Last 12 months
Inside the activity.
7 purchase rows · 12 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 2 | 5 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 1 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 1 | 7 |
| Sep 2026 | 3 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 05, 2021 Filed Nov 9, 2021 22:20 UTC |
CASH JOHNVP Regulatory Affairs
|
Exercise / conversionCommon Shares | 32,397 | $1.90 | $61,402.03 |
DisclosureSEC source: 0001654954-21-011864 · section16.xml · nonDerivative · entry 1 CASH JOHN · CIK 0001595535 · VP Regulatory Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 219,957 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On November 5, 2019, the reporting person was granted 42,826 Restricted Share Units ("RSUs"). On redemption, 10,429 RSUs were withheld by the Company solely for the purpose of satisfying tax withholding obligations and the reporting person received 32,397 common shares. F2 · price: The common shares were priced at $2.36 Canadian dollars and $1.8953 U.S. dollars is the equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$ 1.00 = US$0.8031) as reported by Bank of Canada on its website, www.bankofcanada.ca. Read SEC document |
| November 05, 2021 Filed Nov 9, 2021 22:22 UTC |
GOPLERUD PENNE AGen Counsel and Corp Secretary
|
Exercise / conversionRestricted share units (exchange for common stock) · Derivative | 51,271 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-21-011866 · section16.xml · derivative · entry 2 GOPLERUD PENNE A · CIK 0001595551 · Gen Counsel and Corp Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,927 Underlying: Common Shares · 51,271 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU is redeemable upon vesting for one common share. F4 · derivative.exercise_date: The RSUs became redeemable on November 5, 2021. F4 · derivative.expiration_date: The RSUs became redeemable on November 5, 2021. Read SEC document |
| November 05, 2021 Filed Nov 9, 2021 22:22 UTC |
GOPLERUD PENNE AGen Counsel and Corp Secretary
|
Exercise / conversionCommon Shares | 36,453 | $1.90 | $69,089.37 |
DisclosureSEC source: 0001654954-21-011866 · section16.xml · nonDerivative · entry 1 GOPLERUD PENNE A · CIK 0001595551 · Gen Counsel and Corp Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 261,033 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On November 5, 2019, the reporting person was granted 51,271 Restricted Share Units ("RSUs"). On redemption, 14,818 RSUs were withheld by the Company solely for the purpose of satisfying tax withholding obligations and the reporting person received 36,453 common shares. F2 · price: The common shares were priced at $2.36 Canadian dollars and $1.8953 U.S. dollars is the equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$ 1.00 = US$0.8031) as reported by Bank of Canada on its website, www.bankofcanada.ca. Read SEC document |
| November 05, 2021 Filed Nov 9, 2021 22:18 UTC |
FRANKLIN JAMES M.Director
|
Exercise / conversionRestricted share units (exchange for common stock) · Derivative | 48,394 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-21-011860 · section16.xml · derivative · entry 2 FRANKLIN JAMES M. · CIK 0001595808 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,443 Underlying: Common shares · 48,394 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU is redeemable upon vesting for one common share. F4 · derivative.exercise_date: The RSUs became redeemable on November 5, 2021 F4 · derivative.expiration_date: The RSUs became redeemable on November 5, 2021 Read SEC document |
| November 05, 2021 Filed Nov 9, 2021 22:18 UTC |
FRANKLIN JAMES M.Director
|
Exercise / conversionCommon Shares | 22,488 | $1.90 | $42,621.51 |
DisclosureSEC source: 0001654954-21-011860 · section16.xml · nonDerivative · entry 1 FRANKLIN JAMES M. · CIK 0001595808 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 581,076 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On November 5, 2019, the reporting person was granted 48,394 Restricted Share Units ("RSUs"). On redemption, 25,906 RSUs were withheld by the Company solely for the purpose of satisfying tax withholding obligations and the reporting person received 22,488 common shares. F2 · price: The common shares were priced at $2.36 Canadian dollars and $1.8953 U.S. dollars is the equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$ 1.00 = US$0.8031) as reported by Bank of Canada on its website, www.bankofcanada.ca. Read SEC document |
| November 05, 2021 Filed Nov 9, 2021 22:16 UTC |
HATTEN STEVEN M.VICE PRESIDENT OPERATIONS
|
