URG

SEC source: 0001654954-23-011389 · section16.xml · nonDerivative · entry 1

GOPLERUD PENNE A · CIK 0001595551 · Gen Counsel and Corp Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 412,895

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On August 27, 2021, the reporting person was granted 23,269 Restricted Share Units ("RSUs"). On redemption, 6,690 RSUs were withheld by the Company solely for the purpose of satisfying tax withholding obligations and the reporting person received 16,579 common shares.

F2 · price: The common shares were priced at $1.73 Canadian dollars and $1.2724 U.S. dollars is the equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$1.00 = US$0.7355) as reported by Bank of Canada on its website, www.bankofcanada.ca.

SEC source: 0001654954-23-011388 · section16.xml · derivative · entry 2

FRANKLIN JAMES M. · CIK 0001595808 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,826

Underlying: Common Shares · 21,964 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU is redeemable upon vesting for one common share.

F4 · derivative.exercise_date: The RSUs became redeemable on August 27, 2023.

F4 · derivative.expiration_date: The RSUs became redeemable on August 27, 2023.

SEC source: 0001654954-23-011388 · section16.xml · nonDerivative · entry 1

FRANKLIN JAMES M. · CIK 0001595808 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 616,133

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On August 27, 2021, the reporting person was granted 21,964 Restricted Share Units ("RSUs"). On redemption, 11,758 RSUs were withheld by the Company solely for the purpose of satisfying tax withholding obligations and the reporting person received 10,206 common shares.

F2 · price: The common shares were priced at $1.73 Canadian dollars and $1.2724 U.S. dollars is the equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$1.00 = US$0.7355) as reported by Bank of Canada on its website, www.bankofcanada.ca.

SEC source: 0001654954-23-011386 · section16.xml · derivative · entry 2

CASH JOHN · CIK 0001595535 · Director · Board Chairman, President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,748

Underlying: Common Shares · 19,436 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU is redeemable upon vesting for one common share.

F4 · derivative.exercise_date: The RSUs became redeemable on August 27, 2023.

F4 · derivative.expiration_date: The RSUs became redeemable on August 27, 2023.

SEC source: 0001654954-23-011386 · section16.xml · nonDerivative · entry 1

CASH JOHN · CIK 0001595535 · Director · Board Chairman, President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 458,184

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On August 27, 2021, the reporting person was granted 19,436 Restricted Share Units ("RSUs"). On redemption, 4,733 RSUs were withheld by the Company solely for the purpose of satisfying tax withholding obligations and the reporting person received 14,703 common shares.

F2 · price: The common shares were priced at $1.73 Canadian dollars and $1.2724 U.S. dollars is the equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$1.00 = US$0.7355) as reported by Bank of Canada on its website, www.bankofcanada.ca.

SEC source: 0001654954-23-011385 · section16.xml · derivative · entry 2

BOBERG W. WILLIAM · CIK 0001595538 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,826

Underlying: Common Shares · 21,964 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU is redeemable upon vesting for one common share.

F4 · derivative.exercise_date: The RSUs became redeemable on August 27, 2023.

F4 · derivative.expiration_date: The RSUs became redeemable on August 27, 2023.

SEC source: 0001654954-23-011385 · section16.xml · nonDerivative · entry 1

BOBERG W. WILLIAM · CIK 0001595538 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,036,991

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On August 27, 2021, the reporting person was granted 21,964 Restricted Share Units ("RSUs"). On redemption, the reporting person received 21,964 common shares.

F2 · price: The common shares were priced at $1.73 Canadian dollars and $1.2724 U.S. dollars is the equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$1.00 = US$0.7355) as reported by Bank of Canada on its website, www.bankofcanada.ca.

SEC source: 0001654954-23-011382 · section16.xml · derivative · entry 2

SMITH ROGER L. · CIK 0001595564 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,182

Underlying: Common Shares · 25,884 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU is redeemable upon vesting for one common share.

F4 · derivative.exercise_date: The RSUs became redeemable on August 27, 2023.

F4 · derivative.expiration_date: The RSUs became redeemable on August 27, 2023.

