URG

SEC source: 0001654954-23-001021 · section16.xml · nonDerivative · entry 2

FRANKLIN JAMES M. · CIK 0001595808 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 605,927

F2 · price: The shares were sold at $1.6563 Canadian dollars; $1.2407 U.S. dollars is the equivalent of the sales price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7491).

SEC source: 0001654954-23-001021 · section16.xml · nonDerivative · entry 1

FRANKLIN JAMES M. · CIK 0001595808 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 799,501

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The options were exercised and the shares were acquired at $0.79 Canadian dollars; $0.5918 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7491).

SEC source: 0001654954-23-000369 · section16.xml · nonDerivative · entry 1

HUBER GARY C · CIK 0001269312 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 286,959

F1 · price: The shares were sold for $1.6721 Canadian dollars; $1.2459 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7451). www.bankofcanada.ca.

SEC source: 0001654954-23-000217 · section16.xml · derivative · entry 2

Chang Robby Sai Kit · CIK 0001732700 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,790

Underlying: Common shares · 22,826 shares

Expires not disclosed

F3 · derivative.exercise_price: Each unit is redeemable upon vesting for one common share.

F4 · derivative.exercise_date: Each unit will be redeemed for one common share on or within 30 days of 01/04/2025 per the terms of the plan.

F4 · derivative.expiration_date: Each unit will be redeemed for one common share on or within 30 days of 01/04/2025 per the terms of the plan.

SEC source: 0001654954-23-000217 · section16.xml · derivative · entry 1

Chang Robby Sai Kit · CIK 0001732700 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 892,831

Underlying: Common shares · 91,305 shares

Expires 2028-01-04

F1 · derivative.exercise_price: The options were priced at $1.55 Canadian dollars; $1.1475 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7403) www.bankofcanada.ca.

F2 · derivative.exercise_date: The options will vest and become exercisable as follows: 30,435 on 01/04/24; 30,435 on 01/04/25; and 30,435 on 01/04/26.

SEC source: 0001654954-23-000216 · section16.xml · derivative · entry 2

HUBER GARY C · CIK 0001269312 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,790

Underlying: Common Shares · 22,826 shares

Expires not disclosed

F3 · derivative.exercise_price: Each unit is redeemable upon vesting for one common share.

F4 · derivative.exercise_date: Each unit will be redeemed for one common share on or within 30 days of 01/04/2025 per the terms of the plan.

F4 · derivative.expiration_date: Each unit will be redeemed for one common share on or within 30 days of 01/04/2025 per the terms of the plan.

SEC source: 0001654954-23-000216 · section16.xml · derivative · entry 1

HUBER GARY C · CIK 0001269312 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 692,831

Underlying: Common Shares · 91,305 shares

Expires 2028-01-04

F1 · derivative.exercise_price: The options were priced at $1.55 Canadian dollars; $1.1475 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7403) www.bankofcanada.ca.

F2 · derivative.exercise_date: The options will vest and become exercisable as follows: 30,435 on 01/04/24; 30,435 on 01/04/25; and 30,435 on 01/04/26.

SEC source: 0001654954-23-000218 · section16.xml · derivative · entry 2

Parker Thomas H · CIK 0001401432 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,790

Underlying: Common shares · 22,826 shares

Expires not disclosed

F3 · derivative.exercise_price: Each unit is redeemable upon vesting for one common share.

F4 · derivative.exercise_date: Each unit will be redeemed for one common share on or within 30 days of 01/04/2025 per the terms of the plan

F4 · derivative.expiration_date: Each unit will be redeemed for one common share on or within 30 days of 01/04/2025 per the terms of the plan

SEC source: 0001654954-23-000218 · section16.xml · derivative · entry 1

Parker Thomas H · CIK 0001401432 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 692,831

Underlying: Common shares · 91,305 shares

Expires 2028-01-04

F1 · derivative.exercise_price: The options were priced at $1.55 Canadian dollars; $1.1475 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7403) www.bankofcanada.ca.

