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Nasdaq · USD

URGN

UroGen Pharma Ltd.

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Tapewire entity
4466
SEC CIK
0001668243
Parsed reports
233

Last 12 months

Inside the activity.

0 purchase rows · 15 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202606
Mar 202600
Apr 202600
May 202601
Jun 202602
Jul 202601
Aug 202601
Sep 202602
Oct 202601

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 31, 2025 Filed Feb 4, 2025 16:53 UTC
Schoenberg MarkChief Medical Officer
SaleOrdinary Shares 1,896 $11.14 $21,121.44
Disclosure

SEC source: 0001437749-25-002688 · rdgdoc.xml · nonDerivative · entry 4

Schoenberg Mark · CIK 0001763581 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 147,103

F2 · shares: Represents shares sold to satisfy withholding tax obligations upon the settlement of restricted stock units.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 16:53 UTC
Schoenberg MarkChief Medical Officer
Exercise / conversionOrdinary Shares 3,333 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-25-002688 · rdgdoc.xml · nonDerivative · entry 3

Schoenberg Mark · CIK 0001763581 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 148,999

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 16:53 UTC
Schoenberg MarkChief Medical Officer
SaleOrdinary Shares 759 $11.14 $8,455.26
Disclosure

SEC source: 0001437749-25-002688 · rdgdoc.xml · nonDerivative · entry 2

Schoenberg Mark · CIK 0001763581 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 145,666

F2 · shares: Represents shares sold to satisfy withholding tax obligations upon the settlement of restricted stock units.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 16:53 UTC
Schoenberg MarkChief Medical Officer
Exercise / conversionOrdinary Shares 1,334 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-25-002688 · rdgdoc.xml · nonDerivative · entry 1

Schoenberg Mark · CIK 0001763581 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 146,425

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 16:51 UTC
Smith Jason DrewGeneral Counsel
GrantRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-002685 · rdgdoc.xml · derivative · entry 10

Smith Jason Drew · CIK 0001821479 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Ordinary Shares · 10,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer.

F6 · derivative.exercise_date: 1/3 of the shares underlying the restricted stock units will vest on each of January 31, 2026, January 31, 2027 and January 31, 2028.

F6 · derivative.expiration_date: 1/3 of the shares underlying the restricted stock units will vest on each of January 31, 2026, January 31, 2027 and January 31, 2028.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 16:51 UTC
Smith Jason DrewGeneral Counsel
Exercise / conversionRestricted Stock Units · Derivative 5,500 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-002685 · rdgdoc.xml · derivative · entry 9

Smith Jason Drew · CIK 0001821479 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,000

Underlying: Ordinary Shares · 5,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer.

F5 · derivative.exercise_date: The reporting person was granted RSUs on January 31, 2024 representing 16,500 ordinary shares. The RSUs will vest in three equal annual installments from January 31, 2025.

F5 · derivative.expiration_date: The reporting person was granted RSUs on January 31, 2024 representing 16,500 ordinary shares. The RSUs will vest in three equal annual installments from January 31, 2025.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 16:51 UTC
Smith Jason DrewGeneral Counsel
Exercise / conversionRestricted Stock Units · Derivative 6,667 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-002685 · rdgdoc.xml · derivative · entry 8

Smith Jason Drew · CIK 0001821479 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,667

Underlying: Ordinary Shares · 6,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer.

F4 · derivative.exercise_date: The reporting person was granted RSUs on January 31, 2023 representing 20,000 ordinary shares. The RSUs will vest in three equal annual installments from January 31, 2024.

F4 · derivative.expiration_date: The reporting person was granted RSUs on January 31, 2023 representing 20,000 ordinary shares. The RSUs will vest in three equal annual installments from January 31, 2024.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 16:51 UTC
Smith Jason DrewGeneral Counsel
Exercise / conversionRestricted Stock Units · Derivative 2,500 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-002685 · rdgdoc.xml · derivative · entry 7

Smith Jason Drew · CIK 0001821479 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer.

F3 · derivative.exercise_date: The reporting person was granted RSUs on January 31, 2022 representing 7,500 ordinary shares. The RSUs will vest in three equal annual installments from January 31, 2023.