SEC source: 0001654954-23-011382 · section16.xml · nonDerivative · entry 1

SMITH ROGER L. · CIK 0001595564 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 613,061

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On August 27, 2021, the reporting person was granted 25,884 Restricted Share Units ("RSUs"). On redemption, 7,442 RSUs were withheld by the Company solely for the purpose of satisfying tax withholding obligations and the reporting person received 18,442 common shares.

F2 · price: The common shares were priced at $1.73 Canadian dollars and $1.2724 U.S. dollars is the equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$1.00 = US$0.7355) as reported by Bank of Canada on its website, www.bankofcanada.ca.

SEC source: 0001654954-23-011102 · section16.xml · derivative · entry 3

SMITH ROGER L. · CIK 0001595564 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 774,539

Underlying: Common Shares · 79,206 shares

Expires 2023-08-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The options were exercised and the shares were acquired at $0.93 Canadian dollars, $0.6862 U.S. dollars is the equivalent price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7379).

F3 · derivative.exercise_date: The 79,206 options were granted on 8/20/18 and vested and became exercisable as follows: 26,402 on 08/20/19; 26,402 on 08/20/20; and 26,402 on 08/20/21.

SEC source: 0001654954-23-011102 · section16.xml · nonDerivative · entry 2

SMITH ROGER L. · CIK 0001595564 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 594,619

F2 · price: The shares were sold at $1.5114 Canadian dollars, $1.1153 U.S. dollars is the equivalent of the sales price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7379).

SEC source: 0001654954-23-011102 · section16.xml · nonDerivative · entry 1

SMITH ROGER L. · CIK 0001595564 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 673,825

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The options were exercised and the shares were acquired at $0.93 Canadian dollars, $0.6862 U.S. dollars is the equivalent price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7379).

SEC source: 0001654954-23-011047 · section16.xml · derivative · entry 2

HUBER GARY C · CIK 0001269312 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 637,178

Underlying: Common Shares · 55,653 shares

Expires 2023-08-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The options were exercised and the shares were acquired at $0.93 Canadian dollars, $0.6876 U.S. dollars is the equivalent price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7394).

F2 · derivative.exercise_date: The 55,653 options were granted on 8/20/18 and vested and became exercisable as follows: 18,551 on 08/20/19; 18,551 on 08/20/20; and 18,551 on 08/20/21.

SEC source: 0001654954-23-011047 · section16.xml · nonDerivative · entry 1

HUBER GARY C · CIK 0001269312 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 342,612

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The options were exercised and the shares were acquired at $0.93 Canadian dollars, $0.6876 U.S. dollars is the equivalent price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7394).

SEC source: 0001654954-23-011049 · section16.xml · derivative · entry 2

CASH JOHN · CIK 0001595535 · Director · Board Chairman, President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 847,967

Underlying: Common Shares · 59,476 shares

Expires 2023-08-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The options were exercised and the shares were acquired at $0.93 Canadian dollars, $0.6880 U.S. dollars is the equivalent price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7398).

F2 · derivative.exercise_date: The 59,476 options were granted on 8/20/18 and vested and became exercisable as follows: 19,825 on 08/20/19; 19,826 on 08/20/20; and 19,825 on 08/20/21.

SEC source: 0001654954-23-011049 · section16.xml · nonDerivative · entry 1

CASH JOHN · CIK 0001595535 · Director · Board Chairman, President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 443,481

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The options were exercised and the shares were acquired at $0.93 Canadian dollars, $0.6880 U.S. dollars is the equivalent price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7398).

SEC source: 0001654954-23-011048 · section16.xml · derivative · entry 3

FRANKLIN JAMES M. · CIK 0001595808 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 300,995

Underlying: Common Shares · 55,653 shares

Expires 2023-08-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The options were exercised and the shares were acquired at $0.93 Canadian dollars, $0.6876 U.S. dollars is the equivalent price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7394).

F3 · derivative.exercise_date: The 55,653 options were granted on 8/20/18 and vested and became exercisable as follows: 18,551 on 08/20/19; 18,551 on 08/20/20; and 18,551 on 08/20/21

SEC source: 0001654954-23-011048 · section16.xml · nonDerivative · entry 2

FRANKLIN JAMES M. · CIK 0001595808 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 605,927

F2 · price: The shares were sold at $1.5042 Canadian dollars, $1.1122 U.S. dollars is the equivalent of the sales price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7394).