F2 · derivative.exercise_date: The options will vest and become exercisable as follows: 30,435 on 01/04/24; 30,435 on 01/04/25; and 30,435 on 01/04/26.

SEC source: 0001654954-23-000213 · section16.xml · derivative · entry 2

WALKER KATHY E · CIK 0001267135 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,790

Underlying: Common Shares · 22,826 shares

Expires not disclosed

F3 · derivative.exercise_price: Each unit is redeemable upon vesting for one common share.

F4 · derivative.exercise_date: Each unit will be redeemed for one common share on or within 30 days of 01/04/2025 per the terms of the plan.

F4 · derivative.expiration_date: Each unit will be redeemed for one common share on or within 30 days of 01/04/2025 per the terms of the plan.

SEC source: 0001654954-23-000213 · section16.xml · derivative · entry 1

WALKER KATHY E · CIK 0001267135 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 692,831

Underlying: Common Shares · 91,305 shares

Expires 2028-01-04

F1 · derivative.exercise_price: The options were priced at $1.55 Canadian dollars; $1.1475 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7403) www.bankofcanada.ca.

F2 · derivative.exercise_date: The options will vest and become exercisable as follows: 30,435 on 01/04/24; 30,435 on 01/04/25; and 30,435 on 01/04/26.

SEC source: 0001654954-23-000220 · section16.xml · derivative · entry 2

CASH JOHN · CIK 0001595535 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,184

Underlying: Common shares · 44,748 shares

Expires not disclosed

F3 · derivative.exercise_price: Each unit is redeemable upon vesting for one common share.

F4 · derivative.exercise_date: Each unit will be redeemed for one common share on or within 30 days of 01/04/2025 per the terms of the plan.

F4 · derivative.expiration_date: Each unit will be redeemed for one common share on or within 30 days of 01/04/2025 per the terms of the plan.

SEC source: 0001654954-23-000220 · section16.xml · derivative · entry 1

CASH JOHN · CIK 0001595535 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 907,443

Underlying: Common shares · 178,989 shares

Expires 2028-01-04

F1 · derivative.exercise_price: The options were priced at $1.55 Canadian dollars; $1.1475 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7403) www.bankofcanada.ca.

F2 · derivative.exercise_date: The options will vest and become exercisable as follows: 59,663 on 01/04/24; 59,663 on 01/04/25; and 59,663 on 01/04/26.

SEC source: 0001654954-23-000219 · section16.xml · derivative · entry 2

FRANKLIN JAMES M. · CIK 0001595808 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,790

Underlying: Common shares · 22,826 shares

Expires not disclosed

F3 · derivative.exercise_price: Each unit is redeemable upon vesting for one common share.

F4 · derivative.exercise_date: Each unit will be redeemed for one common share on or within 30 days of 01/04/2025 per the terms of the plan.

F4 · derivative.expiration_date: Each unit will be redeemed for one common share on or within 30 days of 01/04/2025 per the terms of the plan.

SEC source: 0001654954-23-000219 · section16.xml · derivative · entry 1

FRANKLIN JAMES M. · CIK 0001595808 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 692,831

Underlying: Common shares · 91,305 shares

Expires 2028-01-04

F1 · derivative.exercise_price: The options were priced at $1.55 Canadian dollars; $1.1475 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7403) www.bankofcanada.ca.

F2 · derivative.exercise_date: The options will vest and become exercisable as follows: 30,435 on 01/04/24; 30,435 on 01/04/25; and 30,435 on 01/04/26.

SEC source: 0001654954-23-000215 · section16.xml · derivative · entry 2

HATTEN STEVEN M. · CIK 0001595544 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,957

Underlying: Common shares · 29,564 shares

Expires not disclosed

F3 · derivative.exercise_price: Each unit is redeemable upon vesting for one common share.

F4 · derivative.exercise_date: Each unit will be redeemed for one common share on or within 30 days of 01/04/2025 per the terms of the plan.

F4 · derivative.expiration_date: Each unit will be redeemed for one common share on or within 30 days of 01/04/2025 per the terms of the plan.

