URG

SEC source: 0001654954-22-015455 · section16.xml · derivative · entry 2

GOPLERUD PENNE A · CIK 0001595551 · Gen Counsel and Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,269

Underlying: Common Shares · 56,658 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU is redeemable upon vesting for one common share.

F4 · derivative.exercise_date: The RSUs became redeemable on November 14, 2022.

F4 · derivative.expiration_date: The RSUs became redeemable on November 14, 2022.

SEC source: 0001654954-22-015455 · section16.xml · nonDerivative · entry 1

GOPLERUD PENNE A · CIK 0001595551 · Gen Counsel and Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 301,316

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On November 13, 2020, the reporting person was granted 56,658 Restricted Share Units ("RSUs"). On redemption, 16,375 RSUs were withheld by the Company solely for the purpose of satisfying tax withholding obligations and the reporting person received 40,283 common shares.

F2 · price: The common shares were priced at $1.83 Canadian dollars and $1.3773 U.S. dollars is the equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$1.00 = US$0.7526) as reported by Bank of Canada on its website, www.bankofcanada.ca.

SEC source: 0001654954-22-015454 · section16.xml · derivative · entry 2

HATTEN STEVEN M. · CIK 0001595544 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,393

Underlying: Common Shares · 49,655 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU is redeemable upon vesting for one common share.

F4 · derivative.exercise_date: The RSUs became redeemable on November 14, 2022.

F4 · derivative.expiration_date: The RSUs became redeemable on November 14, 2022.

SEC source: 0001654954-22-015454 · section16.xml · nonDerivative · entry 1

HATTEN STEVEN M. · CIK 0001595544 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 253,984

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On November 13, 2020, the reporting person was granted 49,655 Restricted Share Units ("RSUs"). On redemption, 12,091 RSUs were withheld by the Company solely for the purpose of satisfying tax withholding obligations and the reporting person received 37,564 common shares.

F2 · price: The common shares were priced at $1.83 Canadian dollars and $1.3773 U.S. dollars is the equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$1.00 = US$0.7526) as reported by Bank of Canada on its website, www.bankofcanada.ca.

SEC source: 0001654954-22-015451 · section16.xml · derivative · entry 2

SMITH ROGER L. · CIK 0001595564 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,884

Underlying: Common shares · 63,022 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU is redeemable upon vesting for one common share.

F4 · derivative.exercise_date: The RSUs became redeemable on November 14, 2022.

F4 · derivative.expiration_date: The RSUs became redeemable on November 14, 2022.

SEC source: 0001654954-22-015451 · section16.xml · nonDerivative · entry 1

SMITH ROGER L. · CIK 0001595564 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 423,831

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On November 13, 2020, the reporting person was granted 63,022 Restricted Share Units ("RSUs"). On redemption, 18,214 RSUs were withheld by the Company solely for the purpose of satisfying tax withholding obligations and the reporting person received 44,808 common shares.

F2 · price: The common shares were priced at $1.83 Canadian dollars and $1.3773 U.S. dollars is the equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$1.00 = US$0.7526) as reported by Bank of Canada on its website, www.bankofcanada.ca.

SEC source: 0001654954-22-012136 · section16.xml · derivative · entry 6

WALKER KATHY E · CIK 0001267135 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 601,526

Underlying: Common shares · 120,000 shares

Expires 2022-12-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The options were exercised and the shares were acquired at $0.90 Canadian dollars; $0.6836 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7595).

F6 · derivative.exercise_date: The 120,000 options granted on 12/15/2017 vested and became exercisable as follows: 40,000 on 12/15/2018; 40,000 on 12/15/2019 and 40,000 on 12/15/2020.

SEC source: 0001654954-22-012136 · section16.xml · derivative · entry 5

WALKER KATHY E · CIK 0001267135 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 721,526

Underlying: Common shares · 200,000 shares

Expires 2022-09-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The options were exercised and the shares were acquired at $0.73 Canadian dollars; $0.5544 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7595).

F5 · derivative.exercise_date: The 200,000 options granted on 9/7/2017 vested and became exercisable as follows: 66,666 on 9/7/2018; 66,666 on 9/7/2019 and 66,668 on 9/7/2020.

