a period of one year.

Read SEC document
September 07, 2023 Filed Sep 8, 2023 19:42 UTC GrantStock Option (right ot buy) · Derivative 10,000 $0.00 Strike: $16.85 $0.00
Disclosure

SEC source: 0001437749-23-025483 · rdgdoc.xml · derivative · entry 1

Wildman Daniel George · CIK 0001952679 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Ordinary Shares · 10,000 shares

Expires 2033-09-07

F1 · derivative.exercise_date: The shares underlying the stock option will vest in equal quarterly installments over a period of one year.

Read SEC document
September 07, 2023 Filed Sep 8, 2023 19:41 UTC GrantStock Option (right ot buy) · Derivative 10,000 $0.00 Strike: $16.85 $0.00
Disclosure

SEC source: 0001437749-23-025481 · rdgdoc.xml · derivative · entry 1

Robinson James A. Jr. · CIK 0001734295 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Ordinary Shares · 10,000 shares

Expires 2033-09-07

F1 · derivative.exercise_date: The shares underlying the stock option will vest in equal quarterly installments over a period of one year.

Read SEC document
September 07, 2023 Filed Sep 8, 2023 19:41 UTC
WEN LEANADirector
GrantStock Option (right ot buy) · Derivative 10,000 $0.00 Strike: $16.85 $0.00
Disclosure

SEC source: 0001437749-23-025480 · rdgdoc.xml · derivative · entry 1

WEN LEANA · CIK 0001847598 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Ordinary Shares · 10,000 shares

Expires 2033-09-07

F1 · derivative.exercise_date: The shares underlying the stock option will vest in equal quarterly installments over a period of one year.

Read SEC document
September 07, 2023 Filed Sep 8, 2023 19:41 UTC
Smith Jason DrewGeneral Counsel
GrantRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-025479 · rdgdoc.xml · derivative · entry 1

Smith Jason Drew · CIK 0001821479 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Ordinary Shares · 10,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer

F2 · derivative.exercise_date: 1/3 of the shares underlying the restricted stock units will vest on each of September 7, 2024, September 7, 2025 and September 7, 2026

F2 · derivative.expiration_date: 1/3 of the shares underlying the restricted stock units will vest on each of September 7, 2024, September 7, 2025 and September 7, 2026

Read SEC document
September 07, 2023 Filed Sep 8, 2023 19:41 UTC
Kim DongChief Financial Officer
GrantRestricted Stock Units · Derivative 7,500 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-025478 · rdgdoc.xml · derivative · entry 1

Kim Dong · CIK 0001920163 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Ordinary Shares · 7,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer

F2 · derivative.exercise_date: 1/3 of the shares underlying the restricted stock units will vest on each of September 7, 2024, September 7, 2025 and September 7, 2026

F2 · derivative.expiration_date: 1/3 of the shares underlying the restricted stock units will vest on each of September 7, 2024, September 7, 2025 and September 7, 2026

Read SEC document
August 31, 2023 Filed Sep 5, 2023 20:28 UTC
Smith Jason DrewGeneral Counsel
Exercise / conversionRestricted Stock Units · Derivative 8,334 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-025204 · rdgdoc.xml · derivative · entry 3

Smith Jason Drew · CIK 0001821479 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 8,334 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer.

F3 · derivative.exercise_date: The reporting person was granted RSUs on August 31, 2020 representing 25,000 ordinary shares. The RSUs vested in three equal installments on November 30, 2021, August 31, 2022 and August 31, 2023.

F3 · derivative.expiration_date: The reporting person was granted RSUs on August 31, 2020 representing 25,000 ordinary shares. The RSUs vested in three equal installments on November 30, 2021, August 31, 2022 and August 31, 2023.