SEC source: 0001654954-23-000215 · section16.xml · derivative · entry 1

HATTEN STEVEN M. · CIK 0001595544 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 698,956

Underlying: Common shares · 118,263 shares

Expires 2028-01-04

F1 · derivative.exercise_price: The options were priced at $1.55 Canadian dollars; $1.1475 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7403) www.bankofcanada.ca

F2 · derivative.exercise_date: The options will vest and become exercisable as follows: 39,421 on 01/04/24; 39,421 on 01/04/25; and 39,421 on 01/04/26.

SEC source: 0001654954-23-000214 · section16.xml · derivative · entry 2

BOBERG W. WILLIAM · CIK 0001595538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,790

Underlying: Common Shares · 22,826 shares

Expires not disclosed

F3 · derivative.exercise_price: Each unit is redeemable upon vesting for one common share.

F4 · derivative.exercise_date: Each unit will be redeemed for one common share on or within 30 days of 01/04/2025 per the terms of the plan.

F4 · derivative.expiration_date: Each unit will be redeemed for one common share on or within 30 days of 01/04/2025 per the terms of the plan.

SEC source: 0001654954-23-000214 · section16.xml · derivative · entry 1

BOBERG W. WILLIAM · CIK 0001595538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 692,831

Underlying: Common Shares · 91,305 shares

Expires 2028-01-04

F1 · derivative.exercise_price: The options were priced at $1.55 Canadian dollars; $1.1475 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7403) www.bankofcanada.ca.

F2 · derivative.exercise_date: The options will vest and become exercisable as follows: 30,435 on 01/04/24; 30,435 on 01/04/25; and 30,435 on 01/04/26.

SEC source: 0001654954-23-000211 · section16.xml · derivative · entry 2

GOPLERUD PENNE A · CIK 0001595551 · Gen Counsel and Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,313

Underlying: Common Shares · 27,044 shares

Expires not disclosed

F3 · derivative.exercise_price: Each unit is redeemable upon vesting for one common share.

F4 · derivative.exercise_date: Each unit will be redeemed for one common share on or within 30 days of 01/04/2025 per the terms of the plan.

F4 · derivative.expiration_date: Each unit will be redeemed for one common share on or within 30 days of 01/04/2025 per the terms of the plan.

SEC source: 0001654954-23-000211 · section16.xml · derivative · entry 1

GOPLERUD PENNE A · CIK 0001595551 · Gen Counsel and Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 770,765

Underlying: Common Shares · 108,174 shares

Expires 2028-01-04

F1 · derivative.exercise_price: The options were priced at $1.55 Canadian dollars; $1.1475 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7403) www.bankofcanada.ca.

F2 · derivative.exercise_date: The options will vest and become exercisable as follows: 36,058 on 01/04/24; 36,058 on 01/04/25; and 36,058 on 01/04/26.

SEC source: 0001654954-23-000212 · section16.xml · derivative · entry 2

SMITH ROGER L. · CIK 0001595564 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,066

Underlying: Common shares · 29,182 shares

Expires not disclosed

F3 · derivative.exercise_price: Each unit is redeemable upon vesting for one common share

F4 · derivative.exercise_date: Each unit will be redeemed for one common share on or within 30 days of 01/04/2025 per the terms of the plan.

F4 · derivative.expiration_date: Each unit will be redeemed for one common share on or within 30 days of 01/04/2025 per the terms of the plan.

SEC source: 0001654954-23-000212 · section16.xml · derivative · entry 1

SMITH ROGER L. · CIK 0001595564 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 853,745

Underlying: Common shares · 116,730 shares

Expires 2028-01-04

F1 · derivative.exercise_price: The options were priced at $1.55 Canadian dollars; $1.1475 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7403) www.bankofcanada.ca.

F2 · derivative.exercise_date: The options will vest and become exercisable as follows: 38,910 on 01/04/24; 38,910 on 01/04/25; and 38,910 on 01/04/26

SEC source: 0001654954-22-017091 · section16.xml · nonDerivative · entry 1

Parker Thomas H · CIK 0001401432 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 305,773

F1 · price: The shares were sold for $1.5607 Canadian dollars; $1.1505 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7372). www.bankofcanada.ca.