F3 · derivative.expiration_date: The reporting person was granted RSUs on January 31, 2022 representing 7,500 ordinary shares. The RSUs will vest in three equal annual installments from January 31, 2023.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 16:51 UTC
Smith Jason DrewGeneral Counsel
SaleOrdinary Shares 2,767 $11.14 $30,824.38
Disclosure

SEC source: 0001437749-25-002685 · rdgdoc.xml · nonDerivative · entry 6

Smith Jason Drew · CIK 0001821479 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,514

F2 · shares: Represents shares sold to satisfy withholding tax obligations upon the settlement of restricted stock units.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 16:51 UTC
Smith Jason DrewGeneral Counsel
Exercise / conversionOrdinary Shares 5,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-25-002685 · rdgdoc.xml · nonDerivative · entry 5

Smith Jason Drew · CIK 0001821479 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,281

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 16:51 UTC
Smith Jason DrewGeneral Counsel
SaleOrdinary Shares 3,354 $11.14 $37,363.56
Disclosure

SEC source: 0001437749-25-002685 · rdgdoc.xml · nonDerivative · entry 4

Smith Jason Drew · CIK 0001821479 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,781

F2 · shares: Represents shares sold to satisfy withholding tax obligations upon the settlement of restricted stock units.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 16:51 UTC
Smith Jason DrewGeneral Counsel
Exercise / conversionOrdinary Shares 6,667 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-25-002685 · rdgdoc.xml · nonDerivative · entry 3

Smith Jason Drew · CIK 0001821479 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,135

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 16:51 UTC
Smith Jason DrewGeneral Counsel
SaleOrdinary Shares 1,258 $11.14 $14,014.12
Disclosure

SEC source: 0001437749-25-002685 · rdgdoc.xml · nonDerivative · entry 2

Smith Jason Drew · CIK 0001821479 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,468

F2 · shares: Represents shares sold to satisfy withholding tax obligations upon the settlement of restricted stock units.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 16:51 UTC
Smith Jason DrewGeneral Counsel
Exercise / conversionOrdinary Shares 2,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-25-002685 · rdgdoc.xml · nonDerivative · entry 1

Smith Jason Drew · CIK 0001821479 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,726

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 16:49 UTC
Barrett Elizabeth A.Chief Executive Officer
GrantRestricted Stock Units · Derivative 96,377 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-002683 · rdgdoc.xml · derivative · entry 1

Barrett Elizabeth A. · CIK 0001764157 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,377

Underlying: Ordinary Shares · 96,377 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer.

F2 · derivative.exercise_date: 1/3 of the shares underlying the restricted stock units will vest on each of January 31, 2026, January 31, 2027 and January 31, 2028.

F2 · derivative.expiration_date: 1/3 of the shares underlying the restricted stock units will vest on each of January 31, 2026, January 31, 2027 and January 31, 2028.

Read SEC document
October 08, 2024 Filed Oct 9, 2024 20:22 UTC
Degnan ChrisChief Financial Officer
GrantEmployee Stock Option (right to buy) · Derivative 74,142 $0.00 Strike: $13.11 $0.00
Disclosure

SEC source: 0001415889-24-024932 · form4-10092024_081051.xml · derivative · entry 2

Degnan Chris · CIK 0001741968 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,142

Underlying: Ordinary Shares · 74,142 shares

Expires 2034-10-08

F3 · derivative.exercise_date: 1/3 of the shares underlying the stock option will vest on each of October 8, 2025, October 8, 2026 and October 8, 2027.

Read SEC document
October 08, 2024 Filed Oct 9, 2024 20:22 UTC
Degnan ChrisChief Financial Officer
GrantRestricted Stock Units · Derivative 13,450 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-024932 · form4-10092024_081051.xml · derivative · entry 1

Degnan Chris · CIK 0001741968 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,450

Underlying: Ordinary Shares · 13,450 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer.

F2 · derivative.exercise_date: 1/3 of the shares underlying the restricted stock units will vest on each of October 8, 2025, October 8, 2026 and October 8, 2027.

F2 · derivative.expiration_date: 1/3 of the shares underlying the restricted stock units will vest on each of October 8, 2025, October 8, 2026 and October 8, 2027.

Read SEC document
September 09, 2024 Filed Sep 12, 2024 17:54 UTC
Schoenberg MarkChief Medical Officer
Exercise / conversionRestricted Stock Units · Derivative 1,666 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-029040 · rdgdoc.xml · derivative · entry 3

Schoenberg Mark · CIK 0001763581 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,334

Underlying: Ordinary Shares · 1,666 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer.

F3 · derivative.exercise_date: The reporting person was granted RSUs on September 7, 2023 representing 5,000 ordinary shares. The RSUs will vest in three equal annual installments from September 7, 2024.