Read SEC document
August 31, 2023 Filed Sep 5, 2023 20:28 UTC
Smith Jason DrewGeneral Counsel
SaleOrdinary Shares 3,800 $18.01 $68,438.00
Disclosure

SEC source: 0001437749-23-025204 · rdgdoc.xml · nonDerivative · entry 2

Smith Jason Drew · CIK 0001821479 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,407

F2 · shares: Represents shares sold to satisfy withholding tax obligations upon the settlement of restricted stock units.

Read SEC document
August 31, 2023 Filed Sep 5, 2023 20:28 UTC
Smith Jason DrewGeneral Counsel
Exercise / conversionOrdinary Shares 8,334 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-23-025204 · rdgdoc.xml · nonDerivative · entry 1

Smith Jason Drew · CIK 0001821479 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,207

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer.

Read SEC document
July 26, 2023 Filed Jul 28, 2023 22:06 UTC
Cohen Fred EDirector
GrantOrdinary Shares 69,339 $9.54 $661,494.06
Disclosure

SEC source: 0001437749-23-021073 · rdgdoc.xml · nonDerivative · entry 1

Cohen Fred E · CIK 0001339358 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · by Monograph Capital Partners, for which the reporting person is Chair and Chief Investment Officer

Disclosed balance after: 69,339

F1 · shares: Represents the reporting person's proportionate interest in shares acquired by entities affiliated with Monograph Capital Partners, for which the reporting person is Chair and Chief Investment Officer

Read SEC document
July 25, 2023 Filed Jul 27, 2023 20:30 UTC GrantStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $8.90 $0.00
Disclosure

SEC source: 0001437749-23-020905 · rdgdoc.xml · derivative · entry 1

Robinson James A. Jr. · CIK 0001734295 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Ordinary Shares · 20,000 shares

Expires 2033-07-25

F1 · derivative.exercise_date: The shares underlying the stock option vest in equal quarterly installments over 12 months

Read SEC document
July 25, 2023 Filed Jul 28, 2023 22:05 UTC Amendment GrantStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $8.84 $0.00
Disclosure

SEC source: 0001437749-23-021072 · rdgdoc.xml · derivative · entry 1

Robinson James A. Jr. · CIK 0001734295 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Ordinary Shares · 20,000 shares

Expires 2033-07-25

F1 · derivative.exercise_date: The shares underlying the stock option vest in equal quarterly installments over 12 months

Read SEC document
June 08, 2023 Filed Jun 9, 2023 19:26 UTC
Schoenberg MarkChief Medical Officer
GrantRestricted Stock Units · Derivative 30,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-017046 · rdgdoc.xml · derivative · entry 1

Schoenberg Mark · CIK 0001763581 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Ordinary Shares · 30,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer.

F2 · derivative.exercise_date: The reporting person was granted RSUs on June 8, 2023 representing 30,000 ordinary shares. The RSUs will vest in three equal annual installments from June 8, 2023.

F2 · derivative.expiration_date: The reporting person was granted RSUs on June 8, 2023 representing 30,000 ordinary shares. The RSUs will vest in three equal annual installments from June 8, 2023.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 18:02 UTC
Schoenberg MarkChief Medical Officer
GrantEmployee Stock Option (right to buy) · Derivative 30,000 $0.00 Strike: $10.39 $0.00
Disclosure

SEC source: 0001437749-23-002336 · rdgdoc.xml · derivative · entry 11

Schoenberg Mark · CIK 0001763581 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Ordinary Shares · 30,000 shares

Expires 2033-01-31

F6 · derivative.exercise_date: 1/3 of the shares underlying the stock options will vest on each of January 31, 2024, January 31, 2025 and January 31, 2026.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 18:02 UTC
Schoenberg MarkChief Medical Officer
GrantRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-002336 · rdgdoc.xml · derivative · entry 10

Schoenberg Mark · CIK 0001763581 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Ordinary Shares · 10,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer.

F5 · derivative.exercise_date: 1/3 of the shares underlying the restricted stock units will vest on each of January 31, 2024, January 31, 2025 and January 31, 2026.