SEC source: 0001654954-22-016640 · section16.xml · derivative · entry 2

Parker Thomas H · CIK 0001401432 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 601,526

Underlying: Common Shares · 120,000 shares

Expires 2022-12-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The options were exercised and the shares were acquired at $0.90 Canadian dollars; $0.6598 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7331). www.bankofcanada.ca.

F2 · derivative.exercise_date: The 120,000 options granted on 12/15/2017 vested and became exercisable as follows: 40,000 on 12/15/2018; 40,000 on 12/15/2019 and 40,000 on 12/15/2020.

SEC source: 0001654954-22-016640 · section16.xml · nonDerivative · entry 1

Parker Thomas H · CIK 0001401432 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 425,773

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The options were exercised and the shares were acquired at $0.90 Canadian dollars; $0.6598 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7331). www.bankofcanada.ca.

SEC source: 0001654954-22-016579 · section16.xml · derivative · entry 2

HUBER GARY C · CIK 0001269312 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 601,526

Underlying: Common shares · 120,000 shares

Expires 2022-12-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The options were exercised and the shares were acquired at $0.90 Canadian dollars; $0.6637 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7374).www.bankofcanada.ca.

F2 · derivative.exercise_date: The 120,000 options granted on 12/15/2017 vested and became exercisable as follows: 40,000 on 12/15/2018; 40,000 on 12/15/2019 and 40,000 on 12/15/2020.

SEC source: 0001654954-22-016579 · section16.xml · nonDerivative · entry 1

HUBER GARY C · CIK 0001269312 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 406,959

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The options were exercised and the shares were acquired at $0.90 Canadian dollars; $0.6637 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7374).www.bankofcanada.ca.

SEC source: 0001654954-22-016578 · section16.xml · derivative · entry 2

SMITH ROGER L. · CIK 0001595564 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 737,015

Underlying: Common shares · 170,788 shares

Expires 2022-12-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The options were exercised and the shares were acquired at $0.90 Canadian dollars; $0.6637 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7374).www.bankofcanada.ca.

F2 · derivative.exercise_date: The 170,788 options granted on 12/15/2017 vested and became exercisable as follows:56,360 on 12/15/2018; 56,360 on 12/15/2019 and 58,068 on 12/15/2020.

SEC source: 0001654954-22-016578 · section16.xml · nonDerivative · entry 1

SMITH ROGER L. · CIK 0001595564 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 594,619

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The options were exercised and the shares were acquired at $0.90 Canadian dollars; $0.6637 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7374).www.bankofcanada.ca.

SEC source: 0001654954-22-016577 · section16.xml · derivative · entry 2

GOPLERUD PENNE A · CIK 0001595551 · Gen Counsel and Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 721,137

Underlying: Common shares · 95,000 shares

Expires 2022-12-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The options were exercised and the shares were acquired at $0.90 Canadian dollars; $0.6637 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7374).www.bankofcanada.ca.

F2 · derivative.exercise_date: The 153,546 options granted on 12/15/2017 vested and became exercisable as follows: 50,670 on 12/15/2018; 50,670 on 12/15/2019 and 52,206 on 12/15/2020.

SEC source: 0001654954-22-016577 · section16.xml · nonDerivative · entry 1

GOPLERUD PENNE A · CIK 0001595551 · Gen Counsel and Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 396,316

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The options were exercised and the shares were acquired at $0.90 Canadian dollars; $0.6637 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7374).www.bankofcanada.ca.

SEC source: 0001654954-22-016520 · section16.xml · derivative · entry 2

HATTEN STEVEN M. · CIK 0001595544 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 580,693

Underlying: Common shares · 34,566 shares

Expires 2022-12-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The options were exercised and the shares were acquired at $0.90 Canadian dollars; $0.6644 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7382). www.bankofcanada.ca.