SEC source: 0001654954-22-012136 · section16.xml · nonDerivative · entry 4

WALKER KATHY E · CIK 0001267135 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 291,541

F4 · price: The shares were sold at $1.6601 Canadian dollars; $1.2608 U.S. dollars is the equivalent of the sales price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7595).

SEC source: 0001654954-22-012136 · section16.xml · nonDerivative · entry 3

WALKER KATHY E · CIK 0001267135 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 358,285

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: The options were exercised and the shares were acquired at $0.90 Canadian dollars; $0.6836 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7595).

SEC source: 0001654954-22-012136 · section16.xml · nonDerivative · entry 2

WALKER KATHY E · CIK 0001267135 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238,285

F2 · price: The shares were sold at $1.7012 Canadian dollars; $1.2921 U.S. dollars is the equivalent of the sales price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7595).

SEC source: 0001654954-22-012136 · section16.xml · nonDerivative · entry 1

WALKER KATHY E · CIK 0001267135 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 328,940

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The options were exercised and the shares were acquired at $0.73 Canadian dollars; $0.5544 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7595).

SEC source: 0001654954-23-008993 · section16.xml · nonDerivative · entry 1

WALKER KATHY E · CIK 0001267135 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 186,601

F1 · price: The shares were sold at $1.6901 Canadian dollars; $1.2836 U.S. dollars is the equivalent of the sales price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7595).

F2 · balance_after: Reflects common shares beneficially owned at September 1, 2022.

SEC source: 0001654954-22-003674 · section16.xml · derivative · entry 3

KLENDA JEFFREY T. · CIK 0001595593 · Director · BOARD CHAIRMAN AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,282,061

Underlying: Common Shares · 239,422 shares

Expires 2022-12-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The options were exercised and the shares were acquired at $0.90 Canadian dollars; $0.7150 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7944).

F3 · derivative.exercise_date: The 239,422 options granted on 12/15/2017 vested and became exercisable as follows: 79,009 on 12/15/2018; 79,010 on 12/15/2019 and 81,703 on 12/15/2020.

SEC source: 0001654954-22-003674 · section16.xml · nonDerivative · entry 2

KLENDA JEFFREY T. · CIK 0001595593 · Director · BOARD CHAIRMAN AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,838,321

F2 · price: The shares were sold at $2.2664 Canadian dollars; $1.8004 U.S. dollars is the equivalent of the sales price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7944).

SEC source: 0001654954-22-003674 · section16.xml · nonDerivative · entry 1

KLENDA JEFFREY T. · CIK 0001595593 · Director · BOARD CHAIRMAN AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,077,743

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The options were exercised and the shares were acquired at $0.90 Canadian dollars; $0.7150 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7944).

SEC source: 0001654954-22-003515 · section16.xml · nonDerivative · entry 1

SMITH ROGER L. · CIK 0001595564 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 379,023

SEC source: 0001654954-22-003186 · section16.xml · derivative · entry 1

CASH JOHN · CIK 0001595535 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 856,700

Underlying: Common shares · 175,000 shares

Expires 2027-03-14

F1 · derivative.exercise_price: The options were priced at $2.23 Canadian dollars; $1.7454 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7827).

F2 · derivative.exercise_date: The options will vest and become exercisable as follows: 58,333 on 03/14/2023; 58,333 on 03/14/2024; and 58,334 on 03/14/2025.

SEC source: 0001654954-21-013003 · section16.xml · derivative · entry 3

GOPLERUD PENNE A · CIK 0001595551 · Gen Counsel and Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 816,137

Underlying: Common shares · 66,836 shares

Expires 2021-12-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The options were exercised and the shares were acquired at $0.73 Canadian dollars; $0.5774 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7910).

F3 · derivative.exercise_date: The original 216,836 options granted on 12/16/2016 vested and became exercisable as follows: 21,684 on 12/16/2016; 47,704 on 5/2/2017; 47,703 on 9/16/2017; 47,704 on 1/31/2018; and 52,041 on 6/16/2018.

SEC source: 0001654954-21-013003 · section16.xml · nonDerivative · entry 2

GOPLERUD PENNE A · CIK 0001595551 · Gen Counsel and Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,033

F2 · price: The shares were sold at $1.8325 Canadian dollars; $1.4495 U.S. dollars is the equivalent of the sales price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7910).