F5 · derivative.expiration_date: 1/3 of the shares underlying the restricted stock units will vest on each of January 31, 2024, January 31, 2025 and January 31, 2026.

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January 31, 2023 Filed Feb 2, 2023 18:02 UTC
Schoenberg MarkChief Medical Officer
Exercise / conversionRestricted Stock Units · Derivative 1,333 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-002336 · rdgdoc.xml · derivative · entry 9

Schoenberg Mark · CIK 0001763581 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,667

Underlying: Ordinary Shares · 1,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer.

F4 · derivative.exercise_date: The reporting person was granted RSUs on January 31, 2022 representing 4,000 ordinary shares. The RSUs will vest in three equal annual installments from January 31, 2023.

F4 · derivative.expiration_date: The reporting person was granted RSUs on January 31, 2022 representing 4,000 ordinary shares. The RSUs will vest in three equal annual installments from January 31, 2023.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 18:02 UTC
Schoenberg MarkChief Medical Officer
Exercise / conversionRestricted Stock Units · Derivative 2,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-002336 · rdgdoc.xml · derivative · entry 8

Schoenberg Mark · CIK 0001763581 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Ordinary Shares · 2,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer.

F3 · derivative.exercise_date: The reporting person was granted RSUs on January 31, 2021 representing 6,000 ordinary shares. The RSUs will vest in three equal annual installments from January 31, 2022.

F3 · derivative.expiration_date: The reporting person was granted RSUs on January 31, 2021 representing 6,000 ordinary shares. The RSUs will vest in three equal annual installments from January 31, 2022.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 18:02 UTC
Schoenberg MarkChief Medical Officer
Exercise / conversionRestricted Stock Units · Derivative 500 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-002336 · rdgdoc.xml · derivative · entry 7

Schoenberg Mark · CIK 0001763581 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer.

F2 · derivative.exercise_date: The reporting person was granted restricted stock units ("RSUs") on January 31, 2020 representing 6,000 ordinary shares. 33.33% of the RSUs vested on January 31, 2021 and 8.33% of the remaining RSUs vest in equal quarterly installments thereafter.

F2 · derivative.expiration_date: The reporting person was granted restricted stock units ("RSUs") on January 31, 2020 representing 6,000 ordinary shares. 33.33% of the RSUs vested on January 31, 2021 and 8.33% of the remaining RSUs vest in equal quarterly installments thereafter.

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January 31, 2023 Filed Feb 2, 2023 18:02 UTC
Schoenberg MarkChief Medical Officer
SaleOrdinary Shares 661 $10.12 $6,689.32
Disclosure

SEC source: 0001437749-23-002336 · rdgdoc.xml · nonDerivative · entry 6

Schoenberg Mark · CIK 0001763581 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,560

F7 · shares: Represents shares sold to satisfy withholding tax obligations upon the settlement of restricted stock units.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 18:02 UTC
Schoenberg MarkChief Medical Officer
Exercise / conversionOrdinary Shares 1,333 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-23-002336 · rdgdoc.xml · nonDerivative · entry 5

Schoenberg Mark · CIK 0001763581 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,221

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 18:02 UTC
Schoenberg MarkChief Medical Officer
SaleOrdinary Shares 991 $10.12 $10,028.92
Disclosure

SEC source: 0001437749-23-002336 · rdgdoc.xml · nonDerivative · entry 4

Schoenberg Mark · CIK 0001763581 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,888

F7 · shares: Represents shares sold to satisfy withholding tax obligations upon the settlement of restricted stock units.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 18:02 UTC
Schoenberg MarkChief Medical Officer
Exercise / conversionOrdinary Shares 2,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-23-002336 · rdgdoc.xml · nonDerivative · entry 3

Schoenberg Mark · CIK 0001763581 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,879

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 18:02 UTC
Schoenberg MarkChief Medical Officer
SaleOrdinary Shares 248 $10.12 $2,509.76
Disclosure