SEC source: 0001654954-23-011048 · section16.xml · nonDerivative · entry 1

FRANKLIN JAMES M. · CIK 0001595808 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 661,580

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The options were exercised and the shares were acquired at $0.93 Canadian dollars, $0.6876 U.S. dollars is the equivalent price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7394).

SEC source: 0001654954-23-011012 · section16.xml · derivative · entry 3

GOPLERUD PENNE A · CIK 0001595551 · Gen Counsel and Corp Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 699,554

Underlying: Common Shares · 71,211 shares

Expires 2023-08-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The options were exercised and the shares were acquired at $0.93 Canadian dollars, $0.6880 U.S. dollars is the equivalent price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7398).

F3 · derivative.exercise_date: The 71,211 options were granted on 8/20/18 and vested and became exercisable as follows: 23,737 on 08/20/19; 23,737 on 08/20/20; and 23,737 on 08/20/21.

SEC source: 0001654954-23-011012 · section16.xml · nonDerivative · entry 2

GOPLERUD PENNE A · CIK 0001595551 · Gen Counsel and Corp Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 396,316

F2 · price: The shares were sold at $1.5097 Canadian dollars, $1.1169 U.S. dollars is the equivalent of the sales price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7398).

SEC source: 0001654954-23-011012 · section16.xml · nonDerivative · entry 1

GOPLERUD PENNE A · CIK 0001595551 · Gen Counsel and Corp Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 467,527

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The options were exercised and the shares were acquired at $0.93 Canadian dollars, $0.6880 U.S. dollars is the equivalent price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7398).

SEC source: 0001654954-23-011011 · section16.xml · derivative · entry 3

BOBERG W. WILLIAM · CIK 0001595538 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 637,178

Underlying: Common Shares · 55,653 shares

Expires 2023-08-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The options were exercised and the shares were acquired at $0.93 Canadian dollars, $0.6880 U.S. dollars is the equivalent price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7398).

F3 · derivative.exercise_date: The 55,653 options were granted on 8/20/18 and vested and became exercisable as follows: 18,551 on 08/20/19; 18,551 on 08/20/20; and 18,551 on 08/20/21.

SEC source: 0001654954-23-011011 · section16.xml · nonDerivative · entry 2

BOBERG W. WILLIAM · CIK 0001595538 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,015,027

F2 · price: The shares were sold at $1.5168 Canadian dollars, $1.1221 U.S. dollars is the equivalent of the sales price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7398).

SEC source: 0001654954-23-011011 · section16.xml · nonDerivative · entry 1

BOBERG W. WILLIAM · CIK 0001595538 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,051,894

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The options were exercised and the shares were acquired at $0.93 Canadian dollars, $0.6880 U.S. dollars is the equivalent price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7398).

SEC source: 0001654954-23-010923 · section16.xml · derivative · entry 3

Parker Thomas H · CIK 0001401432 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 637,178

Underlying: Common Shares · 55,653 shares

Expires 2023-08-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The options were exercised and the shares were acquired at $0.93 Canadian dollars, $0.6898 U.S. dollars is the equivalent price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7417).

F3 · derivative.exercise_date: The 55,653 options were granted on 8/20/18 and vested and became exercisable as follows: 18,551 on 08/20/19; 18,551 on 08/20/20; and 18,551 on 08/20/21.

SEC source: 0001654954-23-010923 · section16.xml · nonDerivative · entry 2

Parker Thomas H · CIK 0001401432 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 305,773

F2 · price: The shares were sold at $1.5253 Canadian dollars, $1.1313 U.S. dollars is the equivalent of the sales price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7417).

SEC source: 0001654954-23-010923 · section16.xml · nonDerivative · entry 1

Parker Thomas H · CIK 0001401432 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 361,426

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The options were exercised and the shares were acquired at $0.93 Canadian dollars, $0.6898 U.S. dollars is the equivalent price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7417).