Exercise / conversionRestricted share units (exchange for common stock) · Derivative | 44,934 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-21-011858 · section16.xml · derivative · entry 2 HATTEN STEVEN M. · CIK 0001595544 · VICE PRESIDENT OPERATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,048 Underlying: Common Shares · 44,934 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU is redeemable upon vesting for one common share. F4 · derivative.exercise_date: The RSUs became redeemable on November 5, 2021. F4 · derivative.expiration_date: The RSUs became redeemable on November 5, 2021. Read SEC document |
| November 05, 2021 Filed Nov 9, 2021 22:16 UTC |
HATTEN STEVEN M.VICE PRESIDENT OPERATIONS
|
Exercise / conversionCommon Shares | 33,992 | $1.90 | $64,425.04 |
DisclosureSEC source: 0001654954-21-011858 · section16.xml · nonDerivative · entry 1 HATTEN STEVEN M. · CIK 0001595544 · VICE PRESIDENT OPERATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 216,420 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On November 5, 2019, the reporting person was granted 44,934 Restricted Share Units ("RSUs"). On redemption, 10,942 RSUs were withheld by the Company solely for the purpose of satisfying tax withholding obligations and the reporting person received 33,992 common shares. F2 · price: The common shares were priced at $2.36 Canadian dollars and $1.8953 U.S. dollars is the equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$ 1.00 = US$0.8031) as reported by Bank of Canada on its website, www.bankofcanada.ca. Read SEC document |
| November 05, 2021 Filed Nov 9, 2021 22:13 UTC |
KLENDA JEFFREY T.Director · BOARD CHAIRMAN AND CEO
|
Exercise / conversionRestricted share units (exchange for common stock) · Derivative | 104,261 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-21-011853 · section16.xml · derivative · entry 2 KLENDA JEFFREY T. · CIK 0001595593 · Director · BOARD CHAIRMAN AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,537 Underlying: Common Shares · 104,261 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU is redeemable upon vesting for one common share. F4 · derivative.exercise_date: The RSUs became redeemable on November 5, 2021. F4 · derivative.expiration_date: The RSUs became redeemable on November 5, 2021. Read SEC document |
| November 05, 2021 Filed Nov 9, 2021 22:13 UTC |
KLENDA JEFFREY T.Director · BOARD CHAIRMAN AND CEO
|
Exercise / conversionCommon Shares | 62,149 | $1.90 | $117,791.00 |
DisclosureSEC source: 0001654954-21-011853 · section16.xml · nonDerivative · entry 1 KLENDA JEFFREY T. · CIK 0001595593 · Director · BOARD CHAIRMAN AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,838,321 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On November 5, 2019, the reporting person was granted 104,261 Restricted Share Units ("RSUs"). On redemption, 42,112 RSUs were withheld by the Company solely for the purpose of satisfying tax withholding obligations and the reporting person received 62,149 common shares. F2 · price: The common shares were priced at $2.36 Canadian dollars and $1.8953 U.S. dollars is the equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$ 1.00 = US$0.8031) as reported by Bank of Canada on its website, www.bankofcanada.ca. Read SEC document |
| November 05, 2021 Filed Nov 9, 2021 22:11 UTC |
SMITH ROGER L.CHIEF FINANCIAL OFFICER
|
Exercise / conversionRestricted share units (exchange for common stock) · Derivative | 57,030 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-21-011848 · section16.xml · derivative · entry 2 SMITH ROGER L. · CIK 0001595564 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,906 Underlying: Common shares · 57,030 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU is redeemable upon vesting for one common share. F4 · derivative.exercise_date: The RSUs became redeemable on November 5, 2021. F4 · derivative.expiration_date: The RSUs became redeemable on November 5, 2021. Read SEC document |
| November 05, 2021 Filed Nov 9, 2021 22:11 UTC |
SMITH ROGER L.CHIEF FINANCIAL OFFICER
|
Exercise / conversionCommon shares | 40,548 | $1.90 | $76,850.62 |
DisclosureSEC source: 0001654954-21-011848 · section16.xml · nonDerivative · entry 1 SMITH ROGER L. · CIK 0001595564 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 381,884 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On November 5, 2019, the reporting person was granted 57,030 Restricted Share Units ("RSUs"). On redemption, 16,482 RSUs were withheld by the Company solely for the purpose of satisfying tax withholding obligations and the reporting person received 40,548 common shares. F2 · price: The common shares were priced at $2.36 Canadian dollars and $1.8953 U.S. dollars is the equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$ 1.00 = US$0.8031) as reported by Bank of Canada on its website, www.bankofcanada.ca. Read SEC document |