SEC source: 0001437749-23-002336 · rdgdoc.xml · nonDerivative · entry 2

Schoenberg Mark · CIK 0001763581 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,879

F7 · shares: Represents shares sold to satisfy withholding tax obligations upon the settlement of restricted stock units.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 18:02 UTC
Schoenberg MarkChief Medical Officer
Exercise / conversionOrdinary Shares 500 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-23-002336 · rdgdoc.xml · nonDerivative · entry 1

Schoenberg Mark · CIK 0001763581 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,127

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 20:40 UTC
Barrett Elizabeth A.Chief Executive Officer
GrantPerformance Stock Units · Derivative 100,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-002358 · rdgdoc.xml · derivative · entry 7

Barrett Elizabeth A. · CIK 0001764157 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Ordinary Shares · 100,000 shares

Expires not disclosed

F6 · derivative.exercise_price: Each performance stock unit ("PSU") represents a contingent right to receive one ordinary share of the Issuer.

F8 · date: The performance stock units were approved by the Board of Directors of the Issuer on January 31, 2023. If the performance stock units are not ratified by the Issuer's shareholders at the Issuer's 2023 annual general meeting, the performance stock units will terminate.

F7 · derivative.exercise_date: All shares underlying the performance stock units will vest upon achievement of a corporate milestone event.

F7 · derivative.expiration_date: All shares underlying the performance stock units will vest upon achievement of a corporate milestone event.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 20:40 UTC
Barrett Elizabeth A.Chief Executive Officer
GrantEmployee Stock Option (right to buy) · Derivative 125,000 $0.00 Strike: $10.39 $0.00
Disclosure

SEC source: 0001437749-23-002358 · rdgdoc.xml · derivative · entry 6

Barrett Elizabeth A. · CIK 0001764157 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Ordinary Shares · 125,000 shares

Expires 2033-01-31

F5 · derivative.exercise_date: 1/3 of the shares underlying the stock options will vest on each of January 31, 2024, January 31, 2025 and January 31, 2026.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 20:40 UTC
Barrett Elizabeth A.Chief Executive Officer
GrantRestricted Stock Units · Derivative 75,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-002358 · rdgdoc.xml · derivative · entry 5

Barrett Elizabeth A. · CIK 0001764157 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Ordinary Shares · 75,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer.

F4 · derivative.exercise_date: 1/3 of the shares underlying the restricted stock units will vest on each of January 31, 2024, January 31, 2025 and January 31, 2026.

F4 · derivative.expiration_date: 1/3 of the shares underlying the restricted stock units will vest on each of January 31, 2024, January 31, 2025 and January 31, 2026.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 20:40 UTC
Barrett Elizabeth A.Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 13,333 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-002358 · rdgdoc.xml · derivative · entry 4

Barrett Elizabeth A. · CIK 0001764157 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,334

Underlying: Ordinary Shares · 13,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer.

F3 · derivative.exercise_date: The reporting person was granted restricted stock units ("RSUs") on January 31, 2021 representing 40,000 ordinary shares. The RSUs vest in three equal annual installments from January 31, 2022.

F3 · derivative.expiration_date: The reporting person was granted restricted stock units ("RSUs") on January 31, 2021 representing 40,000 ordinary shares. The RSUs vest in three equal annual installments from January 31, 2022.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 20:40 UTC
Barrett Elizabeth A.Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-002358 · rdgdoc.xml · derivative · entry 3

Barrett Elizabeth A. · CIK 0001764157 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer.

F2 · derivative.exercise_date: The reporting person was granted restricted stock units ("RSUs") on January 31, 2020 representing 15,000 ordinary shares. The RSUs vest in three equal annual installments from January 31, 2021.

F2 · derivative.expiration_date: The reporting person was granted restricted stock units ("RSUs") on January 31, 2020 representing 15,000 ordinary shares. The RSUs vest in three equal annual installments from January 31, 2021.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.