SEC source: 0001654954-23-010792 · section16.xml · derivative · entry 3

Chang Robby Sai Kit · CIK 0001732700 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 637,178

Underlying: Comnon Shares · 55,653 shares

Expires 2023-08-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The options were exercised and the shares were acquired at $0.93 Canadian dollars, $0.6936 U.S. dollars is the equivalent price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7458).

F3 · derivative.exercise_date: The 55,653 options were granted on 8/20/18 and vested and became exercisable as follows: 18,551 on 08/20/19; 18,551 on 08/20/20; and 18,551 on 08/20/21.

SEC source: 0001654954-23-010792 · section16.xml · nonDerivative · entry 2

Chang Robby Sai Kit · CIK 0001732700 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,366

F2 · price: The shares were sold at $1.53 Canadian dollars, $1.1411 U.S. dollars is the equivalent of the sales price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7458).

SEC source: 0001654954-23-010792 · section16.xml · nonDerivative · entry 1

Chang Robby Sai Kit · CIK 0001732700 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 119,019

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The options were exercised and the shares were acquired at $0.93 Canadian dollars, $0.6936 U.S. dollars is the equivalent price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7458).

SEC source: 0001654954-23-010793 · section16.xml · derivative · entry 6

WALKER KATHY E · CIK 0001267135 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 586,651

Underlying: Common Shares · 50,527 shares

Expires 2023-12-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The options were exercised and the shares were acquired at $0.91 Canadian dollars, $0.6787 U.S. dollars is the equivalent price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7458).

F6 · derivative.exercise_date: The 50,527 options were granted on 12/14/18 and vested and became exercisable as follows: 16,674 on 12/14/19; 16,674 on 12/14/20; and 17,179 on 12/14/21.

SEC source: 0001654954-23-010793 · section16.xml · derivative · entry 5

WALKER KATHY E · CIK 0001267135 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 637,178

Underlying: Common Shares · 55,653 shares

Expires 2023-08-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The options were exercised and the shares were acquired at $0.93 Canadian dollars, $0.6936 U.S. dollars is the equivalent price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7458).

F5 · derivative.exercise_date: The 55,653 options were granted on 8/20/18 and vested and became exercisable as follows: 18,551 on 08/20/19; 18,551 on 08/20/20; and 18,551 on 08/20/21.

SEC source: 0001654954-23-010793 · section16.xml · nonDerivative · entry 4

WALKER KATHY E · CIK 0001267135 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 277,135

F4 · price: The shares were sold at $1.5037 Canadian dollars, $1.1215 U.S. dollars is the equivalent of the sales price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7458).

SEC source: 0001654954-23-010793 · section16.xml · nonDerivative · entry 3

WALKER KATHY E · CIK 0001267135 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 309,668

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: The options were exercised and the shares were acquired at $0.91 Canadian dollars, $0.6787 U.S. dollars is the equivalent price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7458).

SEC source: 0001654954-23-010793 · section16.xml · nonDerivative · entry 2

WALKER KATHY E · CIK 0001267135 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 259,141

F2 · price: The shares were sold at $1.5191 Canadian dollars, $1.1329 U.S. dollars is the equivalent of the sales price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7458).

SEC source: 0001654954-23-010793 · section16.xml · nonDerivative · entry 1

WALKER KATHY E · CIK 0001267135 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 295,733

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The options were exercised and the shares were acquired at $0.93 Canadian dollars, $0.6936 U.S. dollars is the equivalent price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7458).

SEC source: 0001654954-23-008786 · section16.xml · derivative · entry 3

HATTEN STEVEN M. · CIK 0001595544 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 636,547

Underlying: Common Shares · 62,409 shares

Expires 2023-08-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The options were exercised and the shares were acquired at $0.93 Canadian dollars, $0.7024 U.S. dollars is the equivalent price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7553).

F3 · derivative.exercise_date: The 62,409 options were granted on 8/20/18 and vested and became exercisable as follows: 20,803 on 08/20/19; 20,803 on 08/20/20; and 20,803 on 08/20/21

SEC source: 0001654954-23-008786 · section16.xml · nonDerivative · entry 2

HATTEN STEVEN M. · CIK 0001595544 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 288,550

F2 · price: The shares were sold at $1.3637 Canadian dollars, $1.03 U.S. dollars is the equivalent of the sales price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7553).