| August 27, 2021 Filed Aug 31, 2021 21:09 UTC |
Chang Robby Sai KitDirector
|
GrantRestricted share units (exchange for common stock) · Derivative | 21,964 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-21-009593 · section16.xml · derivative · entry 2 Chang Robby Sai Kit · CIK 0001732700 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,837 Underlying: Common shares · 21,964 shares Expires not disclosed F3 · derivative.exercise_price: Each unit is redeemable upon vesting for one common share. F4 · derivative.exercise_date: Each unit will be redeemed for one common share on or within 30 days of 08/27/23 per the terms of the plan. F4 · derivative.expiration_date: Each unit will be redeemed for one common share on or within 30 days of 08/27/23 per the terms of the plan. Read SEC document |
| August 27, 2021 Filed Aug 31, 2021 21:09 UTC |
Chang Robby Sai KitDirector
|
GrantCommon share options (right to buy) · Derivative | 87,858 | $0.00 Strike: $1.14 | $0.00 |
DisclosureSEC source: 0001654954-21-009593 · section16.xml · derivative · entry 1 Chang Robby Sai Kit · CIK 0001732700 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 801,526 Underlying: Common Shares · 87,858 shares Expires 2026-08-27 F1 · derivative.exercise_price: The options were priced at $1.44 Canadian dollars; $1.1398 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date. F2 · derivative.exercise_date: The options will vest and become exercisable as follows: 29,286 on 08/27/2022; 29,286 on 08/27/2023; and 29,286 on 08/27/2024. Read SEC document |
| August 27, 2021 Filed Aug 31, 2021 21:06 UTC |
Parker Thomas HDirector
|
GrantRestricted share units (exchange for common stock) · Derivative | 21,964 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-21-009591 · section16.xml · derivative · entry 2 Parker Thomas H · CIK 0001401432 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,837 Underlying: Common shares · 21,964 shares Expires not disclosed F3 · derivative.exercise_price: Each unit is redeemable upon vesting for one common share. F4 · derivative.exercise_date: Each unit will be redeemed for one common share on or within 30 days of 08/27/23 per the terms of the plan. F4 · derivative.expiration_date: Each unit will be redeemed for one common share on or within 30 days of 08/27/23 per the terms of the plan. Read SEC document |
| August 27, 2021 Filed Aug 31, 2021 21:06 UTC |
Parker Thomas HDirector
|
GrantCommon share options (right to buy) · Derivative | 87,858 | $0.00 Strike: $1.14 | $0.00 |
DisclosureSEC source: 0001654954-21-009591 · section16.xml · derivative · entry 1 Parker Thomas H · CIK 0001401432 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 849,526 Underlying: Common shares · 87,858 shares Expires 2026-08-27 F1 · derivative.exercise_price: The options were priced at $1.44 Canadian dollars; $1.1398 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date. F2 · derivative.exercise_date: The options will vest and become exercisable as follows: 29,286 on 08/27/2022; 29,286 on 08/27/2023; and 29,286 on 08/27/2024. Read SEC document |
| August 27, 2021 Filed Aug 31, 2021 21:07 UTC |
HUBER GARY CDirector
|
GrantRestricted share units (exchange for common stock) · Derivative | 21,964 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-21-009592 · section16.xml · derivative · entry 2 HUBER GARY C · CIK 0001269312 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,837 Underlying: Common shares · 21,964 shares Expires not disclosed F3 · derivative.exercise_price: Each unit is redeemable upon vesting for one common share. F4 · derivative.exercise_date: Each unit will be redeemed for one common share on or within 30 days of 08/27/23 per the terms of the plan. F4 · derivative.expiration_date: Each unit will be redeemed for one common share on or within 30 days of 08/27/23 per the terms of the plan. Read SEC document |
| August 27, 2021 Filed Aug 31, 2021 21:07 UTC |
HUBER GARY CDirector
|
GrantCommon share options (right to buy) · Derivative | 87,858 | $0.00 Strike: $1.14 | $0.00 |
DisclosureSEC source: 0001654954-21-009592 · section16.xml · derivative · entry 1 HUBER GARY C · CIK 0001269312 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 721,526 Underlying: Common shares · 87,858 shares Expires 2026-08-27 F1 · derivative.exercise_price: The options were priced at $1.44 Canadian dollars; $1.1398 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date. F2 · derivative.exercise_date: The options will vest and become exercisable as follows: 29,286 on 08/27/2022; 29,286 on 08/27/2023; and 29,286 on 08/27/2024. Read SEC document |
| August 27, 2021 Filed Aug 31, 2021 21:09 UTC |
WALKER KATHY EDirector
|