SEC source: 0001654954-21-013003 · section16.xml · nonDerivative · entry 1

GOPLERUD PENNE A · CIK 0001595551 · Gen Counsel and Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 327,869

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The options were exercised and the shares were acquired at $0.73 Canadian dollars; $0.5774 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7910).

SEC source: 0001654954-21-012717 · section16.xml · derivative · entry 3

GOPLERUD PENNE A · CIK 0001595551 · Gen Counsel and Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 882,973

Underlying: Common Shares · 150,000 shares

Expires 2021-12-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The options were exercised and the shares were acquired, at $0.73 Canadian dollars; $0.5719 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7834).

F3 · derivative.exercise_date: The original 216,836 options granted on 12/16/2016 vested and became exercisable as follows: 21,684 on 12/16/2016; 47,704 on 5/2/2017; 47,703 on 9/16/2017; 47,704 on 1/31/2018; and 52,041 on 6/16/2018.

SEC source: 0001654954-21-012717 · section16.xml · nonDerivative · entry 2

GOPLERUD PENNE A · CIK 0001595551 · Gen Counsel and Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,033

F2 · price: The shares were sold at $1.9885 Canadian dollars; $1.5578 U.S. dollars is the equivalent of the sales price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7834).

SEC source: 0001654954-21-012717 · section16.xml · nonDerivative · entry 1

GOPLERUD PENNE A · CIK 0001595551 · Gen Counsel and Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 411,033

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The options were exercised and the shares were acquired, at $0.73 Canadian dollars; $0.5719 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7834).

SEC source: 0001654954-21-012372 · section16.xml · derivative · entry 3

FRANKLIN JAMES M. · CIK 0001595808 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 721,526

Underlying: Common shares · 128,000 shares

Expires 2021-12-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The options were exercised, and the shares were acquired, at $0.73 Canadian dollars; $0.5817 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7968).

F3 · derivative.exercise_date: The original 128,000 options granted on 12/16/2016 vested and became exercisable as follows: 12,800 on 12/16/2016; 28,160 on 05/02/2017; 28,160 on 09/16/2017; 28,160 on 01/31/2018; and 30,720 on 06/16/2018.

SEC source: 0001654954-21-012372 · section16.xml · nonDerivative · entry 2

FRANKLIN JAMES M. · CIK 0001595808 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 581,076

F2 · price: The shares were sold at $2.3237 Canadian dollars; $1.8515 U.S. dollars is the equivalent of the sales price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7968).

SEC source: 0001654954-21-012372 · section16.xml · nonDerivative · entry 1

FRANKLIN JAMES M. · CIK 0001595808 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 709,076

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The options were exercised, and the shares were acquired, at $0.73 Canadian dollars; $0.5817 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7968).

SEC source: 0001654954-21-012329 · section16.xml · derivative · entry 3

Parker Thomas H · CIK 0001401432 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 721,526

Underlying: Common Shares · 128,000 shares

Expires 2021-12-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The options were exercised, and the shares were acquired, at $0.73 Canadian dollars; $0.5832 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7989).

F3 · derivative.exercise_date: The original 128,000 options granted on 12/16/2016 vested and became exercisable as follows: 12,800 on 12/16/2016; 28,160 on 05/02/2017; 28,160 on 09/16/2017; 28,160 on 01/31/2018; and 30,720 on 06/16/2018.

SEC source: 0001654954-21-012329 · section16.xml · nonDerivative · entry 2

Parker Thomas H · CIK 0001401432 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,294

F2 · price: The shares were sold at $2.3856 Canadian dollars; $1.9059 U.S. dollars is the equivalent of the sales price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7989).

SEC source: 0001654954-21-012329 · section16.xml · nonDerivative · entry 1

Parker Thomas H · CIK 0001401432 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 380,294

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The options were exercised, and the shares were acquired, at $0.73 Canadian dollars; $0.5832 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7989).

SEC source: 0001654954-21-011966 · section16.xml · derivative · entry 3

HATTEN STEVEN M. · CIK 0001595544 · VICE PRESIDENT OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 615,259

Underlying: Common shares · 100,000 shares

Expires 2022-12-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The options were exercised, and the shares were acquired, at $0.90 Canadian dollars; $0.7229 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.8033).