F2 · derivative.exercise_date: A total of 134,586 options granted on 12/15/2017 vested and became exercisable as follows: 44,406 on 12/15/2018; 44,407 on 12/15/2019 and 45,753 on 12/15/2020.

SEC source: 0001654954-22-016520 · section16.xml · nonDerivative · entry 1

HATTEN STEVEN M. · CIK 0001595544 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 288,550

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The options were exercised and the shares were acquired at $0.90 Canadian dollars; $0.6644 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7382). www.bankofcanada.ca.

SEC source: 0001654954-22-016519 · section16.xml · derivative · entry 2

CASH JOHN · CIK 0001595535 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 728,454

Underlying: Common Shares · 128,246 shares

Expires 2022-12-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The options were exercised and the shares were acquired at $0.90 Canadian dollars; $0.6590 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7322). www.bankofcanada.ca.

F2 · derivative.exercise_date: The 128,246 options granted on 12/15/2017 vested and became exercisable as follows: 42,321 on 12/15/2018; 42,321 on 12/15/2019 and 43,604 on 12/15/2020.

SEC source: 0001654954-22-016519 · section16.xml · nonDerivative · entry 1

CASH JOHN · CIK 0001595535 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 384,005

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The options were exercised and the shares were acquired at $0.90 Canadian dollars; $0.6590 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7322). www.bankofcanada.ca.

SEC source: 0001654954-22-015457 · section16.xml · derivative · entry 2

Chang Robby Sai Kit · CIK 0001732700 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,964

Underlying: Common Shares · 53,479 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU is redeemable upon vesting for one common share.

F4 · derivative.exercise_date: The RSUs became redeemable on November 14, 2022.

F4 · derivative.expiration_date: The RSUs became redeemable on November 14, 2022.

SEC source: 0001654954-22-015457 · section16.xml · nonDerivative · entry 1

Chang Robby Sai Kit · CIK 0001732700 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,366

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On November 13, 2020, the reporting person was granted 53,479 Restricted Share Units ("RSUs"). On redemption, 28,628 RSUs were withheld by the Company solely for the purpose of satisfying tax withholding obligations and the reporting person received 24,851 common shares.

F2 · price: The common shares were priced at $1.83 Canadian dollars and $1.3773 U.S. dollars is the equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$1.00 = US$0.7526) as reported by Bank of Canada on its website, www.bankofcanada.ca.

SEC source: 0001654954-22-015452 · section16.xml · derivative · entry 2

Parker Thomas H · CIK 0001401432 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,964

Underlying: Common Shares · 53,479 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU is redeemable upon vesting for one common share.

F4 · derivative.exercise_date: The RSUs became redeemable on November 14, 2022.

F4 · derivative.expiration_date: The RSUs became redeemable on November 14, 2022.

SEC source: 0001654954-22-015452 · section16.xml · nonDerivative · entry 1

Parker Thomas H · CIK 0001401432 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 305,773

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On November 13, 2020, the reporting person was granted 53,479 Restricted Share Units ("RSUs"). On redemption, the reporting person received 53,479 common shares.

F2 · price: The common shares were priced at $1.83 Canadian dollars and $1.3773 U.S. dollars is the equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$1.00 = US$0.7526) as reported by Bank of Canada on its website, www.bankofcanada.ca.

SEC source: 0001654954-22-015450 · section16.xml · derivative · entry 2

WALKER KATHY E · CIK 0001267135 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,964

Underlying: Common shares · 53,479 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU is redeemable upon vesting for one common share.

F4 · derivative.exercise_date: The RSUs became redeemable on November 14, 2022.

F4 · derivative.expiration_date: The RSUs became redeemable on November 14, 2022.

SEC source: 0001654954-22-015450 · section16.xml · nonDerivative · entry 1

WALKER KATHY E · CIK 0001267135 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 345,020

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On November 13, 2020, the reporting person was granted 53,479 Restricted Share Units ("RSUs"). On redemption, the reporting person received 53,479 common shares.