GrantRestricted share units (exchange for common stock) · Derivative | 21,964 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-21-009594 · section16.xml · derivative · entry 2 WALKER KATHY E · CIK 0001267135 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,837 Underlying: Common shares · 21,964 shares Expires not disclosed F3 · derivative.exercise_price: Each unit is redeemable upon vesting for one common share. F4 · derivative.exercise_date: Each unit will be redeemed for one common share on or within 30 days of 08/27/23 per the terms of the plan. F4 · derivative.expiration_date: Each unit will be redeemed for one common share on or within 30 days of 08/27/23 per the terms of the plan. Read SEC document |
| August 27, 2021 Filed Aug 31, 2021 21:09 UTC |
WALKER KATHY EDirector
|
GrantCommon share options (right to buy) · Derivative | 87,858 | $0.00 Strike: $1.14 | $0.00 |
DisclosureSEC source: 0001654954-21-009594 · section16.xml · derivative · entry 1 WALKER KATHY E · CIK 0001267135 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 921,526 Underlying: Common shares · 87,858 shares Expires 2026-08-27 F1 · derivative.exercise_price: The options were priced at $1.44 Canadian dollars; $1.1398 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date. F2 · derivative.exercise_date: The options will vest and become exercisable as follows: 29,286 on 08/27/2022; 29,286 on 08/27/2023; and 29,286 on 08/27/2024. Read SEC document |
| August 27, 2021 Filed Aug 31, 2021 21:06 UTC |
HATTEN STEVEN M.VICE PRESIDENT OPERATIONS
|
GrantRestricted share units (exchange for common stock) · Derivative | 20,393 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-21-009589 · section16.xml · derivative · entry 2 HATTEN STEVEN M. · CIK 0001595544 · VICE PRESIDENT OPERATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,982 Underlying: Common shares · 20,393 shares Expires not disclosed F3 · derivative.exercise_price: Each unit is redeemable upon vesting for one common share. F4 · derivative.exercise_date: Each unit will be redeemed for one common share on or within 30 days of 08/27/23 per the terms of the plan. F4 · derivative.expiration_date: Each unit will be redeemed for one common share on or within 30 days of 08/27/23 per the terms of the plan. Read SEC document |
| August 27, 2021 Filed Aug 31, 2021 21:06 UTC |
HATTEN STEVEN M.VICE PRESIDENT OPERATIONS
|
GrantCommon share options (right to buy) · Derivative | 81,576 | $0.00 Strike: $1.14 | $0.00 |
DisclosureSEC source: 0001654954-21-009589 · section16.xml · derivative · entry 1 HATTEN STEVEN M. · CIK 0001595544 · VICE PRESIDENT OPERATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 715,259 Underlying: Common shares · 81,576 shares Expires 2026-08-27 F1 · derivative.exercise_price: The options were priced at $1.44 Canadian dollars; $1.1398 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date. F2 · derivative.exercise_date: The options will vest and become exercisable as follows: 27,192 on 08/27/2022; 27,192 on 08/27/2023; and 27,192 on 08/27/2024. Read SEC document |
| August 27, 2021 Filed Aug 31, 2021 21:07 UTC |
KLENDA JEFFREY T.Director · BOARD CHAIRMAN AND CEO
|
GrantRestricted share units (exchange for common stock) · Derivative | 47,320 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-21-009595 · section16.xml · derivative · entry 2 KLENDA JEFFREY T. · CIK 0001595593 · Director · BOARD CHAIRMAN AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 266,798 Underlying: Common shares · 47,320 shares Expires not disclosed F3 · derivative.exercise_price: Each unit is redeemable upon vesting for one common share. F4 · derivative.exercise_date: Each unit will be redeemed for one common share on or within 30 days of 08/27/23 per the terms of the plan. F4 · derivative.expiration_date: Each unit will be redeemed for one common share on or within 30 days of 08/27/23 per the terms of the plan. Read SEC document |
| August 27, 2021 Filed Aug 31, 2021 21:07 UTC |
KLENDA JEFFREY T.Director · BOARD CHAIRMAN AND CEO
|
GrantCommon share options (right to buy) · Derivative | 189,285 | $0.00 Strike: $1.14 | $0.00 |
DisclosureSEC source: 0001654954-21-009595 · section16.xml · derivative · entry 1 KLENDA JEFFREY T. · CIK 0001595593 · Director · BOARD CHAIRMAN AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,521,483 Underlying: Common shares · 189,285 shares Expires 2026-08-27 F1 · derivative.exercise_price: The options were priced at $1.44 Canadian dollars; $1.1398 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date. F2 · derivative.exercise_date: The options will vest and become exercisable as follows: 63,095 on 08/27/2022; 63,095 on 08/27/2023; and 63,095 on 08/27/2024. Read SEC document |
| August 27, 2021 Filed Aug 31, 2021 21:06 UTC |