F3 · derivative.exercise_date: The original 134,566 options granted on 12/15/2017 vested and became exercisable as follows: 44,407 on 12/15/2018; 44,407 on 12/15/19; and 45,752 on 12/15/2020.

SEC source: 0001654954-21-011966 · section16.xml · nonDerivative · entry 2

HATTEN STEVEN M. · CIK 0001595544 · VICE PRESIDENT OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,420

F2 · price: The shares were sold at $2.558 Canadian dollars; $2.0548 U.S. dollars is the equivalent of the sales price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.8033).

SEC source: 0001654954-21-011966 · section16.xml · nonDerivative · entry 1

HATTEN STEVEN M. · CIK 0001595544 · VICE PRESIDENT OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 316,420

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The options were exercised, and the shares were acquired, at $0.90 Canadian dollars; $0.7229 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.8033).

SEC source: 0001654954-21-011967 · section16.xml · derivative · entry 3

SMITH ROGER L. · CIK 0001595564 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 907,803

Underlying: Common shares · 141,184 shares

Expires 2021-12-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The options were exercised and the shares were acquired, at $0.73 Canadian dollars; $0.5864 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.8033).

F3 · derivative.exercise_date: The original 241,184 options granted on 12/16/2016 vested and became exercisable as follows: 24,118 on 12/16/2016; 53,061 on 5/2/2017; 53,060 on 9/16/2017; 53,061 on 1/31/2018; and 57,884 on 6/16/2018.

SEC source: 0001654954-21-011967 · section16.xml · nonDerivative · entry 2

SMITH ROGER L. · CIK 0001595564 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 381,884

F2 · price: The shares were sold at $2.40 Canadian dollars; $1.9279 U.S. dollars is the equivalent of the sales price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.8033).

SEC source: 0001654954-21-011967 · section16.xml · nonDerivative · entry 1

SMITH ROGER L. · CIK 0001595564 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 523,068

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The options were exercised and the shares were acquired, at $0.73 Canadian dollars; $0.5864 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.8033).

SEC source: 0001654954-21-011862 · section16.xml · derivative · entry 2

Chang Robby Sai Kit · CIK 0001732700 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,443

Underlying: Common Shares · 48,394 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU is redeemable upon vesting for one common share.

F4 · derivative.exercise_date: The RSUs became redeemable on November 5, 2021.

F4 · derivative.expiration_date: The RSUs became redeemable on November 5, 2021.

SEC source: 0001654954-21-011862 · section16.xml · nonDerivative · entry 1

Chang Robby Sai Kit · CIK 0001732700 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,515

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On November 5, 2019, the reporting person was granted 48,394 Restricted Share Units ("RSUs"). On redemption, 25,906 RSUs were withheld by the Company solely for the purpose of satisfying tax withholding obligations and the reporting person received 22,488 common shares.

F2 · price: The common shares were priced at $2.36 Canadian dollars and $1.8953 U.S. dollars is the equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$ 1.00 = US$0.8031) as reported by Bank of Canada on its website, www.bankofcanada.ca.

SEC source: 0001654954-21-011851 · section16.xml · derivative · entry 2

Parker Thomas H · CIK 0001401432 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,443

Underlying: Common Shares · 48,394 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU is redeemable upon vesting for one common share.

F4 · derivative.exercise_date: The RSUs became redeemable on November 5, 2021.

F4 · derivative.expiration_date: The RSUs became redeemable on November 5, 2021.

SEC source: 0001654954-21-011851 · section16.xml · nonDerivative · entry 1

Parker Thomas H · CIK 0001401432 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,294

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On November 5, 2019, the reporting person was granted 48,394 Restricted Share Units ("RSUs"). On redemption, the reporting person received 48,394 common shares.

F2 · price: The common shares were priced at $2.36 Canadian dollars and $1.8953 U.S. dollars is the equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$ 1.00 = US$0.8031) as reported by Bank of Canada on its website, www.bankofcanada.ca.

SEC source: 0001654954-21-011855 · section16.xml · derivative · entry 2

HUBER GARY C · CIK 0001269312 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,443

Underlying: Common Shares · 48,394 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU is redeemable upon vesting for one common share.