SEC source: 0001654954-23-008786 · section16.xml · nonDerivative · entry 1

HATTEN STEVEN M. · CIK 0001595544 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 350,959

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The options were exercised and the shares were acquired at $0.93 Canadian dollars, $0.7024 U.S. dollars is the equivalent price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7553).

SEC source: 0001654954-23-001178 · section16.xml · derivative · entry 3

Chang Robby Sai Kit · CIK 0001732700 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 692,831

Underlying: Common shares · 24,500 shares

Expires 2023-03-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The options were exercised and the shares were acquired at $0.77 Canadian dollars; $0.5765 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7487).

F3 · derivative.exercise_date: A total of 200,000 options were granted on 3/30/18 and vested and became exercisable as follows: 66,666 on 3/30/19; 66,666 on 3/30/20 and 66,668 on 3/30/21.

SEC source: 0001654954-23-001178 · section16.xml · nonDerivative · entry 2

Chang Robby Sai Kit · CIK 0001732700 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,366

F2 · price: The shares were sold at $1.71 Canadian dollars; $1.2803 U.S. dollars is the equivalent of the sales price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7487).

SEC source: 0001654954-23-001178 · section16.xml · nonDerivative · entry 1

Chang Robby Sai Kit · CIK 0001732700 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,866

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The options were exercised and the shares were acquired at $0.77 Canadian dollars; $0.5765 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7487).

SEC source: 0001654954-23-001020 · section16.xml · derivative · entry 3

Chang Robby Sai Kit · CIK 0001732700 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 717,331

Underlying: Common Shares · 175,500 shares

Expires 2023-03-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The options were exercised and the shares were acquired at $0.77 Canadian dollars; $0.5783 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7511).

F3 · derivative.exercise_date: A total of 200,000 options were granted on 3/30/18 and vested and became exercisable as follows: 66,666 on 3/30/19; 66,666 on 3/30/20 and 66,668 on 3/30/21.

SEC source: 0001654954-23-001020 · section16.xml · nonDerivative · entry 2

Chang Robby Sai Kit · CIK 0001732700 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,366

F2 · price: The shares were sold at $1.7034 Canadian dollars; $1.2794 U.S. dollars is the equivalent of the sales price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7511).

SEC source: 0001654954-23-001020 · section16.xml · nonDerivative · entry 1

Chang Robby Sai Kit · CIK 0001732700 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238,866

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The options were exercised and the shares were acquired at $0.77 Canadian dollars; $0.5783 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7511).

SEC source: 0001654954-23-001021 · section16.xml · derivative · entry 6

FRANKLIN JAMES M. · CIK 0001595808 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 356,648

Underlying: Common shares · 142,609 shares

Expires 2025-11-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The options were exercised and the shares were acquired at $0.63 Canadian dollars; $0.4719 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7491).

F6 · derivative.exercise_date: A total of 213,914 options were granted on 11/13/2020 which vested and became exercisable as follows: 71,305 on 11/13/2021; 71,305 on 11/13/22. Another 71,304 options will vest on 11/13/2023.

SEC source: 0001654954-23-001021 · section16.xml · derivative · entry 5

FRANKLIN JAMES M. · CIK 0001595808 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 499,257

Underlying: Common shares · 193,574 shares

Expires 2024-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The options were exercised and the shares were acquired at $0.79 Canadian dollars; $0.5918 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7491).

F5 · derivative.exercise_date: A total of 193,574 options were granted on 11/5/2019 vested and became exercisable as follows: 64,524 on 11/5/2020; 64,524 on 11/5/2021 and 64,526 on 11/5/2022.

SEC source: 0001654954-23-001021 · section16.xml · nonDerivative · entry 4

FRANKLIN JAMES M. · CIK 0001595808 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 605,927

F4 · price: The shares were sold at $1.6446 Canadian dollars; $1.2320 U.S. dollars is the equivalent of the sales price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7491).

SEC source: 0001654954-23-001021 · section16.xml · nonDerivative · entry 3

FRANKLIN JAMES M. · CIK 0001595808 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 748,536

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: The options were exercised and the shares were acquired at $0.63 Canadian dollars; $0.4719 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7491).