GOPLERUD PENNE AGen Counsel and Corp Secretary
|
GrantRestricted share units (exchange for common stock) · Derivative | 23,269 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-21-009588 · section16.xml · derivative · entry 2 GOPLERUD PENNE A · CIK 0001595551 · Gen Counsel and Corp Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,198 Underlying: Common Shares · 23,269 shares Expires not disclosed F3 · derivative.exercise_price: Each unit is redeemable upon vesting for one common share. F4 · derivative.exercise_date: Each unit will be redeemed for one common share on or within 30 days of 08/27/23 per the terms of the plan. F4 · derivative.expiration_date: Each unit will be redeemed for one common share on or within 30 days of 08/27/23 per the terms of the plan. Read SEC document |
| August 27, 2021 Filed Aug 31, 2021 21:06 UTC |
GOPLERUD PENNE AGen Counsel and Corp Secretary
|
GrantCommon share options (right to buy) · Derivative | 93,081 | $0.00 Strike: $1.14 | $0.00 |
DisclosureSEC source: 0001654954-21-009588 · section16.xml · derivative · entry 1 GOPLERUD PENNE A · CIK 0001595551 · Gen Counsel and Corp Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,032,973 Underlying: Common Shares · 93,081 shares Expires 2026-08-27 F1 · derivative.exercise_price: The options were priced at $1.44 Canadian dollars; $1.1398 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date. F2 · derivative.exercise_date: The options will vest and become exercisable as follows: 31,027 on 08/27/2022; 31,027 on 08/27/2023; and 31,027 on 08/27/2024. Read SEC document |
| August 27, 2021 Filed Aug 31, 2021 21:06 UTC |
CASH JOHNVP Regulatory Affairs
|
GrantRestricted share units (exchange for common stock) · Derivative | 19,436 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-21-009590 · section16.xml · derivative · entry 2 CASH JOHN · CIK 0001595535 · VP Regulatory Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,588 Underlying: Common Shares · 19,436 shares Expires not disclosed F3 · derivative.exercise_price: Each unit is redeemable upon vesting for one common share. F4 · derivative.exercise_date: Each unit will be redeemed for one common share on or within 30 days of 08/27/23 per the terms of the plan. F4 · derivative.expiration_date: Each unit will be redeemed for one common share on or within 30 days of 08/27/23 per the terms of the plan. Read SEC document |
| August 27, 2021 Filed Aug 31, 2021 21:06 UTC |
CASH JOHNVP Regulatory Affairs
|
GrantCommon share options (right to buy) · Derivative | 77,751 | $0.00 Strike: $1.14 | $0.00 |
DisclosureSEC source: 0001654954-21-009590 · section16.xml · derivative · entry 1 CASH JOHN · CIK 0001595535 · VP Regulatory Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 681,700 Underlying: Common Shares · 77,751 shares Expires 2026-08-27 F1 · derivative.exercise_price: The options were priced at $1.44 Canadian dollars; $1.1398 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date. F2 · derivative.exercise_date: The options will vest and become exercisable as follows: 25,917 on 08/27/2022; 25,917 on 08/27/2023; and 25,917 on 08/27/2024. Read SEC document |
| August 27, 2021 Filed Aug 31, 2021 21:06 UTC |
BOBERG W. WILLIAMDirector
|
GrantRestricted share units (exchange for common stock) · Derivative | 21,964 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-21-009597 · section16.xml · derivative · entry 2 BOBERG W. WILLIAM · CIK 0001595538 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,837 Underlying: Common shares · 21,964 shares Expires not disclosed F3 · derivative.exercise_price: Each unit is redeemable upon vesting for one common share. F4 · derivative.exercise_date: Each unit will be redeemed for one common share on or within 30 days of 08/27/23 per the terms of the plan. F4 · derivative.expiration_date: Each unit will be redeemed for one common share on or within 30 days of 08/27/23 per the terms of the plan. Read SEC document |
| August 27, 2021 Filed Aug 31, 2021 21:06 UTC |
BOBERG W. WILLIAMDirector
|
GrantCommon share options (right to buy) · Derivative | 87,858 | $0.00 Strike: $1.14 | $0.00 |
DisclosureSEC source: 0001654954-21-009597 · section16.xml · derivative · entry 1 BOBERG W. WILLIAM · CIK 0001595538 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 849,526 Underlying: Common shares · 87,858 shares Expires 2026-08-27 F1 · derivative.exercise_price: The options were priced at $1.44 Canadian dollars; $1.1398 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date. F2 · derivative.exercise_date: The options will vest and become exercisable as follows: 29,286 on 08/27/2022; 29,286 on 08/27/2023; and 29,286 on 08/27/2024. Read SEC document |
| August 27, 2021 Filed Aug 31, 2021 21:06 UTC |
FRANKLIN JAMES M.Director