F3 · derivative.expiration_date: The reporting person was granted RSUs on September 7, 2023 representing 5,000 ordinary shares. The RSUs will vest in three equal annual installments from September 7, 2024.

Read SEC document
September 09, 2024 Filed Sep 12, 2024 17:54 UTC
Schoenberg MarkChief Medical Officer
SaleOrdinary Shares 859 $13.08 $11,235.72
Disclosure

SEC source: 0001437749-24-029040 · rdgdoc.xml · nonDerivative · entry 2

Schoenberg Mark · CIK 0001763581 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 145,091

F2 · shares: Represents shares sold to satisfy withholding tax obligations upon the settlement of restricted stock units.

Read SEC document
September 09, 2024 Filed Sep 12, 2024 17:54 UTC
Schoenberg MarkChief Medical Officer
Exercise / conversionOrdinary Shares 1,666 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-24-029040 · rdgdoc.xml · nonDerivative · entry 1

Schoenberg Mark · CIK 0001763581 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 145,950

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer.

Read SEC document
September 09, 2024 Filed Sep 12, 2024 17:51 UTC
Smith Jason DrewGeneral Counsel
Exercise / conversionRestricted Stock Units · Derivative 3,333 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-029038 · rdgdoc.xml · derivative · entry 3

Smith Jason Drew · CIK 0001821479 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,667

Underlying: Ordinary Shares · 3,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer.

F3 · derivative.exercise_date: The reporting person was granted RSUs on September 7, 2023 representing 10,000 ordinary shares. The RSUs will vest in three equal annual installments from September 7, 2024.

F3 · derivative.expiration_date: The reporting person was granted RSUs on September 7, 2023 representing 10,000 ordinary shares. The RSUs will vest in three equal annual installments from September 7, 2024.

Read SEC document
September 09, 2024 Filed Sep 12, 2024 17:51 UTC
Smith Jason DrewGeneral Counsel
SaleOrdinary Shares 1,521 $13.08 $19,894.68
Disclosure

SEC source: 0001437749-24-029038 · rdgdoc.xml · nonDerivative · entry 2

Smith Jason Drew · CIK 0001821479 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,226

F2 · shares: Represents shares sold to satisfy withholding tax obligations upon the settlement of restricted stock units.

Read SEC document
September 09, 2024 Filed Sep 12, 2024 17:51 UTC
Smith Jason DrewGeneral Counsel
Exercise / conversionOrdinary Shares 3,333 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-24-029038 · rdgdoc.xml · nonDerivative · entry 1

Smith Jason Drew · CIK 0001821479 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,747

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer.

Read SEC document
September 09, 2024 Filed Sep 12, 2024 17:50 UTC
Kim DongChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 2,500 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-029036 · rdgdoc.xml · derivative · entry 2

Kim Dong · CIK 0001920163 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Ordinary Shares · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer.

F2 · derivative.exercise_date: The reporting person was granted RSUs on September 7, 2023 representing 7,500 ordinary shares. The RSUs will vest in three equal annual installments from September 7, 2024.

F2 · derivative.expiration_date: The reporting person was granted RSUs on September 7, 2023 representing 7,500 ordinary shares. The RSUs will vest in three equal annual installments from September 7, 2024.

Read SEC document
September 09, 2024 Filed Sep 12, 2024 17:50 UTC
Kim DongChief Financial Officer
Exercise / conversionOrdinary Shares 2,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-24-029036 · rdgdoc.xml · nonDerivative · entry 1

Kim Dong · CIK 0001920163 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,753

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer.

Read SEC document
August 06, 2024 Filed Aug 8, 2024 09:09 UTC GrantStock Option (right ot buy) · Derivative 10,000 $0.00 Strike: $15.16 $0.00
Disclosure

SEC source: 0001437749-24-025295 · rdgdoc.xml · derivative · entry 1

Holden Stuart · CIK 0001763999 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Ordinary Shares · 10,000 shares

Expires 2034-08-06

F1 · derivative.exercise_date: The shares underlying the stock option will vest in equal quarterly installments over a period of one year, subject to the director's Continuous Service (as defined in the 2017 Equity Incentive Plan) through such vesting dates.

Read SEC document
August 06, 2024 Filed Aug 8, 2024 13:11 UTC GrantStock Option (right ot buy) · Derivative 10,000 $0.00 Strike: $15.16 $0.00
Disclosure

SEC source: 0001437749-24-025299 · rdgdoc.xml · derivative · entry 1

Belldegrun Arie · CIK 0001296549 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Ordinary Shares · 10,000 shares

Expires 2034-08-06

F1 · derivative.exercise_date: The shares underlying the stock option will vest in equal quarterly installments over a period of one year, subject to the director's Continuous Service (as defined in the 2017 Equity Incentive Plan) through such vesting dates.