F2 · price: The common shares were priced at $1.83 Canadian dollars and $1.3773 U.S. dollars is the equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$1.00 = US$0.7526) as reported by Bank of Canada on its website, www.bankofcanada.ca.

SEC source: 0001654954-22-015453 · section16.xml · derivative · entry 2

HUBER GARY C · CIK 0001269312 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,964

Underlying: Common Shares · 53,479 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU is redeemable upon vesting for one common share.

F4 · derivative.exercise_date: The RSUs became redeemable on November 14, 2022.

F4 · derivative.expiration_date: The RSUs became redeemable on November 14, 2022.

SEC source: 0001654954-22-015453 · section16.xml · nonDerivative · entry 1

HUBER GARY C · CIK 0001269312 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 286,959

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On November 13, 2020, the reporting person was granted 53,479 Restricted Share Units ("RSUs"). On redemption, the reporting person received 53,479 common shares.

F2 · price: The common shares were priced at $1.83 Canadian dollars and $1.3773 U.S. dollars is the equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$1.00 = US$0.7526) as reported by Bank of Canada on its website, www.bankofcanada.ca.

SEC source: 0001654954-22-015459 · section16.xml · derivative · entry 2

BOBERG W. WILLIAM · CIK 0001595538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,964

Underlying: Common Shares · 53,479 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU is redeemable upon vesting for one common share.

F4 · derivative.exercise_date: The RSUs became redeemable on November 14, 2022.

F4 · derivative.expiration_date: The RSUs became redeemable on November 14, 2022.

SEC source: 0001654954-22-015459 · section16.xml · nonDerivative · entry 1

BOBERG W. WILLIAM · CIK 0001595538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 996,241

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On November 13, 2020, the reporting person was granted 53,479 Restricted Share Units ("RSUs"). On redemption, the reporting person received 53,479 common shares.

F2 · price: The common shares were priced at $1.83 Canadian dollars and $1.3773 U.S. dollars is the equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$1.00 = US$0.7526) as reported by Bank of Canada on its website, www.bankofcanada.ca.

SEC source: 0001654954-22-015458 · section16.xml · derivative · entry 2

CASH JOHN · CIK 0001595535 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,436

Underlying: Common Shares · 47,326 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU is redeemable upon vesting for one common share.

F4 · derivative.exercise_date: The RSUs became redeemable on November 14, 2022.

F4 · derivative.expiration_date: The RSUs became redeemable on November 14, 2022.

SEC source: 0001654954-22-015458 · section16.xml · nonDerivative · entry 1

CASH JOHN · CIK 0001595535 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255,759

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On November 13, 2020, the reporting person was granted 47,326 Restricted Share Units ("RSUs"). On redemption, 11,524 RSUs were withheld by the Company solely for the purpose of satisfying tax withholding obligations and the reporting person received 35,802 common shares.

F2 · price: The common shares were priced at $1.83 Canadian dollars and $1.3773 U.S. dollars is the equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$1.00 = US$0.7526) as reported by Bank of Canada on its website, www.bankofcanada.ca.

SEC source: 0001654954-22-015456 · section16.xml · derivative · entry 2

FRANKLIN JAMES M. · CIK 0001595808 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,964

Underlying: Common Shares · 53,479 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU is redeemable upon vesting for one common share.

F4 · derivative.exercise_date: The RSUs became redeemable on November 14, 2022.

F4 · derivative.expiration_date: The RSUs became redeemable on November 14, 2022.

SEC source: 0001654954-22-015456 · section16.xml · nonDerivative · entry 1

FRANKLIN JAMES M. · CIK 0001595808 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 605,927

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On November 13, 2020, the reporting person was granted 53,479 Restricted Share Units ("RSUs"). On redemption, 28,628 RSUs were withheld by the Company solely for the purpose of satisfying tax withholding obligations and the reporting person received 24,851 common shares.

F2 · price: The common shares were priced at $1.83 Canadian dollars and $1.3773 U.S. dollars is the equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$1.00 = US$0.7526) as reported by Bank of Canada on its website, www.bankofcanada.ca.