|
GrantRestricted share units (exchange for common stock) · Derivative | 21,964 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-21-009596 · section16.xml · derivative · entry 2 FRANKLIN JAMES M. · CIK 0001595808 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,837 Underlying: Common shares · 21,964 shares Expires not disclosed F3 · derivative.exercise_price: Each unit is redeemable upon vesting for one common share. F4 · derivative.exercise_date: Each unit will be redeemed for one common share on or within 30 days of 08/27/23 per the terms of the plan. F4 · derivative.expiration_date: Each unit will be redeemed for one common share on or within 30 days of 08/27/23 per the terms of the plan. Read SEC document |
| August 27, 2021 Filed Aug 31, 2021 21:06 UTC |
FRANKLIN JAMES M.Director
|
GrantCommon share options (right to buy) · Derivative | 87,858 | $0.00 Strike: $1.14 | $0.00 |
DisclosureSEC source: 0001654954-21-009596 · section16.xml · derivative · entry 1 FRANKLIN JAMES M. · CIK 0001595808 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 849,526 Underlying: Common shares · 87,858 shares Expires 2026-08-27 F1 · derivative.exercise_price: The options were priced at $1.44 Canadian dollars; $1.1398 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date. F2 · derivative.exercise_date: The options will vest and become exercisable as follows: 29,286 on 08/27/2022; 29,286 on 08/27/2023; and 29,286 on 08/27/2024. Read SEC document |
| August 27, 2021 Filed Aug 31, 2021 21:06 UTC |
SMITH ROGER L.CHIEF FINANCIAL OFFICER
|
GrantRestricted share units (exchange for common stock) · Derivative | 25,884 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-21-009587 · section16.xml · derivative · entry 2 SMITH ROGER L. · CIK 0001595564 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,936 Underlying: Common shares · 25,884 shares Expires not disclosed F3 · derivative.exercise_price: Each unit is redeemable upon vesting for one common share. F4 · derivative.exercise_date: Each unit will be redeemed for one common share on or within 30 days of 08/27/23 per the terms of the plan. F4 · derivative.expiration_date: Each unit will be redeemed for one common share on or within 30 days of 08/27/23 per the terms of the plan. Read SEC document |
| August 27, 2021 Filed Aug 31, 2021 21:06 UTC |
SMITH ROGER L.CHIEF FINANCIAL OFFICER
|
GrantCommon share options (right to buy) · Derivative | 103,536 | $0.00 Strike: $1.14 | $0.00 |
DisclosureSEC source: 0001654954-21-009587 · section16.xml · derivative · entry 1 SMITH ROGER L. · CIK 0001595564 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,048,987 Underlying: Common shares · 103,536 shares Expires 2026-08-27 F1 · derivative.exercise_price: The options were priced at $1.44 Canadian dollars; $1.1398 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date. F2 · derivative.exercise_date: The options will vest and become exercisable as follows: 34,512 on 08/27/2022; 34,512 on 08/27/2023; and 34,512 on 08/27/2024. Read SEC document |
| June 23, 2021 Filed Jun 24, 2021 21:10 UTC |
KLENDA JEFFREY T.Director · BOARD CHAIRMAN AND CEO
|
Exercise / conversionCommon share options (right to buy) · Derivative | 160,000 | $0.00 Strike: $0.59 | $0.00 |
DisclosureSEC source: 0001654954-21-007259 · section16.xml · derivative · entry 3 KLENDA JEFFREY T. · CIK 0001595593 · Director · BOARD CHAIRMAN AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,332,198 Underlying: Common Shares · 160,000 shares Expires 2021-12-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The options were exercised, and the shares were acquired, at $0.73 Canadian dollars; $0.5941 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.8139). F3 · derivative.exercise_date: The options granted on 12/16/2016 vested and became exercisable as follows: 33,812 on 12/16/2016; 74,386 on 5/2/2017; 74,386 on 9/16/2017; 74,386 on 1/31/2018; and 81,148 on 6/16/2018. Read SEC document |
| June 23, 2021 Filed Jun 24, 2021 21:10 UTC |
KLENDA JEFFREY T.Director · BOARD CHAIRMAN AND CEO
|
SaleCommon Shares | 160,000 | $1.59 | $253,936.00 |
DisclosureSEC source: 0001654954-21-007259 · section16.xml · nonDerivative · entry 2 KLENDA JEFFREY T. · CIK 0001595593 · Director · BOARD CHAIRMAN AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,776,172 F2 · price: The shares were sold at $1.9500 Canadian dollars; $1.5871 U.S. dollars is the equivalent of the sales price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.8139). Read SEC document |
| June 23, 2021 Filed Jun 24, 2021 21:10 UTC |
KLENDA JEFFREY T.Director · BOARD CHAIRMAN AND CEO
|
Exercise / conversionCommon Shares | 160,000 | $0.59 | $95,056.00 |