Read SEC document
August 06, 2024 Filed Aug 8, 2024 13:11 UTC
Cohen Fred EDirector
GrantStock Option (right ot buy) · Derivative 10,000 $0.00 Strike: $15.16 $0.00
Disclosure

SEC source: 0001437749-24-025298 · rdgdoc.xml · derivative · entry 1

Cohen Fred E · CIK 0001339358 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Ordinary Shares · 10,000 shares

Expires 2034-08-06

F1 · derivative.exercise_date: The shares underlying the stock option will vest in equal quarterly installments over a period of one year, subject to the director's Continuous Service (as defined in the 2017 Equity Incentive Plan) through such vesting dates.

Read SEC document
August 06, 2024 Filed Aug 8, 2024 13:10 UTC GrantStock Option (right ot buy) · Derivative 10,000 $0.00 Strike: $15.16 $0.00
Disclosure

SEC source: 0001437749-24-025297 · rdgdoc.xml · derivative · entry 1

Wildman Daniel George · CIK 0001952679 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Ordinary Shares · 10,000 shares

Expires 2034-08-06

F1 · derivative.exercise_date: The shares underlying the stock option will vest in equal quarterly installments over a period of one year, subject to the director's Continuous Service (as defined in the 2017 Equity Incentive Plan) through such vesting dates.

Read SEC document
August 06, 2024 Filed Aug 8, 2024 13:08 UTC GrantStock Option (right ot buy) · Derivative 10,000 $0.00 Strike: $15.16 $0.00
Disclosure

SEC source: 0001437749-24-025293 · rdgdoc.xml · derivative · entry 1

Robinson James A. Jr. · CIK 0001734295 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Ordinary Shares · 10,000 shares

Expires 2034-08-06

F1 · derivative.exercise_date: The shares underlying the stock option will vest in equal quarterly installments over a period of one year, subject to the director's Continuous Service (as defined in the 2017 Equity Incentive Plan) through such vesting dates.

Read SEC document
August 06, 2024 Filed Aug 8, 2024 13:07 UTC
WEN LEANADirector
GrantStock Option (right ot buy) · Derivative 10,000 $0.00 Strike: $15.16 $0.00
Disclosure

SEC source: 0001437749-24-025292 · rdgdoc.xml · derivative · entry 1

WEN LEANA · CIK 0001847598 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Ordinary Shares · 10,000 shares

Expires 2034-08-06

F1 · derivative.exercise_date: The shares underlying the stock option will vest in equal quarterly installments over a period of one year, subject to the director's Continuous Service (as defined in the 2017 Equity Incentive Plan) through such vesting dates.

Read SEC document
August 06, 2024 Filed Aug 8, 2024 13:06 UTC GrantStock Option (right ot buy) · Derivative 10,000 $0.00 Strike: $15.16 $0.00
Disclosure

SEC source: 0001437749-24-025291 · rdgdoc.xml · derivative · entry 1

BUTITTA CYNTHIA M · CIK 0001222082 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Ordinary Shares · 10,000 shares

Expires 2034-08-06

F1 · derivative.exercise_date: The shares underlying the stock option will vest in equal quarterly installments over a period of one year, subject to the director's Continuous Service (as defined in the 2017 Equity Incentive Plan) through such vesting dates.

Read SEC document
June 10, 2024 Filed Jun 11, 2024 17:15 UTC
Schoenberg MarkChief Medical Officer
Exercise / conversionRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-019900 · rdgdoc.xml · derivative · entry 3

Schoenberg Mark · CIK 0001763581 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Ordinary Shares · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer.

F3 · derivative.exercise_date: The reporting person was granted RSUs on June 8, 2023 representing 30,000 ordinary shares. The RSUs will vest in three equal annual installments from June 8, 2024.

F3 · derivative.expiration_date: The reporting person was granted RSUs on June 8, 2023 representing 30,000 ordinary shares. The RSUs will vest in three equal annual installments from June 8, 2024.

Read SEC document
June 10, 2024 Filed Jun 11, 2024 17:15 UTC
Schoenberg MarkChief Medical Officer
SaleOrdinary Shares 5,153 $13.08 $67,401.24
Disclosure

SEC source: 0001437749-24-019900 · rdgdoc.xml · nonDerivative · entry 2

Schoenberg Mark · CIK 0001763581 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 144,284

F2 · shares: Represents shares sold to satisfy withholding tax obligations upon the settlement of restricted stock units.