F4 · derivative.exercise_date: The RSUs became redeemable on November 5, 2021.

F4 · derivative.expiration_date: The RSUs became redeemable on November 5, 2021.

SEC source: 0001654954-21-011855 · section16.xml · nonDerivative · entry 1

HUBER GARY C · CIK 0001269312 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,480

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On November 5, 2019, the reporting person was granted 48,394 Restricted Share Units ("RSUs"). On redemption, the reporting person received 48,394 common shares.

F2 · price: The common shares were priced at $2.36 Canadian dollars and $1.8953 U.S. dollars is the equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$ 1.00 = US$0.8031) as reported by Bank of Canada on its website, www.bankofcanada.ca.

SEC source: 0001654954-21-011846 · section16.xml · derivative · entry 2

WALKER KATHY E · CIK 0001267135 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,443

Underlying: Common Shares · 48,394 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU is redeemable upon vesting for one common share.

F4 · derivative.exercise_date: The RSUs became redeemable on November 5, 2021.

F4 · derivative.expiration_date: The RSUs became redeemable on November 5, 2021.

SEC source: 0001654954-21-011846 · section16.xml · nonDerivative · entry 1

WALKER KATHY E · CIK 0001267135 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,940

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On November 5, 2019, the reporting person was granted 48,394 Restricted Share Units ("RSUs"). On redemption, the reporting person received 48,394 common shares.

F2 · price: The common shares were priced at $2.36 Canadian dollars and $1.8953 U.S. dollars is the equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$ 1.00 = US$0.8031) as reported by Bank of Canada on its website, www.bankofcanada.ca.

SEC source: 0001654954-21-011868 · section16.xml · derivative · entry 5

BOBERG W. WILLIAM · CIK 0001595538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 721,526

Underlying: Common shares · 128,000 shares

Expires 2021-12-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: The options were exercised, and the shares were acquired, at $0.73 Canadian dollars; $0.5863 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.8031).

F7 · derivative.exercise_date: The options granted on 12/16/2016 vested and became exercisable as follows: 12,800 on 12/16/2016; 28,160 on 5/2/2017; 28,160 on 9/16/2017; 28,160 on 1/31/2018; and 30,720 on 6/16/2018.

SEC source: 0001654954-21-011868 · section16.xml · derivative · entry 4

BOBERG W. WILLIAM · CIK 0001595538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,443

Underlying: Common Shares · 48,394 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU is redeemable upon vesting for one common share.

F4 · derivative.exercise_date: The RSUs became redeemable on November 5, 2021.

F4 · derivative.expiration_date: The RSUs became redeemable on November 5, 2021.

SEC source: 0001654954-21-011868 · section16.xml · nonDerivative · entry 3

BOBERG W. WILLIAM · CIK 0001595538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 942,762

F6 · price: The shares were sold at $2.3093 Canadian dollars; $1.8546 U.S. dollars is the equivalent of the sales price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.8031).

SEC source: 0001654954-21-011868 · section16.xml · nonDerivative · entry 2

BOBERG W. WILLIAM · CIK 0001595538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 985,009

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: The options were exercised, and the shares were acquired, at $0.73 Canadian dollars; $0.5863 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.8031).

SEC source: 0001654954-21-011868 · section16.xml · nonDerivative · entry 1

BOBERG W. WILLIAM · CIK 0001595538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 857,009

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On November 5, 2019, the reporting person was granted 48,394 Restricted Share Units ("RSUs"). On redemption, the reporting person received 48,394 common shares.

F2 · price: The common shares were priced at $2.36 Canadian dollars and $1.8953 U.S. dollars is the equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$ 1.00 = US$0.8031) as reported by Bank of Canada on its website, www.bankofcanada.ca.

SEC source: 0001654954-21-011864 · section16.xml · derivative · entry 2

CASH JOHN · CIK 0001595535 · VP Regulatory Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,762

Underlying: Common Shares · 42,826 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU is redeemable upon vesting for one common share.

F4 · derivative.exercise_date: The RSUs became redeemable on November 5, 2021.

F4 · derivative.expiration_date: The RSUs became redeemable on November 5, 2021.