DisclosureSEC source: 0001654954-21-007259 · section16.xml · nonDerivative · entry 1 KLENDA JEFFREY T. · CIK 0001595593 · Director · BOARD CHAIRMAN AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,936,172 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The options were exercised, and the shares were acquired, at $0.73 Canadian dollars; $0.5941 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.8139). Read SEC document |
| March 24, 2021 Filed Mar 26, 2021 17:05 UTC |
HUBER GARY CDirector
|
Exercise / conversionCommon share options (right to buy) · Derivative | 128,000 | $0.00 Strike: $0.58 | $0.00 |
DisclosureSEC source: 0001654954-21-003342 · section16.xml · derivative · entry 3 HUBER GARY C · CIK 0001269312 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 633,668 Underlying: Common Shares · 128,000 shares Expires 2021-12-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The options were exercised, and the shares were acquired, at $0.73 Canadian dollars; $0.5812 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate as of the transaction date (Cdn$1.00 = US$0.7961). F3 · derivative.exercise_date: The options granted on 12/16/2016 vested and became exercisable as follows: 12,800 on 12/16/2016; 28,160 on 5/2/2017; 28,160 on 9/16/2017; 28,160 on 1/31/2018; and 30,720 on 6/16/2018. Read SEC document |
| March 24, 2021 Filed Mar 26, 2021 17:05 UTC |
HUBER GARY CDirector
|
SaleCommon Shares | 128,000 | $1.21 | $154,252.80 |
DisclosureSEC source: 0001654954-21-003342 · section16.xml · nonDerivative · entry 2 HUBER GARY C · CIK 0001269312 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,086 F2 · price: The shares were sold at $1.5137 Canadian dollars; $1.2051 U.S. dollars is the equivalent of the sales price pursuant to the exchange rate as of the transaction date (Cdn$1.00 = US$0.7961). Read SEC document |
| March 24, 2021 Filed Mar 26, 2021 17:05 UTC |
HUBER GARY CDirector
|
Exercise / conversionCommon Shares | 128,000 | $0.58 | $74,393.60 |
DisclosureSEC source: 0001654954-21-003342 · section16.xml · nonDerivative · entry 1 HUBER GARY C · CIK 0001269312 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 313,086 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The options were exercised, and the shares were acquired, at $0.73 Canadian dollars; $0.5812 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate as of the transaction date (Cdn$1.00 = US$0.7961). Read SEC document |
| March 16, 2021 Filed Mar 18, 2021 15:50 UTC |
KLENDA JEFFREY T.Director · BOARD CHAIRMAN AND CEO
|
Exercise / conversionCommon share options (right to buy) · Derivative | 178,118 | $0.00 Strike: $0.58 | $0.00 |
DisclosureSEC source: 0001654954-21-002965 · section16.xml · derivative · entry 3 KLENDA JEFFREY T. · CIK 0001595593 · Director · BOARD CHAIRMAN AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,492,198 Underlying: Common shares · 178,118 shares Expires 2021-12-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The options were exercised, and the shares were acquired, at $0.73 Canadian dollars; $0.5796 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.793910). F3 · derivative.exercise_date: The options granted on 12/16/2016 vested and became exercisable as follows: 33,812 on 12/16/2016; 74,386 on 5/2/2017; 74,386 on 9/16/2017; 74,386 on 1/31/2018; and 81,148 on 6/16/2018. Read SEC document |
| March 16, 2021 Filed Mar 18, 2021 15:50 UTC |
KLENDA JEFFREY T.Director · BOARD CHAIRMAN AND CEO
|
SaleCommon Shares | 178,118 | $1.32 | $234,438.91 |
DisclosureSEC source: 0001654954-21-002965 · section16.xml · nonDerivative · entry 2 KLENDA JEFFREY T. · CIK 0001595593 · Director · BOARD CHAIRMAN AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,776,172 F2 · price: The shares were sold at $1.6579 Canadian dollars; $1.3162 U.S. dollars is the equivalent of the sales price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.793910). Read SEC document |
| March 16, 2021 Filed Mar 18, 2021 15:50 UTC |
KLENDA JEFFREY T.Director · BOARD CHAIRMAN AND CEO
|
Exercise / conversionCommon Shares | 178,118 | $0.58 | $103,237.19 |
DisclosureSEC source: 0001654954-21-002965 · section16.xml · nonDerivative · entry 1 KLENDA JEFFREY T. · CIK 0001595593 · Director · BOARD CHAIRMAN AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,954,290 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The options were exercised, and the shares were acquired, at $0.73 Canadian dollars; $0.5796 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.793910). Read SEC document |
| March 16, 2021 Filed Mar 18, 2021 15:50 UTC |
CASH JOHNSee Remarks
|
Exercise / conversionCommon share options (right to buy) · Derivative | 181,106 | $0.00 Strike: $0.58 | $0.00 |