Read SEC document
June 10, 2024 Filed Jun 11, 2024 17:15 UTC
Schoenberg MarkChief Medical Officer
Exercise / conversionOrdinary Shares 10,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-24-019900 · rdgdoc.xml · nonDerivative · entry 1

Schoenberg Mark · CIK 0001763581 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 149,437

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer.

Read SEC document
March 18, 2024 Filed Mar 20, 2024 20:38 UTC
Schoenberg MarkChief Medical Officer
SaleOrdinary Shares 12,000 $14.05 $168,600.00
Disclosure

SEC source: 0001437749-24-008707 · rdgdoc.xml · nonDerivative · entry 1

Schoenberg Mark · CIK 0001763581 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 139,437

F1 · shares: A portion of the cash receipts will be used for federal income tax purposes

Read SEC document
February 01, 2024 Filed Feb 6, 2024 02:15 UTC Amendment
Schoenberg MarkChief Medical Officer
SaleOrdinary Shares 1,894 $15.78 $29,887.32
Disclosure

SEC source: 0001437749-24-003153 · rdgdoc.xml · nonDerivative · entry 3

Schoenberg Mark · CIK 0001763581 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 151,437

F1 · date: This amendment corrects and restates the date of sale reported in the original Form 4 filed on February 2, 2024.

F2 · price: This amendment corrects and restates the sales price reported in the original Form 4 filed on February 2, 2024.

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February 01, 2024 Filed Feb 6, 2024 02:15 UTC Amendment
Schoenberg MarkChief Medical Officer
SaleOrdinary Shares 758 $15.78 $11,961.24
Disclosure

SEC source: 0001437749-24-003153 · rdgdoc.xml · nonDerivative · entry 2

Schoenberg Mark · CIK 0001763581 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 149,998

F1 · date: This amendment corrects and restates the date of sale reported in the original Form 4 filed on February 2, 2024.

F2 · price: This amendment corrects and restates the sales price reported in the original Form 4 filed on February 2, 2024.

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February 01, 2024 Filed Feb 6, 2024 02:15 UTC Amendment
Schoenberg MarkChief Medical Officer
SaleOrdinary Shares 1,137 $15.78 $17,941.86
Disclosure

SEC source: 0001437749-24-003153 · rdgdoc.xml · nonDerivative · entry 1

Schoenberg Mark · CIK 0001763581 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 149,423

F1 · date: This amendment corrects and restates the date of sale reported in the original Form 4 filed on February 2, 2024.

F2 · price: This amendment corrects and restates the sales price reported in the original Form 4 filed on February 2, 2024.

Read SEC document
February 01, 2024 Filed Feb 6, 2024 02:16 UTC Amendment
Smith Jason DrewGeneral Counsel
SaleOrdinary Shares 3,328 $15.78 $52,515.84
Disclosure

SEC source: 0001437749-24-003155 · rdgdoc.xml · nonDerivative · entry 3

Smith Jason Drew · CIK 0001821479 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,414

F1 · date: This amendment corrects and restates the date of sale reported in the original Form 4 filed on February 2, 2024.

F2 · price: This amendment corrects and restates the sales price reported in the original Form 4 filed on February 2, 2024.

Read SEC document
February 01, 2024 Filed Feb 6, 2024 02:16 UTC Amendment
Smith Jason DrewGeneral Counsel
SaleOrdinary Shares 1,248 $15.78 $19,693.44
Disclosure

SEC source: 0001437749-24-003155 · rdgdoc.xml · nonDerivative · entry 2

Smith Jason Drew · CIK 0001821479 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,076

F1 · date: This amendment corrects and restates the date of sale reported in the original Form 4 filed on February 2, 2024.

F2 · price: This amendment corrects and restates the sales price reported in the original Form 4 filed on February 2, 2024.

Read SEC document
February 01, 2024 Filed Feb 6, 2024 02:16 UTC Amendment
Smith Jason DrewGeneral Counsel
SaleOrdinary Shares 417 $15.78 $6,580.26
Disclosure

SEC source: 0001437749-24-003155 · rdgdoc.xml · nonDerivative · entry 1

Smith Jason Drew · CIK 0001821479 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,824

F1 · date: This amendment corrects and restates the date of sale reported in the original Form 4 filed on February 2, 2024.

F2 · price: This amendment corrects and restates the sales price reported in the original Form 4 filed on February 2, 2024.

Read SEC document
January 31, 2024 Filed Feb 3, 2024 00:07 UTC
Schoenberg MarkChief Medical Officer
GrantRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-003016 · rdgdoc.xml · derivative · entry 10

Schoenberg Mark · CIK 0001763581 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Ordinary Shares · 10,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer.

F6 · derivative.exercise_date: 1/3 of the shares underlying the restricted stock units will vest on each of January 31, 2025, January 31, 2026 and January 31, 2027.

F6 · derivative.expiration_date: 1/3 of the shares underlying the restricted stock units will vest on each of January 31, 2025, January 31, 2026 and January 31, 2027.

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January 31, 2024 Filed Feb 3, 2024 00:07 UTC
Schoenberg MarkChief Medical Officer
Exercise / conversionRestricted Stock Units · Derivative 3,333 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-003016 · rdgdoc.xml · derivative · entry 9

Schoenberg Mark · CIK 0001763581 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,667

Underlying: Ordinary Shares · 3,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer.

F5 · derivative.exercise_date: The reporting person was granted RSUs on January 31, 2023 representing 10,000 ordinary shares. The RSUs will vest in three equal annual installments from January 31, 2024.

F5 · derivative.expiration_date: The reporting person was granted RSUs on January 31, 2023 representing 10,000 ordinary shares. The RSUs will vest in three equal annual installments from January 31, 2024.

Read SEC document
January 31, 2024 Filed Feb 3, 2024 00:07 UTC
Schoenberg MarkChief Medical Officer
Exercise / conversionRestricted Stock Units · Derivative 1,333 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-003016 · rdgdoc.xml · derivative · entry 8

Schoenberg Mark · CIK 0001763581 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,334

Underlying: Ordinary Shares · 1,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer.

F4 · derivative.exercise_date: The reporting person was granted RSUs on January 31, 2022 representing 4,000 ordinary shares. The RSUs will vest in three equal annual installments from January 31, 2023.

F4 · derivative.expiration_date: The reporting person was granted RSUs on January 31, 2022 representing 4,000 ordinary shares. The RSUs will vest in three equal annual installments from January 31, 2023.

Read SEC document
January 31, 2024 Filed Feb 3, 2024 00:07 UTC
Schoenberg MarkChief Medical Officer
Exercise / conversionRestricted Stock Units · Derivative 2,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-003016 · rdgdoc.xml · derivative · entry 7

Schoenberg Mark · CIK 0001763581 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 2,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer.

F3 · derivative.exercise_date: The reporting person was granted RSUs on January 31, 2021 representing 6,000 ordinary shares. The RSUs will vest in three equal annual installments from January 31, 2022.

F3 · derivative.expiration_date: The reporting person was granted RSUs on January 31, 2021 representing 6,000 ordinary shares. The RSUs will vest in three equal annual installments from January 31, 2022.

Read SEC document
January 31, 2024 Filed Feb 3, 2024 00:07 UTC
Schoenberg MarkChief Medical Officer
SaleOrdinary Shares 1,894 $15.74 $29,811.56
Disclosure

SEC source: 0001437749-24-003016 · rdgdoc.xml · nonDerivative · entry 6

Schoenberg Mark · CIK 0001763581 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 151,437

F2 · shares: Represents shares sold to satisfy withholding tax obligations upon the settlement of restricted stock units.

Read SEC document
January 31, 2024 Filed Feb 3, 2024 00:07 UTC
Schoenberg MarkChief Medical Officer
Exercise / conversionOrdinary Shares 3,333 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-24-003016 · rdgdoc.xml · nonDerivative · entry 5

Schoenberg Mark · CIK 0001763581 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 153,331

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer.

Read SEC document
January 31, 2024 Filed Feb 3, 2024 00:07 UTC
Schoenberg MarkChief Medical Officer
SaleOrdinary Shares 758 $15.74 $11,930.92
Disclosure

SEC source: 0001437749-24-003016 · rdgdoc.xml · nonDerivative · entry 4

Schoenberg Mark · CIK 0001763581 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 149,998

F2 · shares: Represents shares sold to satisfy withholding tax obligations upon the settlement of restricted stock units.

Read SEC document
January 31, 2024 Filed Feb 3, 2024 00:07 UTC
Schoenberg MarkChief Medical Officer
Exercise / conversionOrdinary Shares 1,333 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-24-003016 · rdgdoc.xml · nonDerivative · entry 3

Schoenberg Mark · CIK 0001763581 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,756

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.