DisclosureSEC source: 0001654954-21-002964 · section16.xml · derivative · entry 3 CASH JOHN · CIK 0001595535 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 603,949 Underlying: Common shares · 181,106 shares Expires 2021-12-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The options were exercised, and the shares were acquired, at $0.73 Canadian dollars; $0.5796 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.793910). F3 · derivative.exercise_date: The options granted on 12/16/2016 vested and became exercisable as follows: 18,111 on 12/16/2016; 39,843 on 5/2/2017; 39,843 on 9/16/2017; 39,844 on 1/31/2018; and 43,465 on 6/16/2018. Read SEC document |
| March 16, 2021 Filed Mar 18, 2021 15:50 UTC |
CASH JOHNSee Remarks
|
SaleCommon Shares | 181,106 | $1.36 | $245,869.51 |
DisclosureSEC source: 0001654954-21-002964 · section16.xml · nonDerivative · entry 2 CASH JOHN · CIK 0001595535 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,560 F2 · price: The shares were sold at $1.7100 Canadian dollars; $1.3576 U.S. dollars is the equivalent of the sales price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.793910). Read SEC document |
| March 16, 2021 Filed Mar 18, 2021 15:50 UTC |
CASH JOHNSee Remarks
|
Exercise / conversionCommon Shares | 181,106 | $0.58 | $104,969.04 |
DisclosureSEC source: 0001654954-21-002964 · section16.xml · nonDerivative · entry 1 CASH JOHN · CIK 0001595535 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 368,666 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The options were exercised, and the shares were acquired, at $0.73 Canadian dollars; $0.5796 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.793910). Read SEC document |
| March 10, 2021 Filed Mar 11, 2021 18:02 UTC Amendment |
KLENDA JEFFREY T.Director · See Remarks
|
GiftCommon Shares | 20,000 | $1.10 | $22,000.00 |
DisclosureSEC source: 0001654954-21-002611 · section16.xml · nonDerivative · entry 2 KLENDA JEFFREY T. · CIK 0001595593 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,776,172 F1 · date: Amended item 3 (Date of Earliest Transaction to be Reported) and Table I, item 2 (Transaction Date), to reflect the correct transaction date. F2 · price: Amended Table I, item 4 (Price) to reflect the opening price on NYSE American on corrected transaction date. Read SEC document |
| March 10, 2021 Filed Mar 11, 2021 18:02 UTC Amendment |
KLENDA JEFFREY T.Director · See Remarks
|
GiftCommon Shares | 20,000 | $1.10 | $22,000.00 |
DisclosureSEC source: 0001654954-21-002611 · section16.xml · nonDerivative · entry 1 KLENDA JEFFREY T. · CIK 0001595593 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,796,172 F1 · date: Amended item 3 (Date of Earliest Transaction to be Reported) and Table I, item 2 (Transaction Date), to reflect the correct transaction date. F2 · price: Amended Table I, item 4 (Price) to reflect the opening price on NYSE American on corrected transaction date. Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 19:49 UTC |
KLENDA JEFFREY T.Director · See Remarks
|
GiftCommon shares | 20,000 | $1.02 | $20,400.00 |
DisclosureSEC source: 0001654954-21-002503 · section16.xml · nonDerivative · entry 2 KLENDA JEFFREY T. · CIK 0001595593 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,776,172 F1 · price: Opening price on NYSE American on date of transfer. Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 19:49 UTC |
KLENDA JEFFREY T.Director · See Remarks
|
GiftCommon shares | 20,000 | $1.02 | $20,400.00 |
DisclosureSEC source: 0001654954-21-002503 · section16.xml · nonDerivative · entry 1 KLENDA JEFFREY T. · CIK 0001595593 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,796,172 F1 · price: Opening price on NYSE American on date of transfer. Read SEC document |
| January 26, 2021 Filed Jan 27, 2021 21:06 UTC |
HATTEN STEVEN M.VICE PRESIDENT OPERATIONS
|
Exercise / conversionCommon share options (right to buy) · Derivative | 190,040 | $0.00 Strike: $0.57 | $0.00 |
DisclosureSEC source: 0001654954-21-000835 · section16.xml · derivative · entry 3 HATTEN STEVEN M. · CIK 0001595544 · VICE PRESIDENT OPERATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 633,683 Underlying: Common shares · 190,040 shares Expires 2021-12-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The options were exercised, and the shares were acquired, at $0.73 Canadian dollars; $0.5747 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate as of the transaction date (Cdn$ 1.00 = US$0.7873) as reported by Bank of Canada on its website, www.bankofcanada.ca. F3 · derivative.exercise_date: The options granted on 12/16/2016 vested and became exercisable as follows: 19,004 on 12/16/2016; 41,809 on 5/2/2017; 41,809 on 9/16/2017; 41,808 on 1/31/2018; and 45,610 on 6/16/2018. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.